EFTA01440248.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
letter
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a letter of authorization from Deutsche Bank to a client, seeking permission to share the client's information with iCapital Parties for KYC purposes and to transfer funds from the client's account for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. The letter also outlines the terms and conditions of the investment, including the fact that fund interests will not be held at Deutsche Bank.
Metadata
Subject
Letter of Authorization for Fund Investment
Sender
Deutsche Bank
Recipients
Document ID
GLDUS132
Date
Relationships 3
Entity 1RelationshipEntity 2Description
Deutsche Bank Business iCapital Advisors, LLC Deutsche Bank acts as placement agent for iCapital Advisors, LLC's fund.
Client Financial Deutsche Bank Client has an account with Deutsche Bank and is investing in a fund offered by Deutsche Bank.
Client Financial Glendower Access Secondary Opportunities IV (U.S.), L.P. Client is investing in Glendower Access Secondary Opportunities IV (U.S.), L.P.
Notable Quotes 2
The undersigned authorizes Deutsche Bank to provide the undersigned's Information to the iCapital Parties in order to assist the iCapital Parties to verify the undersigned's identity or obtain other "know your customer" information in connection with the undersigned's investment in the Fund.
The undersigned authorizes Deutsche Bank to transfer funds from the undersigned's Deutsche Bank account referenced below (the "Client Account") in order to fund any required capital contribution by the undersigned to the Fund.
Financial Information
Assets:
  • Fund interests in Glendower Access Secondary Opportunities IV (U.S.), L.P.
Transactions:
  • Transfer of funds from client's Deutsche Bank account to fund capital contribution.
  • Payment of placement fee to Deutsche Bank.
Legal Compliance
  • Verification of identity and financial condition as required by applicable law (Know Your Customer - KYC).
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsLegal matters/litigation
Organizations 5
EverWatch FinancialiCapital Advisors, LLCDeutsche Bank Securities Inc.Deutsche BankGlendower Access Secondary Opportunities IV (U.S.), L.P.
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To obtain client authorization for Deutsche Bank to share information with iCapital Parties and to transfer funds for investment in the fund.
Significance
This document outlines the authorization process for a client to invest in a fund managed by iCapital Advisors, LLC through Deutsche Bank.
File Info
File Name
EFTA01440248.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:31.555646
DOJ Source
View on DOJ