Illegal Activity
none
Blackmail
none
Date
2014
Document Type
disclosure
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document contains disclosures related to Private Placement Variable Annuities offered by Winged Keel Group. It outlines the risks, fees, regulatory considerations, and the firm's commitment to excellence in wealth management for ultra-high-net-worth families.
Metadata
- Subject
- Private Placement Variable Annuity Disclosures
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0102075
- Date
- 2014
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Winged Keel Group | Securities Offered Through | M Holdings Securities, Inc. | Securities are offered through M Holdings Securities, Inc. Winged Keel Group is independently owned and operated. |
Notable Quotes 1
It is our commitment to excellence "beneath the surface" that sets us apart.
Legal Compliance
- Private Placement Variable Annuities should only be presented to accredited investors or qualified purchasers as described by the Securities Act of 1933.
- Withdrawals and other distributions of taxable amounts, including death benefit payments, will be subject to ordinary income tax.
- If withdrawals and other distributions are taken prior to age S9ki, a 10% excise tax may apply.
- Assumes the Private Placement Variable Annuities illustrated herein are not issued in the following states: CA, ME, NV, PR, SD, WV, or WY. These states charge a premium tax, which would add a fee to such illustrations.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 4
Winged Keel Group, Inc.M Holdings Securities, Inc.FINRASIPC
Locations 10
CAMENVPRSDWVWYNew YorkNY1700 Broadway, 34th Floor, New York, NY 10019
Text Analysis
- Tone
- Informational
- Purpose
- To provide disclosures regarding Private Placement Variable Annuities and related services offered by Winged Keel Group.
- Significance
- The document outlines the risks, fees, and regulatory considerations associated with Private Placement Variable Annuities.
File Info
- File Name
- EFTA01447443.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:49.866441
- DOJ Source
- View on DOJ