| 14601 |
EFTA01357090.txt |
Entity Self-Certification Form, Appendix 1: Controlling Persons |
|
none |
none |
01/20/1953 |
Form |
dataset_10 |
|
This document is an Entity Self-Certification Form identifying Jeffrey Epstein, Darren Indyke,... |
Financial transactions/money flowLegal matters/litigation |
— |
WM167679 0236(1 041516 |
gemini-2.0-flash-001 |
| 14602 |
EFTA01357091.txt |
Self-Certification |
Jeffrey Epstein |
none |
none |
2016-04-28 |
certification |
dataset_10 |
|
This document is a self-certification provided by Jeffrey Epstein to Deutsche Bank on April 28,... |
Financial transactions/money flowLegal matters/litigation |
— |
GM_00189 |
gemini-2.0-flash-001 |
| 14603 |
EFTA01357092.txt |
Client Risk Program |
|
suspicious |
none |
se- /9- It |
form |
dataset_10 |
|
This document is a guideline for Deutsche Bank's Wealth Management Client Risk Program, designed... |
Financial transactions/money flowLegal matters/litigationCompliance |
— |
W14167634 023496.031516 |
gemini-2.0-flash-001 |
| 14604 |
EFTA01357093.txt |
DELIVERY FAILURE: Error transferring to nyjinsmpll-i.us.D6.COM; SMTP Protocol Returned a Permanent Error 550 5.1.1 |
|
none |
none |
2017-05-24 |
email |
dataset_10 |
|
This is an automated email delivery failure notification. The email indicates that a message to... |
Communications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0043411 |
gemini-2.0-flash-001 |
| 14605 |
EFTA01357094.txt |
None |
|
none |
none |
None |
email |
dataset_10 |
|
This document is an email delivery failure notification. It indicates that an email could not be... |
|
— |
DB-SDNY-0043412 |
gemini-2.0-flash-001 |
| 14606 |
EFTA01357095.txt |
RE: EMS/240517721746: Check referrals: 42953424 - 109911) |
Cynthia Rodriguez |
suspicious |
none |
2017-05-24 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bart Trust Company Americas requests a pay/no pay decision on... |
Financial transactions/money flowCommunications/correspondence |
sigver dbgps, Stewart Oldfield |
EMS/240517721746 |
gemini-2.0-flash-001 |
| 14607 |
EFTA01357096.txt |
RE: Dispersion Call Option ICI |
Vahe Stepanian |
none |
none |
2015-12-07 |
email |
dataset_10 |
|
Vahe Stepanian informs Richard Kahn that the dispersion call option has been unwound at 0.60%.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Ariane Dwyer |
None |
gemini-2.0-flash-001 |
| 14608 |
EFTA01357097.txt |
RE: Dispersion Call Option [C] |
Vahe Stepanian |
none |
none |
2015-12-07 |
email |
dataset_10 |
|
This email exchange details a request for a bid on a dispersion call option. Richard Kahn wants... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0043417 |
gemini-2.0-flash-001 |
| 14609 |
EFTA01357098.txt |
None |
GRATITUDE AMERICA, LTD |
none |
none |
2017-06-12 |
check |
dataset_10 |
|
This document is a check for $125,000.00 from GRATITUDE AMERICA, LTD to the International Peace... |
Financial transactions/money flow |
— |
DB-SDNY-0043420 |
gemini-2.0-flash-001 |
| 14610 |
EFTA01357099.txt |
Certified Check |
Darren K. Indyke |
none |
none |
None |
letter |
dataset_10 |
|
Darren K. Indyke sends a letter to Cynthia Rodriguez at Deutsche Bank to provide notice for... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0043422, SDNY_GM_00189606 |
gemini-2.0-flash-001 |
| 14611 |
EFTA01357100.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a cover page from Darren K. Indyke, PLLC, indicating that the enclosed... |
|
— |
DB-SDNY-0043423, SONY GM_00189607 |
gemini-2.0-flash-001 |
| 14612 |
EFTA01357101.txt |
None |
Darren Indyke |
suspicious |
none |
2017-01-03 |
memorandum |
dataset_10 |
|
This memorandum instructs Cynthia and Marjorie to wire $430,000 from a specified account to... |
Financial transactions/money flow |
Cynthia, Marjorie |
DB-SDNY-0043425 |
gemini-2.0-flash-001 |
| 14613 |
EFTA01357102.txt |
JE Euro purchase |
Bella Klein |
suspicious |
none |
2017-03-03 |
email |
dataset_10 |
|
The email instructs Cynthia Rodriguez to transfer money to a JE Euro account. Marjorie Flash is... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0043426 |
gemini-2.0-flash-001 |
| 14614 |
EFTA01357103.txt |
Check referrals; |
Signature Verification |
suspicious |
none |
2017-04-26 |
email |
dataset_10 |
|
This email from Signature Verification requests a pay/no pay decision on a check referral and... |
Financial transactions/money flowLegal matters/litigation |
All |
DB-SDNY-0043427 |
gemini-2.0-flash-001 |
| 14615 |
EFTA01357104.txt |
None |
GRATITUDE AMERICA, LTD |
none |
none |
4/18/2017 |
check |
dataset_10 |
|
This document is a check from GRATITUDE AMERICA, LTD to the University of Arizona Foundation for... |
Financial transactions/money flowPhilanthropy |
University of Arizona Foundation |
None |
gemini-2.0-flash-001 |
| 14616 |
EFTA01357105.txt |
Payment to International Peace Institute. Inc |
GRATITUDE AMERICA, LTD |
none |
none |
5/8/2017 |
check |
dataset_10 |
|
This document is a check from GRATITUDE AMERICA, LTD to the International Peace Institute for... |
Financial transactions/money flow |
International Peace Institute. Inc |
DB-SDNY-0043430, SDNY_GM_00189614 |
gemini-2.0-flash-001 |
| 14617 |
EFTA01357106.txt |
Jeepers transfer |
Vahe Stepanian |
suspicious |
none |
2016-04-04 |
email |
dataset_10 |
|
This email chain documents a request from Bella Klein to Vahe Stepanian to transfer $100,000... |
Financial transactions/money flowCommunications/correspondence |
bellaklein |
DB-SDNY-0043432 |
gemini-2.0-flash-001 |
| 14618 |
EFTA01357107.txt |
RE: EMS/191217246441: Check referrals: 42953467, 42953432, 42953475(1) |
sigver dbgps |
suspicious |
none |
2017-12-19 |
email |
dataset_10 |
|
This email from Deutsche Bark Trust Company Americas requests a pay/no pay decision on specific... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
EMS/191217246441 |
gemini-2.0-flash-001 |
| 14619 |
EFTA01357108.txt |
Signature Verification |
Signature Verification |
none |
none |
Unknown |
other |
dataset_10 |
|
This document is a request for a reply regarding signature verification to meet Federal Reserve... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0043435, SONY GM_00189519 |
gemini-2.0-flash-001 |
| 14620 |
EFTA01357109.txt |
Local Internal Watchlist Entry Details |
|
suspicious |
none |
12/1012016 |
report |
dataset_10 |
|
This document is a watchlist entry detail for Darren Indyke in Deutsche Bank's internal system.... |
Legal matters/litigationFinancial transactions/money flowCompliance/AML |
— |
DB-SDNY-0043437 |
gemini-2.0-flash-001 |
| 14621 |
EFTA01357110.txt |
Request |
Hr:fne frOge |
none |
none |
12/104.0. 18 |
Request |
dataset_10 |
|
This document is a request form generated by Norkom software, possibly related to customer data... |
|
— |
C201610]4948026 |
gemini-2.0-flash-001 |
| 14622 |
EFTA01357111.txt |
Deutsche Bank Private Bank Alert - Richard Kahn |
|
suspicious |
none |
2016-10-12 |
Alert |
dataset_10 |
|
This document is an alert from Deutsche Bank Private Bank regarding Richard Kahn. It details a... |
Legal matters/litigationFinancial transactions/money flowCompliance issues |
— |
KYC 01651789 |
gemini-2.0-flash-001 |
| 14623 |
EFTA01357112.txt |
Alert: Richard Kahn |
|
suspicious |
none |
10/12/2016 |
report |
dataset_10 |
|
This document is an alert from Deutsche Bank regarding Richard Kahn, triggered by regulatory... |
Legal matters/litigationFinancial transactions/money flowCompliance issues |
— |
DB12000P |
gemini-2.0-flash-001 |
| 14624 |
EFTA01357113.txt |
Deutsche Bank Private Bank Alert - Richard Kahn |
|
none |
none |
2016-10-12 |
Alert |
dataset_10 |
|
This document is an alert from Deutsche Bank regarding Richard Kahn, who is listed as a sex... |
Legal matters/litigationAllegations/complaints |
— |
6471205.11593658.75766498 |
gemini-2.0-flash-001 |
| 14625 |
EFTA01357114.txt |
RE: deposit progress Ili |
Stewart Oldfield |
none |
none |
2017-04-03 |
email |
dataset_10 |
|
This email chain discusses the progress of deposits into AG, with Stewart Oldfield providing... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield I, Patrick Campion I, Andrew Gallivan,... |
DB-SDNY-0043443 |
gemini-2.0-flash-001 |
| 14626 |
EFTA01357115.txt |
Epstein/Southern Financial DBNY accounts funding |
Stew
Stewart Oldfield |
suspicious |
possible |
YYYY-MM-DD |
email |
dataset_10 |
|
The email reports that Epstein/Southern Financial DBNY accounts will be funded with $50mm and... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0043444 |
gemini-2.0-flash-001 |
| 14627 |
EFTA01357116.txt |
Re: deposit progress [I] |
Patrick Campion |
suspicious |
none |
2017-03-09 |
email |
dataset_10 |
|
The email discusses the progress of deposits into AG, highlighting significant funding of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield, Andrew Gallivan |
DB-SDNY-0043449 |
gemini-2.0-flash-001 |
| 14628 |
EFTA01357117.txt |
Check Referral - Acct |
Kavish Sharma |
suspicious |
none |
2016-06-24 |
email |
dataset_10 |
|
Kavish Sharma sent an email requesting a pay/no pay decision for a check referral due to a... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Paul Morris, Muhammod 1 Uddin, Teresa Metallo, Julian 1... |
None |
gemini-2.0-flash-001 |
| 14629 |
EFTA01357118.txt |
Re: deposit progress [I] |
Patrick Campion |
suspicious |
none |
2017-03-09 |
email |
dataset_10 |
|
Patrick Campion congratulates the team on securing over 75MM in new deposits into AG. Stewart... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield, Stewart Oldfield |
DB-SDNY-0043453 |
gemini-2.0-flash-001 |
| 14630 |
EFTA01357119.txt |
KYC remediation [I] |
Ian Salters |
none |
none |
2019-02-25 |
email |
dataset_10 |
|
Ian Salters sent an email to Brian Serino and Kareen Johnson regarding KYC remediation,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Brian Serino, Kareen Johnson |
DB-SDNY-0043455
SONY GM_00189639 |
gemini-2.0-flash-001 |
| 14631 |
EFTA01357120.txt |
None |
Ian Salters |
none |
none |
None |
other |
dataset_10 |
|
This document is a list of names and organizations associated with Deutsche Bank's Institutional... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0043456 |
gemini-2.0-flash-001 |
| 14632 |
EFTA01357121.txt |
WM End of Day Updates 4/25/2019 |
Jamaal Bushara |
none |
none |
2019-04-25 |
email |
dataset_10 |
|
Jamaal Bushara sent an email to his team at Deutsche Bank Securities Inc. providing an update on... |
Business dealingsCommunications/correspondence |
Brian Serino, Jarvis, Tiele Aldridge, Kareen Johnson,... |
DB-SDNY-0043461 |
gemini-2.0-flash-001 |
| 14633 |
EFTA01357122.txt |
None |
Ian Salters |
none |
none |
None |
email |
dataset_10 |
|
This is an email signature block from Ian Salters, COO of Americus - Institutional Wealth... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0043464 |
gemini-2.0-flash-001 |
| 14634 |
EFTA01357123.txt |
Pilot Service & Expense reimbursement |
JEGE. LLC |
none |
none |
8/7/2018 |
check |
dataset_10 |
|
The document is a check from JEGE LLC to William Hammond for $10,908.15, intended as payment for... |
Financial transactions/money flowEmployment/staffing |
William Hammond |
DB-SDNY-0043466
SDNY_GM_00189650 |
gemini-2.0-flash-001 |
| 14635 |
EFTA01357124.txt |
RE: Options Agreement & Questionnaire [C] |
Martin Zeman |
suspicious |
none |
2018-07-26 |
email |
dataset_10 |
|
Martin Zeman instructs Nadean Novogratz to send an options agreement, questionnaire, and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nadean Novo ratz I, Stewart Oldfield, Davide-A Sferrazza |
N4G023804 LTA.PDF |
gemini-2.0-flash-001 |
| 14636 |
EFTA01357125.txt |
Trading Authorization Lin -plied to Purchases and Sales of Securities |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a trading authorization form from Deutsche Bank, allowing a designated agent to... |
Financial transactions/money flowBusiness dealings |
— |
WM 168335 006409 112516 |
gemini-2.0-flash-001 |
| 14637 |
EFTA01357126.txt |
RE: • "REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-I |
Rita Shteynberg |
none |
none |
2018-02-26 |
email |
dataset_10 |
|
Nina Tona expresses frustration about a client being red-listed during an NCA and ongoing... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nina Tona, Zack Bunimovich, Lindsa r Robinson |
DB-SDNY-0043470 |
gemini-2.0-flash-001 |
| 14638 |
EFTA01357127.txt |
RE: *"REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT** [I] |
Nina Tona |
suspicious |
none |
2018-02-26 |
email |
dataset_10 |
|
Nina Tona is seeking advice from Zack Bunimovich regarding Southern Financial LLC, which has... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich |
ONB-1010155 |
gemini-2.0-flash-001 |
| 14639 |
EFTA01357128.txt |
None |
Zack |
none |
none |
None |
other |
dataset_10 |
|
This document is a list of business units, adoption locations, entities, products, account IDs,... |
Business dealings |
— |
DB-SDNY-0043472 |
gemini-2.0-flash-001 |
| 14640 |
EFTA01357129.txt |
RE: SOUTHERN FINAN( IAI I I ON R-1010155 (I) |
Alastair Mackinlay |
none |
none |
2017-12-20 |
email |
dataset_10 |
|
This email exchange involves Alastair Mackinlay from Deutsche Bank providing a W9 form related... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Amber Davis, Nina Tona |
0NB-1010155 |
gemini-2.0-flash-001 |
| 14641 |
EFTA01357130.txt |
RE: SOUTHERN FINANCIAL LLC - ONB-1010155 [I] |
Nina Tona |
none |
none |
2017-12-15 |
email |
dataset_10 |
|
Nina Tona is seeking clarification from Amber Davis regarding SSI instructions and the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Amber Davis |
ONB-1010155 |
gemini-2.0-flash-001 |
| 14642 |
EFTA01357131.txt |
RE: SF [I] [CI |
Nina Tona |
suspicious |
possible |
2018-03-13 |
email |
dataset_10 |
|
This email discusses the documentation required to verify the ownership and source of funds for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich, Martin Zeman, Xavier Avila |
None |
gemini-2.0-flash-001 |
| 14643 |
EFTA01357132.txt |
u ect: |
GM ACO |
none |
none |
2018-03-01 |
email |
dataset_10 |
|
This email exchange discusses a client's inquiries and the need for a response. Monika... |
Business dealingsCommunications/correspondence |
Xavier Avilan>, lain Macara 48111.11111Willf, Rita... |
DB-SDNY-0043489 |
gemini-2.0-flash-001 |
| 14644 |
EFTA01357133.txt |
RE: SF [I] |
Davide-A Sferrazza |
suspicious |
possible |
2018-03-01 |
email |
dataset_10 |
|
This email chain discusses the risk assessment of Southern Financial, with conflicting views on... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
lain Macara, Xavier Avila, Rita Shteynberg, Jitan Patel,... |
DB-SDNY-0043490 |
gemini-2.0-flash-001 |
| 14645 |
EFTA01357134.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a business card or letterhead from Nina Tona at Deutsche Bank Wealth... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0043491 |
gemini-2.0-flash-001 |
| 14646 |
EFTA01357135.txt |
IWP clients or Leads |
Ian Salters |
none |
none |
December |
email |
dataset_10 |
|
Ian Salters is asking for a review of the IWP client and lead list to ensure it is up to date.... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0043493 |
gemini-2.0-flash-001 |
| 14647 |
EFTA01357136.txt |
Positive Impact |
|
none |
none |
None |
other |
dataset_10 |
|
This document from Deutsche Bank's Institutional Wealth Partners group outlines the terms and... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0043497, SDNY_GM_00189681 |
gemini-2.0-flash-001 |
| 14648 |
EFTA01357137.txt |
RE: KYC remediation (I) |
Davide-A Sferrazza |
none |
none |
2019-02-28 |
email |
dataset_10 |
|
This email provides an update on the KYC (Know Your Customer) remediation process for various... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nina Tona |
None |
gemini-2.0-flash-001 |
| 14649 |
EFTA01357138.txt |
None |
Ian Salters |
none |
none |
None |
email |
dataset_10 |
|
This document is an email from Ian Salters of Institutional Wealth Partners, a part of Deutsche... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0043500
SDNY_GM_00189684 |
gemini-2.0-flash-001 |
| 14650 |
EFTA01357139.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a single page containing confidentiality notices and identification... |
|
— |
DB-SDNY-0043505 |
gemini-2.0-flash-001 |
| 14651 |
EFTA01357140.txt |
Self Certification for Entity Clients |
|
none |
none |
2/2016 |
form |
dataset_10 |
|
This document is a self-certification form from Deutsche Bank for entity clients to provide... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0043506 |
gemini-2.0-flash-001 |
| 14652 |
EFTA01357141.txt |
Self Certification for Entity Clients - UK Automatic Exchange of Information and the OECD Common Reporting Standard (CRS) |
|
none |
none |
17/2016 |
form |
dataset_10 |
|
This document is a self-certification form used by Deutsche Bank to classify entity clients for... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
DB-SDNY-0043507 |
gemini-2.0-flash-001 |
| 14653 |
EFTA01357142.txt |
Self Certification for Entity Clients |
|
none |
none |
None |
form |
dataset_10 |
|
This is a self-certification form from Deutsche Bank for entity clients to declare their country... |
Financial transactions/money flowLegal matters/litigationCompliance |
— |
SN C4OheatOn M Enth Giants - CRS r UK FATCA -124016 |
gemini-2.0-flash-001 |
| 14654 |
EFTA01357143.txt |
Self Certification for Entity Clients |
|
none |
none |
2/2016 |
Self Certification Form |
dataset_10 |
|
This is a Deutsche Bank self-certification form for entity clients to identify controlling... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0043509 |
gemini-2.0-flash-001 |
| 14655 |
EFTA01357144.txt |
Self Certification for Entity Clients - UK Automatic Exchange of Information and the OECD Common Reporting Standard (CRS) |
|
none |
none |
2016-02 |
form |
dataset_10 |
|
This document provides instructions for Deutsche Bank's entity clients to complete a... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
DB-SDNY-0043510 |
gemini-2.0-flash-001 |
| 14656 |
EFTA01357145.txt |
Self Certification for Entity Clients - UK Automatic Exchange of Information and the OECD Common Reporting Standard (CRS) |
|
none |
none |
2016 |
form |
dataset_10 |
|
This is a Deutsche Bank form for entity clients to self-certify their country of tax residence... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
DB-SDNY-0043512, SDNY_GM_00189696 |
gemini-2.0-flash-001 |
| 14657 |
EFTA01357146.txt |
Fw: Your KYC has been rejected |
Amanda Kirby |
suspicious |
possible |
2013-12-13 |
email |
dataset_10 |
|
Amanda Kirby is urgently seeking assistance with a KYC issue related to Jennifer, where no... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Janice Fran, Andrea Klingenber, Jacqueline Lightbody |
01161376 |
gemini-2.0-flash-001 |
| 14658 |
EFTA01357147.txt |
Your KYC has been rejected |
Jacqueline Lightbody |
suspicious |
possible |
2013-12-12 |
email |
dataset_10 |
|
Jacqueline Lightbody informs Amanda Kirby that a KYC check has been rejected due to insufficient... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Amanda Kirby/db/dbcomODBAMERICAS |
01161376 |
gemini-2.0-flash-001 |
| 14659 |
EFTA01357148.txt |
Request for Taxpayer Identification Number and Certification |
|
none |
none |
2014 |
Form |
dataset_10 |
|
This document is an IRS Form W-9, Request for Taxpayer Identification Number and Certification.... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 14660 |
EFTA01357149.txt |
Re: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LIC Ill |
Jonathan Whittle |
none |
none |
2018-05-18 |
email |
dataset_10 |
|
The email discusses an issue with a client relationship in dbCAR not reflecting an old GB review... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
James Gladwin |
EFTA01357149 |
gemini-2.0-flash-001 |
| 14661 |
EFTA01357150.txt |
RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC (IJ |
James Gladwin |
suspicious |
none |
2018-05-16 |
email |
dataset_10 |
|
James Gladwin sent an email to update recipients on the escalation regarding Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Kareen Johnson, Daniel-A Klyashtorny, Nina... |
ONB-1135648 / LKYCGB-160049 |
gemini-2.0-flash-001 |
| 14662 |
EFTA01357151.txt |
RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC |
James Gladwin |
suspicious |
possible |
2018-05-11 |
email |
dataset_10 |
|
James Gladwin provides an update on the KCP Extension and the fixes made to the dbCAR profile,... |
Financial transactions/money flowCommunications/correspondenceBusiness dealings |
Martin Zeman, Zack Bunimovich, Jesse-J Cruz |
ONB-1135648 / LKYCGB-160049 |
gemini-2.0-flash-001 |
| 14663 |
EFTA01357152.txt |
RE: Escalation: ONB-1135648 / LKYCGB-160049 Sout fern cia LLC [II |
James Gladwin |
suspicious |
none |
2018-05-10 |
email |
dataset_10 |
|
James Gladwin is seeking clarification and BRG approval regarding a cross-jurisdictional... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Martin Zeman, Zack Bunimovich, Jesse-J Cruz |
ONB-1135648 / LKYCGB-160049 |
gemini-2.0-flash-001 |
| 14664 |
EFTA01357153.txt |
RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [II |
Martin Zeman |
none |
none |
2018-05-08 |
email |
dataset_10 |
|
Martin Zeman responds to questions about Southern Financial LLC, a client trading with DB.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich, AMLUK Reviews, Jesse-J Cruz, James... |
ONB-1135648 / LKYCGB-160049 |
gemini-2.0-flash-001 |
| 14665 |
EFTA01357154.txt |
RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [I] |
Zack Bunimovich |
suspicious |
none |
2018-05-07 |
email |
dataset_10 |
|
This email chain documents an escalation and request for assistance regarding a principal... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jesse-1 Cruz, amluk compliance, Kareen Johnson, Daniel-A... |
ONB-1135648 / LKYCGB-160049 |
gemini-2.0-flash-001 |
| 14666 |
EFTA01357155.txt |
None |
Jesse Jay Cruz |
none |
none |
None |
other |
dataset_10 |
|
This document is an email signature block from Jesse Jay Cruz, an analyst at Deutsche Bark... |
|
— |
DB-SDNY-0043524 |
gemini-2.0-flash-001 |
| 14667 |
EFTA01357156.txt |
RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding IC) |
Martin Zeman |
none |
none |
2018-03-15 |
email |
dataset_10 |
|
This email exchange discusses the KYC and onboarding process for Southern Financial LLC at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich, Rita Shteynberg, Jim Patel, Nina Tona,... |
DB-SDNY-0043526 |
gemini-2.0-flash-001 |
| 14668 |
EFTA01357157.txt |
RE: |
Martin Zeman |
none |
none |
2018-03-12 |
email |
dataset_10 |
|
This email exchange discusses the timeline for a KYC (Know Your Customer) review of a fund.... |
Financial transactions/money flowCommunications/correspondence |
Zack Bunimovich |
DB-SDNY-0043529 |
gemini-2.0-flash-001 |
| 14669 |
EFTA01357158.txt |
RE: SF [I] |
Zack Bunimovich |
none |
none |
2018-03-05 |
email |
dataset_10 |
|
This email exchange from March 5, 2018, involves Deutsche Bank employees discussing setting up a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, Rita Shteynberg, titan Patel |
DB-SDNY-0043530
SDNY_GM_00189714 |
gemini-2.0-flash-001 |
| 14670 |
EFTA01357159.txt |
RE: SF [I] |
Xavier Avila |
none |
none |
2018-03-01 |
email |
dataset_10 |
|
This email chain discusses a client transaction that is being held up due to a disagreement on... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Iain Macara, Rita Shteynberg, Jitan Patel, Mathew Negus, GM ACO |
DB-SDNY-0043535 |
gemini-2.0-flash-001 |
| 14671 |
EFTA01357160.txt |
Southern Financial LLC and Southern Trust Company Inc. Financials |
Xavier Avila, Managing Director, Deutsche Bank Securities Inc |
none |
none |
2017-06 |
other |
dataset_10 |
|
This document outlines Jeffrey Epstein's net worth, legal representatives, and financial... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0043538 |
gemini-2.0-flash-001 |
| 14672 |
EFTA01357161.txt |
Financial Documents and Disclosures |
|
none |
none |
2017-11-21 |
other |
dataset_10 |
|
This document appears to be a cover sheet or header for a collection of financial documents... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0043539 |
gemini-2.0-flash-001 |
| 14673 |
EFTA01357162.txt |
RE: Escalation: ONB-1135648 / LKYCGB-160049 /Southern Financial LLC ill |
Nina Tona |
none |
none |
2018-05-16 |
email |
dataset_10 |
|
This email exchange discusses an escalation regarding Southern Financial LLC, with Nina Tona... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Simon Nall, Martin Zeman, Kareen Johnson |
ONB-1135648 / LKYCGB-160049 |
gemini-2.0-flash-001 |
| 14674 |
EFTA01357163.txt |
RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC Ill |
James Gladwin |
suspicious |
none |
2018-05-16 |
email |
dataset_10 |
|
James Gladwin informs recipients that an extension request has been approved after UK AFC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Kareen Johnson, Daniel-A Klyashtorny, Nina... |
ONB-1135648 / LKYCGB-160049 |
gemini-2.0-flash-001 |
| 14675 |
EFTA01357164.txt |
RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC IIJ |
James Gladwin |
none |
none |
2018-05-11 |
email |
dataset_10 |
|
James Gladwin provides an update on assisting UK AFC with a KCP Extension, noting the usefulness... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Zack Bunimovich, Jesse-J Cruz |
ONB-1135648 / LKYCGB-160049 / Southern Financial LLC IIJ |
gemini-2.0-flash-001 |
| 14676 |
EFTA01357165.txt |
RE: Escalation: ONB-l outhern Financial LLC Ill |
Martin Zeman |
suspicious |
none |
2018-05-08 |
email |
dataset_10 |
|
This email discusses the approval process for a financial transaction involving Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich, Jesse-J Cruz MN, James Gladwin |
ONB-1135648 / LKYCGB-160049 |
gemini-2.0-flash-001 |
| 14677 |
EFTA01357166.txt |
RE: Escalation: ONB- / Southern Financial LLC JIJ |
Zack Bunimovich |
none |
none |
2018-05-08 |
email |
dataset_10 |
|
This email chain discusses an escalation involving Southern Financial LLC and seeks... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
AMLUK Reviews, Jesse-1 Cruz, AMLUK Reviews ff
ilIM Jesse-1 Cruz |
None |
gemini-2.0-flash-001 |
| 14678 |
EFTA01357167.txt |
RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC Ill |
Jesse-J Cruz |
none |
none |
2018-05-08 |
email |
dataset_10 |
|
This email chain discusses the escalation of a request concerning Southern Financial LLC to the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
AMLUK Reviews, James Gladwin, Helen Ncube |
ONB-1135648 / LKYCGB-160049 |
gemini-2.0-flash-001 |
| 14679 |
EFTA01357168.txt |
Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC (I] |
Jesse-J Cruz |
suspicious |
none |
2018-05-03 |
email |
dataset_10 |
|
Jesse-J Cruz from Deutsche Bank Securities Inc. is escalating a high-risk rating for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
AMLUK Reviews <amluk.reviews a7db.com>• amluk compliance... |
ONB-1135648 / LKYCGB-160049 |
gemini-2.0-flash-001 |
| 14680 |
EFTA01357169.txt |
RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ""URGENT" [I] |
Megha Arora |
none |
none |
2018-02-26 |
email |
dataset_10 |
|
The email chain discusses why Southern Financial LLC was placed on a 'red list' and the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Rita Shteynberg, Zack Bunimovich, Jitan Patel, Lindsay Robinson |
ONB-1010155 |
gemini-2.0-flash-001 |
| 14681 |
EFTA01357170.txt |
JE WT to AS |
bellaklein |
suspicious |
none |
2014-07-14 |
email |
dataset_10 |
|
Bella Klein emails Arthur Tendler requesting confirmation of a wire transfer from Jeffrey... |
Financial transactions/money flowCommunications/correspondence |
Arthur Tendler |
DB-SDNY-0043580 |
gemini-2.0-flash-001 |
| 14682 |
EFTA01357171.txt |
None |
Darren K. Indyke |
none |
none |
2014-07-14 |
memorandum |
dataset_10 |
|
This is a memorandum from Darren K. Indyke to Amanda Kirby instructing her to wire One Thousand... |
Financial transactions/money flow |
Amanda Kirby |
None |
gemini-2.0-flash-001 |
| 14683 |
EFTA01357172.txt |
JEE Euro acc 3 wire transfers |
bellaklein [bkleinS7Stagmail.coml |
suspicious |
none |
2014-07-21 |
email |
dataset_10 |
|
Bella Klein emailed Arthur Tendler, Amanda Kirby, and Katy Chong requesting confirmation and... |
Financial transactions/money flowCommunications/correspondence |
Arthur Tendler, Amanda Kirby, Katy Chong IM |
DB-SDNY-0043563
SDNY_GM_00189747 |
gemini-2.0-flash-001 |
| 14684 |
EFTA01357173.txt |
RE: Inquiry regarding A/C 42953467 - PLAN D, LLC, Case 140632 DJ |
Cynthia Rodriguez |
suspicious |
possible |
2017-04-12 |
email |
dataset_10 |
|
This email exchange discusses a $22.5 million wire transfer from Leon Black's BV70 LLC to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Amlcompliance Inquiries... |
Case 140632 DJ |
gemini-2.0-flash-001 |
| 14685 |
EFTA01357174.txt |
Inquiry regarding A/C 42953467 - PLAN D, LLC, Case 140632 [I] |
Michelle Gabriel |
suspicious |
none |
2017-04-11 |
email |
dataset_10 |
|
Michelle Gabriel from Deutsche Bank is requesting information from Bradley Gillin and Cynthia... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Bradley Gillin, Cynthia Rodriguez |
Case 140632 |
gemini-2.0-flash-001 |
| 14686 |
EFTA01357175.txt |
None |
PWM AML Compliance, Deutsche Bank |
none |
none |
None |
email |
dataset_10 |
|
This is a compliance email from Deutsche Bank's PWM AML Compliance department. It seeks to... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
— |
DB-SDNY-0043567, SDNY_GM_00189751 |
gemini-2.0-flash-001 |
| 14687 |
EFTA01357176.txt |
None |
Darren K Indyke |
none |
none |
2014-07-21 |
memorandum |
dataset_10 |
|
This memorandum instructs Arthur Tendler to wire 2,500 EUR from a specified account to Societe... |
Financial transactions/money flow |
Arthur Tendler |
None |
gemini-2.0-flash-001 |
| 14688 |
EFTA01357177.txt |
None |
Arthur Tendler |
none |
none |
2014-07-21 |
memorandum |
dataset_10 |
|
This is a memorandum from Arthur Tendler to Darren Indyke instructing him to wire 2,500 EUR from... |
Financial transactions/money flow |
Darren Indyke |
DB-SDNY-0043570 |
gemini-2.0-flash-001 |
| 14689 |
EFTA01357178.txt |
None |
Darren Indyke |
suspicious |
none |
2014-07-21 |
memorandum |
dataset_10 |
|
This memorandum instructs Arthur Tendler to wire 2,500 EUR to Amar Siad via Handelsbanken. The... |
Financial transactions/money flow |
Arthur Tendler |
DB-SDNY-0043571 |
gemini-2.0-flash-001 |
| 14690 |
EFTA01357179.txt |
Euro wire for Jeffrey Epstein [I] |
Aracely Sanchez [aracelysanchez@db.corn] |
suspicious |
none |
2014-07-25 |
email |
dataset_10 |
|
Aracely Sanchez emailed Amanda Kirby regarding a delayed 2,500 euro wire transfer for Jeffrey... |
Financial transactions/money flowCommunications/correspondence |
amanda.kirby@db.com |
DB-SDNY-0043573 |
gemini-2.0-flash-001 |
| 14691 |
EFTA01357180.txt |
Fw: Euro wires DB Force |
Richard Kahn |
none |
none |
2014-07-26 |
email |
dataset_10 |
|
Richard Kahn emailed Arthur Tendler about a 52,500 EUR wire transfer that was not debited or... |
Financial transactions/money flowCommunications/correspondence |
Arthur Tendler/db |
DB-SDNY-0043575 |
gemini-2.0-flash-001 |
| 14692 |
EFTA01357181.txt |
Euro wires from 7/21/2014 |
Richard Kahn |
none |
none |
2014-07-21 |
email |
dataset_10 |
|
Richard Kahn from HBRK Associates Inc. is requesting a fed reference number for a Euro wire... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0043576 |
gemini-2.0-flash-001 |
| 14693 |
EFTA01357182.txt |
Check info/numbers |
Amanda Kirby |
suspicious |
none |
2014-08-05 |
email |
dataset_10 |
|
Amanda Kirby sent an email requesting photo copies related to debit processing, noting that the... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0043582 |
gemini-2.0-flash-001 |
| 14694 |
EFTA01357184.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a page from a larger document, possibly an email, containing... |
|
— |
DB-SDNY-0043584 |
gemini-2.0-flash-001 |
| 14695 |
EFTA01357185.txt |
Attached Image |
hp.scanning@discard.mail.db.com thp.scanning@discard.maiLdb.com) |
none |
none |
2014-08-26 |
email |
dataset_10 |
|
This is an email sent on August 26, 2014, from hp.scanning@discard.mail.db.com to Amanda Kirby... |
Communications/correspondence |
Amanda Kirby |
DB-SDNY-0043585, SDNY_GM_00189769 |
gemini-2.0-flash-001 |
| 14696 |
EFTA01357186.txt |
None |
Jeffrey Epstein |
suspicious |
none |
2014-08-26 |
memo |
dataset_10 |
|
This memo from Jeffrey Epstein to Arthur Tendler instructs the wire transfer of EUR 2,500 to... |
Financial transactions/money flow |
Arthur Tendler |
DB-SDNY-0043586 |
gemini-2.0-flash-001 |
| 14697 |
EFTA01357187.txt |
Re: Fw: Attached Image Iii |
Arthur Tendle |
none |
none |
2014-08-26 |
email |
dataset_10 |
|
Arthur Tendle sent an email to Amanda Kirby regarding Darren's email access for reg-E approval.... |
Communications/correspondenceFinancial transactions/money flow |
Amanda Kirby |
DB-SDNY-0043587 |
gemini-2.0-flash-001 |
| 14698 |
EFTA01357188.txt |
Wire Transfer Request |
Jeffrey Epstein |
none |
none |
2014-08-26 |
memorandum |
dataset_10 |
|
Jeffrey Epstein requests Arthur Tendler to wire 2,500 EUR from account #680519. The memo... |
Financial transactions/money flow |
Arthur Tendler |
DB-SDNY-0043594 |
gemini-2.0-flash-001 |
| 14699 |
EFTA01357189.txt |
CLEARED: FW: Portfolio Alert - Butterfly Trust Ill |
Dimitra Manley |
suspicious |
possible |
2015-02-19 |
email |
dataset_10 |
|
This email documents AML Compliance's review and clearance of alerts related to Ghislaine... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Amanda Kirby |
DB-SDNY-0043595 |
gemini-2.0-flash-001 |
| 14700 |
EFTA01357190.txt |
Portfolio Alert |
|
concerning |
possible |
01/07/2015 |
report |
dataset_10 |
|
This document is a portfolio alert from Deutsche Bank regarding Ghislaine Maxwell, highlighting... |
Legal matters/litigationAllegations/complaintsIllegal activities |
— |
2686835.11547720.61911622 |
gemini-2.0-flash-001 |