Equities Common stock

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File: EFTA01273308_p194_i0.png dataset_10
Summary:

This image is a financial statement from UBS Strategic Advisor for Ghislaine Maxwell, detailing her equities and common stock holdings as of January 2015. The document lists various security holdings and their financial performance, with redactions to protect private account information.

Content Type:
Image
Document Type:
image
Date:
January 2015
Model Used:
gemini-2.0-flash-001
Image Classification
Category:
document_scan
Subcategory:
financial_document
Scene & Environment

Setting: indoor

Location Type: office

Identified Location: Unknown

Time: unclear

Atmosphere: professional

Document Extraction

Type: financial_document

Date: January 2015

Letterhead: UBS Strategic Advisor

Key Points:

  • Financial holdings of Ghislaine Maxwell
  • Equities and common stock assets
  • Details of various security holdings including CDK Global, Colgate Palmolive, General Mills, and Johnson & Johnson

Full Transcription:

UBS
UBS Strategic Advisor
January 2015

Your assets Equities Common stock (continued)

Holding

Security total
CDK GLOBAL INC COM
Symbol: CDK Exchange: OTC
EAI: $204 Current yield: 1.07%





Security total
COLGATE PALMOLIVE CO
Symbol: CL Exchange: NYSE
EAI: $2,172 Current yield: 2.13%





1,508.000
Security total
GENL MILLS INC
Symbol: GIS Exchange: NYSE
EAI: $3,086 Current yield: 3.12%






Security total
JOHNSON & JOHNSON COM
Symbol: JNJ Exchange: NYSE
EAI: $2,985 Current yield: 2.80%





Security total

Trade
clate
Jul 1, 13

Aug 4, 11
Aug 12, 11
Jan 23, 13
Apr 22, 13

424.000
Aug 4, 11
Aug 12, 11
Jan 23, 13
Apr 22, 13

Aug 4, 11
Aug 12, 11
Jan 23, 13
Apr 22, 13
Jun 17, 13
Jun 18, 13

Aug 4, 11
Aug 12, 11
Jan 23, 13
Apr 22, 13

Number
of shares
65.000
1,110.000

48.667
1.333
255.667
118.333

174.000
4.000
910.000
420.000

191.000
5.000
1,001.000
464.000
148.000
73.000
1,882.000

123.000
3.000
642.000
298.000
1,066.000

Account name:
Friendly account name:
Account number:

Purchase pricel
Average price
per share (5)
82.781
82.821

18.379
17.775
22.709
24.684
22.748

41.632
42.450
54.240
59.788
54.300.

36.265
35.754
41.387
50.287
49.739
49.836
44.031

62.377
63.730
72.736
84.721
74.866

GHISLAINE MAXWELL

Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL

Cost basis ($)
5,380.78
91,931.25

894.45
23.70
5,806.16
2,921.03
9,645.34

7,244.05
169.80
49,358.63
25,111.32
81,883.80

6,926.77
178.77
41,428.89
23,333.21
7,361.45
3,638.07
82,867.16

7,672.38
191.19
46,696.71
25,247.10
79,807.38

Price per share
on Jan 30 ($)
79.970

45.160
45.160
45.160
45.160

67.520
67.520
67.520
67.520

52.480
52.480
52.480
52.480
52.480
52.480

100.140
100.140
100.140
100.140

Value on
Jan 30 ($)
5,198.05
88,766.70

2,197.79
60.21
11,545.91
5,343.93
19,147.84

11,748.48
270.08
61,443.20
28,358.40
101,820.16

10,023.68
262.40
52,532.48
24,350.72
7,767.04
3,831.04
98,767.36

12,317.22
300.42
64,289.88
29,841.72
106.749.24

Unrealized
gain or loss ($)
-182.73
-3,164.55

1,303.34
36.51
5,739.75
2,422.90
9,502.50

4,504,43
100.28
12,084.57
3,247.08
19,936.36

3,096.91
83.63
11,103.59
1,017.51
405.59
192.97
15,900.20

4,644,84
109.23
17,593.17
4,594.62
26,941.86

Holding
period
LT

LT
LT
LT
LT

LT
LT
LT
LT

LT
LT
LT
LT
LT
LT

LT
LT
LT
LT

continued next page

CNP70009005734692 NP7000189425 00002 0115 030575004 23568550 10000NY_GM_0002069ge 8 of 14

CONFIDENTIAL

EFTA_00131294
Text in Image
UBS
UBS Strategic Advisor
January 2015
Your assets
Equities
Common stock (continued)
Holding
Trade
Number
Purchase price/
Average price
per share ($)
Account name:
Friendly account name:
Account number:
GHISLAINE MAXWELL
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Cost basis ($)
Price per share
on Jan 30 ($)
Value on
Jan 30 ($)
Unrealized
gain or loss ($)
Holding
period
date
of shares
Jul 1, 13
65.000
82.781
5,380.78
79.970
5,198.05
-182.73
LT
1,110.000
82.821
91,931.25
88,766.70
-3,164.55
Security total
CDK GLOBAL INC COM
Symbol: CDK Exchange: OTC
EAI: $204 Current yield: 1.07%
Aug 4, 11
48.667
18.379
894.45
45.160
2,197.79
1,303.34
LT
Aug 12, 11
1.333
17.775
23.70
45.160
60.21
36.51
LT
Jan 23, 13
255.667
22.709
5,806.16
45.160
11,545.91
5,739.75
LT
Apr 22, 13
118.333
24.684
2,921.03
45.160
5,343.93
2,422.90
LT
424.000
22.748
9,645.34
19,147.84
9,502.50
Security total
COLGATE PALMOLIVE CO
Symbol: CL Exchange: NYSE
EAI: $2,172 Current yield: 2.13%
Aug 4, 11
174.000
41.632
7,244.05
67.520
11,748.48
4,504,43
LT
Aug 12, 11
4.000
42.450
169.80
67.520
270.08
100.28
LT
Jan 23, 13
910.000
54.240
49,358.63
67.520
61,443.20
12,084.57
LT
Apr 22, 13
420.000
59.788
25,111.32
67.520
28,358.40
3,247.08
LT
1,508.000
54.300
81,883.80
101,820.16
19,936.36
Security total
GENL MILLS INC
Symbol: GIS Exchange: NYSE
EAI: $3,086 Current yield: 3.12%
Aug 4, 11
191.000
36.265
6,926.77
52.480
10,023.68
3,096.91
LT
Aug 12, 11
5.000
35.754
178.77
52.480
262.40
83.63
LT
Jan 23, 13
1,001.000
41.387
41,428.89
52.480
52,532.48
11,103.59
LT
Apr 22, 13
464.000
50.287
23,333.21
52.480
24,350.72
1,017.51
LT
Jun 17, 13
148.000
49.739
7,361.45
52.480
7,767.04
405.59
LT
Jun 18, 13
73.000
49.836
3,638.07
52.480
3,831.04
192.97
LT
1,882.000
44.031
82,867.16
98,767.36
15,900.20
Security total
JOHNSON & JOHNSON COM
Symbol: JNJ Exchange: NYSE
EAI: $2,985 Current yield: 2.80%
Aug 4, 11
123.000
62.377
7,672.38
100.140
12,317.22
4,644,84
LT
Aug 12, 11
3.000
63.730
191.19
100.140
300.42
109.23
LT
Jan 23, 13
642.000
72.736
46,696.71
100.140
64,289.88
17,593.17
LT
Apr 22, 13
298.000
84.721
25,247.10
100.140
29,841.72
4,594.62
LT
1,066.000
74.866
79,807.38
106.749.24
26,941.86
Security total
continued next page
CNP70009005734692 NP7000189425 00002 0115 030575004 23568550 10000NY_GM_0002069ge 8 of 14
CONFIDENTIAL
EFTA_00131294

Significance: The document is a financial statement, so all text is potentially significant.

Full Description

The image is a scanned document from UBS Strategic Advisor, dated January 2015. It lists Ghislaine Maxwell as the account name and Scott Stack Manilyle Casriel as the financial advisor. The document details Maxwell's assets, specifically equities and common stock holdings. The holdings include CDK Global Inc Com, Colgate Palmolive Co, Genl Mills Inc, and Johnson & Johnson Com. For each holding, the document provides the trade date, number of shares, purchase price, cost basis, price per share on January 30, value on January 30, unrealized gain or loss, and holding period. The account name and number are redacted. The word 'CONFIDENTIAL' is printed in large red letters across the bottom of the page. The document also includes reference numbers and page information at the bottom.

Critical Findings
Illegal Activity: suspicious

The presence of Ghislaine Maxwell's name raises suspicion due to her association with Jeffrey Epstein and related legal issues.

Blackmail Likelihood: possible

The document contains private financial information, which could potentially be used for blackmail or coercion.

Sensitivity: MODERATE

Categories: financial_exposure, identity_exposure

The document reveals financial information and the identity of the account holder, Ghislaine Maxwell.

Raw Analysis