Equities Common stock

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File: EFTA01273644_p123_i0.png dataset_10
Summary:

The image is a scanned financial document from UBS Strategic Advisor, dated July 2016, detailing Ghislaine Maxwell's equities and common stock holdings. It lists various securities and their financial performance, including unrealized gains and losses, and is marked as confidential.

Content Type:
Image
Document Type:
image
Date:
July 2016
Model Used:
gemini-2.0-flash-001
Image Classification
Category:
document_scan
Subcategory:
financial_document
Scene & Environment

Setting: indoor

Location Type: office

Time: unclear

Atmosphere: professional

Document Extraction

Type: financial_document

Date: July 2016

Letterhead: UBS Strategic Advisor

From: UBS Strategic Advisor

To: GHISLAINE MAXWELL

Subject: Equities Common stock

Key Points:

  • Financial statement for Ghislaine Maxwell
  • Lists equities and common stock holdings
  • Includes NextEra Energy Inc Com, Occidental Petroleum CRP, and Pepsico Inc
  • Shows trade dates, number of shares, purchase price, cost basis, price per share, value, unrealized gain/loss, and holding period

Full Transcription:

UBS Strategic Advisor
UBS
July 2016

Your assets Equities Common stock (continued)
Account name:
GHISLAINE MAXWELL
Friendly account name: Indi
Account number:
Y1
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL


Trade
Holding
Security total
clate
Number
of shares
Purchase pricel
Average price
per share ($)
Cost basis ($)
Price per share
on Jul 29 ($)
Value on
Jul 29 ($)
Unrealized
gain or loss ($)
Holding
period
Sep 19, 13
2.000
97.830
195.66
117.650
235.30
39.64
LT
1,018.000
94.269
95,966.16
119,767.70
23,801.54
NEXTERA ENERGY INC COM
Symbol: NEE Exchange: NYSE
EAI: $564 Current yield: 2.71%
Apr 22, 13
162.000
79.757
12,920.65
128.290
20,782.98
7,862.33
LT
OCCIDENTAL PETROLEUM CRP
Symbol: OXY Exchange: NYSE
EAI: $2,946 Current yield: 4.07%
Feb 12, 14
148.000
88.811
13,144.15
74.730
11,060.04
-2,084.11
LT
Feb 12, 14
117.000
88.842
10,394.56
74.730
8,743.41
-1,651.15
LT
Feb 12, 14
32.000
88.854
2,843.35
74.730
2,391.36
-451.99
LT
Feb 12, 14
7.000
88.710
620.97
74.730
523.11
-97.86
LT
Feb 13, 14
110.000
88.738
9,761.20
74.730
8,220.30
-1,540.90
LT
Feb 13, 14
68.000
88.561
6,022.19
74.730
5,081.64
-940.55
LT
Feb 13, 14
33.000
88.223
2,911.36
74,730
2,466.09
-445.27
LT
Feb 13, 14
6.000
88.275
529.65
74,730
448.38
-81.27
LT
Feb 14, 14
334.000
91.912
30,698.86
74,730
24,959.82
-5,739.04
LT
Feb 18, 14
114.000
92.523
10,547.72
74.730
8,519.22
-2,028.50
LT
969.000
90.272
87,474.01
72,413.37
-15,060.64
Security total
PEPSICO INC
Symbol: PEP Exchange: NYSE
EAI: $3,474 Current yield: 2.76%
Aug 4, 11
115.000
63.979
7,357.65
108.920
12,525.80
5,168, 15
LT
Aug 12, 11
3.000
63.023
189.07
108.920
326.76
137.69
LT
May 16, 12
6.000
68.535
411.21
108.920
653.52
242.31
LT
Oct 24, 12
1.000
68.690.
68.69
108.920
108.92
40.23
LT
Oct 25, 12
2.000
68.810
137.62
108.920
217.84
80.22
LT
Oct 26, 12
1.000
68.890
68.89
108.920
108.92
40.03
LT
Oct 31, 12
1.000
69.370
69.37
108.920
108.92
39.55
LT
Nov 6, 12
1.000
69.370
69.37
108.920
108.92
39.55
LT
Nov 7, 12
1.000
69.150
69.15
108.920
108.92
39.77
LT
Nov 8, 12
2.000
69.090
138.18
108.920
217.84
79.66
LT
Jan 23, 13
699.000
72.166
50,444.31
108.920
76,135.08
25,690.77
LT
Apr 22, 13
322.000
82.251
26,484.85
108.920
35,072.24
8,587.39
LT
continued next page
SDNY GM 00020939
CNP70008005654243 NP7000195185 00002 0716 030575004 Y123568550 000000
CONFIDENTIAL
Page 7 of 10
EFTA 00131559
Text in Image
UBS Strategic Advisor
UBS
July 2016
Your assets Equities Common stock (continued)
Account name:
GHISLAINE MAXWELL
Friendly account name: Indi
Account number:
Y1
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Holding
Trade
clate
Number
of shares
Purchase pricel
Average price
per share ($)
Cost basis ($)
Price per share
on Jul 29 ($)
Value on
Jul 29 ($)
Unrealized
gain or loss ($)
Holding
period
Security total
Sep 19, 13
2.000
97.830
195.66
117.650
235.30
39.64
LT
1,018.000
94.269
95,966.16
119,767.70
23,801.54
NEXTERA ENERGY INC COM
Symbol: NEE Exchange: NYSE
EAI: $564 Current yield: 2.71%
Apr 22, 13
162.000
79.757
12,920.65
128.290
20,782.98
7,862.33
LT
OCCIDENTAL PETROLEUM CRP
Symbol: OXY Exchange: NYSE
EAI: $2,946 Current yield: 4.07%
Feb 12, 14
148.000
88.811
13,144.15
74.730
11,060.04
-2,084.11
LT
Feb 12, 14
117.000
88.842
10,394.56
74.730
8,743.41
-1,651.15
LT
Feb 12, 14
32.000
88.854
2,843.35
74.730
2,391.36
-451.99
LT
Feb 12, 14
7.000
88.710
620.97
74.730
523.11
-97.86
LT
Feb 13, 14
110.000
88.738
9,761.20
74.730
8,220.30
-1,540.90
LT
Feb 13, 14
68.000
88.561
6,022.19
74.730
5,081.64
-940.55
LT
Feb 13, 14
33.000
88.223
2,911.36
74,730
2,466.09
-445.27
LT
Feb 13, 14
6.000
88.275
529.65
74,730
448.38
-81.27
LT
Feb 14, 14
334.000
91.912
30,698.86
74,730
24,959.82
-5,739.04
LT
Feb 18, 14
114.000
92.523
10,547.72
74.730
8,519.22
-2,028.50
LT
969.000
90.272
87,474.01
72,413.37
-15,060.64
Security total
PEPSICO INC
Symbol: PEP Exchange: NYSE
EAI: $3,474 Current yield: 2.76%
Aug 4, 11
115.000
63.979
7,357.65
108.920
12,525.80
5,168, 15
LT
Aug 12, 11
3.000
63.023
189.07
108.920
326.76
137.69
LT
May 16, 12
6.000
68.535
411.21
108.920
653.52
242.31
LT
Oct 24, 12
1.000
68.690.
68.69
108.920
108.92
40.23
LT
Oct 25, 12
2.000
68.810
137.62
108.920
217.84
80.22
LT
Oct 26, 12
1.000
68.890
68.89
108.920
108.92
40.03
LT
Oct 31, 12
1.000
69.370
69.37
108.920
108.92
39.55
LT
Nov 6, 12
1.000
69.370
69.37
108.920
108.92
39.55
LT
Nov 7, 12
1.000
69.150
69.15
108.920
108.92
39.77
LT
Nov 8, 12
2.000
69.090
138.18
108.920
217.84
79.66
LT
Jan 23, 13
699.000
72.166
50,444.31
108.920
76,135.08
25,690.77
LT
Apr 22, 13
322.000
82.251
26,484.85
108.920
35,072.24
8,587.39
LT
continued next page
SDNY GM 00020939
CNP70008005654243 NP7000195185 00002 0716 030575004 Y123568550 000000
CONFIDENTIAL
Page 7 of 10
EFTA 00131559

Significance: The document is a financial statement listing assets, equities, and common stock holdings for Ghislaine Maxwell.

Full Description

The image is a scanned document, specifically page 7 of 10, from UBS Strategic Advisor, dated July 2016. The document details Ghislaine Maxwell's assets, focusing on equities and common stock. It lists various securities, including NEXTERA ENERGY INC COM, OCCIDENTAL PETROLEUM CRP, and PEPSICO INC, along with their symbols and exchange information. For each security, the document provides trade dates, number of shares, purchase price/average price per share, cost basis, price per share on July 29, value on July 29, unrealized gain or loss, and holding period. The document also includes Ghislaine Maxwell's account name and number, as well as the name of her financial advisor, Scott Stack Manilyle Casriel. The bottom of the page contains reference numbers and a 'CONFIDENTIAL' watermark. The image quality is medium, with some text appearing slightly blurred. The document is part of the SDNY GM series and has the file name EFTA_00131559.

Critical Findings
Blackmail Likelihood: possible

The document contains private financial information, which could potentially be used for blackmail or coercion.

Raw Analysis