Illegal Activity
none
Blackmail
none
Date
2014
Document Type
disclosure
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document provides disclosures and information regarding Private Placement Variable Annuities, emphasizing their suitability for accredited investors and qualified purchasers. It outlines tax implications, potential fees, and the importance of consulting with financial and legal advisors.
Metadata
- Subject
- Disclosures regarding Private Placement Variable Annuities
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0102081, SDNY_GM_00248265
- Date
- 2014
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Winged Keel Group, Inc. | Business | M Holdings Securities, Inc. | Securities Offered Through M Holdings Securities, Inc. Winged Keel Group is independently owned and operated. |
Notable Quotes 1
It is our commitment to excellence "beneath the surface" that sets us apart.
Financial Information
Assets:
- Private Placement Variable Annuities
Legal Compliance
- Private Placement Variable Annuities should only be presented to accredited investors or qualified purchasers as described by the Securities Act of 1933.
- Withdrawals and other distributions of taxable amounts, including death benefit payments, will be subject to ordinary income tax. If withdrawals and other distributions are taken prior to age 59%, a 10% excise tax may apply.
- Assumes the Private Placement Variable Annuities illustrated herein are not issued in the following states: CA, ME, NV, PR, SD, WV, or WY. These states charge a premium tax, which would add a fee to such illustrations.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 4
Winged Keel Group, Inc.M Holdings Securities, Inc.FINRASIPC
Locations 9
New York, NYCAMENVPRSDWVWY1700 Broadway, 34th Floor, New York, NY 10019
Text Analysis
- Tone
- Informational
- Purpose
- To provide disclosures and information regarding Private Placement Variable Annuities.
- Significance
- Provides important information and disclaimers related to Private Placement Variable Annuities.
File Info
- File Name
- EFTA01447448.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:49.493088
- DOJ Source
- View on DOJ