Equities Common stock

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File: EFTA01273308_p176_i0.png dataset_10
Summary:

The image is a financial statement from UBS Strategic Advisor for Ghislaine Maxwell, detailing her assets in equities and common stock as of December 2014. The document lists various stocks, their trade dates, number of shares, purchase prices, cost basis, and unrealized gains or losses.

Content Type:
Image
Document Type:
image
Date:
December 2014
Model Used:
gemini-2.0-flash-001
Image Classification
Category:
financial_document
Subcategory:
bank statement
Scene & Environment

Setting: other

Location Type: unknown

Identified Location: unknown

Time: unclear

Atmosphere: formal

Document Extraction

Type: bank statement

Date: December 2014

Letterhead: UBS

From: UBS Strategic Advisor

To: Ghislaine Maxwell

Subject: Equities Common stock (continued)

Key Points:

  • Ghislaine Maxwell's assets in equities and common stock as of December 2014
  • Details of holdings in CDK GLOBAL INC COM, COLGATE PALMOLIVE CO, GENL MILLS INC, and JOHNSON & JOHNSON COM
  • Trade dates, number of shares, purchase price, cost basis, price per share on Dec 31, value on Dec 31, unrealized gain or loss, and holding period for each stock

Full Transcription:

UBS
UBS Strategic Advisor
December 2014

Your assets Equities Common stock (continued)

Holding

Security total
CDK GLOBAL INC COM
Symbol: CDK Exchange: OTC
EAI: $204 Current yield: 1.18%

Security total
COLGATE PALMOLIVE CO
Symbol: CL Exchange: NYSE
EAI: $2,172 Current yield: 2.08%

Security total
GENL MILLS INC
Symbol: GIS Exchange: NYSE
EAI: $3,086 Current yield: 3.07%

Security total
JOHNSON & JOHNSON COM
Symbol: JNJ Exchange: NYSE
EAI: $2,985 Current yield: 2.68%

Trade
clate
Jul 1, 13

Aug 4, 11
Aug 12, 11
Jan 23, 13
Apr 22, 13

Aug 4, 11
Aug 12, 11
Jan 23, 13
Apr 22, 13

Aug 4, 11
Aug 12, 11
Jan 23, 13
Apr 22, 13
Jun 17, 13
Jun 18, 13

Aug 4, 11
Aug 12, 11
Jan 23, 13
Apr 22, 13

Number
of shares
65.000
1,110.000

48.667
1.333
255.667
118.333
424.000

174.000
4.000
910.000
420.000
1,508.000

191.000
5.000
1,001.000
464.000
148.000
73.000
1,882.000

123.000
3.000
642.000
298.000
1,066.000

Account name:
Friendly account name:
Account number:

Purchase pricel
Average price
per share (5)
82.781
82.821

18.379
17.775
22.709
24.684
22.748

41.632
42.450
54.240
59.788
54.300.

36.265
35.754
41.387
50.287
49.739
49.836
44.031

62.377
63.730
72.736
84.721
74.866

GHISLAINE MAXWELL

Cost basis ($)
5,380.78
91,931.25

894.45
23.70
5,806.16
2,921.03
9,645.34

7,244.05
169.80
49,358.63
25,111.32
81,883.80

6,926.77
178.77
41,428.89
23,333.21
7,361.45
3,638.07
82,867.16

7,672.38
191.19
46,696.71
25,247.10
79,807.38

Price per share
on Dec 31 ($)
91.530

40.760
40.760
40.760
40.760

69.190
69.190
69.190
69.190

53.330
53.330
53.330
53.330
53.330
53.330

104.570
104.570
104.570
104.570

Value on
Dec 31 ($)
5,949.45
101,598.30

1,983.65
54.35
10,420.97
4,823.27
17,282.24

12,039.06
276.76
62,962.90
29,059.80
104,338.52

10,186.03
266.65
53,383.33
24,745.12
7,892.84
3,893.09
100,367.06

12,862.11
313.71
67,133.94
31,161.86
111,471.62

Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL

Unrealized
gain or loss ($)
568.67
9,667.05

1,089.20
30.65
4,614.81
1,902.24
7,636.90

4,795.01
106.96
13,604.27
3,948.48
22,454.72

3,259.26
87.88
11,954.44
1,411.91
531.39
255.02
17,499.90

5,189.73
122.52
20,437.23
5,914.76
31,664.24

Holding
period
LT

LT
LT
LT
LT

LT
LT
LT
LT

LT
LT
LT
LT
LT
LT

LT
LT
LT
LT

continued next page
CNP70010008072422 NP7000305739 00002 1214030575004 Y123568550 100ÔNY GM 0002005616 of 104
CONFIDENTIAL
EFTA_00131276
Text in Image
UBS
UBS Strategic Advisor
December 2014
Your assets
Equities
Common stock (continued)
Holding
Trade
Number
clate
of shares
Account name:
Friendly account name:
Account number:
Purchase pricel
Average price
per share (5)
GHISLAINE MAXWELL
Cost basis ($)
Price per share
on Dec 31 ($)
Value on
Dec 31 ($)
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Unrealized
gain or loss ($)
Holding
period
Jul 1, 13
65.000
82.781
5,380.78
91.530
5,949.45
568.67
LT
1,110.000
82.821
91,931.25
101,598.30
9,667.05
Security total
CDK GLOBAL INC COM
Symbol: CDK Exchange: OTC
EAI: $204 Current yield: 1.18%
Aug 4, 11
48.667
18.379
894.45
40.760
1,983.65
1,089.20
LT
Aug 12, 11
1.333
17.775
23.70
40.760
54.35
30.65
LT
Jan 23, 13
255.667
22.709
5,806.16
40.760
10,420.97
4,614.81
LT
Apr 22, 13
118.333
24.684
2,921.03
40.760
4,823.27
1,902.24
LT
Security total
424.000
22.748
9,645.34
17,282.24
7,636.90
COLGATE PALMOLIVE CO
Symbol: CL Exchange: NYSE
EAI: $2,172 Current yield: 2.08%
Aug 4, 11
174.000
41.632
7,244.05
69.190
12,039.06
4,795.01
LT
Aug 12, 11
4.000
42.450
169.80
69.190
276.76
106.96
LT
Jan 23, 13
910.000
54.240
49,358.63
69.190
62,962.90
13,604.27
LT
Apr 22, 13
420.000
59.788
25,111.32
69.190
29,059.80
3,948.48
LT
1,508.000
54.300.
81,883.80
104,338.52
22,454.72
Security total
GENL MILLS INC
Symbol: GIS Exchange: NYSE
EAI: $3,086 Current yield: 3.07%
Aug 4, 11
191.000
36.265
6,926.77
53.330
10,186.03
3,259.26
LT
Aug 12, 11
5.000
35.754
178.77
53.330
266.65
87.88
LT
Jan 23, 13
1,001.000
41.387
41,428.89
53.330
53,383.33
11,954.44
LT
Apr 22, 13
464.000
50.287
23,333.21
53.330
24,745.12
1,411.91
LT
Jun 17, 13
148.000
49.739
7,361.45
53.330
7,892.84
531.39
LT
Jun 18, 13
73.000
49.836
3,638.07
53.330
3,893.09
255.02
LT
Security total
1,882.000
44.031
82,867.16
100,367.06
17,499.90
JOHNSON & JOHNSON COM
Symbol: JNJ Exchange: NYSE
EAI: $2,985 Current yield: 2.68%
Aug 4, 11
123.000
62.377
7,672.38
104.570
12,862.11
5,189.73
LT
Aug 12, 11
3.000
63.730
191.19
104.570
313.71
122.52
LT
Jan 23, 13
642.000
72.736
46,696.71
104.570
67,133.94
20,437.23
LT
Apr 22, 13
298.000
84.721
25,247.10
104.570
31,161.86
5,914.76
LT
Security total
1,066.000
74.866
79,807.38
111,471.62
31,664.24
continued next page
CNP70010008072422 NP7000305739 00002 1214030575004 Y123568550 100ÔNY GM 0002005616 of 104
CONFIDENTIAL
EFTA_00131276

Significance: The document is a financial statement from UBS Strategic Advisor for Ghislaine Maxwell, detailing her assets in equities and common stock as of December 2014.

Full Description

The image is a scanned document, specifically a financial statement from UBS Strategic Advisor dated December 2014. The document details Ghislaine Maxwell's assets in equities and common stock. The top of the document displays the UBS logo and the title "UBS Strategic Advisor" along with the date. Below this is the title "Your assets Equities Common stock (continued)". The document is organized in a table format with columns for Holding, Trade date, Number of shares, Purchase price/Average price per share ($), Cost basis ($), Price per share on Dec 31 ($), Value on Dec 31 ($), Unrealized gain or loss ($), and Holding period. The stocks listed include CDK GLOBAL INC COM, COLGATE PALMOLIVE CO, GENL MILLS INC, and JOHNSON & JOHNSON COM. The account name, friendly account name, and account number are redacted. The bottom of the document contains reference numbers and the word "CONFIDENTIAL" in large red letters. The document is labeled "EFTA_00131276" in the bottom right corner. The image quality is high, and the text is clear and readable.

Critical Findings
Illegal Activity: suspicious

The document itself does not show evidence of illegal activity. However, given the context of Ghislaine Maxwell's associations, any financial documents related to her warrant further scrutiny.

Blackmail Likelihood: possible

While the document itself doesn't present direct blackmail indicators, the presence of Ghislaine Maxwell's name on a financial document could be of interest given her public profile and associations.

Raw Analysis