Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:40
Summary
This document is an arbitration agreement between a client, DBSI, and Pershing, outlining the terms and conditions for resolving disputes outside of court. It specifies the arbitration process, including the selection of the arbitration forum and the applicable laws.
Metadata
- Subject
- Arbitration Agreement
- Sender
- —
- Recipients
- —
- Document ID
- 13-AWM-0198, DB-SDNY-0103581
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | legal | DBSI | Client agrees to arbitrate disputes with DBSI |
| Client | legal | Pershing | Client agrees to arbitrate disputes with Pershing |
Notable Quotes 2
All parties to this Account Agreement (being Client, DBSI and Pershing) are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed, or as prohibited by Applicable Law;
Subject to the preceding disclosure, Client agrees to arbitrate any controversies or disputes that may arise with DBSI or Pershing, whether based on events occurring prior to, on or subsequent to the date of this Account Agreement, and including any controversy arising out of or relating to any Account with DBSI, the construction, performance or breach of any agreement, or any duty arising from any agreement or other relationship with DBSI, to transactions with or through DBSI, or any controversy as to whether any issue is arbitrable.
Raw Analysis JSON
click to expand
Themes
Legal matters/litigation
Organizations 4
DBSIPershingFINRADeutsche Bank Securities Inc.
Locations 3
New YorkNY60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005.2836
Text Analysis
- Tone
- Formal, legal
- Purpose
- To establish the terms of an arbitration agreement between the Client, DBSI, and Pershing.
- Significance
- This document outlines the agreement to resolve disputes through arbitration rather than court proceedings.
File Info
- File Name
- EFTA01448528.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:40:59.014606
- DOJ Source
- View on DOJ