Equities Common stock

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Summary:

The image is a financial document from UBS detailing Ghislaine Maxwell's equities and common stock holdings as of February 2016. It lists various transactions and unrealized gains/losses, providing a snapshot of her financial assets at that time.

Content Type:
Image
Document Type:
image
Date:
February 2016
Model Used:
gemini-2.0-flash-001
Image Classification
Category:
financial_document
Subcategory:
bank statement
Objects Detected (1)
Document
Financial document listing equities and common stock holdings. The document contains tables with information about holdings, trade dates, number of shares, purchase price, cost basis, price per share, value, unrealized gain or loss, and holding period.
UBS Strategic Advisor, February 2016, Your assets Equities Common stock (continued), Account name: GHISLAINE MAXWELL, Your Financial Advisor: SCOTT STACK MANILYLE CASRIEL
Scene & Environment

Setting: indoor

Location Type: office

Time: unclear

Atmosphere: professional

Document Extraction

Type: financial_document

Date: February 2016

Letterhead: UBS

Key Points:

  • Ghislaine Maxwell's equities and common stock holdings
  • Details of various stock transactions, including trade dates, number of shares, purchase prices, and unrealized gains/losses

Full Transcription:

UBS
UBS Strategic Advisor
February 2016

Your assets Equities Common stock (continued)
Account name: GHISLAINE MAXWELL
Friendly account name: Indi
Account number: Y1
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL

Holding
Trade
clate
Number
of shares
Purchase price
Average price
per share ($)
Cost basis ($)
Price per share
on Feb 29 ($)
Value on
Feb 29 ($)
Unrealized
gain or loss ($)
Holding
period
Security total
Sep 19, 13
2.000
97.830
195.66
117.190
234.38
38.72
LT
1,018.000
94.269
95,966.16
119,299.42
23,333.26

NEXTERA ENERGY INC COM
Symbol: NEE Exchange: NYSE
EAI: $564 Current yield: 3.09%
Apr 22, 13
162.000
79.757
12,920.65
112.820
18,276.84
5,356.19
LT

OCCIDENTAL PETROLEUM CRP
Symbol: OXY Exchange: NYSE
EAI: $2,907 Current yield: 4.36%
Feb 12, 14
148.000
88.959
13,165.96
68.820
10,185.36
-2,980.60
LT
Feb 12, 14
117.000
88.989
10,411.82
68.820
8,051.94
-2,359.88
LT
Feb 12, 14
32.000
89.002
2,848.07
68.820
2,202.24
-645.83
LT
Feb 12, 14
7.000
88.857
622.00
68.820
481.74
-140.26
LT
Feb 13, 14
110.000
88.885
9,777.41
68.820
7,570.20
-2,207.21
LT
Feb 13, 14
68.000
88.708
6,032.19
68.820
4,679.76
-1,352.43
LT
Feb 13, 14
33.000
88.369
2,916.19
68.820
2,271.06
-645.13
LT
Feb 13, 14
6.000
88.421
530.53
68.820
412.92
-117.61
LT
Feb 14, 14
334.000
92.065
30,749.82
68.820
22.985.88
-7,763.94
LT
Feb 18, 14
114.000
92.677
10,565.23
68.820
7,845.48
-2,719.75
LT
969.000
90.422
87,619.22
66,686.58
-20,932.64

Security total
PEPSICO INC
Symbol: PEP Exchange: NYSE
EAI: $3,243 Current yield: 2.87%
Aug 4, 11
115.000
63.979
7,357.65
97.820
11,249.30
3,891.65
LT
Aug 12, 11
3.000
63.023
189.07
97.820
293.46
104.39
LT
May 16, 12
6.000
68.535
411.21
97.820
586.92
175.71
LT
Oct 24, 12
1.000
68.690
68.69
97.820
97.82
29.13
LT
Oct 25, 12
2.000
68.810
137.62
97.820
195.64
58.02
LT
Oct 26, 12
1.000
68.890
68.89
97.820
97.82
28.93
LT
Oct 31, 12
1.000
69.370
69.37
97.820
97.82
28.45
LT
Nov 6, 12
1.000
69.370
69.37
97.820
97.82
28.45
LT
Nov 7, 12
1.000
69.150
69.15
97.820
97.82
28.67
LT
Nov 8, 12
2.000
69.090
138.18
97.820
195.64
57.46
LT
Jan 23, 13
699.000
72.166
50,444.31
97.820
68,376.18
17,931.87
LT
Apr 22, 13
322.000
82.251
26,484.85
97.820
31,498.04
5,013.19
LT
continued next page
SDNY GM 00020879
CNP70008005749161 NP7000202277 00002 0216 030575004 Y123568550 100000
Page 7 of 10
CONFIDENTIAL
EFTA 00131499
Text in Image
UBS
UBS Strategic Advisor
February 2016
Your assets Equities Common stock (continued)
Account name:
Friendly account name:
Account number:
GHISLAINE MAXWELL
Indi
Y1
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Holding
Trade
clate
Number
of shares
Purchase price
Average price
per share ($)
Cost basis ($)
Price per share
on Feb 29 ($)
Value on
Feb 29 ($)
Unrealized
gain or loss ($)
Holding
period
Security total
Sep 19, 13
2.000
97.830
195.66
117.190
234.38
38.72
LT
1,018.000
94.269
95,966.16
119,299.42
23,333.26
NEXTERA ENERGY INC COM
Symbol: NEE Exchange: NYSE
EAI: $564 Current yield: 3.09%
Apr 22, 13
162.000
79.757
12,920.65
112.820
18,276.84
5,356.19
LT
OCCIDENTAL PETROLEUM CRP
Symbol: OXY Exchange: NYSE
EAI: $2,907 Current yield: 4.36%
Feb 12, 14
148.000
88.959
13,165.96
68.820
10,185.36
-2,980.60
LT
Feb 12, 14
117.000
88.989
10,411.82
68.820
8,051.94
-2,359.88
LT
Feb 12, 14
32.000
89.002
2,848.07
68.820
2,202.24
-645.83
LT
Feb 12, 14
7.000
88.857
622.00
68.820
481.74
-140.26
LT
Feb 13, 14
110.000
88.885
9,777.41
68.820
7,570.20
-2,207.21
LT
Feb 13, 14
68.000
88.708
6,032.19
68.820
4,679.76
-1,352.43
LT
Feb 13, 14
33.000
88.369
2,916.19
68.820
2,271.06
-645.13
LT
Feb 13, 14
6.000
88.421
530.53
68.820
412.92
-117.61
LT
Feb 14, 14
334.000
92.065
30,749.82
68.820
22.985.88
-7,763.94
LT
Feb 18, 14
114.000
92.677
10,565.23
68.820
7,845.48
-2,719.75
LT
969.000
90.422
87,619.22
66,686.58
-20,932.64
Security total
PEPSICO INC
Symbol: PEP Exchange: NYSE
EAI: $3,243 Current yield: 2.87%
Aug 4, 11
115.000
63.979
7,357.65
97.820
11,249.30
3,891.65
LT
Aug 12, 11
3.000
63.023
189.07
97.820
293.46
104.39
LT
May 16, 12
6.000
68.535
411.21
97.820
586.92
175.71
LT
Oct 24, 12
1.000
68.690
68.69
97.820
97.82
29.13
LT
Oct 25, 12
2.000
68.810
137.62
97.820
195.64
58.02
LT
Oct 26, 12
1.000
68.890
68.89
97.820
97.82
28.93
LT
Oct 31, 12
1.000
69.370
69.37
97.820
97.82
28.45
LT
Nov 6, 12
1.000
69.370
69.37
97.820
97.82
28.45
LT
Nov 7, 12
1.000
69.150
69.15
97.820
97.82
28.67
LT
Nov 8, 12
2.000
69.090
138.18
97.820
195.64
57.46
LT
Jan 23, 13
699.000
72.166
50,444.31
97.820
68,376.18
17,931.87
LT
Apr 22, 13
322.000
82.251
26,484.85
97.820
31,498.04
5,013.19
LT
continued next page
SDNY GM 00020879
CNP70008005749161 NP7000202277 00002 0216 030575004 Y123568550 100000
Page 7 of 10
CONFIDENTIAL
EFTA 00131499

Significance: The document contains financial information about Ghislaine Maxwell's assets, specifically equities and common stock holdings.

Full Description

The image is a scanned document, specifically page 7 of 10 from a financial statement. The document is from UBS Strategic Advisor, dated February 2016. It lists Ghislaine Maxwell as the account name and Scott Stack Manilyle Casriel as the financial advisor. The document details her assets, specifically equities and common stock. The table lists various holdings, trade dates, number of shares, purchase prices, cost basis, price per share on Feb 29, value on Feb 29, unrealized gain or loss, and holding period. Some of the listed securities include NEXTERA ENERGY INC COM, OCCIDENTAL PETROLEUM CRP, and PEPSICO INC. The bottom of the page contains reference numbers, the page number, and the word 'CONFIDENTIAL' in large red letters. The document is well-lit and of high quality, making the text easily readable.

Raw Analysis