Illegal Activity
none
Blackmail
none
Date
032813
Document Type
agreement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a margin addendum to an account agreement, outlining the terms and conditions for using a margin account with DBSI and Pershing. It details the mechanics, risks, financing, interest, liens, and liquidation rights associated with the account.
Metadata
- Subject
- MARGIN ADDENDUM TO ACCOUNT AGREEMENT
- Sender
- —
- Recipients
- —
- Document ID
- 1340.NM-0196
- Date
- 032813
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | contractual | Pershing | Client agrees to terms and conditions in the Margin Addendum and Account Agreement with Pershing. |
| Client | contractual | DBSI | Client agrees to terms and conditions in the Margin Addendum and Account Agreement with DBSI. |
| DBSI | business | Pershing | Margin transactions in the Account may be financed by Pershing or DBSI. |
Notable Quotes 2
Client hereby grants to DBSI and its Affiliates a security interest in and lien upon all Securities and Other Property in the possession or control of DBSI, any of its Affiliates or Pershing, in which Client has an interest.
Client understands that while securities held for Client's Account(s) are loaned out, Client will lose voting rights attendant to such securities.
Red Flags 1
- DBSI and Pershing have the right to liquidate any Securities and Other Property held in the Margin Account whenever DBSI or Pershing deems it necessary for its protection.
Financial Information
Assets:
- Securities
- Other Property
- Cash
Transactions:
- Margin transactions
- Loans
- Pledges
- Liquidations
Legal Compliance
- Liens on Securities and Other Property
- Consent to Loan or Pledge of Securities and Other Property
- Margin Maintenance, Calls for Additional Collateral, Liquidations and Covering Short Positions
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 4
PershingDBSIDeutsche BankDBAB
Locations 1
americaslen
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Legal
- Purpose
- To establish the terms and conditions for a margin account.
- Significance
- This document outlines the risks, responsibilities, and rights associated with a margin account, including the ability of DBSI and Pershing to liquidate assets under certain conditions.
File Info
- File Name
- EFTA01448511.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:25.375094
- DOJ Source
- View on DOJ