EFTA01440975.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
letter
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a letter of authorization from Deutsche Bank to a client, requesting consent to share their information with iCapital Parties for KYC purposes and to transfer funds for investment in the Glendower Access Secondary Opportunities IV (U.S.), L.P. fund. It also outlines the terms and conditions of the investment, including the handling of account statements and fund valuations.
Metadata
Subject
Letter of Authorization for Fund Investment
Sender
Deutsche Bank
Recipients
Client
Document ID
GLDUS138
Date
Relationships 3
Entity 1RelationshipEntity 2Description
Deutsche Bank business iCapital Advisors, LLC Deutsche Bank acts as placement agent for iCapital Advisors, LLC's fund.
Client financial Deutsche Bank Client has an account with Deutsche Bank and is investing in a fund offered by Deutsche Bank.
Client financial Glendower Access Secondary Opportunities IV (U.S.), L.P. Client is subscribing for an interest in the Glendower Access Secondary Opportunities IV (U.S.), L.P. fund.
Notable Quotes 2
"Deutsche Bank regards protecting your personal information as one of our fundamental responsibilities."
"The undersigned authorizes Deutsche Bank to provide the undersigned's Information to the iCapital Parties in order to assist the iCapital Parties to verify the undersigned's identity or obtain other "know your customer" information in connection with the undersigned's investment in the Fund."
Financial Information
Amounts:$$
Assets:
  • Fund interests
  • Client Account
Transactions:
  • Transfer of funds from Client Account to fund capital contribution
  • Subscription for an interest in the alternative investment fund
Legal Compliance
  • Verification of identity and financial condition as required by applicable law (KYC).
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsLegal matters/litigation
People 1
Organizations 4
iCapital Advisors, LLCDeutsche Bank Securities Inc.Deutsche BankGlendower Access Secondary Opportunities IV (U.S.), L.P.
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To obtain client authorization for Deutsche Bank to share information with iCapital Parties and transfer funds for fund investment.
Significance
This document outlines the terms and conditions for a client's investment in a fund managed by iCapital Advisors, LLC, with Deutsche Bank acting as the placement agent.
File Info
File Name
EFTA01440975.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:37.964560
DOJ Source
View on DOJ