EFTA01437535.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2017-11-29
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This email exchange discusses the distribution and follow-up regarding the Harvest Collateral Yield Enhancement Strategy. Andrew King updates Stewart Oldfield on the status of sending out information to potential investors and following up on their interest.
Metadata
Subject
RE: DB - ry t 11 t r l Yield Enhancement Strategy [I]
Sender
Andrew King
Recipients
Stewart Oldfield
Document ID
Date
2017-11-29
Relationships 3
Entity 1RelationshipEntity 2Description
Andrew King business Stewart Oldfield Email correspondence regarding Harvest Collateral Yield Enhancement Strategy
Andrew King business Paul Barrett Andrew King engaged with Paul Barrett in follow-up conversation regarding Harvest Collateral Yield Enhancement Strategy
Andrew King business Paul Watson Andrew King reaching out to Paul Watson regarding Harvest Collateral Yield Enhancement Strategy
Notable Quotes 2
As an overlay, the strategy enables an investor to add an incremental return stream to their existing portfolio, and the potential diversification benefit provided by the strategy's historically low correlation to equities.
It requires no capital outlay and instead uses an investor's existing portfolio as collateral.
Financial Information
Amounts:$10BN
Assets:
  • Existing portfolio as collateral
Transactions:
  • Harvest Collateral Yield Enhancement Strategy (CYES)
  • Actively managing a portfolio of short-dated index option spreads on the S&P 500 index
  • Sells options to generate premium while purchasing further out of the money options to contain risk
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 5
HarvestThird LakeTischDeutsche Bank Securities Inc.Deutsche Bank Wealth Management
Locations 2
New York, NY345 Park Avenue, New York, NY 10154
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To inform Stewart Oldfield about the status of sending out information about the Harvest Collateral Yield Enhancement Strategy and to reach out to potential investors.
Significance
The document provides insight into the marketing and distribution of a specific investment strategy by Deutsche Bank.
File Info
File Name
EFTA01437535.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:17.647955
DOJ Source
View on DOJ