Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Account Agreement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is an account agreement between a client and Deutsche Bank Securities Inc. (DBSI), outlining the terms and conditions for a brokerage account. It covers client representations, DBSI's rights, and regulatory compliance.
Metadata
- Subject
- Account Agreement
- Sender
- —
- Recipients
- —
- Document ID
- 012145.032813
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Contractual | Deutsche Bank Securities Inc. (DBSI) | Account agreement between client and DBSI |
| DBSI | Agent | Pershing LLC (Pershing) | DBSI retains the right to delegate to its agent, including its clearing agent, Pershing LLC |
Notable Quotes 2
Client agrees to read this Account Agreement and the Appendix to this Account Agreement: Disclosures and Definitions ("Appendix") carefully. If Client is not willing to be bound by these terms and conditions, Client should not sign this Account Agreement.
Client's signature confirms that Client has read and agrees to the terms of this Account Agreement and the Appendix annexed hereto.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 5
Deutsche Asset & Wealth ManagementDeutsche Bank Securities Inc.DBSIFinancial Industry Regulatory Authority, Inc. (FINRA)Pershing LLC (Pershing)
Financial Entities 6
Deutsche Bankbanksavings and loan institutioninsurance companyinvestment companyinvestment advisory firm
Text Analysis
- Tone
- Formal
- Purpose
- To establish the terms and conditions for a brokerage account between the client and Deutsche Bank Securities Inc.
- Significance
- This document outlines the legal agreement governing the client's brokerage account, including client representations, rights of DBSI, and rules and regulations.
File Info
- File Name
- EFTA01448491.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:02.198587
- DOJ Source
- View on DOJ