Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Account Agreement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is an account agreement between a client and Deutsche Bank Securities Inc. (DBSI) that outlines the terms and conditions for a brokerage account. It covers client representations, DBSI's rights, order execution, and compliance with applicable laws.
Metadata
- Subject
- Account Agreement
- Sender
- —
- Recipients
- —
- Document ID
- 13-AWM-0196
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Contractual | Deutsche Bank Securities Inc. (DBSI) | Account Agreement between Client and DBSI |
| DBSI | Agent | Pershing LLC | DBSI retains the right to delegate to its agent, including its clearing agent, Pershing LLC |
Notable Quotes 2
Client agrees to read this Account Agreement and the Appendix to this Account Agreement: Disclosures and Definitions ("Appendix") carefully.
Client's signature confirms that Client has read and agrees to the terms of this Account Agreement and the Appendix annexed hereto.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 9
Deutsche Asset & Wealth ManagementSouthern Trust Company, IncDeutsche Bank Securities Inc.DBSIFinancial Industry Regulatory Authority, Inc.FINRAPershing LLCPershingDEM
Locations 1
St Thomas
Financial Entities 8
Deutsche Bank Securities Inc.Southern Trust Company, IncPershing LLCbanksavings and loan institutioninsurance companyinvestment companyinvestment advisory firm
Text Analysis
- Tone
- Legal
- Purpose
- To establish the terms and conditions for a brokerage account between the client and Deutsche Bank Securities Inc.
- Significance
- This document outlines the legal agreement governing the client's brokerage account, including client representations, rights of DBSI, order execution, and compliance with applicable laws.
File Info
- File Name
- EFTA01448548.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:02.237704
- DOJ Source
- View on DOJ