Equities Common stock

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File: EFTA01274717_p52_i0.png dataset_10
Summary:

The image is a financial statement from UBS Strategic Advisor, dated January 2016, detailing Ghislaine Maxwell's equity holdings. It lists various stocks and ADRs, along with their purchase prices, values, and unrealized gains/losses.

Content Type:
Image
Document Type:
image
Date:
January 2016
Model Used:
gemini-2.0-flash-001
Image Classification
Category:
financial_document
Subcategory:
bank statement
Scene & Environment

Setting: other

Location Type: office

Time: unclear

Atmosphere: professional

Document Extraction

Type: bank statement

Date: January 2016

Letterhead: UBS

From: UBS Strategic Advisor

To: GHISLAINE MAXWELL

Subject: Equities Common stock (continued)

Key Points:

  • Financial holdings of Ghislaine Maxwell
  • Details of various stocks and ADRs
  • Purchase price, cost basis, value, and unrealized gain/loss for each security

Full Transcription:

UBS
UBS Strategic Advisor
January 2016
Your assets Equities Common stock (continued)
Account name:
GHISLAINE MAXWELL
Friendly account name: Indiv. V49920008
Account number:
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Holding
Trade
clate
Security total
Number
of shares
435.000
Purchase pricel
Average price
per share (5)
74.087
Cost basis ($)
32,227.68
Price per share
on Jan 29 ($)
Value on
Jan 29 ($)
9,530.85
Unrealized
gain or loss ($)
Holding
period
-22,696.83
DEUTSCHE TELEKOM AG DE SPON
ADR
Symbol: DTEGY Exchange: OTC
EAI: $2,276 Current yield: 3.06%
Sep 16, 13
1,275.000
13.387
17,069.45
17.420
22,210.50
5,141.05
LT
Sep 17, 13
1,150.000
13.359
15,362.85
17.420
20,033.00
4,670.15
LT
Sep 18, 13
990.000
13.393
13,259.17
17.420
17,245.80
3,986.63
LT
Oct 10, 13
855.000
15.481
13,236.68
17.420
14,894.10
1,657.42
LT
Security total
4,270.000
13.801
58,928.15
74,383.40
15,455.25
DEUTSCHE POST AG SPON ADR
Symbol: DPSGY Exchange: OTC
EAI: $910 Current yield: 3.74%
Jan 29, 13
280.000
23.900
6,692.00
24.320
6,809.60
117.60
LT
Apr 22, 13
720.000
22.581
16,258.75
24.320
17,510.40
1,251.65
LT
Security total
1,000.000
22.951
22,950.75
24,320.00
1,369.25
ENGIE SPON ADR
Symbol: ENGIY Exchange: OTC
EAI: $1,481 Current yield: 6.19%
Jan 29, 13
240.000
20.779
4,986.98
15.960
3,830.40
-1,156.58
LT
Apr 22, 13
380.000
20.919
7,949.37
15.960
6,064.80
-1,884.57
LT
Jul 12, 13
215.000
20.144
4,330.97
15.960
3,431.40
-899.57
LT
Aug 21, 13
285.000
22.200.
6,327.10
15.960
4,548.60
-1,778.50
LT
Aug 22, 13
140.000
22.508
3,151.20
15.960
2,234.40
-916.80
LT
Aug 23, 13
240.000
22.418
5,380.51
15.960
3,830.40
-1,550.11
LT
Security total
1,500.000
21.417
32,126.13
23,940.00
-8,186.13
GLAXO SMITHKLINE PLC ADR
Symbol: GSK Exchange: NYSE
EAI: $1,232 Current yield: 5.79%
Feb 13, 13
150.000
45.645
6,846.78
41.290
6,193.50
-653.28
LT
Apr 22, 13
245.000
50.630
12,404.47
41.290
10,116.05
-2,288.42
LT
Jul 12, 13
120.000
52.904
6,348.48
41.290
4,954.80
-1,393.68
LT
Security total
515.000
49.708
25,599.73
21,264.35
-4,335.38
IMPERIAL TOBACCO GROUP PLC
SPON ADR
Symbol: ITYBY Exchange: OTC
EAI: $2,154 Current yield: 3.86%
Apr 25, 13
60.000
70.891
4,253.51
108.365
6,501.90
2,248.39
LT
continued next page
CNP70008005689916 NP7000187084 00005 0116 030575004
106BNY_GM_0002209ge 6 of 14
CONFIDENTIAL
EFTA_00132631
Text in Image
UBS
UBS Strategic Advisor
January 2016
Your assets Equities Common stock (continued)
Account name:
GHISLAINE MAXWELL
Friendly account name: Indiv. V49920008
Account number:
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Holding
Trade
clate
Security total
Number
of shares
435.000
Purchase pricel
Average price
per share (5)
74.087
Cost basis ($)
32,227.68
Price per share
on Jan 29 ($)
Value on
Jan 29 ($)
9,530.85
Unrealized
gain or loss ($)
Holding
period
-22,696.83
DEUTSCHE TELEKOM AG DE SPON
ADR
Symbol: DTEGY Exchange: OTC
EAI: $2,276 Current yield: 3.06%
Sep 16, 13
1,275.000
13.387
17,069.45
17.420
22,210.50
5,141.05
LT
Sep 17, 13
1,150.000
13.359
15,362.85
17.420
20,033.00
4,670.15
LT
Sep 18, 13
990.000
13.393
13,259.17
17.420
17,245.80
3,986.63
LT
Oct 10, 13
855.000
15.481
13,236.68
17.420
14,894.10
1,657.42
LT
Security total
4,270.000
13.801
58,928.15
74,383.40
15,455.25
DEUTSCHE POST AG SPON ADR
Symbol: DPSGY Exchange: OTC
EAI: $910 Current yield: 3.74%
Jan 29, 13
280.000
23.900
6,692.00
24.320
6,809.60
117.60
LT
Apr 22, 13
720.000
22.581
16,258.75
24.320
17,510.40
1,251.65
LT
Security total
1,000.000
22.951
22,950.75
24,320.00
1,369.25
ENGIE SPON ADR
Symbol: ENGIY Exchange: OTC
EAI: $1,481 Current yield: 6.19%
Jan 29, 13
240.000
20.779
4,986.98
15.960
3,830.40
-1,156.58
LT
Apr 22, 13
380.000
20.919
7,949.37
15.960
6,064.80
-1,884.57
LT
Jul 12, 13
215.000
20.144
4,330.97
15.960
3,431.40
-899.57
LT
Aug 21, 13
285.000
22.200.
6,327.10
15.960
4,548.60
-1,778.50
LT
Aug 22, 13
140.000
22.508
3,151.20
15.960
2,234.40
-916.80
LT
Aug 23, 13
240.000
22.418
5,380.51
15.960
3,830.40
-1,550.11
LT
Security total
1,500.000
21.417
32,126.13
23,940.00
-8,186.13
GLAXO SMITHKLINE PLC ADR
Symbol: GSK Exchange: NYSE
EAI: $1,232 Current yield: 5.79%
Feb 13, 13
150.000
45.645
6,846.78
41.290
6,193.50
-653.28
LT
Apr 22, 13
245.000
50.630
12,404.47
41.290
10,116.05
-2,288.42
LT
Jul 12, 13
120.000
52.904
6,348.48
41.290
4,954.80
-1,393.68
LT
Security total
515.000
49.708
25,599.73
21,264.35
-4,335.38
IMPERIAL TOBACCO GROUP PLC
SPON ADR
Symbol: ITYBY Exchange: OTC
EAI: $2,154 Current yield: 3.86%
Apr 25, 13
60.000
70.891
4,253.51
108.365
6,501.90
2,248.39
LT
continued next page
CNP70008005689916 NP7000187084 00005 0116 030575004
106BNY_GM_0002209ge 6 of 14
CONFIDENTIAL
EFTA_00132631

Significance: The text provides financial information about Ghislaine Maxwell's assets.

Full Description

The image is a scanned document from UBS Strategic Advisor, dated January 2016. It is a financial statement detailing Ghislaine Maxwell's assets, specifically equities and common stock. The document lists various securities, including DEUTSCHE TELEKOM AG DE SPON ADR, DEUTSCHE POST AG SPON ADR, ENGIE SPON ADR, GLAXO SMITHKLINE PLC ADR, and IMPERIAL TOBACCO GROUP PLC SPON ADR. For each security, the document provides the symbol, exchange, current yield, trade date, number of shares, purchase price, cost basis, price per share on Jan 29, value on Jan 29, unrealized gain or loss, and holding period. The document also includes the account name, friendly account name, account number, and the name of the financial advisor, Scott Stack Manilyle Casriel. The bottom of the page contains reference numbers and a 'CONFIDENTIAL' watermark. The image quality is high, and the text is clear and readable.

Critical Findings
Blackmail Likelihood: possible

The document reveals financial details, which could potentially be used for coercion, although the likelihood is low.

Raw Analysis