Equities Common stock

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Summary:

The image is a financial statement from UBS Strategic Advisor detailing Ghislaine Maxwell's equity and common stock holdings as of September 2016. The document lists various stocks, trade information, and financial metrics, providing a snapshot of her investment portfolio at that time.

Content Type:
Image
Document Type:
image
Date:
September 2016
Model Used:
gemini-2.0-flash-001
Image Classification
Category:
financial_document
Subcategory:
bank statement
Scene & Environment

Setting: indoor

Location Type: office

Time: unclear

Atmosphere: professional

Document Extraction

Type: financial_document

Date: September 2016

Letterhead: UBS Strategic Advisor

To: GHISLAINE MAXWELL

Subject: Equities Common stock (continued)

Key Points:

  • Listing of Ghislaine Maxwell's assets in equities and common stock
  • Details of various stock holdings including Deutsche Telekom, Deutsche Post, ENGIE, Glaxo Smithkline, and Imperial Brands
  • Information on trade dates, number of shares, purchase price, cost basis, price per share on Sep 30, value on Sep 30, and unrealized gain or loss

Full Transcription:

UBS
UBS Strategic Advisor
September 2016

Your assets Equities Common stock (continued)

Account name:
Friendly account name:
Account number:

GHISLAINE MAXWELL
Indiv. V49920008

Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL

Holding
Security total
DEUTSCHE TELEKOM AG DE SPON
ADR
Symbol: DTEGY Exchange: OTC
EAI: $2,536 Current yield: 3.54%
Security total
DEUTSCHE POST AG SPON ADR
Symbol: DPSGY Exchange: OTC
EAI: $930 Current yield: 2.98%
Security total
ENGIE SPON ADR
Symbol: ENGIY Exchange: OTC
EAI: $1,355 Current yield: 5.78%
Security total
GLAXO SMITHKLINE PLC ADR
Symbol: GSK Exchange: NYSE
EAI: $1,125 Current yield: 5.06%
Security total
IMPERIAL BRANDS PLC SPON ADR
Symbol: IMBBY Exchange: OTC
EAI: $2,132 Current yield: 4.02%

Trade
clate
Sep 16, 13
Sep 17, 13
Sep 18, 13
Oct 10, 13

Jan 29, 13
Apr 22, 13

Jan 29, 13
Apr 22, 13
Jul 12, 13
Aug 21, 13
Aug 22, 13
Aug 23, 13

Feb 13, 13
Apr 22, 13
Jul 12, 13

Apr 25, 13
Apr 26, 13

Number
of shares
435.000

1,275.000
1,150.000
990.000
855.000
4,270.000

280.000
720.000
1,000.000

240.000
380.000
215.000
285.000
140.000
240.000
1,500.000

150.000
245.000
120.000
515.000

120.000
750.000

Purchase pricel
Average price
per share (5)
74.087

13.387
13.359
13.393
15.481
13.801

23.900
22.581
22.951

20.779
20.919
20.144
22.200.
22.508
22.418
21.417

45.645
50.630
52.904
49.708

35.445
35.396

Cost basis ($)
32,227.68

17,069.45
15,362.85
13,259.17
13,236.68
58,928.15

6,692.00
16,258.75
22,950.75

4,986.98
7,949.37
4,330.97
6,327.10
3,151.20
5,380.51
32,126.13

6,846.78
12,404.47
6,348.48
25,599.73

4,253.51
26,547.34

Price per share
on Sep 30 ($)


16.790
16.790
16.790
16.790


31.170
31.170


15.640
15.640
15.640
15.640
15.640
15.640


43.130
43.130
43.130


51.470
51.470

Value on
Sep 30 ($)
15,072.75

21,407.25
19,308.50
16,622.10
14,355.45
71,693.30

8,727.60
22,442.40
31,170.00

3,753.60
5,943.20
3,362.60
4,457.40
2,189.60
3,753.60
23,460.00

6,469.50
10,566.85
5,175.60
22,211.95

6,176.40
38,602.50

Unrealized
gain or loss ($)
-17,154.93

4,337.80
3,945.65
3,362.93
1,118.77
12,765.15

2,035.60
6,183.65
8,219.25

-1,233.38
-2,006,17
-968.37
-1,869.70
-961.60
-1,626.91
-8,666.13

-377.28
-1,837.62
-1,172.88
-3.387.78

1,922.89
12,055.16


Holding
period
LT
LT
LT
LT

LT
LT

LT
LT
LT
LT
LT
LT

LT
LT
LT

LT
LT

continued next page

CNP70008006454750 NP7000306144 00003 0916 030575004
105BNY GM_00022 age 6 of 12

CONFIDENTIAL

EFTA_00132745
Text in Image
UBS
UBS Strategic Advisor
September 2016
Your assets
Equities
Common stock (continued)
Account name:
GHISLAINE MAXWELL
Friendly account name: Indiv. V49920008
Account number:
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Holding
Trade
clate
Number
of shares
Purchase pricel
Average price
per share (5)
Cost basis ($)
Price per share
on Sep 30 ($)
Value on
Sep 30 ($)
Unrealized
gain or loss ($)
Holding
period
Security total
435.000
74.087
32,227.68
15,072.75
-17,154.93
DEUTSCHE TELEKOM AG DE SPON
ADR
Symbol: DTEGY Exchange: OTC
EAI: $2,536 Current yield: 3.54%
Sep 16, 13
1,275.000
13.387
17,069.45
16.790
21,407.25
4,337.80
LT
Sep 17, 13
1,150.000
13.359
15,362.85
16.790
19,308.50
3,945.65
LT
Sep 18, 13
990.000
13.393
13,259.17
16.790
16,622.10
3,362.93
LT
Oct 10, 13
855.000
15.481
13,236.68
16.790
14,355.45
1,118.77
LT
Security total
4,270.000
13.801
58,928.15
71,693.30
12,765.15
DEUTSCHE POST AG SPON ADR
Symbol: DPSGY Exchange: OTC
EAI: $930 Current yield: 2.98%
Jan 29, 13
280.000
23.900
6,692.00
31.170
8,727.60
2,035.60
LT
Apr 22, 13
720.000
22.581
16,258.75
31.170
22,442.40
6,183.65
LT
Security total
1,000.000
22.951
22,950.75
31,170.00
8,219.25
ENGIE SPON ADR
Symbol: ENGIY Exchange: OTC
EAI: $1,355 Current yield: 5.78%
Jan 29, 13
240.000
20.779
4,986.98
15.640
3,753.60
-1,233.38
LT
Apr 22, 13
380.000
20.919
7,949.37
15.640
5,943.20
-2,006,17
LT
Jul 12, 13
215.000
20.144
4,330.97
15.640
3,362.60
-968.37
LT
Aug 21, 13
285.000
22.200.
6,327.10
15.640
4,457.40
-1,869.70
LT
Aug 22, 13
140.000
22.508
3,151.20
15.640
2,189.60
-961.60
LT
Aug 23, 13
240.000
22.418
5,380.51
15.640
3,753.60
-1,626.91
LT
Security total
1,500.000
21.417
32,126.13
23,460.00
-8,666.13
GLAXO SMITHKLINE PLC ADR
Symbol: GSK Exchange: NYSE
EAI: $1,125 Current yield: 5.06%
Feb 13, 13
150.000
45.645
6,846.78
43.130
6,469.50
-377.28
LT
Apr 22, 13
245.000
50.630
12,404.47
43.130
10,566.85
-1,837.62
LT
Jul 12, 13
120.000
52.904
6,348.48
43.130
5,175.60
-1,172.88
LT
Security total
515.000
49.708
25,599.73
22,211.95
-3.387.78
IMPERIAL BRANDS PLC SPON ADR
Symbol: IMBBY Exchange: OTC
EAI: $2,132 Current yield: 4.02%
Apr 25, 13
120.000
35.445
4,253.51
51.470
6,176.40
1,922.89
LT
Apr 26, 13
750.000
35.396
26,547.34
51.470
38,602.50
12,055.16
LT
continued next page
CNP70008006454750 NP7000306144 00003 0916 030575004
105BNY GM_00022 age 6 of 12
CONFIDENTIAL
EFTA_00132745

Significance: The document is a financial statement listing Ghislaine Maxwell's assets, specifically equities and common stock.

Full Description

The image is a scanned document, specifically a financial statement from UBS Strategic Advisor dated September 2016. The document lists Ghislaine Maxwell as the account name and provides details of her assets, focusing on equities and common stock. The statement includes information on various stock holdings such as Deutsche Telekom, Deutsche Post, ENGIE, Glaxo Smithkline, and Imperial Brands. For each stock, the document lists the trade date, number of shares, purchase price, cost basis, price per share on September 30, value on September 30, and unrealized gain or loss. The document also includes the symbols and exchange information for each stock. The bottom of the page contains reference numbers and a confidentiality notice. The overall quality of the image is high, with clear and readable text.

Critical Findings
Illegal Activity: suspicious

The document itself does not show illegal activity, but given the context of Ghislaine Maxwell's association with Jeffrey Epstein, any financial documents warrant increased scrutiny.

Blackmail Likelihood: possible

While the document itself doesn't suggest blackmail, the fact that it details Ghislaine Maxwell's finances could potentially be used for leverage.

Sensitivity: MODERATE

Categories: financial_exposure

The document reveals financial information about Ghislaine Maxwell, including her assets and investment details.

People
Ghislaine Maxwell Scott Stack Manilyle Casriel
Organizations
UBS UBS Strategic Advisor Deutsche Telekom Deutsche Post ENGIE Glaxo Smithkline Imperial Brands
Themes
Financial transactions/money flow Luxury lifestyle
Raw Analysis