Illegal Activity
none
Blackmail
none
Date
032813
Document Type
Agreement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is an account agreement between a client and DBSI, outlining the terms and conditions of the account, including fees, risks, and responsibilities of both parties. It covers aspects such as indebtedness, fees, FDIC insurance, cash sweep options, credit information, communications, and joint accounts.
Metadata
- Subject
- Account Agreement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0103579
- Date
- 032813
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Contractual | DBSI | Client agrees to terms of account agreement with DBSI |
| DBSI | Business | Pershing | DBSI and Pershing have a business relationship related to the account agreement. |
Notable Quotes 2
Client understands that the assets in Client's Account are subject to the risk of partial or total loss due to market fluctuations or the insolvency of the issuer(s).
Client agrees to notify DBSI in writing, within ten (10) days after transmittal to Client of a confirmation, of any objection Client has to any transaction in Client's Account(s).
Financial Information
Assets:
- Securities
- Other Property
- Cash balances
- Shares of any Mutual Fund
Transactions:
- Deduction of fees from Client's Account(s)
- Liquidation of Securities and Other Property held in Account(s)
Legal Compliance
- Client agrees to satisfy any indebtedness, including interest and commission charges.
- Client authorizes DBSI and Pershing to obtain reports concerning Client's credit standing and business conduct.
- Client consents to DBSI recording any or all telephone calls with Client.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 5
DBSIPershingDeutsche Bank AGFederal Deposit Insurance Corporation (FDIC)NISI
Financial Entities 1
Deutsche Bank AG
Text Analysis
- Tone
- Legal
- Purpose
- To outline the terms and conditions of an account agreement between a client and DBSI.
- Significance
- This document is a standard account agreement outlining the rights and responsibilities of both the client and DBSI.
File Info
- File Name
- EFTA01448526.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:09.914136
- DOJ Source
- View on DOJ