Illegal Activity
none
Blackmail
none
Date
2013-03-28
Document Type
Legal Document
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is an account agreement between a client and DBSI, outlining the terms and conditions of the account, including fees, risks, and responsibilities. It covers aspects like indebtedness satisfaction, cash sweep options, credit information, and communication protocols.
Metadata
- Subject
- Account Agreement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0103548
- Date
- 2013-03-28
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Business | DBSI | Client agrees to terms and conditions of account agreement with DBSI |
| DBSI | Business | Pershing | DBSI and Pershing have agreements regarding client accounts |
Notable Quotes 2
Client understands that the assets in Client's Account are subject to the risk of partial or total loss due to market fluctuations or the insolvency of the issuer(s).
Client agrees to notify DBSI in writing, within ten (10) days after transmittal to Client of a confirmation, of any objection Client has to any transaction in Client's Account(s).
Financial Information
Assets:
- Securities
- Other Property
- Cash balances
- Shares of Mutual Fund
Transactions:
- Fees charged to account
- Deduction of fees from account
- Satisfaction of indebtedness
- Payment of interest and commission charges
- Payment of attorneys' fees and court costs
Legal Compliance
- Client agrees to satisfy indebtedness upon demand.
- Client authorizes DBSI and Pershing to obtain credit reports.
- Client consents to DBSI recording telephone calls.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 5
DBSIPershingDeutsche Bank AGFederal Deposit Insurance Corporation (FDIC)NISI
Financial Entities 2
Deutsche Bank AGPershing
Text Analysis
- Tone
- Legal
- Purpose
- To outline the terms and conditions of an account agreement between a client and DBSI.
- Significance
- This document outlines the legal and financial responsibilities of both the client and DBSI regarding the client's account.
File Info
- File Name
- EFTA01448505.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:57.020527
- DOJ Source
- View on DOJ