| 19801 |
EFTA01362484.txt |
LEGAL RESULTS |
|
none |
none |
2016 |
legal filing |
dataset_10 |
|
This document presents legal search results, specifically for court cases. The search yielded no... |
Legal matters/litigation |
— |
EFTA01362484 |
gemini-2.0-flash-001 |
| 19802 |
EFTA01362485.txt |
FW: Gratitude/BV70 |
BradleyGillin |
none |
none |
2018-11-16 |
email |
dataset_10 |
|
Bradley Gillin forwards an email from Stewart Oldfield to Vijaya Sawant, seeking advice on KYC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
VijayaSawant |
DB-SDNY-0051906 |
gemini-2.0-flash-001 |
| 19803 |
EFTA01362486.txt |
LSJE account |
Bella Klein |
none |
none |
2018-07-18 |
email |
dataset_10 |
|
Bella Klein requests Bradley Gitlin to provide the federal reference number for a $3,000 wire... |
Financial transactions/money flow |
Bradley Gitlin |
None |
gemini-2.0-flash-001 |
| 19804 |
EFTA01362487.txt |
RE: Cinq Case 161119 600001 ; DbForce teas case SI 01678707 (I) |
Cynthia Rodrigue |
none |
none |
2016-11-29 |
email |
dataset_10 |
|
Cynthia Rodrigue forwards an email regarding a wire transfer that requires additional... |
Financial transactions/money flowCommunications/correspondence |
Annanya Pareek, Stewart 0ldfield, Bradley Gitlin |
161119 600001; SI 01678707 |
gemini-2.0-flash-001 |
| 19805 |
EFTA01362488.txt |
Cinq Case 161119 600001 ; DbForce teas case # 01678707 [I] |
Annanya Pareek |
none |
none |
2016-11-21 |
email |
dataset_10 |
|
Annanya Pareek sent an email to Stewart Oldfield, Bradley Gillin, and Cynthia Rodriguez... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield, Bradley Gillin, Cynthia Rodriguez |
161119 600001; 01678707; 35269691 |
gemini-2.0-flash-001 |
| 19806 |
EFTA01362489.txt |
Missing Information for Transaction |
Annanya Pareek |
none |
none |
2016-11-19 |
email |
dataset_10 |
|
The email from Annanya Pareek at DBOI Global Services Private Limited informs the recipient... |
Financial transactions/money flowCommunications/correspondence |
— |
161119 600001 |
gemini-2.0-flash-001 |
| 19807 |
EFTA01362490.txt |
RE: Deposit Return - A/c If 35269691 Ill |
Hemant-Ku mar Rathore |
none |
none |
2017-09-27 |
email |
dataset_10 |
|
This email exchange concerns a deposit return and a request for clarification on the meaning of... |
Financial transactions/money flowCommunications/correspondence |
Bradley Gillin, Divya Rajawat, Stewart 0ldfield,... |
DB-SDNY-0051911 |
gemini-2.0-flash-001 |
| 19808 |
EFTA01362491.txt |
Check # 001012 for $ 450,000.00 has been deposited to A/c — 35269691 but returned with reason as remitter's account in 'REFER TO MAKER' status. |
Divya Rajawat |
suspicious |
none |
None |
email |
dataset_10 |
|
An email from Divya Rajawat of DBOI Global Services informs about a returned check for $450,000... |
Financial transactions/money flow |
— |
DB-SDNY-0051912 |
gemini-2.0-flash-001 |
| 19809 |
EFTA01362492.txt |
RE: OD Referral dated 06-07-2019 For AC # 42953758 DI |
Natalie Barak |
none |
none |
2019-06-10 |
email |
dataset_10 |
|
Natalie Barak from Deutsche Bank Wealth Management sends an email regarding an OD Referral,... |
Financial transactions/money flow |
Hemant-Kumar Rathore, Stewart Oldfield, Bradley Gitlin,... |
42953758 |
gemini-2.0-flash-001 |
| 19810 |
EFTA01362493.txt |
Overdraft Notice |
DEDESCHE BANK TRUST CO. AMERICAS |
suspicious |
none |
06-07-19 |
bank statement |
dataset_10 |
|
This document is a bank statement from Dedesche Bank Trust Co. Americas, notifying NES, LLC... |
Financial transactions/money flow |
— |
DB-SDNY-0051916 |
gemini-2.0-flash-001 |
| 19811 |
EFTA01362495.txt |
Check Referral - Acc |
Kavish Sharma |
suspicious |
none |
2016-11-16 |
email |
dataset_10 |
|
Kavish Sharma from Deutsche Bank sent an email requesting a pay/no pay decision on a check... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Stewart Oldfield, gtopwmbankin exce tioncheck... |
DB-SDNY-0051918 |
gemini-2.0-flash-001 |
| 19812 |
EFTA01362496.txt |
None |
|
none |
none |
10/26/2016 |
check |
dataset_10 |
|
This document is a check for $9,382.40 from The 2007 Jeffrey E. Epstein Insurance Trust #3 to... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0051919, SDNY_GM_00198103 |
gemini-2.0-flash-001 |
| 19813 |
EFTA01362497.txt |
RE: EMS/270417523007: Check referrals: 35269691 - 1115[1] |
Cynthia Rodriguez |
suspicious |
none |
2017-04-27 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is requesting a pay/no pay decision on check referrals and... |
Financial transactions/money flowCommunications/correspondence |
sigver dbgps.1.11IIMISIlla, Stewart 0ldfiel, Julian J Lef |
EMS/270417523007: Check referrals: 35269691 - 1115[I] |
gemini-2.0-flash-001 |
| 19814 |
EFTA01362498.txt |
Federal Reserve Check Clearing returns guidelines |
Signature Verification |
none |
none |
N/A |
other |
dataset_10 |
|
This document is a notification from Signature Verification regarding a deadline to meet Federal... |
Financial transactions/money flow |
— |
DB-SDNY-0051921 |
gemini-2.0-flash-001 |
| 19815 |
EFTA01362499.txt |
Automatic reply: |
Bradley GiIlin |
suspicious |
none |
2016-07-28 |
email |
dataset_10 |
|
This email is an automatic out-of-office reply from Bradley GiIlin. The subject line includes an... |
Communications/correspondence |
Stewart 0ldtield |
959324 |
gemini-2.0-flash-001 |
| 19816 |
EFTA01362500.txt |
Cinq Case 161109 601042 / 161108 603545 ; DbForce teas case # 01668504 Ill |
Annanya Pareek |
none |
none |
2016-11-16 |
email |
dataset_10 |
|
Annanya Pareek sent an email to Stewart Oldfield, Bradley Gitlin, and Cynthia Rodriguez... |
Financial transactions/money flowCommunications/correspondence |
Stewart 0ldfield, Bradley Gitlin, Cynthia Rodriguez |
161109 601042 / 161108 603545 ; 01668504 |
gemini-2.0-flash-001 |
| 19817 |
EFTA01362501.txt |
Signature Verification |
Signature Verification |
none |
none |
None |
email |
dataset_10 |
|
This email from Deutsche Bank's Signature Verification team requests a reply by 3:15 p.m. EST to... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0051927 |
gemini-2.0-flash-001 |
| 19818 |
EFTA01362502.txt |
RE: EMS/161118671459: Check Referrals: 42953758, 42963550 III |
sigver dbgps |
none |
none |
2018-11-16 |
email |
dataset_10 |
|
This email is a request for approval to pay referrals within Deutsche Bank. Bradley Gillin... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
EMS/161118671459 |
gemini-2.0-flash-001 |
| 19819 |
EFTA01362503.txt |
Federal Reserve Check Clearing returns guidelines |
Hemant K Sharma |
none |
none |
YYYY-MM-DD |
email |
dataset_10 |
|
This is an email from Hemant K Sharma requesting a reply by 3:15 p.m (EST) to meet the Federal... |
Financial transactions/money flow |
— |
DB-SDNY-0051929 |
gemini-2.0-flash-001 |
| 19820 |
EFTA01362504.txt |
RE: CO 190308 200420 1:01980920 Return of DB force K 01980920 [II |
Ankit-Kumar Sharma |
none |
none |
2019-04-10 |
email |
dataset_10 |
|
Ankit-Kumar Sharma informs Brigid Macias that funds related to case CO 190308 200420 1:01980920... |
Financial transactions/money flowCommunications/correspondence |
Brigid Macias, Stewart Oldfield, Monica Gilkinson |
CO 190308 200420 1:01980920 |
gemini-2.0-flash-001 |
| 19821 |
EFTA01362505.txt |
None |
Ankit-Kumar Sharma |
none |
none |
2019-04-09 |
email |
dataset_10 |
|
Ankit-Kumar Sharma is providing an update to Brigid Macias regarding a banking-related query,... |
Financial transactions/money flowCommunications/correspondence |
Brigid Macias |
DB-SDNY-0051931, SDNY_GM_00 198115, EFTA01362505 |
gemini-2.0-flash-001 |
| 19822 |
EFTA01362506.txt |
RE: CQ 190308 2004201:01980920 III |
Ankit-Kumar Sharma |
none |
none |
2019-04-09 |
email |
dataset_10 |
|
Brigid Macias requests Ankit-Kumar Sharma to expedite the return of funds to a client account,... |
Financial transactions/money flowCommunications/correspondence |
Brigid Macias |
CQ 190308 200420 T:01980920 (I] |
gemini-2.0-flash-001 |
| 19823 |
EFTA01362507.txt |
RE: CQ 190308 200420 T:01980920 II] |
Brigid Macias |
none |
none |
2019-04-09 |
email |
dataset_10 |
|
Brigid Macias is following up with Ankit Kumar Sharma about when an account will be credited.... |
Financial transactions/money flowCommunications/correspondence |
Ankit-Kumar Sharma |
CQ 190308 200420 T:01980920 II] |
gemini-2.0-flash-001 |
| 19824 |
EFTA01362508.txt |
CQ 190308 200420 |
Ankit Kumar Sharma |
none |
none |
2019-04-03 |
email |
dataset_10 |
|
This email from Ankit Kumar Sharma informs the recipient about a returned payment order of EUR... |
Financial transactions/money flow |
— |
190308 200420 CQ |
gemini-2.0-flash-001 |
| 19825 |
EFTA01362509.txt |
RE: N46-026161 - Southern Financial ICI |
Davide-A Sferrazza |
none |
none |
2018-02-22 |
email |
dataset_10 |
|
This email exchange between Davide-A Sferrazza and Cynthia Rodriguez concerns access to KYC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
N46-026161 |
gemini-2.0-flash-001 |
| 19826 |
EFTA01362510.txt |
RE: KCP Collateral Flow [ll |
Davide-A Sferrazza |
none |
none |
2018-03-16 |
email |
dataset_10 |
|
This email chain discusses the status of collateral flow for KCP, with updates on Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leon, Xavier Avila, Keith Buckholz |
DB-SDNY-0051940 |
gemini-2.0-flash-001 |
| 19827 |
EFTA01362511.txt |
RE: KCP Collateral Flow ill |
Keith Buckholz |
none |
none |
2018-02-21 |
email |
dataset_10 |
|
Keith Buckholz and Paolo De-Leon are requesting KYC, PCR, and RDC documents for three KCP... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, Davide-A Sferrazza |
DB-SDNY-0051941 |
gemini-2.0-flash-001 |
| 19828 |
EFTA01362512.txt |
RE: •••REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 JIJ |
asferrazza@db.com |
none |
none |
None |
email |
dataset_10 |
|
The email from asferrazza@db.com to Nina provides information about existing products related to... |
Financial transactions/money flowBusiness dealings |
Nina |
DB-SDNY-0051944 |
gemini-2.0-flash-001 |
| 19829 |
EFTA01362513.txt |
RE: •••REASSIGN NEEDED' "FW: SOUTHERN FINANCIAL LLC - ONB-1010155 JIJ |
Nina Tona |
none |
none |
2018-02-14 |
email |
dataset_10 |
|
Nina Tona is seeking advice from Zack Bunimovich regarding Southern Financial LLC. The email... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich |
ONB-1010155 |
gemini-2.0-flash-001 |
| 19830 |
EFTA01362514.txt |
RE: SOUTHERN FINANCIAL LLC - ONB-1010155 |
Amber Davis |
suspicious |
none |
2018-01-10 |
email |
dataset_10 |
|
This email from Amber Davis at Deutsche Bank requests KYC documents for Southern Financial LLC... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Nina Tona |
ONB-1010155 |
gemini-2.0-flash-001 |
| 19831 |
EFTA01362515.txt |
SOUTHERN FINANCIAL LLC - ONB-1010155 Ill |
Amber Davis |
none |
none |
None |
email |
dataset_10 |
|
Amber Davis from Deutsche Bank is requesting a tax document for Southern Financial LLC from... |
Financial transactions/money flowCommunications/correspondence |
Kareen Johnson |
ONB-1010155 |
gemini-2.0-flash-001 |
| 19832 |
EFTA01362516.txt |
FW: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP ill [CI |
Davide-A Sferrazza |
suspicious |
none |
2018-09-21 |
email |
dataset_10 |
|
This email chain discusses a periodic review of accounts for Southern Financial LLC and LSJE,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Michael Raphael |
GCIS#483882, GCIS#499733, STRUPDT0118001 |
gemini-2.0-flash-001 |
| 19833 |
EFTA01362517.txt |
RE: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP [I] |
Vijay Sawant |
suspicious |
none |
2018-08-24 |
email |
dataset_10 |
|
Vijay Sawant emails Richard Iarossi regarding pending items for the 2018 periodic review of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Iarossi |
GCIS#483882, GCIS#499733, GCIS 483883, GCIS 483289, GCIS 486427 |
gemini-2.0-flash-001 |
| 19834 |
EFTA01362518.txt |
Account Review and Required Documentation |
Vijay Sawant |
suspicious |
none |
None |
other |
dataset_10 |
|
Vijay Sawant from Deutsche Bank is requesting updated identification and compliance documents... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0051956, SDNY_GM_00198140 |
gemini-2.0-flash-001 |
| 19835 |
EFTA01362519.txt |
RE: N46-026161- Southern Financial ICI |
Davide-A Sferrazza |
suspicious |
none |
2018-02-22 |
email |
dataset_10 |
|
Davide-A Sferrazza is inquiring about access to KYC, PCR, and RDC documents for Southern... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez |
N46-026161 |
gemini-2.0-flash-001 |
| 19836 |
EFTA01362520.txt |
RE: - Southern Financial PI |
Cynthia Rodriguez |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
Davide is requesting information about PCR and RDC documentation for Southern Financial LLC's... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield, Zbynek Kozelsky |
DB-SDNY-0051958 |
gemini-2.0-flash-001 |
| 19837 |
EFTA01362521.txt |
RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I] |
Zack Bunimovich |
none |
none |
2018-03-30 |
email |
dataset_10 |
|
Zack Bunimovich is requesting clarification from Nina Tona regarding the relationship between... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nina Tona, Xavier Avila, Martin Zeman, Rita Shteynberg,... |
None |
gemini-2.0-flash-001 |
| 19838 |
EFTA01362522.txt |
RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding ICI [I] |
Xavier Avila |
none |
none |
2018-03-27 |
email |
dataset_10 |
|
This email exchange discusses the KYC (Know Your Customer) process and onboarding of Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Zack Bunimovich, Davide-A Sferrazza, Rita... |
DB-SDNY-0051962 |
gemini-2.0-flash-001 |
| 19839 |
EFTA01362523.txt |
RE: SF [I] ICJ |
Zack Bunimovich |
none |
none |
2018-03-13 |
email |
dataset_10 |
|
This email exchange discusses the KYC review process for an entity, highlighting the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman |
DB-SDNY-0051965, SDNY GM_00198149 |
gemini-2.0-flash-001 |
| 19840 |
EFTA01362524.txt |
RE: SF [I] |
Xavier Avila |
none |
none |
2018-03-02 |
email |
dataset_10 |
|
This email chain discusses the extension of SF (likely a system or process) to Credit... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Rita Shteynberg, Mathew Negus, Nina Tona, Jane Varley,... |
DB-SDNY-0051968 |
gemini-2.0-flash-001 |
| 19841 |
EFTA01362525.txt |
None |
Nina Tona |
none |
none |
2017-12-15 |
email |
dataset_10 |
|
The email from Nina Tona to Martin Zeman and Xavier Avila contains settlement instructions for... |
Financial transactions/money flowCommunications/correspondence |
Martin Zeman, Xavier Avila |
EFTA01362525 |
gemini-2.0-flash-001 |
| 19842 |
EFTA01362526.txt |
RE: Southern Financial LLC |
Nina Tona |
none |
none |
2017-11-16 |
email |
dataset_10 |
|
Nina Tona is requesting information and approvals from Martin Zeman and Xavier Avila regarding... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Xavier Avila, Mathew Negus |
|
gemini-2.0-flash-001 |
| 19843 |
EFTA01362527.txt |
Southern Financial LLC - Onboarding Requirements |
Nina Tona |
none |
none |
None |
email |
dataset_10 |
|
Nina Tona from Deutsche Bank Wealth Management is requesting information and approvals from... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila |
DB-SDNY-0051981 |
gemini-2.0-flash-001 |
| 19844 |
EFTA01362528.txt |
RE: N46-026161- Southern Financial ICI |
Cynthia Rodriguez |
none |
none |
2018-02-22 |
email |
dataset_10 |
|
Cynthia Rodriguez and Davide-A Sferrazza are corresponding about documentation needed for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
0avide-A Sferrazza |
N46-026161 |
gemini-2.0-flash-001 |
| 19845 |
EFTA01362529.txt |
RE: N4G-026161 - Southern Financial (I) |
Cynthia Rodriguez |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
This email chain discusses the setup of a collateral account for Southern Financial by DBOI,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield, Zbynek Kozelsky |
N4G-026161 |
gemini-2.0-flash-001 |
| 19846 |
EFTA01362530.txt |
RE: `•'REASSIGN NEEDED•`•FW: SOUTHERN FINANCIAL LLC ON8-1010155 ••••URGENT`" III |
Zack Bunimovich |
suspicious |
none |
2018-02-26 |
email |
dataset_10 |
|
This email exchange discusses whether or not to trade with a client who has been placed on a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nina Tona |
ONB-1010155 |
gemini-2.0-flash-001 |
| 19847 |
EFTA01362531.txt |
RE: • "REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 Ill |
|
none |
none |
None |
email |
dataset_10 |
|
The email informs Nina that many of SOUTHERN FINANCIAL LLC's products are already active in the... |
Financial transactions/money flowBusiness dealings |
Nina |
None |
gemini-2.0-flash-001 |
| 19848 |
EFTA01362532.txt |
RE: *••REASSIGN NEEDED•••FW: SOUTHERN FINANCIAL LLC - ONB-1010155 |
Nina Tona |
none |
none |
2018-02-14 |
email |
dataset_10 |
|
Nina Tona is requesting advice from Zack Bunimovic regarding Southern Financial LLC. Rita... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovic |
ONB-1010155 |
gemini-2.0-flash-001 |
| 19849 |
EFTA01362533.txt |
RE: ***REASSIGN NEEDED*** FW: SOUTHERN FINANCIAL LLC - ONB-10101SS (II |
Zack Bunimovich |
none |
none |
2018-02-12 |
email |
dataset_10 |
|
Zack Bunimovich is taking over the case management for Southern Financial LLC's request and will... |
Business dealingsCommunications/correspondence |
Nina Tona |
ONB-10101SS |
gemini-2.0-flash-001 |
| 19850 |
EFTA01362534.txt |
RE: SOUTHERN FINANCIAL LLC - ON8-1010155 (Ii |
Nina Tona |
none |
none |
2018-01-10 |
email |
dataset_10 |
|
This email exchange involves Nina Tona requesting an update from Amber Davis regarding Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Amber Davis |
ON8-1010155 |
gemini-2.0-flash-001 |
| 19851 |
EFTA01362535.txt |
RE: SOUTHE |
Amber Davis |
none |
none |
2017-12-20 |
email |
dataset_10 |
|
Amber Davis from Deutsche Bank requests tax documents (W9 or W8) from Nina Tona for SOUTHERN... |
Financial transactions/money flowCommunications/correspondence |
Nina Tona |
ONB-1010155 |
gemini-2.0-flash-001 |
| 19852 |
EFTA01362536.txt |
SOUTHERN FINANCIAL LLC - ONB-1010155 Ill |
Amber Davis |
none |
none |
None |
email |
dataset_10 |
|
Amber Davis from Deutsche Bank is requesting a tax document for Southern Financial LLC from... |
Financial transactions/money flowCommunications/correspondence |
Kareen Johnson |
ONB-1010155 |
gemini-2.0-flash-001 |
| 19853 |
EFTA01362537.txt |
RE: • "REASSIGN NEEDED•"FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [I) |
Zack Bunimovich |
none |
none |
2018-02-14 |
email |
dataset_10 |
|
Zack Bunimovich informs Nina Tona that products from SOUTHERN FINANCIAL LLC are already active... |
Financial transactions/money flowBusiness dealings |
Nina Tona, Rita Shteynberg, a.sferrazza@db.coml |
ONB-1010155 |
gemini-2.0-flash-001 |
| 19854 |
EFTA01362538.txt |
RE: SOUTHERN FINANCIAL LLC - ONB-1010155 (I) |
Nina Tona |
none |
none |
2017-12-15 |
email |
dataset_10 |
|
Nina Tona is seeking clarification from Amber Davis and Kareen Johnson regarding financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Amber Davis |
ONB-1010155 (I) |
gemini-2.0-flash-001 |
| 19855 |
EFTA01362539.txt |
SOUTHERN FINANCIAL LLC - ONB-1010155 [Ii |
Amber Davis |
none |
none |
None |
email |
dataset_10 |
|
Amber Davis from Deutsche Bank requests a tax document from Kareen Johnson for the onboarding of... |
Financial transactions/money flowCommunications/correspondence |
Kareen Johnson |
ONB-1010155 |
gemini-2.0-flash-001 |
| 19856 |
EFTA01362540.txt |
RE: NCA's Completed in May/Update III |
Funda Bozkurt |
none |
none |
2018-06-06 |
email |
dataset_10 |
|
Funda Bozkurt is trying to determine who filled out the KYC documents for Dakota and understand... |
Financial transactions/money flowCommunications/correspondence |
Davide-A Sferrazza |
None |
gemini-2.0-flash-001 |
| 19857 |
EFTA01362541.txt |
RE: NCA's Completed in May/Update [I] |
Davide-A Sferrazza |
suspicious |
none |
2018-06-04 |
email |
dataset_10 |
|
Davide updates Funda on the status of BSF and UBO ID/SOW info. He raises concerns about GM's... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Funda Bozkurt, Xavier Avila |
DB-SDNY-0052005 |
gemini-2.0-flash-001 |
| 19858 |
EFTA01362542.txt |
RE: NCA's Completed in May/Update ill |
Xavier Avila |
suspicious |
none |
2018-06-04 |
email |
dataset_10 |
|
This email discusses the status of NCA completion and the onboarding of Dakota Pacific (DP).... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Funda Bozkurt, Ian Salters |
SDNY_GM_00198190
DB-SDNY-0052006 |
gemini-2.0-flash-001 |
| 19859 |
EFTA01362543.txt |
RE: NCA's Completed in May/Update Ill |
Funda Bozkurt |
suspicious |
possible |
2018-06-01 |
email |
dataset_10 |
|
The email discusses client onboarding processes, specifically the practice of bypassing full KYC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avil |
DB-SDNY-0052007
SDNY_GM_00198191 |
gemini-2.0-flash-001 |
| 19860 |
EFTA01362544.txt |
RE: NCA's Completed in May/Update Ill |
Funda Bozkurt |
none |
none |
2018-06-01 |
email |
dataset_10 |
|
This email exchange discusses the progress of KYC and NCA processes at Deutsche Bank, focusing... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avil |
DB-SDNY-0052008 |
gemini-2.0-flash-001 |
| 19861 |
EFTA01362545.txt |
NCA's Completed in May/Update [I] |
|
none |
none |
VW 2018 |
email |
dataset_10 |
|
This email provides an update on the completion of New Client Agreements (NCAs) and extensions... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Joshua Shoshan, Alastair Mackinlay, Ian Salters |
None |
gemini-2.0-flash-001 |
| 19862 |
EFTA01362546.txt |
None |
Nina Tona |
none |
none |
None |
other |
dataset_10 |
|
This document is a disclaimer from Nina Tona at Deutsche Bank Wealth Management regarding Key... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0052010, SDNY_GM_00198194 |
gemini-2.0-flash-001 |
| 19863 |
EFTA01362547.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This is a header page for a confidential legal document, likely related to a case in the... |
|
— |
DB-WW-0052011, SDNY GM_00108195 |
gemini-2.0-flash-001 |
| 19864 |
EFTA01362548.txt |
RE: TRADEINVEST FINANCIAL HOLDINGS LTD, BS III |
Marcus Spooner |
none |
none |
2019-01-04 |
email |
dataset_10 |
|
The email discusses the classification of TradeInvest Financial Holdings LTD as 'Red' or 'Green'... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nina Tona, Xavier Avil, Jitan Patel, Matthew Peckman,... |
DB-SDNY-0052013
SDNY_GM_00 198197 |
gemini-2.0-flash-001 |
| 19865 |
EFTA01362549.txt |
RE: TRADEINVEST FINANCIAL HOLDINGS LTD, BS II] |
Marcus Spooner |
none |
none |
2019-01-03 |
email |
dataset_10 |
|
The email discusses the requirements for classifying TRADEINVEST FINANCIAL HOLDINGS LTD as... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, Leonardo Suarez, Titan Patel, Matthew... |
1015665810_US |
gemini-2.0-flash-001 |
| 19866 |
EFTA01362550.txt |
TRADEINVEST FINANCIAL HOLDINGS LTD, BS |
Xavier Avila |
none |
none |
20-- De |
email |
dataset_10 |
|
Xavier Avila informs recipients about the rejection of an ACO for TRADEINVEST FINANCIAL HOLDINGS... |
Financial transactions/money flowBusiness dealings |
ITC ACO, Matthew Peckman, Sameer Lalji, Leonardo Suarez,... |
DB-SDNY-0052015
SDNY_GM_00198199 |
gemini-2.0-flash-001 |
| 19867 |
EFTA01362551.txt |
RE: ACO for KCP client: Parkwood [I] [C] |
Devin Anderson |
suspicious |
none |
2018-11-21 |
email |
dataset_10 |
|
This email exchange discusses the classification of Parkwood as a 'red list client' within... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
ITC ACO, Erik Lutkus |
EFTA01362551 |
gemini-2.0-flash-001 |
| 19868 |
EFTA01362552.txt |
RE: ACO for KCP client: Parkwood II) [C] |
Erik Lutkus |
suspicious |
none |
2018-11-21 |
email |
dataset_10 |
|
This email exchange discusses the classification of a new client, Parkwood II, within Deutsche... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Devin Anderson |
DB-SDNY-0052018 |
gemini-2.0-flash-001 |
| 19869 |
EFTA01362553.txt |
RE: ACO for KCP client: Parkwood [I] ICJ |
Dominic Newport |
none |
none |
2018-11-21 |
email |
dataset_10 |
|
This email exchange discusses the classification of the Parkwood client within Deutsche Bank's... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Erik Lutkus |
DB-SDNY-0052019 |
gemini-2.0-flash-001 |
| 19870 |
EFTA01362554.txt |
FW: A |
Erik Lutkus |
none |
none |
2018-11-12 |
email |
dataset_10 |
|
This email exchange discusses updating the Account Coverage Officer (ACO) information for... |
Business dealings |
ITC ACO |
DB-SDNY-0052020
SDNY_GM_00198204
EFTA01362554 |
gemini-2.0-flash-001 |
| 19871 |
EFTA01362555.txt |
ACO for KCP client: Parkwood [I] |
Devitt Anderson |
none |
none |
2018-11-12 |
email |
dataset_10 |
|
Devitt Anderson is emailing Erik Lutkus and others regarding an ACO acknowledgement for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Erik Lutkus, naggl, ocavalieri |
DB-SDNY-0052021
SDNY_GM_00198205 |
gemini-2.0-flash-001 |
| 19872 |
EFTA01362556.txt |
RE: GM KCP Bible - Action Plan - Update i ill |
Nina Tona |
none |
none |
2018-03-02 |
email |
dataset_10 |
|
Nina Tona sent an email requesting client priorities for the NCA process and highlighting... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, Davide-A Sferrazza |
DB-SDNY-0052024 |
gemini-2.0-flash-001 |
| 19873 |
EFTA01362557.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a list of entities associated with KCP LATAM and KCP US. It includes names of... |
|
— |
DB-SDNY-0052025 |
gemini-2.0-flash-001 |
| 19874 |
EFTA01362558.txt |
None |
Nina Tona |
none |
none |
None |
other |
dataset_10 |
|
This document is an internal communication from Nina Tona at Deutsche Bank Wealth Management,... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0052028 |
gemini-2.0-flash-001 |
| 19875 |
EFTA01362559.txt |
RE: GM KCP Bible - Action Plan - Update I KYC Priority List llj |
Xavier Avila |
none |
none |
2018-03-13 |
email |
dataset_10 |
|
This email discusses the KYC (Know Your Customer) priority list and action plan for GM KCP... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nina Tona, Davide-A Sferrazza, Alastair Mackinlay, Billy Obregon |
DB-SDNY-0052030
SDNY_GM_00198214 |
gemini-2.0-flash-001 |
| 19876 |
EFTA01362560.txt |
RE: GM KCP Bible - Action Plan - Update I [II |
Xavier Avila |
none |
none |
2018-03-12 |
email |
dataset_10 |
|
Xavier Avila emailed Nina Tona requesting her to consolidate a priority list of KYC... |
Business dealingsCommunications/correspondence |
Nina Tona, Davide-A Sferrazza |
DB-SDNY-0052031 |
gemini-2.0-flash-001 |
| 19877 |
EFTA01362561.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a list of entities associated with KCP LATAM and KCP US. It appears to be a... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0052035
SDNY_GM_00198219 |
gemini-2.0-flash-001 |
| 19878 |
EFTA01362562.txt |
RE: GM KCP Bible - Action Plan - Update I [Ij |
Xavier Avila |
none |
none |
2018-02-16 |
email |
dataset_10 |
|
This email provides an update on the progress of the 'GM KCP Bible - Action Plan,' outlining... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Nina Tona, Davide-A Sferrazza, Alastair Mackinlay |
DB-SDNY-0052037 |
gemini-2.0-flash-001 |
| 19879 |
EFTA01362563.txt |
VVM KCP GM Clients |
Nina Tona |
none |
none |
None |
other |
dataset_10 |
|
This document is an email from Nina Tona at Deutsche Bank Wealth Management outlining the... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0052038 |
gemini-2.0-flash-001 |
| 19880 |
EFTA01362564.txt |
Client tidy up (Il |
Ian Salters |
none |
none |
2019-05-29 |
email |
dataset_10 |
|
Ian Salters emails Oavide-A Sferrazza and Liam Osullivan regarding IWP Package remediation,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Oavide-A Sferrazza, Liam Osullivan I |
DB-SDNY-0052039 |
gemini-2.0-flash-001 |
| 19881 |
EFTA01362565.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a confidentiality disclaimer. It states that the communication is confidential,... |
|
— |
DB-SDNY-0052040, SDNY_GM_00198224 |
gemini-2.0-flash-001 |
| 19882 |
EFTA01362566.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains administrative information, including document IDs and... |
|
— |
DB-SDNY-0052041, SDNY GM 00198225 |
gemini-2.0-flash-001 |
| 19883 |
EFTA01362567.txt |
Confidential Document |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a single page containing confidentiality notices and document identifiers. It... |
|
— |
DB-SDNY-0052042, SDNY GM_00198226 |
gemini-2.0-flash-001 |
| 19884 |
EFTA01362568.txt |
RE: Butterfly Trust |
Richard Iarossi |
none |
none |
2018-09-04 |
email |
dataset_10 |
|
Richard Iarossi and Davide-A Sferrazza are communicating about the KYC process for a new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza |
DB-SDNY-0052043 |
gemini-2.0-flash-001 |
| 19885 |
EFTA01362569.txt |
RE: Butterfly Trust - new brokerage account needed |
Davide-A Sferrazza |
suspicious |
none |
2018-08-31 |
email |
dataset_10 |
|
The email chain discusses the opening of a new brokerage account for 'Jeffrey' under the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart oldfield, Martin Zeman, Liam Osullivan, Richard Iarossi |
DB-SDNY-0052044 |
gemini-2.0-flash-001 |
| 19886 |
EFTA01362570.txt |
Customer Detail |
|
none |
none |
2016-08-08 |
report |
dataset_10 |
|
This document is a customer detail report for Darren K. Indyke PLLC, providing information such... |
Business dealings |
— |
DB-SDNY-0052047, SDNY GM_00198231 |
gemini-2.0-flash-001 |
| 19887 |
EFTA01362571.txt |
Salesforce - Unlimited Edition |
|
none |
none |
2016-08-08 |
other |
dataset_10 |
|
This document is a Salesforce page displaying customer information for Darren K. Indyke PLLC,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0052048 |
gemini-2.0-flash-001 |
| 19888 |
EFTA01362572.txt |
Salesforce - Unlimited Edition |
|
none |
none |
2016-08-08 |
other |
dataset_10 |
|
This document is a screenshot or OCR extraction of a Salesforce page for the client Darren K.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0052049 |
gemini-2.0-flash-001 |
| 19889 |
EFTA01362573.txt |
Report Covenant Masters |
|
none |
none |
2016-08-08 |
report |
dataset_10 |
|
This document is a Salesforce report for Darren K. Indyke PLLC. The report contains fragmented... |
|
— |
DB-SDNY-0052050 |
gemini-2.0-flash-001 |
| 19890 |
EFTA01362574.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a scanned page with poor OCR quality. The content is fragmented and... |
|
— |
DB-SDNY-0052051 |
gemini-2.0-flash-001 |
| 19891 |
EFTA01362575.txt |
KCP Capital Markets Bible v5.xlsm |
Davide-A Sferrazza |
none |
none |
2018-09-18 |
email |
dataset_10 |
|
Davide-A Sferrazza sent an email to Xavier Avila with an attached file named 'KCP Capital... |
Business dealingsCommunications/correspondence |
Xavier Avila |
DB-SDNY-0052053 |
gemini-2.0-flash-001 |
| 19892 |
EFTA01362576.txt |
Document Cannot be Rendered |
|
none |
none |
None |
other |
dataset_10 |
|
The document indicates that the content cannot be rendered. It is marked as confidential and... |
|
— |
DB-SDNY-0052055, SDNY_GM_00198239 |
gemini-2.0-flash-001 |
| 19893 |
EFTA01362577.txt |
RE: Southern Financial a |
Davide-A Sferrazza |
none |
none |
2018-03-05 |
email |
dataset_10 |
|
The email chain discusses the process of obtaining the correct SIC code for Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leon |
DB-SDNY-0052058 |
gemini-2.0-flash-001 |
| 19894 |
EFTA01362578.txt |
RE: Southern Financial LLC JIJ |
Paolo De-Leon |
none |
none |
20--03-02 |
email |
dataset_10 |
|
Paolo De-Leon sent an email to Sendhil-kumar K regarding Southern Financial LLC JIJ. The email... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
CUSTOMERBUI, Abhijit Mukherjee |
DB-SDNY-0052059 |
gemini-2.0-flash-001 |
| 19895 |
EFTA01362579.txt |
RE: Southern Financial LLC III |
Sendhil-kumar K |
none |
none |
2018-03-02 |
email |
dataset_10 |
|
Sendhil-kumar K from DBOI Global Services Private Limited requests Abhijit Mukherjee to confirm... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Abhijit Mukherjee |
None |
gemini-2.0-flash-001 |
| 19896 |
EFTA01362580.txt |
RE: Southern Financial LLC |
Paolo De-Leon |
none |
none |
2018-02-27 |
email |
dataset_10 |
|
This email is a request to add Southern Financial LLC as a client to the Derivatives... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Collateral Admin-NY, Abhijit Mukherjee |
N4G025403, N4G026161 |
gemini-2.0-flash-001 |
| 19897 |
EFTA01362581.txt |
None |
Paolo De Leon, Assistant Vice President I Credit Risk Officer, Deutsche Bank Trust Company Americas |
none |
none |
None |
other |
dataset_10 |
|
This document contains the contact information for Paolo De Leon, an Assistant Vice President at... |
Financial transactions/money flowEmployment/staffing |
— |
DB-SDNY-0052062, SDNY_GM_00198246 |
gemini-2.0-flash-001 |
| 19898 |
EFTA01362582.txt |
Southern Financial |
Cynthia Rodriguez |
none |
none |
2018-02-26 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank sent an email to 0avide-A Sferrazza with updated research,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
0avide-A Sferrazza |
DB-SDNY-0052063 |
gemini-2.0-flash-001 |
| 19899 |
EFTA01362583.txt |
FW: RDC Alert Southern Financial LLC Ill |
Cynthia Rodriguez |
suspicious |
none |
2017-07-07 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is requesting clearance for an RDC alert regarding Southern... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Kshitij Golani, PWMUS MALKYC |
01790655 |
gemini-2.0-flash-001 |
| 19900 |
EFTA01362584.txt |
Deutsche Bank Private Bank Alert |
|
concerning |
none |
2018-02-22 |
Alert |
dataset_10 |
|
This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
GCIS 00000483882 |
gemini-2.0-flash-001 |