Equities Common stock

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File: EFTA01274717_p138_i0.png dataset_10
Summary:

The image is a financial statement for Ghislaine Maxwell from UBS Strategic Advisor in July 2016, detailing her equity holdings. The document lists various stocks, trade dates, share numbers, and financial data, with the word 'CONFIDENTIAL' printed at the bottom.

Content Type:
Image
Document Type:
image
Date:
July 2016
Model Used:
gemini-2.0-flash-001
Image Classification
Category:
document_scan
Subcategory:
financial_document
Scene & Environment

Setting: indoor

Location Type: office

Time: unclear

Atmosphere: professional

Document Extraction

Type: financial_document

Date: July 2016

Letterhead: UBS

From: UBS Strategic Advisor

Key Points:

  • Financial statement for Ghislaine Maxwell
  • Details of equity holdings
  • Trade dates, number of shares, purchase price, cost basis, price per share, value, unrealized gain/loss

Full Transcription:

UBS
UBS Strategic Advisor
July 2016

Your assets Equities Common stock (continued)

Account name:
GHISLAINE MAXWELL
Friendly account name: Indiv. V49920008
Account number:
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL

Holding
Trade
clate
Number
of shares
Purchase pricel
Average price
per share (5)
Cost basis ($)
Price per share
on Jul 29 ($)
Value on
Jul 29 ($)
Unrealized
gain or loss ($)
Holding
period
Apr 22, 13
30.000
63.865
1,915.95
29.690
890.70
-1,025.25
LT
Jul 12, 13
85.000
61.002
5,185.23
29.690
2,523.65
-2,661.58
LT
435.000
74.087
32,227.68
12,915.15
-19,312.53
Security total
DEUTSCHE TELEKOM AG DE SPON
ADR
Symbol: DTEGY Exchange: OTC
EAI: $2,536 Current yield: 3.51%
Sep 16, 13
1,275.000
13.387
17,069.45
16.935
21,592.13
4,522.68
LT
Sep 17, 13
1,150.000
13.359
15,362.85
16.935
19,475.25
4,112.40
LT
Sep 18, 13
990.000
13.393
13,259.17
16.935
16,765.65
3,506.48
LT
Oct 10, 13
855.000
15.481
13,236.68
16.935
14,479.43
1,242.75
LT
Security total
4,270.000
13.801
58,928.15
72,312.45
13,384.31
DEUTSCHE POST AG SPON ADR
Symbol: DPSGY Exchange: OTC
EAI: $930 Current yield: 3.12%
Jan 29, 13
280.000
23.900
6,692.00
29.800
8,344.00
1,652.00
LT
Apr 22, 13
720.000
22.581
16,258.75
29.800
21,456.00
5,197.25
LT
Security total
1,000.000
22.951
22,950.75
29,800.00
6,849.25
ENGIE SPON ADR
Symbol: ENGIY Exchange: OTC
EAI: $1,475 Current yield: 5.99%
Jan 29, 13
240.000
20.779
4,986.98
16.410
3,938.40
-1,048.58
LT
Apr 22, 13
380.000
20.919
7,949.37
16.410
6,235.80
-1,713.57
LT
Jul 12, 13
215.000
20.144
4,330.97
16.410
3,528.15
-802.82
LT
Aug 21, 13
285.000
22.200
6,327.10
16.410
4,676.85
-1,650.25
LT
Aug 22, 13
140.000
22.508
3,151.20
16.410
2,297.40
-853.80
LT
Aug 23, 13
240.000
22.418
5,380.51
16.410
3,938.40
-1,442.11
LT
Security total
1,500.000
21.417
32,126.13
24,615.00
-7,511.13
GLAXO SMITHKLINE PLC ADR
Symbol: GSK Exchange: NYSE
EAI: $1,125 Current yield: 4.85%
Feb 13, 13
150.000
45.645
6,846.78
45.070
6,760.50
-86.28
LT
Apr 22, 13
245.000
50.630
12,404.47
45.070
11,042.15
-1,362.32
LT
Jul 12, 13
120.000
52.904
6,348.48
45.070
5,408.40
-940.08
LT
Security total
515.000
49.708
25,599.73
23,211.05
-2.388.68
continued next page
CNP70008005654252 NP7000195185 00003 0716 030575004
CONFIDENTIAL
00DNY_GM_000220@ge 6 of 12
EFTA_00132717
Text in Image
UBS
UBS Strategic Advisor
July 2016
Your assets
Equities
Common stock (continued)
Account name:
GHISLAINE MAXWELL
Friendly account name: Indiv. V49920008
Account number:
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Holding
Trade
clate
Number
of shares
Purchase pricel
Average price
per share (5)
Cost basis ($)
Price per share
on Jul 29 ($)
Value on
Jul 29 ($)
Unrealized
gain or loss ($)
Holding
period
Apr 22, 13
30.000
63.865
1,915.95
29.690
890.70
-1,025.25
LT
Jul 12, 13
85.000
61.002
5,185.23
29.690
2,523.65
-2,661.58
LT
435.000
74.087
32,227.68
12,915.15
-19,312.53
Security total
DEUTSCHE TELEKOM AG DE SPON
ADR
Symbol: DTEGY Exchange: OTC
EAI: $2,536 Current yield: 3.51%
Sep 16, 13
1,275.000
13.387
17,069.45
16.935
21,592.13
4,522.68
LT
Sep 17, 13
1,150.000
13.359
15,362.85
16.935
19,475.25
4,112.40
LT
Sep 18, 13
990.000
13.393
13,259.17
16.935
16,765.65
3,506.48
LT
Oct 10, 13
855.000
15.481
13,236.68
16.935
14,479.43
1,242.75
LT
Security total
4,270.000
13.801
58,928.15
72,312.45
13,384.31
DEUTSCHE POST AG SPON ADR
Symbol: DPSGY Exchange: OTC
EAI: $930 Current yield: 3.12%
Jan 29, 13
280.000
23.900
6,692.00
29.800
8,344.00
1,652.00
LT
Apr 22, 13
720.000
22.581
16,258.75
29.800
21,456.00
5,197.25
LT
Security total
1,000.000
22.951
22,950.75
29,800.00
6,849.25
ENGIE SPON ADR
Symbol: ENGIY Exchange: OTC
EAI: $1,475 Current yield: 5.99%
Jan 29, 13
240.000
20.779
4,986.98
16.410
3,938.40
-1,048.58
LT
Apr 22, 13
380.000
20.919
7,949.37
16.410
6,235.80
-1,713.57
LT
Jul 12, 13
215.000
20.144
4,330.97
16.410
3,528.15
-802.82
LT
Aug 21, 13
285.000
22.200
6,327.10
16.410
4,676.85
-1,650.25
LT
Aug 22, 13
140.000
22.508
3,151.20
16.410
2,297.40
-853.80
LT
Aug 23, 13
240.000
22.418
5,380.51
16.410
3,938.40
-1,442.11
LT
Security total
1,500.000
21.417
32,126.13
24,615.00
-7,511.13
GLAXO SMITHKLINE PLC ADR
Symbol: GSK Exchange: NYSE
EAI: $1,125 Current yield: 4.85%
Feb 13, 13
150.000
45.645
6,846.78
45.070
6,760.50
-86.28
LT
Apr 22, 13
245.000
50.630
12,404.47
45.070
11,042.15
-1,362.32
LT
Jul 12, 13
120.000
52.904
6,348.48
45.070
5,408.40
-940.08
LT
Security total
515.000
49.708
25,599.73
23,211.05
-2.388.68
continued next page
CNP70008005654252 NP7000195185 00003 0716 030575004
00DNY_GM_000220@ge 6 of 12
CONFIDENTIAL
EFTA_00132717

Significance: The document is a financial statement for Ghislaine Maxwell, showing her assets in equities.

Full Description

The image is a scanned document, specifically a financial statement from UBS Strategic Advisor dated July 2016. The document details Ghislaine Maxwell's assets in equities, listing various stocks such as DEUTSCHE TELEKOM AG DE SPON ADR, DEUTSCHE POST AG SPON ADR, ENGIE SPON ADR, and GLAXO SMITHKLINE PLC ADR. For each stock, the document provides information including trade dates, number of shares, purchase price, cost basis, price per share on July 29, value on July 29, unrealized gain or loss, and holding period. The document also includes the names of Ghislaine Maxwell and her financial advisor, Scott Stack Manilyle Casriel. The bottom of the page has the word 'CONFIDENTIAL' printed in large orange letters. There are also reference numbers and page numbers at the bottom. The overall quality of the scan is high, with clear and readable text.

Critical Findings
Illegal Activity: suspicious

The document itself does not show illegal activity, but the context of Ghislaine Maxwell's association with Jeffrey Epstein raises suspicion.

Blackmail Likelihood: possible

The document reveals financial details of Ghislaine Maxwell, which could potentially be used for coercion.

Raw Analysis