| 15801 |
EFTA01358355.txt |
Re: GM KCP Bible - Action Plan Update I KYC Priority List [I] |
Xavier Avila |
none |
none |
2018-03-13 |
email |
dataset_10 |
|
Xavier Avila emailed Nina Tona and others to provide an update on the KCP Bible - Action Plan... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nina Tona |
DB-SDNY-0045910
SDNY_GM_00192094 |
gemini-2.0-flash-001 |
| 15802 |
EFTA01358356.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a list of names and organizations, possibly related to a specific... |
|
— |
DB-SDNY-0045917
SDNY_GM_00192101 |
gemini-2.0-flash-001 |
| 15803 |
EFTA01358357.txt |
RE: GM KCP Bible - Action Plan - Update I ill |
Xavier Avila |
none |
none |
2018-02-20 |
email |
dataset_10 |
|
This email exchange discusses an update to the 'GM KCP Bible - Action Plan' and schedules a... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Nina Tona, Davide-A Sferrazza, Alastair Mackinlay |
DB-SDNY-0045918 |
gemini-2.0-flash-001 |
| 15804 |
EFTA01358358.txt |
Southern Financial KYC dots ICI |
Davide-A Sferrazza |
suspicious |
none |
2018-02-08 |
email |
dataset_10 |
|
This email from Davide Sferrazza to Nina Tona provides KYC information about Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nina Tona |
DB-SDNY-0045925 |
gemini-2.0-flash-001 |
| 15805 |
EFTA01358359.txt |
Operating Agreement |
|
none |
none |
N/A |
legal filing |
dataset_10 |
|
This is an operating agreement for an entity with Southern Trust Company as the sole member.... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0045932, SDNY_GM_00192116 |
gemini-2.0-flash-001 |
| 15806 |
EFTA01358360.txt |
Articles of Organization for Southern Financial, LLC |
|
none |
none |
None |
Articles of Organization |
dataset_10 |
|
This document outlines the Articles of Organization for Southern Financial, LLC, a limited... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0045933 |
gemini-2.0-flash-001 |
| 15807 |
EFTA01358361.txt |
Articles of Organization |
|
none |
none |
2013-02-25 |
legal filing |
dataset_10 |
|
This document is a legal filing representing the Articles of Organization for a company, signed... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0045936, SDNY_GM_00192120 |
gemini-2.0-flash-001 |
| 15808 |
EFTA01358362.txt |
Resident Agent Form - Consent of Agent for Service of Process |
|
none |
none |
2013-02-25 |
form |
dataset_10 |
|
This document is a Resident Agent Form, where Business Basics Vt consents to act as the resident... |
Legal matters/litigation |
— |
|
gemini-2.0-flash-001 |
| 15809 |
EFTA01358363.txt |
Certificate of Existence |
Gregory R. Francis, Lieutenant Governor of the Virgin Islands |
none |
none |
2013-02-27 |
Certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealingsLegal matters/litigation |
— |
Corp No. 5R3164 |
gemini-2.0-flash-001 |
| 15810 |
EFTA01358364.txt |
Consent of The Board of Directors of Southern Trust Company, Inc. |
|
none |
none |
2011-03-19 |
Consent |
dataset_10 |
|
This document is a consent resolution from the Board of Directors of Southern Trust Company,... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
SDNY GM_00192126
DB-SDNY-0045942 |
gemini-2.0-flash-001 |
| 15811 |
EFTA01358365.txt |
Agreement and Plan of Merger |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal resolution authorizing and approving the merger of FTC with SF, a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0045943 |
gemini-2.0-flash-001 |
| 15812 |
EFTA01358366.txt |
Consent of the Board of Directors of Financial Infomatics, Inc. |
|
none |
none |
2011-11-18 |
Consent |
dataset_10 |
|
This document is a consent resolution from the Board of Directors of Financial Infomatics, Inc.,... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 15813 |
EFTA01358367.txt |
Corporate Resolutions |
|
none |
none |
November 18, 2011 |
resolution |
dataset_10 |
|
This document outlines corporate resolutions regarding the election of officers (Jeffrey... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0045946 |
gemini-2.0-flash-001 |
| 15814 |
EFTA01358368.txt |
Subscription for Common Stock |
|
none |
none |
2011-11-18 |
subscription_agreement |
dataset_10 |
|
This document is a subscription agreement for common stock of Financial Infomatics, Inc. Jeffrey... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0045949 |
gemini-2.0-flash-001 |
| 15815 |
EFTA01358369.txt |
FINANCIAL REPORT |
|
none |
none |
2017-06-30 |
report |
dataset_10 |
|
The document is a financial report for Southern Financial LLC as of June 30, 2017. It is marked... |
Financial transactions/money flow |
— |
DB-SDNY-0045953 |
gemini-2.0-flash-001 |
| 15816 |
EFTA01358370.txt |
KYC Review |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a KYC review list for various clients under KCP LATAM and KCP US. It tracks the... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0045957 |
gemini-2.0-flash-001 |
| 15817 |
EFTA01358371.txt |
RE: GM KCP Bible - Action Plan - Update ID) |
Xavier Avila |
none |
none |
2018-02-20 |
email |
dataset_10 |
|
This email exchange discusses the 'GM KCP Bible - Action Plan' and indicates that a review will... |
Business dealingsCommunications/correspondence |
Nina Tona, Davide-A Sferrazza |
DB-SDNY-0045958 |
gemini-2.0-flash-001 |
| 15818 |
EFTA01358372.txt |
RE: Monthly TWTR Swap Reset [SC] |
Paul Morris |
suspicious |
none |
2015-06-02 |
email |
dataset_10 |
|
This email chain discusses a monthly TWTR Swap Reset payment between Deutsche Bank and Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Richard Kahn |
DB-SDNY-0045966 |
gemini-2.0-flash-001 |
| 15819 |
EFTA01358373.txt |
Monthly TWTR Swap Reset [SC] |
Vahe Stepanian |
none |
none |
2015-05-28 |
email |
dataset_10 |
|
This email from Vahe Stepanian to Richard Kahn details the monthly Twitter swap settlement,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0045967 |
gemini-2.0-flash-001 |
| 15820 |
EFTA01358374.txt |
Tue S Jun 2018 15:47:01 Conversation 46520914 |
|
none |
none |
2018-06-05 |
email |
dataset_10 |
|
The email is a request to send a notification email regarding Southern Financial's regulatory... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 15821 |
EFTA01358375.txt |
RE: GM KCP Bible - Action Plan - Update I [I] |
Nina Tona |
none |
none |
2018-02-21 |
email |
dataset_10 |
|
Nina Tona sent an email requesting a review of overdue KYC for several clients in the KCP LATAM... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, Davide-A Sferrazza, Alastair Mackinlay |
DB-SDNY-0045970 |
gemini-2.0-flash-001 |
| 15822 |
EFTA01358376.txt |
None |
Xavier Avila |
none |
none |
Tuesday |
other |
dataset_10 |
|
This email from Xavier Avila to several recipients mentions that a process has started,... |
Financial transactions/money flowBusiness dealings |
avide-A Sferrazza, Martin Zema, Alastair Mackinlay,... |
DB-SDNY-0045971 |
gemini-2.0-flash-001 |
| 15823 |
EFTA01358377.txt |
The clients that we have decided we no longer want to retain |
Nina Tona |
none |
none |
None |
email |
dataset_10 |
|
Nina Tona from Deutsche Bank Wealth Management sends an email stating that the bank has decided... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0045974 |
gemini-2.0-flash-001 |
| 15824 |
EFTA01358378.txt |
Wed 4 Apr 2018 12:41:03 Conversation 114277410 |
|
none |
none |
2018-04-04 |
email |
dataset_10 |
|
Zack is inquiring about whether Mat Negus needs to be included in an email chain related to... |
Business dealingsCommunications/correspondence |
— |
None |
gemini-2.0-flash-001 |
| 15825 |
EFTA01358379.txt |
RE: US FATCA Outreach - Client Email Contact Required - |
Vahe Stepanian |
none |
none |
2017-11-06 |
email |
dataset_10 |
|
This email exchange discusses the requirements for W-Forms related to FATCA compliance. It lists... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
FATCA Outreach, Courteney B Fornal, Liam Osullivan,... |
DB-SDNY-0045981 |
gemini-2.0-flash-001 |
| 15826 |
EFTA01358380.txt |
FATCA Outreach |
FATCA Outreach Team, Client Data Services I COO Global Markets Operations, Deutsche Bank Birmingham |
none |
none |
None |
email |
dataset_10 |
|
This email from Deutsche Bank's FATCA Outreach Team is contacting recipients regarding a large... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0045984 |
gemini-2.0-flash-001 |
| 15827 |
EFTA01358381.txt |
RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] |
Xavier Avila |
suspicious |
none |
2018-04-17 |
email |
dataset_10 |
|
Xavier Avila follows up on a KYC breach related to SOUTHFINANMD and requests that KYC be... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jimmy-H Xu, Mathew Negus, Akash Malhotra, Nina Tona, Jan... |
DB-SDNY-0045987 |
gemini-2.0-flash-001 |
| 15828 |
EFTA01358382.txt |
RE. KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] |
Xavier Avila |
suspicious |
none |
2018-04-16 |
email |
dataset_10 |
|
This email chain discusses a potential KYC breach related to Southern Financial, LLC. The... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Mathew Negus, Akash Malhotra |
DB-SDNY-0045988 |
gemini-2.0-flash-001 |
| 15829 |
EFTA01358383.txt |
RE: |
Nina Tona |
suspicious |
none |
2018-03-13 |
email |
dataset_10 |
|
Nina Tona provides information to Zack Bunimovich regarding the ownership structure, legal... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Martin Zeman |
DB-SDNY-0045994 |
gemini-2.0-flash-001 |
| 15830 |
EFTA01358384.txt |
RE: SF DI |
Xavier Avila |
suspicious |
none |
2018-03-02 |
email |
dataset_10 |
|
The email discusses the adoption location and KYC/ACO responsibility for a high-risk client that... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
GM ACO, lain Macara, Rita Shteynberg, Man Patel, Mathew... |
DB-SDNY-0046000, SDNY GM_00192164 |
gemini-2.0-flash-001 |
| 15831 |
EFTA01358385.txt |
RE: send to rich please ICI |
Stewart Oldfield |
none |
none |
2035-06-04 |
email |
dataset_10 |
|
This email chain discusses stock recommendations and potential investment strategies. Ariane... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daniel Sabba, Vahe Stepanian, Ariane Dwyer |
DB-SDNY-0046003
SDNY_GM_00192187 |
gemini-2.0-flash-001 |
| 15832 |
EFTA01358386.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of an agreement for a company, including indemnification of its... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0046009, SDNY_GM_00192193 |
gemini-2.0-flash-001 |
| 15833 |
EFTA01358387.txt |
Articles of Organization for Southern Financial, LLC |
|
none |
none |
None |
Articles of Organization |
dataset_10 |
|
This document outlines the Articles of Organization for Southern Financial, LLC, a limited... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 15834 |
EFTA01358388.txt |
Articles of Organization |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the Articles of Organization for a Limited Liability Company,... |
Legal matters/litigation |
— |
DB-SDNY-0046013, SDNY_GM_00192197 |
gemini-2.0-flash-001 |
| 15835 |
EFTA01358389.txt |
RESIDENT AGENT FORM - CONSENT OF AGENT FOR SERVICE OF PROCESS |
|
none |
none |
February 25th 2013 |
FORM |
dataset_10 |
|
This document is a Resident Agent Form, indicating the consent of BusLitess Basics Vt,. 1.1X to... |
Legal matters/litigation |
— |
DB-SDNY-0046015 |
gemini-2.0-flash-001 |
| 15836 |
EFTA01358390.txt |
Certificate of Existence |
Gregory R. Francis, Lieutenant Governor of the Virgin Islands |
none |
none |
2013-06-25 |
Certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealingsLegal matters/litigation |
— |
|
gemini-2.0-flash-001 |
| 15837 |
EFTA01358391.txt |
Consent of the Board of Directors of Southern Trust Company, Inc. |
|
none |
none |
2011-03-19 |
Consent |
dataset_10 |
|
This document is a consent resolution from the Board of Directors of Southern Trust Company,... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0046020
SDNY_GM_00 192204 |
gemini-2.0-flash-001 |
| 15838 |
EFTA01358392.txt |
Consent of the Board of Directors of Financial Infomatics, Inc. |
|
none |
none |
2011-11-18 |
Consent |
dataset_10 |
|
This document is a consent resolution from the Board of Directors of Financial Infomatics, Inc.,... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 15839 |
EFTA01358393.txt |
Corporate Resolutions |
|
none |
none |
November 18, 2011 |
resolution |
dataset_10 |
|
This document contains the resolutions passed by the board of directors of a corporation. The... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0046024, SDNY_GM_00192208 |
gemini-2.0-flash-001 |
| 15840 |
EFTA01358394.txt |
None |
|
none |
none |
None |
resolution |
dataset_10 |
|
This document is a resolution authorizing officers of the Corporation to manage its finances,... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0046025 |
gemini-2.0-flash-001 |
| 15841 |
EFTA01358395.txt |
Subscription for Common Stock |
|
none |
none |
2011-11-18 |
subscription agreement |
dataset_10 |
|
This document is a subscription agreement for common stock in Financial Infomatics, Inc. Jeffrey... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0046027, SDNY_GM_00192211 |
gemini-2.0-flash-001 |
| 15842 |
EFTA01358396.txt |
FINANCIAL REPORT |
|
none |
none |
2017-06-30 |
report |
dataset_10 |
|
The document is a financial report for Southern Trust Company, Inc. as of June 30, 2017. It is... |
Financial transactions/money flow |
— |
DB-SDNY-0046028 |
gemini-2.0-flash-001 |
| 15843 |
EFTA01358397.txt |
OPEBAIINO AGREE IENT |
|
none |
none |
2012-02-26 |
legal filing |
dataset_10 |
|
This document is an operating agreement for Southern Financial; Itc, a U.S. Virgin Islands... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0046034, SDNY GM_00192218 |
gemini-2.0-flash-001 |
| 15844 |
EFTA01358398.txt |
None |
|
none |
none |
Sep 20 2013 |
other |
dataset_10 |
|
This document outlines the terms for capital contributions, membership units, and capital... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SONY-OO46O35
SDNY_GM_OO192219 |
gemini-2.0-flash-001 |
| 15845 |
EFTA01358399.txt |
Company liabilities |
|
none |
none |
2013-02-20 |
other |
dataset_10 |
|
This document outlines the financial and legal framework for a company's operations,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0046036, SDNY GM_00192220 |
gemini-2.0-flash-001 |
| 15846 |
EFTA01358400.txt |
Operating Agreement |
|
none |
none |
2013-09-20 |
legal filing |
dataset_10 |
|
This document is an operating agreement executed by a sole member. It specifies that the... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0046039, SDNY GM_00192223 |
gemini-2.0-flash-001 |
| 15847 |
EFTA01358401.txt |
Articles of Organization |
|
none |
none |
2013-02-25 |
legal filing |
dataset_10 |
|
This document contains the Articles of Organization for a company, signed by Grog J. Ferguson as... |
Legal matters/litigation |
— |
DB-SDNY-0046043, SDNY GM 00192227 |
gemini-2.0-flash-001 |
| 15848 |
EFTA01358402.txt |
CERTIFICATION OF GOOD STANDING |
Denise Johannes, Director, Division of Corporation and Trademarks |
none |
none |
2013-06-25 |
certification |
dataset_10 |
|
This document is a certification of good standing for SOUTHERN TRUST COMPANY, INC. (formerly... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0046046, SDNY GM_00192230 |
gemini-2.0-flash-001 |
| 15849 |
EFTA01358403.txt |
Resolutions of the Board of Directors of Southnet Trust |
|
suspicious |
none |
2013-10-19 |
resolution |
dataset_10 |
|
This document is a corporate resolution from Southnet Trust documenting the transfer of all... |
Business dealingsFinancial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 15850 |
EFTA01358404.txt |
Consent to be filed with the Minutes of the proceedings of the Bond of Directors |
|
none |
none |
2013-09-20 |
other |
dataset_10 |
|
This document is a consent resolution from the directors of Financial Tmst Company, Inc. to be... |
Business dealings |
— |
DB-SONY-0046051, SDNY_GM_00192235 |
gemini-2.0-flash-001 |
| 15851 |
EFTA01358405.txt |
None |
|
none |
none |
2013-06-20 |
other |
dataset_10 |
|
The document contains resolutions from the Board of Directors authorizing the corporation to... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 15852 |
EFTA01358406.txt |
Subscription for Common Stock |
|
none |
none |
2011-11-18 |
Subscription Agreement |
dataset_10 |
|
This document is a subscription agreement for ten thousand shares of common stock in Financial... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0046056 |
gemini-2.0-flash-001 |
| 15853 |
EFTA01358407.txt |
Paul/Stew/Martin lunch |
Stewart Oldfield |
none |
none |
2018-08-02 |
email |
dataset_10 |
|
Stewart Oldfield sent an email to Martin Zeman scheduling a lunch meeting with Paul on August 6,... |
Business dealingsCommunications/correspondence |
Martin Zeman |
DB-SDNY-0046060 |
gemini-2.0-flash-001 |
| 15854 |
EFTA01358408.txt |
Macro and Fixed Income Forecasts |
Chetan Kataria, Distribution Team, Global Research Client Services & Distribution |
none |
none |
None |
email |
dataset_10 |
|
This email from Deutsche Bank, sent via Evalueserve, promotes their macro and fixed income... |
Financial transactions/money flowCommunications/correspondenceBusiness dealings |
— |
DB-SDNY-0046062 |
gemini-2.0-flash-001 |
| 15855 |
EFTA01358409.txt |
RE: GM KCP Bible - Action Plan - Update I [I] |
Xavier Avila |
none |
none |
2018-02-20 |
email |
dataset_10 |
|
Xavier Avila responded to an email from Nina Tona regarding an update on the 'GM KCP Bible -... |
Business dealingsCommunications/correspondence |
Davide-A Sferrazza |
DB-SDNY-0046066 |
gemini-2.0-flash-001 |
| 15856 |
EFTA01358410.txt |
Treasuries Trading and Southern Financial Account Status |
MicrosoftuC |
suspicious |
none |
2018-02-08 |
email |
dataset_10 |
|
This email exchange discusses the ability of Southern Financial to trade treasuries and their... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0046071, SDNY_GM_00192255 |
gemini-2.0-flash-001 |
| 15857 |
EFTA01358411.txt |
RE: GM KCP Bible - Action Plan - Update 1111 |
Xavier Avila |
none |
none |
2018-03-12 |
email |
dataset_10 |
|
Xavier Avila emailed Nina Tona requesting her to consolidate a priority list of KYC... |
Business dealingsCommunications/correspondence |
Nina Tona |
DB-SDNY-0046073 |
gemini-2.0-flash-001 |
| 15858 |
EFTA01358412.txt |
RE: GM KCP Bible - Action Plan - Update I [II |
Xavier Avila |
none |
none |
2018-03-02 |
email |
dataset_10 |
|
This email is an update on the GM KCP Bible action plan. Xavier Avila is assigning tasks to Nina... |
Business dealingsCommunications/correspondence |
Nina Tona, Davide-A Sferrazza, Alastair Mackinlay |
None |
gemini-2.0-flash-001 |
| 15859 |
EFTA01358413.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a list of entities and people, possibly related to investments or business... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0046077, SDNY_GM_00192261 |
gemini-2.0-flash-001 |
| 15860 |
EFTA01358414.txt |
Re: LI strategy [I] |
Paul Morris |
suspicious |
possible |
2013-08-06 |
email |
dataset_10 |
|
Paul Morris is requesting an update from Amanda Kirby regarding work on Long Island strategy and... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Amanda Kirby |
DB-SDNY-0046081 |
gemini-2.0-flash-001 |
| 15861 |
EFTA01358415.txt |
RE: Southern Financial RDC Alerts ill |
Xavier Avila |
suspicious |
possible |
2018-04-04 |
email |
dataset_10 |
|
This email chain discusses the onboarding of Southern Financial, owned by Jeffery Epstein, as a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Mathew Negus, Zack Bunimovich |
DB-SDNY-0046086 |
gemini-2.0-flash-001 |
| 15862 |
EFTA01358416.txt |
Client Management & Client Due Diligence |
Zack Bunimovic, Deutsche Bank Securities Inc. |
none |
none |
None |
other |
dataset_10 |
|
This document is a contact information sheet for Zack Bunimovic, an employee of Deutsche Bank... |
Business dealings |
— |
DB-SDNY-0046087, SDNY_GM_00192271 |
gemini-2.0-flash-001 |
| 15863 |
EFTA01358417.txt |
Fintech [Cl |
Nina Tona |
none |
none |
2018-03-13 |
email |
dataset_10 |
|
Nina Tona sent an email to Xavier Avila providing a list of Fintech clients and their revenues.... |
Financial transactions/money flowBusiness dealings |
Xavier Avila |
DB-SDNY-0046088 |
gemini-2.0-flash-001 |
| 15864 |
EFTA01358418.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a list of entities and people associated with KCP LATAM and KCP US. It includes... |
|
— |
DB-SDNY-0046092 |
gemini-2.0-flash-001 |
| 15865 |
EFTA01358419.txt |
None |
Nina Tona |
none |
none |
None |
email |
dataset_10 |
|
Nina Tona informs Davide about updates to the KCP client list, including task assignments for... |
Business dealingsCommunications/correspondence |
Davide |
DB-SDNY-0046095, SDNY GM_00192279 |
gemini-2.0-flash-001 |
| 15866 |
EFTA01358420.txt |
Apr 5, 2018 12:28:20 PM Conversation #36918706 |
SeM |
suspicious |
none |
2018-04-05 |
email |
dataset_10 |
|
Martin is asking Zack for an update on the timeline for onboarding Southern Financia and the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
36918706 |
gemini-2.0-flash-001 |
| 15867 |
EFTA01358421.txt |
RE: SF [I] |
Iain Macara |
suspicious |
possible |
2018-03-01 |
email |
dataset_10 |
|
This email chain discusses a discrepancy in the risk rating of Southern Financial, with one... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, Rita Shteynber, Jitan Patel, Mathew Negus, GM ACO |
DB-SDNY-0046103 |
gemini-2.0-flash-001 |
| 15868 |
EFTA01358422.txt |
None |
Nina Tona |
none |
none |
None |
email |
dataset_10 |
|
This is an email signature block from Nina Tona at Deutsche Bank Wealth Management. It includes... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0046104 |
gemini-2.0-flash-001 |
| 15869 |
EFTA01358423.txt |
KYC Review |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a list of clients undergoing KYC review, including their banker and case... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0046106 |
gemini-2.0-flash-001 |
| 15870 |
EFTA01358424.txt |
RE: GM KCP Bible - Action Plan • Update I (IJ |
Nina Tona |
none |
none |
2018-02-20 |
email |
dataset_10 |
|
This email exchange discusses an action plan update related to a 'GM KCP Bible'. The email... |
Business dealingsCommunications/correspondence |
Davide-A Sferrazza, Xavier Avila, Alastair Mackinlay,... |
DB-SDNY-0046107 |
gemini-2.0-flash-001 |
| 15871 |
EFTA01358425.txt |
RE: GM KCP Bible - Action Plan - Update I KYC Priority List III |
Nina Tona |
none |
none |
2018-03-13 |
email |
dataset_10 |
|
Nina Tona is coordinating with her team to finalize the KYC/NCA priorities list for GM accounts.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, Davide-A Sferrazza, Tazia Smith, Alastair Mackinlay |
DB-SDNY-0046112 |
gemini-2.0-flash-001 |
| 15872 |
EFTA01358426.txt |
RE: GM KCP Bible - Action Plan - Update 1 [I] |
Xavier Avila |
none |
none |
2018-02-20 |
email |
dataset_10 |
|
This email exchange discusses an 'Action Plan' related to a 'GM KCP Bible'. Xavier Avila... |
Business dealingsCommunications/correspondence |
Nina Ton, Davide-A Sferrazza, Joshua Shoshan |
DB-SDNY-0046118 |
gemini-2.0-flash-001 |
| 15873 |
EFTA01358427.txt |
RE: Loan docs - can you help direct me please? [I] |
Abhinav Gandhi |
suspicious |
none |
2017-12-14 |
email |
dataset_10 |
|
This email exchange discusses providing Southern Financial LLC, an important client of WM KCP... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, Martin Zeman, Liam Osullivan |
DB-SDNY-0046123 |
gemini-2.0-flash-001 |
| 15874 |
EFTA01358428.txt |
MD Approval IC |
Liam Osullivan |
suspicious |
none |
2018-10-11 |
email |
dataset_10 |
|
Liam O'Sullivan from Deutsche Bank is seeking approval for a new trust account (Butterfly Trust)... |
Financial transactions/money flowBusiness dealings |
Daniel-E Kaiser |
New Account Case #: |
gemini-2.0-flash-001 |
| 15875 |
EFTA01358429.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document lists information related to KCP LATAM and KCP US, including associated investment... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0046132 |
gemini-2.0-flash-001 |
| 15876 |
EFTA01358430.txt |
RE: GM KCP Bible - Action Plan - Update I DI |
Xavier Avila |
none |
none |
2018-02-20 |
email |
dataset_10 |
|
This email exchange discusses updates to an action plan related to a 'GM KCP Bible'. The emails... |
Business dealingsCommunications/correspondence |
Nina Tona, Davide-A Sferrazza |
SDNY_GM_00192317 |
gemini-2.0-flash-001 |
| 15877 |
EFTA01358431.txt |
dbCAR KYC AFC Escalation - Request ID: LKYCGB-160049, Legal Name: Southern Financial, LLC |
|
none |
none |
2018-05-03 |
email |
dataset_10 |
|
This email is a system-generated notification regarding a KYC (Know Your Customer) assessment... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
LKYCGB-160049 |
gemini-2.0-flash-001 |
| 15878 |
EFTA01358432.txt |
RE: SF (I) (C) |
Nina Tona |
suspicious |
none |
2018-03-13 |
email |
dataset_10 |
|
Nina Tona sent an email requesting and providing information about the ownership structure of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich, Martin Zeman, Xavier Avila, Rita... |
DB-SDNY-0046139 |
gemini-2.0-flash-001 |
| 15879 |
EFTA01358433.txt |
Company liabilities, Capital Account, Allocations and Distributions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines the terms related to capital accounts, allocations, and distributions... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0046151 |
gemini-2.0-flash-001 |
| 15880 |
EFTA01358434.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement outlining the terms of a company, including indemnification... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0046153, SDNY_GM_00192337 |
gemini-2.0-flash-001 |
| 15881 |
EFTA01358435.txt |
Operating Agreement |
|
none |
none |
N/A |
legal filing |
dataset_10 |
|
This document is an operating agreement for an entity with Southern Trust Company as the sole... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0046154, SDNY_GM_00192338 |
gemini-2.0-flash-001 |
| 15882 |
EFTA01358436.txt |
Articles of Organization |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document represents the Articles of Organization for a Limited Liability Company. It... |
Legal matters/litigation |
— |
DB-SDNY-0046157, SDNY_GM_00192341 |
gemini-2.0-flash-001 |
| 15883 |
EFTA01358437.txt |
Articles of Organization |
|
none |
none |
2013-02-25 |
legal filing |
dataset_10 |
|
This document is the Articles of Organization for a company, signed by Greg I. Ferguson as the... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0046158 |
gemini-2.0-flash-001 |
| 15884 |
EFTA01358438.txt |
Certificate of Existence |
Gregory R. Francis, Lieutenant Governor of the Virgin Islands |
none |
none |
2013-02-27 |
Certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Legal matters/litigationBusiness dealings |
— |
Corp No, 5R3164 |
gemini-2.0-flash-001 |
| 15885 |
EFTA01358439.txt |
Employer Identification Number (EIN) Assignment |
INTERNAL REVENUE SERVICE |
none |
none |
2013-02-28 |
notice |
dataset_10 |
|
This document is a notice from the IRS to Southern Financial LLC, informing them of their... |
Financial transactions/money flow |
— |
CP 575 G |
gemini-2.0-flash-001 |
| 15886 |
EFTA01358440.txt |
Resolution regarding carrying on business |
|
none |
none |
2011-11-1 |
resolution |
dataset_10 |
|
This document is a corporate resolution for Financial Infomatics, Inc., authorizing its officers... |
Business dealings |
— |
DB-SDNY-0046170, SDNY_GM_00192354 |
gemini-2.0-flash-001 |
| 15887 |
EFTA01358441.txt |
Statement of Assets, Liabilities and Shareholder's Equity |
|
none |
none |
2017-06-30 |
Statement |
dataset_10 |
|
This document is a statement of assets, liabilities, and shareholder's equity for Southern Trust... |
Financial transactions/money flow |
— |
DB-SDNY-0046173, SDNY_GM_00192357 |
gemini-2.0-flash-001 |
| 15888 |
EFTA01358442.txt |
RE: Southern Financial RDC Alerts III |
Xavier Avila |
suspicious |
none |
2018-04-05 |
email |
dataset_10 |
|
Xavier Avila approves Southern Financial RDC Alerts after Nina Tona informs him that he needs to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Mathew Negus, Zack Bunimovich |
DB-SDNY-0046178 |
gemini-2.0-flash-001 |
| 15889 |
EFTA01358443.txt |
RDC alerts for Jeffery Epstein, sole shareholder of Southern Financial |
Zack Bunimovich |
suspicious |
none |
None |
email |
dataset_10 |
|
Zack Bunimovich from Deutsche Bank Securities Inc. is seeking confirmation from Mat/Xavier to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Mat/Xavier |
DB-SDNY-0046179 |
gemini-2.0-flash-001 |
| 15890 |
EFTA01358444.txt |
RE: Southern Financial LLC |
Nina Tona |
none |
none |
2018-01-18 |
email |
dataset_10 |
|
Nina Tona requests information about Southern Financial LLC from Davide-A Sferrazza and others.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Oavide-A Sferrazza, Liam Osullivan, Xavier Avila, Martin Zeman |
DB-SDNY-0046180 |
gemini-2.0-flash-001 |
| 15891 |
EFTA01358445.txt |
RE: Southern Financial RC [I) |
Liam Osullivan |
none |
none |
2017-12-15 |
email |
dataset_10 |
|
This email exchange involves a request for and provision of Pershing account details for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, Nina Tona, Martin Zeman |
N4G023804 |
gemini-2.0-flash-001 |
| 15892 |
EFTA01358446.txt |
None |
Nina Tona |
none |
none |
2017-12-15 |
email |
dataset_10 |
|
The document is an email from Nina Tona to Martin Zeman and Xavier Avila, among others,... |
Financial transactions/money flow |
Martin Zeman, Xavier Avila |
DB-SDNY-0046182 |
gemini-2.0-flash-001 |
| 15893 |
EFTA01358447.txt |
RE: Southern Financial LLC Iii |
Nina Tona |
none |
none |
2017-12-14 |
email |
dataset_10 |
|
This email chain discusses the settlement instructions and required documents, including a tax... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Xavier Avila, Davide-A Sferrazza |
DB-SDNY-0046183 |
gemini-2.0-flash-001 |
| 15894 |
EFTA01358448.txt |
Southern Financial LLC - Onboarding Requirements |
Nina Tona |
none |
none |
None |
email |
dataset_10 |
|
Nina Tona from Deutsche Bank is requesting information and approval from Xavier Avila to retain... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Xavier Avila |
DB-SDNY-0046186, SDNY GM_00192370 |
gemini-2.0-flash-001 |
| 15895 |
EFTA01358449.txt |
RE: GM KCP Bible - Action Plan - Update II [I) |
Davide-A Sferrazza |
suspicious |
none |
2018-02-26 |
email |
dataset_10 |
|
This email provides an update on the GM KCP Bible Action Plan, detailing progress on various... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Nina Tona_Xavier, Avila, Alastair Mackinlay, Martin... |
DB-SDNY-0046187 |
gemini-2.0-flash-001 |
| 15896 |
EFTA01358450.txt |
KCP Investments |
Xavier Avila |
none |
none |
2018-02-20 |
other |
dataset_10 |
|
The document is an email listing KCP Latam and KCP US investments and related entities. It... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nina Tona, Davide-A Sferrazza, Alastair Mackinlay |
DB-SDNY-0046189
SDNY_GM_00192373 |
gemini-2.0-flash-001 |
| 15897 |
EFTA01358451.txt |
Deutsche Bank Private Bank Alert - Richard D Kahn |
|
suspicious |
none |
2013-09-03 |
report |
dataset_10 |
|
This document is an alert from Deutsche Bank Private Bank regarding Richard D Kahn. It details a... |
Legal matters/litigationFinancial transactions/money flow |
— |
6710214 |
gemini-2.0-flash-001 |
| 15898 |
EFTA01358452.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a list of entities and people associated with KCP LATAM and KCP US. It includes... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0046196 |
gemini-2.0-flash-001 |
| 15899 |
EFTA01358453.txt |
RE: GM KCP Bible - Action Plan - Update I KYC Priority List [I] |
Nina Tona |
none |
none |
2018-03-13 |
email |
dataset_10 |
|
Nina Tona is coordinating with Xavier Avila and others to update the KYC/NCA priorities list for... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Xavier Avila, Davide-A Sferrazza, Alastair, Mackinlail,... |
None |
gemini-2.0-flash-001 |
| 15900 |
EFTA01358454.txt |
KYC Review Priority |
|
none |
none |
None |
email |
dataset_10 |
|
This email requests confirmation of KYC review priorities for various clients and delegates... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Team, Mat, Rita |
DB-SDNY-0046202
SDNY_GM_00192386 |
gemini-2.0-flash-001 |