Illegal Activity
none
Blackmail
none
Date
2017-10-26
Document Type
Borrower Security and Pledge Agreement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a Borrower Security and Pledge Agreement between Southern Financial LLC, with Jeffrey E stein listed as the contact, and Deutsche Bank AG, establishing the terms for loans and collateral. It outlines the obligations of the debtor, the rights of the lender, and the conditions under which the lender can take possession of the collateral.
Metadata
- Subject
- Borrower Security and Pledge Agreement
- Sender
- —
- Recipients
- —
- Document ID
- -146178v12
- Date
- 2017-10-26
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Southern Financial LLC | Debtor-Lender | Deutsche Bank AG | Southern Financial LLC is the Debtor and Deutsche Bank AG is the Lender in this agreement. |
| Deutsche Bank Trust Company Americas | Agent/Securities Intermediary | Deutsche Bank Securities, Inc. | Deutsche Bank Securities, Inc. holds the Collateral as securities intermediary and agent for the benefit of Deutsche Bank Trust Company Americas. |
Notable Quotes 2
Debtor hereby irrevocably, unconditionally and expressly waives, to the fullest extent permitted by applicable law, all defenses, counterclaims, rights of setoff, any requirement that Lender first proceed against any guarantor or any other security, all requirements for notice of any kind, demand, protest, presentment, notice of nonpayment, default or dishonor of any Obligation, notice of acceptance hereof, marshalling of assets and the like, including without limitation, any right to notice or judicial hearing in connection with Lender's taking possession of or disposition of any Collateral, any notice of any sale, transfer or other disposition by Lender of any Obligation, any requirement that Lender first proceed against Debtor, any other collateral or any other person liable for any of the Obligations, and all damages occasioned by any of the foregoing (except as finally determined by a competent court to have been the direct result of Lender's gross negligence or willful misconduct).
DEBTOR AND LENDER EACH HEREBY IRREVOCABLY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY RIGHT TO A JURY TRIAL IN ANY ACTION OR PROCEEDING ARISING OUT OF OR RELATING TO THIS AGREEMENT OR THE TRANSACTIONS CONTEMPLATED HEREBY.
Financial Information
Amounts:$50,000
Assets:
- Cash, securities, shares, certificates, investment property, security entitlements, promissory notes, instruments, rights, receivables, general intangibles, commodities and all other property and financial assets of Debtor now or hereafter in the possession, custody or control of Lender
Transactions:
- Loans, advances, overdrafts, letters of credit, acceptances, swaps, securities transactions, forward contracts, foreign currency transactions and all other credit transactions and financial accommodations given or to be given or to be continued from time to time to Southern Financial LLC
- Pledge of collateral security for the punctual payment and performance of all present and future liabilities and obligations of Debtor to Lender
Public Knowledge
- Context
- The existence of a security agreement between a financial institution and a private entity is not inherently public knowledge.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
People 1
Organizations 9
Southern Financial LLCDeutsche Bank AGDeutsche Bank Trust Company AmericasDB Structured Products, Inc.DB Private Clients Corp.Deutsche Bank AG, London BranchDeutsche Bank Securities, Inc.Moody's Investor ServicesStandard & Poors Corporation
Locations 5
US Virgin IslandsSt. Thomas, US Virgin IslandsNew YorkNew York CityLondon
Financial Entities 2
Deutsche Bank AGDeutsche Bank Securities, Inc.
Text Analysis
- Tone
- Formal, legal
- Purpose
- To establish a security agreement between Southern Financial LLC and Deutsche Bank AG, outlining the terms and conditions for loans and collateral.
- Significance
- This document outlines the legal framework for a financial agreement between Southern Financial LLC and Deutsche Bank AG, specifying the collateral, obligations, and rights of both parties.
File Info
- File Name
- EFTA01438564.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:19.236137
- DOJ Source
- View on DOJ