Illegal Activity
none
Blackmail
none
Date
2013-03-28
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a margin addendum to an account agreement, outlining the terms and conditions for a client's margin account with DBSI and Pershing. It details the mechanics and risks of margin, financing, interest, liens, consent to loan securities, and liquidation rights.
Metadata
- Subject
- MARGIN ADDENDUM TO ACCOUNT AGREEMENT
- Sender
- —
- Recipients
- —
- Document ID
- 1340.NM-0196
- Date
- 2013-03-28
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Business | Pershing | Client has a margin account with Pershing. |
| Client | Business | DBSI | Client has a margin account with DBSI. |
| DBSI | Business | Pershing | Margin transactions in the Account may be financed by Pershing or DBSI. |
Notable Quotes 2
Client hereby grants to DBSI and its Affiliates a security interest in and lien upon all Securities and Other Property in the possession or control of DBSI, any of its Affiliates or Pershing, in which Client has an interest (held individually, jointly or otherwise) (collectively all such Securities and Other Properly are referred to herein as "DB Collateral") in order to secure any and all indebtedness or any other obligation of Client to DBSI and its Affiliates or Pershing (collectively, all such obligations are referred to herein as the 'DB Obligations').
Client understands that while securities held for Client's Account(s) are loaned out, Client will lose voting rights attendant to such securities.
Financial Information
Assets:
- Securities
- Other Property
- Cash
Transactions:
- Margin transactions
- Loans
- Pledges
- Repledges
- Hypothecation
- Rehypothecation
- Liquidations
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 4
PershingDBSIDeutsche BankDBAB
Locations 1
Americas
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Legal
- Purpose
- To establish the terms and conditions for a margin account between the client and DBSI/Pershing.
- Significance
- This document outlines the risks and responsibilities associated with margin trading, including the right of DBSI/Pershing to liquidate assets and the client's consent to loan or pledge securities.
File Info
- File Name
- EFTA01448535.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:26.109818
- DOJ Source
- View on DOJ