Illegal Activity
none
Blackmail
none
Date
2013
Document Type
notice
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a Customer Identification Program notice from Deutsche Asset & Wealth Management, informing clients about the legal requirements to provide identifying information and documentation to comply with anti-terrorism and anti-money laundering laws. It outlines the firm's obligations and the client's responsibility to report any changes in their information.
Metadata
- Subject
- Customer Identification Program Notice
- Sender
- —
- Recipients
- —
- Document ID
- 13-AWM•0128
- Date
- 2013
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank Securities Inc. | subsidiary | Deutsche Bank AG | Deutsche Bank Securities Inc. is a subsidiary of Deutsche Bank AG. |
Notable Quotes 2
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution.
Governmental rules have also broadened the scope of our firm's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients.
Public Knowledge
- Context
- Customer Identification Programs are standard practice for financial institutions.
- Likely Public
- True
Legal Compliance
- Obligation to ask customers questions regarding their identities, addresses, source of funds, and legal representatives.
- Obligation to collect requisite documentation to substantiate the information.
- Obligation for clients to immediately notify of any changes to personal or institutional information and provide relevant documentation to verify these changes.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationCommunications/correspondenceCompliance issues
Organizations 6
Deutsche Asset & Wealth ManagementDeutsche Bank AGDeutsche Bank Securities Inc.FINRANYSESIPC
Locations 1
United States
Financial Entities 2
Deutsche BankDeutsche Bank Securities Inc.
Text Analysis
- Tone
- Informative
- Purpose
- To inform customers about the Customer Identification Program and the requirements for establishing a business relationship with a financial institution.
- Significance
- This document outlines the legal obligations of financial institutions to combat terrorism funding and money laundering.
File Info
- File Name
- EFTA01448519.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:05.172717
- DOJ Source
- View on DOJ