EFTA01445166.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
letter
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This letter from Deutsche Bank seeks client authorization to share personal and financial information with iCapital Parties for KYC purposes and to transfer funds for investment in the Glendower Access Secondary Opportunities IV (U.S.), L.P. fund. It also outlines the terms of the investment, including the fact that fund interests will not be held at Deutsche Bank and that statements of account will be sent directly by iCapital Parties.
Metadata
Subject
Letter of Authorization for Fund Investment
Sender
Deutsche Bank Securities Inc.
Recipients
Document ID
GLDUS131
Date
Relationships 3
Entity 1RelationshipEntity 2Description
Deutsche Bank Securities Inc. business iCapital Advisors, LLC Deutsche Bank acts as placement agent for iCapital Advisors' fund.
Deutsche Bank financial Client Deutsche Bank provides banking services to the client and seeks authorization to share information with iCapital Parties.
Client financial Glendower Access Secondary Opportunities IV (U.S.), L.P. Client invests in the fund.
Notable Quotes 2
Deutsche Bank regards protecting your personal information as one of our fundamental responsibilities.
The undersigned authorizes Deutsche Bank to provide the undersigned's Information to the iCapital Parties in order to assist the iCapital Parties to verify the undersigned's identity or obtain other "know your customer" information in connection with the undersigned's investment in the Fund.
Financial Information
Amounts:$$
Transactions:
  • Fund investment
  • Capital contribution
  • Placement Fee
  • Initial Capital Contribution Amount
Legal Compliance
  • Verification of identity and financial condition as required by applicable law (Know Your Customer - KYC)
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsLegal matters/litigation
Organizations 5
Bright GroupiCapital Advisors, LLCDeutsche Bank Securities Inc.Deutsche BankGlendower Access Secondary Opportunities IV (U.S.), L.P.
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To obtain client authorization for Deutsche Bank to share information with iCapital Parties and to transfer funds for investment purposes.
Significance
This document outlines the terms and conditions for a client's investment in a fund managed by iCapital Advisors, facilitated by Deutsche Bank.
File Info
File Name
EFTA01445166.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:37.957515
DOJ Source
View on DOJ