| 21001 |
EFTA01363694.txt |
Okay to pay |
Cynthia Rodriguez |
none |
none |
2017-07-10 |
email |
dataset_10 |
|
Cynthia Rodriguez sent an email requesting a pay/no pay decision for a check referral. The email... |
Financial transactions/money flowCommunications/correspondence |
sigver dbgps, Stewart Oldfield |
DB-SDW-0053862 |
gemini-2.0-flash-001 |
| 21002 |
EFTA01363695.txt |
Federal Reserve Check Clearing returns guidelines |
Signature Verification |
none |
none |
Unknown |
other |
dataset_10 |
|
This document is a request from Signature Verification to provide a reply by 3:15 p.m (EST) to... |
Financial transactions/money flow |
— |
DB-SDNY-0053863 |
gemini-2.0-flash-001 |
| 21003 |
EFTA01363696.txt |
Please pay. RE: EMS Check Referrals: |
Stewart Oldfield |
suspicious |
none |
2018-04-19 |
email |
dataset_10 |
|
Stewart Oldfield emailed sigver dbgps requesting a pay/no pay decision on transactions and... |
Financial transactions/money flowCommunications/correspondence |
sigver dbgps |
DB-SDNY-0053864 |
gemini-2.0-flash-001 |
| 21004 |
EFTA01363697.txt |
Re: EMS |
Bradley Gitlin |
none |
none |
2018-06-19 |
email |
dataset_10 |
|
This email exchange between Bradley Gitlin and Stewart Oldfield at Deutsche Bank discusses a... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart Oldfield |
DB-SDNY-0053865 |
gemini-2.0-flash-001 |
| 21005 |
EFTA01363698.txt |
Pay/no pay decision for the mentioned in the attachment - Signature not on file |
Signature Verification |
suspicious |
none |
YYYY-MM-DD |
email |
dataset_10 |
|
This email requests a decision on a transaction with a missing signature and warns of potential... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0053866 |
gemini-2.0-flash-001 |
| 21006 |
EFTA01363699.txt |
Ok to pay |
Bradley Giffin |
suspicious |
none |
2018-06-21 |
email |
dataset_10 |
|
Bradley Giffin sends an email approving payment for transactions mentioned in an attachment. The... |
Financial transactions/money flowCommunications/correspondence |
sigver dbgps |
None |
gemini-2.0-flash-001 |
| 21007 |
EFTA01363700.txt |
RE: Dispersion Call Option IC] |
Ariane Dwye |
none |
none |
2015-12-07 |
email |
dataset_10 |
|
Richard Kahn requests a bid for a dispersion call option to present to Mr. Epstein. Ariane Dwyer... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kah |
DB-SDNY-0053868 |
gemini-2.0-flash-001 |
| 21008 |
EFTA01363701.txt |
Fwd: BE Outgoing Wire t |
Bradley Gillin |
none |
none |
2018-05-03 |
email |
dataset_10 |
|
This email chain discusses a $5,000 wire transfer from LSJE to The Haze Trust. Bella Klein... |
Financial transactions/money flowCommunications/correspondence |
Hildegarde Berrio |
None |
gemini-2.0-flash-001 |
| 21009 |
EFTA01363702.txt |
Reference if [CJ |
Bradley Gillin |
none |
none |
2018-05-01 |
email |
dataset_10 |
|
Bradley Gillin from Deutsche Bank sent an email to Bella Klein regarding a reference, possibly... |
Financial transactions/money flowCommunications/correspondenceEmployment/staffing |
Bella Klein |
DB-SDNY-0053874 |
gemini-2.0-flash-001 |
| 21010 |
EFTA01363703.txt |
Regulation E Disclosure for Remittance Transfer |
Jeffrey Epstein |
suspicious |
none |
2018-11-14 |
other |
dataset_10 |
|
This document is a Regulation E Disclosure for a remittance transfer of $1,082.57 USD from... |
Financial transactions/money flow |
Theorem |
DB-SDNY-0053877, SDNY_GM_00200061 |
gemini-2.0-flash-001 |
| 21011 |
EFTA01363704.txt |
FW: Assistance Required in Resolving Rejection Points KYC N - 01977700 (I) |
Bradley Gill |
suspicious |
none |
2018-09-11 |
email |
dataset_10 |
|
Bradley Gill forwards an email from Vijay Sawant to Daphne Cales regarding KYC rejection points... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Daphne Cales |
01977700 |
gemini-2.0-flash-001 |
| 21012 |
EFTA01363705.txt |
RE: Assistance Required in Resolving Rejection Points KYC tt - 01977700 (I) |
Bradley Gillin |
suspicious |
none |
2018-09-11 |
email |
dataset_10 |
|
The email discusses KYC rejection points for Gratitude America Ltd due to a significant donation... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vijay-A Sawant, Stewart Oldfield |
01977700 |
gemini-2.0-flash-001 |
| 21013 |
EFTA01363706.txt |
RE: Outgoing Wire Status Change [II |
Bhavesh Chandani |
none |
none |
2018-12-18 |
email |
dataset_10 |
|
Bhavesh Chandani informs Robert Dicerbo, Bradley Gitlin, and Arthur Tremblay that a wire... |
Financial transactions/money flowCommunications/correspondence |
Robert Dicerbo, Bradley Gitlin, Arthur Tremblay |
DB-SDNY-0053882 |
gemini-2.0-flash-001 |
| 21014 |
EFTA01363707.txt |
FW: Outgoing Wire Status Change [I] |
Bradley Gitlin |
none |
none |
2018-12-17 |
email |
dataset_10 |
|
Bradley Gitlin is inquiring about the status of an outgoing wire transfer, asking if it was... |
Financial transactions/money flowCommunications/correspondence |
Robert Dicerbo, Arthur Tremblay |
DB-SDNY-0053883, SDNY_GM_00200067 |
gemini-2.0-flash-001 |
| 21015 |
EFTA01363708.txt |
Fwd: Outgoing Wire Status Change |
Bella Klein Ina |
none |
none |
2018-12-17 |
email |
dataset_10 |
|
Bella Klein Ina forwarded an email to Bradley Gitlin regarding the status change of an outgoing... |
Financial transactions/money flowCommunications/correspondence |
Bradley Gitlin |
DB-SDNY-0053884 |
gemini-2.0-flash-001 |
| 21016 |
EFTA01363709.txt |
Message in format validation ::15050500 |
Ankit-Kumar Sharma |
none |
none |
2018-12-17 |
email |
dataset_10 |
|
This email informs a team about a message that failed format validation during a financial... |
Financial transactions/money flowBusiness dealings |
And I ev.rani, GTO-PWM-Banking... |
None |
gemini-2.0-flash-001 |
| 21017 |
EFTA01363710.txt |
RE: "URGENT'• DEPOSIT PWM RETURN A/c # dated 07.06.18 III |
Naveen Bagaria |
none |
none |
2018-07-06 |
email |
dataset_10 |
|
Naveen Bagaria sent an urgent email to his team regarding two questions about deposit return... |
Financial transactions/money flow |
Mariela Lopez, Joy E Mitchell, Gail F Mahabir, Norma A... |
DB-SDNY-0053891, SDNY_GM_00200075, EFTA01363710 |
gemini-2.0-flash-001 |
| 21018 |
EFTA01363711.txt |
D55 INCOMING - RETURN ITEM REPORT |
|
none |
none |
2015-07-05 |
report |
dataset_10 |
|
This document is a return item report dated July 5, 2015. It includes financial details such as... |
Financial transactions/money flow |
— |
INCCS519204 |
gemini-2.0-flash-001 |
| 21019 |
EFTA01363712.txt |
Check Debit Credit Other Description |
|
none |
none |
D07/06/2018 |
other |
dataset_10 |
|
The document is a financial record showing a deposit of $158,025.02 on ED06/29/2018 and a... |
Financial transactions/money flow |
— |
DB-SDNY-0053895 |
gemini-2.0-flash-001 |
| 21020 |
EFTA01363713.txt |
Check referral; Account no: ; Amount: 10000 111 |
Priyanka Vadhera |
suspicious |
none |
2016-07-22 |
email |
dataset_10 |
|
Priyanka Vadhera sent an email requesting a pay/no pay decision for a check referral,... |
Financial transactions/money flowCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0053897 |
gemini-2.0-flash-001 |
| 21021 |
EFTA01363714.txt |
Payment to Women Global Cancer Initiative Inc. |
GFtAllTUDE AMERICA, LTD |
none |
none |
2016 |
check |
dataset_10 |
|
The document is a check from GFtAllTUDE AMERICA, LTD to Women Global Cancer Initiative Inc. for... |
Financial transactions/money flowPhilanthropy |
— |
304 |
gemini-2.0-flash-001 |
| 21022 |
EFTA01363715.txt |
Fwd: WT fed reference [C] |
Serena Barton-Zainyeh |
none |
none |
2017-10-02 |
email |
dataset_10 |
|
This email exchange concerns a wire transfer of $26,672 for Sierra and Emery Poleon's tuition.... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein |
DB-SDNY-0053901 |
gemini-2.0-flash-001 |
| 21023 |
EFTA01363716.txt |
Fwd: WT fed reference |
Bella Klein |
suspicious |
none |
2017-09-29 |
email |
dataset_10 |
|
Bella Klein requests Andrea Herbe to email the fed reference for a wire transfer of $26,672 sent... |
Financial transactions/money flowCommunications/correspondence |
Andrea Herbe |
DB-SDNY-0053902 |
gemini-2.0-flash-001 |
| 21024 |
EFTA01363717.txt |
Case 161109 601042 [II |
Harris McBride |
none |
none |
2016-11-09 |
email |
dataset_10 |
|
Harris McBride emailed Naveen Bagaria regarding a returned payment order due to missing... |
Financial transactions/money flowCommunications/correspondence |
Naveen Bagaria |
161109 601042 |
gemini-2.0-flash-001 |
| 21025 |
EFTA01363718.txt |
RE: Jeepers transfer IC] |
Paul Morris |
none |
none |
2016-04-05 |
email |
dataset_10 |
|
This email chain discusses a request to wire funds from KCP to a Jeepers deposit account. Vahe... |
Financial transactions/money flow |
Stewart Oldfield, Vahe Stepanian |
None |
gemini-2.0-flash-001 |
| 21026 |
EFTA01363719.txt |
FW: Jeepers transfer [C] |
Vahe Stepanian |
none |
none |
2016-04-04 |
email |
dataset_10 |
|
This email exchange discusses a wire transfer related to 'Jeepers transfer' and requests a... |
Financial transactions/money flowCommunications/correspondence |
Darren Indyke, bellaldein, Richard Kahn, Stewart Oldfield, Paul |
DB-SDNY-0053914 |
gemini-2.0-flash-001 |
| 21027 |
EFTA01363720.txt |
Jeepers transfer |
bellaklein |
suspicious |
none |
2016-04-04 |
email |
dataset_10 |
|
The email discusses a request to transfer $100,000 from a Jeepers account at Deutsche Bank to a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0053915 |
gemini-2.0-flash-001 |
| 21028 |
EFTA01363721.txt |
Ok to pay. |
Bradley Gitlin |
suspicious |
none |
2017-11-01 |
email |
dataset_10 |
|
Bradley Gitlin approves a payment related to check referrals. The email chain also emphasizes... |
Financial transactions/money flowCommunications/correspondence |
sigver dbgps |
EMS/011117889443 |
gemini-2.0-flash-001 |
| 21029 |
EFTA01363722.txt |
New variable rate CD option |
Stewart 0ldfield |
none |
none |
2017-12-10 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank is promoting a new 9-month variable-rate CD product to Rich,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Rich |
DB-SDNY-0053924 |
gemini-2.0-flash-001 |
| 21030 |
EFTA01363723.txt |
Deutsche Bank AG Preferred CD Information |
|
none |
none |
2017 |
other |
dataset_10 |
|
This document provides information about Deutsche Bank AG Preferred CDs, including investment... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0053929 |
gemini-2.0-flash-001 |
| 21031 |
EFTA01363724.txt |
RE: Jeepers transfer [C] [ll |
Stewart oldfield |
none |
none |
2016-04-05 |
email |
dataset_10 |
|
This email chain discusses a wire transfer from KCP to a deposit account, with Vahe Stepanian... |
Financial transactions/money flowCommunications/correspondence |
Paul Morris I |
DB-SDNY-0053932 |
gemini-2.0-flash-001 |
| 21032 |
EFTA01363725.txt |
Jeepers transfer |
Vahe Stepanian |
suspicious |
none |
2016-04-04 |
email |
dataset_10 |
|
This email chain documents a request to transfer $100,000 from a Jeepers account to a Private... |
Financial transactions/money flowCommunications/correspondence |
Darren Indyke |
DB-SDNY-0053933 |
gemini-2.0-flash-001 |
| 21033 |
EFTA01363726.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a header/footer page containing confidentiality notices and a document ID. It... |
|
— |
DB-SDNY-0053934 |
gemini-2.0-flash-001 |
| 21034 |
EFTA01363727.txt |
Re: EMS/280618649806: Check Referrals: 42953424 -1116111 |
Stewart Oldfield |
none |
none |
2018-06-28 |
email |
dataset_10 |
|
Stewart Oldfield instructs the recipient to pay a check referral. The email also contains... |
Financial transactions/money flowCommunications/correspondence |
sigver dbgps |
EMS/280618649806: Check Referrals: 42953424 -1116111 |
gemini-2.0-flash-001 |
| 21035 |
EFTA01363728.txt |
FW: Southern Financial [I] |
Richard laross |
suspicious |
possible |
2018-10-10 |
email |
dataset_10 |
|
The email discusses KYC approvals for high-risk accounts, including those associated with... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
Bradley Gillin |
DB-SDNY-0053936 |
gemini-2.0-flash-001 |
| 21036 |
EFTA01363729.txt |
Southern |
Stewart Oldfield |
suspicious |
none |
2018-09-26 |
email |
dataset_10 |
|
Stewart Oldfield is inquiring about the status of KYC submissions for Southern Financial and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vijay-A Sawant |
DB-SDNY-0053937 |
gemini-2.0-flash-001 |
| 21037 |
EFTA01363730.txt |
Classification: For Internal use only |
Richard lard |
suspicious |
none |
2018-10-16 |
email |
dataset_10 |
|
This email from Richard Iarossi at Deutsche Bank requests a pay/no pay decision on transactions... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield, Muhammod J Uddin, Joy E, Mitchell,... |
DB-SDNY-0053938 |
gemini-2.0-flash-001 |
| 21038 |
EFTA01363731.txt |
Hyperion Air LLC KYC |
Brad |
suspicious |
none |
None |
email |
dataset_10 |
|
This email from Bradley Gillin at Deutsche Bank requests KYC information for Hyperion Air LLC,... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
Vijay |
None |
gemini-2.0-flash-001 |
| 21039 |
EFTA01363732.txt |
RE: OD Referral dated 06-05-2019 For AC # 42953424 [II |
Hemant-Kumar Rathore |
none |
none |
2019-06-06 |
email |
dataset_10 |
|
Hemant-Kumar Rathore emails Stewart Oldfield regarding an OD referral for account #42953424. The... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0053942 |
gemini-2.0-flash-001 |
| 21040 |
EFTA01363733.txt |
OD Referral dated 06-05-2019 For AC # |
Hemant-Kumar Rathore |
suspicious |
possible |
2019-06-06 |
email |
dataset_10 |
|
Hemant-Kumar Rathore sent an email requesting approval for an OD referral, providing... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield, Bradle Gillin |
DB-SDNY-0053943 |
gemini-2.0-flash-001 |
| 21041 |
EFTA01363734.txt |
None |
Vijay Sawant |
none |
none |
None |
other |
dataset_10 |
|
Vijay Sawant from Deutsche Bank is requesting information about Jeepers, Inc., an account held... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0053947 |
gemini-2.0-flash-001 |
| 21042 |
EFTA01363735.txt |
Rejection Exercise |
Amy Cartwrigh |
none |
none |
2018-11-13 |
email |
dataset_10 |
|
Amy Cartwrigh sent an email to Bradley Gillin with a rejection report for week 38 attached. The... |
Business dealingsCommunications/correspondence |
Bradley Gillin |
DB-SDNY-0053948 |
gemini-2.0-flash-001 |
| 21043 |
EFTA01363736.txt |
None |
Vicky Bruce |
none |
none |
None |
email |
dataset_10 |
|
This document is an email signature block for Vicky Bruce, Global COO at Institutional Wealth... |
Business dealingsEmployment/staffingFinancial transactions/money flow |
— |
DB-SDNY-0053952 |
gemini-2.0-flash-001 |
| 21044 |
EFTA01363737.txt |
Re: Follow-up on EUR hedging discussion [C] |
Jeffrey E. <jeevacation@gmail.com> |
none |
none |
2014-11-13 |
email |
dataset_10 |
|
This email chain discusses a potential EUR hedging strategy involving a multi-billion short... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daniel Sabba/db/dbcomODBAMERICAS |
DB-SDNY-0053955 |
gemini-2.0-flash-001 |
| 21045 |
EFTA01363738.txt |
EURUSD forward mid 1.3530 |
Daniel Sabba |
none |
none |
None |
email |
dataset_10 |
|
Daniel Sabba from Deutsche Bank Securities Inc. provides indicative transaction terms for EURUSD... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0053956 |
gemini-2.0-flash-001 |
| 21046 |
EFTA01363739.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality disclaimer from Deutsche Bank. It states that the... |
|
— |
DB-SDNY-0053957 |
gemini-2.0-flash-001 |
| 21047 |
EFTA01363740.txt |
Client tracking (Ij |
Nina Tonal |
none |
none |
2019-05-16 |
email |
dataset_10 |
|
Nina Tonal from Deutsche Bank Wealth Management sends an email to 0avide-A Sferrazza with... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
0avide-A Sferrazza |
DB-SDNY-0053958 |
gemini-2.0-flash-001 |
| 21048 |
EFTA01363741.txt |
None |
|
none |
none |
None |
list |
dataset_10 |
|
The document is a list of names of people, organizations, and entities. It is marked as... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0053962 |
gemini-2.0-flash-001 |
| 21049 |
EFTA01363742.txt |
List of Names and Entities |
|
none |
none |
1984-04-10 |
list |
dataset_10 |
|
This document is a list of individuals, companies, and trusts. It appears to be related to a... |
|
— |
DB-SDNY-0053963 |
gemini-2.0-flash-001 |
| 21050 |
EFTA01363743.txt |
FW: Combine |
Emily Craig |
suspicious |
none |
2019-02-24 |
email |
dataset_10 |
|
Emily Craig forwards an email from Oliver Esslinger requesting assistance in checking the KYC... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Brian H Heidelbach |
DB-SDNY-0053965 |
gemini-2.0-flash-001 |
| 21051 |
EFTA01363744.txt |
RE: Southern Financial LLC [lj [CI |
Nina Tona |
none |
none |
2018-01-16 |
email |
dataset_10 |
|
This email chain involves Nina Tona requesting information on Southern Financial LLC from Martin... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Liam Osullivan, Xavier Avila, Martin Zeman, Davide-A Sferrazza |
DB-SDNY-0053968 |
gemini-2.0-flash-001 |
| 21052 |
EFTA01363745.txt |
SETTLEMENT INSTRUCTIONS |
Nina Tona |
none |
none |
2017-12-15 |
email |
dataset_10 |
|
The email from Nina Tona to Martin Zeman and Xavier Avila provides settlement instructions for... |
Financial transactions/money flow |
Martin Zeman, Xavier Avila |
DB-SDNY-0053970
SDNY_GM_00200154 |
gemini-2.0-flash-001 |
| 21053 |
EFTA01363746.txt |
Southern Financial LLC - Onboarding Requirements |
Nina Tona |
none |
none |
None |
email |
dataset_10 |
|
Nina Tona from Deutsche Bank Wealth Management is requesting information and approvals from... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Xavier Avila, Xavi |
DB-SDNY-0053974, SDNY_GM_00200158 |
gemini-2.0-flash-001 |
| 21054 |
EFTA01363747.txt |
RE: Butterfly Trust - new brokerage account needed II] |
Richard Iarossi |
suspicious |
none |
2018-08-31 |
email |
dataset_10 |
|
This email chain discusses the opening of a new brokerage account for 'Jeffrey' at Deutsche... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza |
DB-SDNY-0053978 |
gemini-2.0-flash-001 |
| 21055 |
EFTA01363748.txt |
KYC Review for Butterfly Banking Accounts |
Stewart oldfield |
none |
none |
None |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank is requesting Rich Kahn's signature on pre-filled documents... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Rich Kahn |
DB-SDNY-0053979 |
gemini-2.0-flash-001 |
| 21056 |
EFTA01363749.txt |
RE: KYC remediation III |
Nina Tona |
none |
none |
2019-02-28 |
email |
dataset_10 |
|
Nina Tona requests clarification from Bill King regarding the status of KYC remediation. The... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Bill King |
DB-SDNY-0053980 |
gemini-2.0-flash-001 |
| 21057 |
EFTA01363750.txt |
KYC remediation |
Ian Salters |
none |
none |
2019-02-25 |
email |
dataset_10 |
|
Ian Salters sent an email to Brian Serino, Bill King, Kareen Johnson, Davide-A Sferrazza, and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Brian Serino, Bill King, Kareen Johnson, Davide-A... |
DB-SDNY-0053982
SDNY_GM_00200166 |
gemini-2.0-flash-001 |
| 21058 |
EFTA01363751.txt |
RE: I WANT TO SPEND TODAY 3.6PM WORKING ON TRACKER, LET'S TALK III |
Nina Tona |
none |
none |
2018-05-18 |
email |
dataset_10 |
|
Nina Tona sends Xavier Avila and Davide-A Sferrazza an email with an attached file (KYC_NCA... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Xavier Avila, Davide-A Sferrazza I |
DB-SDNY-0053985 |
gemini-2.0-flash-001 |
| 21059 |
EFTA01363752.txt |
Re: KCP Collateral Flow [I) [C) |
Xavier Avila |
none |
none |
2018-02-28 |
email |
dataset_10 |
|
This email chain discusses the process of sending and managing collateral documents for KCP... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza |
DB-SDNY-0053988 |
gemini-2.0-flash-001 |
| 21060 |
EFTA01363753.txt |
RE: KCP Collateral Flow (I) |
Davide-A Sferrazza |
none |
none |
2018-02-21 |
email |
dataset_10 |
|
This email chain discusses the documentation required to set up an LS2 facility for a new client... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, Keith Buckholz |
DB-SDNY-0053989 |
gemini-2.0-flash-001 |
| 21061 |
EFTA01363754.txt |
KCP Collateral Flow |
Paolo |
none |
none |
None |
email |
dataset_10 |
|
Paolo is requesting KYC, PCR, and RDC documents from Xavier Avila and Davide-A Sferrazza for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, Davide-A Sferrazza |
DB-SDNY-0053990 |
gemini-2.0-flash-001 |
| 21062 |
EFTA01363755.txt |
Automatic reply: Southern Financial - KYC Docs. II) [CI |
Davide-A Sferrazza |
none |
none |
2018-04-12 |
email |
dataset_10 |
|
This is an automatic email reply from Davide-A Sferrazza indicating they are out of the office.... |
Communications/correspondence |
Nina Tona |
DB-SDNY-0053991 |
gemini-2.0-flash-001 |
| 21063 |
EFTA01363756.txt |
RE: Southern Financial - KYC Docs. ilj |
Nina Tona |
none |
none |
2018-05-08 |
email |
dataset_10 |
|
This email exchange concerns the status of KYC documents for Southern Financial. Nina Tona... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich |
DB-SDNY-0053992 |
gemini-2.0-flash-001 |
| 21064 |
EFTA01363757.txt |
RE: N4G-026161 - Southern Financial ICI |
Davide-A Sferrazza |
none |
none |
2018-02-22 |
email |
dataset_10 |
|
Davide Sferrazza is requesting KYC documentation (PCR and ROC) from Cynthia Rodriguez for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
N4G-026161 |
gemini-2.0-flash-001 |
| 21065 |
EFTA01363758.txt |
KYC for Southern Finance, LLC, Southern Trust Company, Inc, Jeffrey Epstein, J. Epstein Virgin Islands Foundation, Inc |
|
suspicious |
possible |
2018-01-11 |
KYC Print |
dataset_10 |
|
This KYC document outlines the approval process for several entities, including Jeffrey Epstein... |
Financial transactions/money flowLegal matters/litigationPolitical connections/influence |
— |
DB-SDNY-0054018 |
gemini-2.0-flash-001 |
| 21066 |
EFTA01363759.txt |
Haze [C) |
Liam Osullivan |
none |
none |
2019-01-10 |
email |
dataset_10 |
|
Liam O'Sullivan sent an email with attachments related to 'LOA' and 'HRM' to 0avide-A 5ferrazza.... |
Business dealingsCommunications/correspondence |
0avide-A 5ferrazza |
N4G024943 |
gemini-2.0-flash-001 |
| 21067 |
EFTA01363760.txt |
None |
Darren K. Indyke |
suspicious |
none |
2019-01-10 |
memorandum |
dataset_10 |
|
This memorandum instructs Liam/David to wire Six Million Dollars from a specified account to The... |
Financial transactions/money flow |
Liam, David |
DB-SDNY-0054021 |
gemini-2.0-flash-001 |
| 21068 |
EFTA01363761.txt |
DR Account: - THE HAZE TRUST — Salesforce - Unlimited Edition |
|
none |
none |
1/10/2019 |
other |
dataset_10 |
|
This document is a Salesforce account detail page for 'THE HAZE TRUST', displaying financial... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0054022 |
gemini-2.0-flash-001 |
| 21069 |
EFTA01363762.txt |
The Haze Trust — Salesforce - Unlimited Edition |
|
suspicious |
none |
2.9•1999 |
other |
dataset_10 |
|
This document is a Salesforce customer profile for The Haze Trust, listing Jeffrey Epstein as... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0054023 |
gemini-2.0-flash-001 |
| 21070 |
EFTA01363763.txt |
DBSI High Risk Media Communication Sheet |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a DBSI High Risk Media Communication Sheet used by Deutsche Bank to record... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0054024, SDNY_GM_00200208 |
gemini-2.0-flash-001 |
| 21071 |
EFTA01363764.txt |
DB Account Detail - DARREN K. INDYKE PLLC |
|
none |
none |
2016-08-08 |
database_record |
dataset_10 |
|
This document is a database record from Salesforce detailing the account information for DARREN... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0054025 |
gemini-2.0-flash-001 |
| 21072 |
EFTA01363765.txt |
DB Account Information |
|
none |
none |
8/8/2016 |
report |
dataset_10 |
|
This document is a report from a Salesforce system detailing financial account information for... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0054026 |
gemini-2.0-flash-001 |
| 21073 |
EFTA01363766.txt |
DB Account History |
|
none |
none |
8/8/2016 |
other |
dataset_10 |
|
This document appears to be a Salesforce account history page for DARREN K. INDYKE PLLC. The... |
|
— |
DB-SDNY-0054027, SDNY GM_00200211 |
gemini-2.0-flash-001 |
| 21074 |
EFTA01363767.txt |
RE: NCA's Completed in May/Update lij |
Funda Bozkurt |
suspicious |
none |
2018-06-04 |
email |
dataset_10 |
|
The email exchange discusses the requirement of BSF for WM OTC Derivatives accounts and concerns... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, Ian Salters |
DB-SDNY-0054030 |
gemini-2.0-flash-001 |
| 21075 |
EFTA01363768.txt |
RE: NCA's Completed in May/Update II) |
Xavier Avila |
suspicious |
none |
2018-06-04 |
email |
dataset_10 |
|
This email exchange discusses the definitions and responsibilities related to PIC and WM OTC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Funda Bozkurt, Ian Salters, Zbynek Kozelsky, Nina Tona |
DB-SDNY-0054031, SDNY_GM_00200215 |
gemini-2.0-flash-001 |
| 21076 |
EFTA01363769.txt |
RE: NCA's Completed in May/Update (I) |
Funda Bozkurt |
suspicious |
possible |
2018-06-01 |
email |
dataset_10 |
|
Funda Bozkurt provides an update on NCA's completed in May, discussing the practice of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila |
DB-SDNY-0054032 |
gemini-2.0-flash-001 |
| 21077 |
EFTA01363770.txt |
Loans completed |
Nina Tona |
none |
none |
5/1112018 |
other |
dataset_10 |
|
This document is a summary of loan activity and client outreach within Deutsche Bank Wealth... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0054034 |
gemini-2.0-flash-001 |
| 21078 |
EFTA01363771.txt |
IWP list [I) |
Tona |
none |
none |
2019-05-15 |
email |
dataset_10 |
|
Nina Tona from Deutsche Bank Wealth Management is requesting Davide-A Sferrazza to fill out due... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
0avide-A Sferrazza |
None |
gemini-2.0-flash-001 |
| 21079 |
EFTA01363772.txt |
RE: KYC remediation |
Kareen Johnson |
none |
none |
2019-02-26 |
email |
dataset_10 |
|
Kareen Johnson responds to Ian Salta's email regarding KYC remediation, confirming that the... |
Business dealingsCommunications/correspondence |
Ian Salta, Brian Serino |
SDNY GM_00200224
DB-SDNY-0054040 |
gemini-2.0-flash-001 |
| 21080 |
EFTA01363773.txt |
Priority list of clients to onboard with CIB |
Ian Salters |
none |
none |
None |
email |
dataset_10 |
|
Ian Salters sends an email to Brian, Kareen, Bill, Nina, and Davide, outlining a priority list... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Brian, Kareen, Bill, Nina, Davide |
DB-SDNY-0054041 |
gemini-2.0-flash-001 |
| 21081 |
EFTA01363774.txt |
RE: Southern Financial LLC III ICI |
Xavier Avila |
none |
none |
2017-12-15 |
email |
dataset_10 |
|
This email discusses obtaining account details for Southern Financial LLC from Liam Osullivan at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nina Tona, Martin Zeman, Liam Osullivan |
DB-SDNY-0054045 |
gemini-2.0-flash-001 |
| 21082 |
EFTA01363775.txt |
SETTLEMENT INSTRUCTIONS |
Nina Tona |
none |
none |
2017-12-15 |
email |
dataset_10 |
|
This email from Nina Tona to Martin Zeman and Xavier Avila, with others CC'd, provides... |
Financial transactions/money flow |
Martin Zeman, Xavier Avila |
DB-SDNY-0054046
SDNY_GM_00200230 |
gemini-2.0-flash-001 |
| 21083 |
EFTA01363776.txt |
RE: Southern Financial LLC |
Nina Tona |
none |
none |
2017-11-16 |
email |
dataset_10 |
|
Nina Tona is seeking advice and approval from Martin Zeman and Xavier Avila regarding Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Xavier Avila |
DB-SDNY-0054049 |
gemini-2.0-flash-001 |
| 21084 |
EFTA01363777.txt |
Business Unit Adoption Location Adoption Entity |
Zack |
none |
none |
None |
list |
dataset_10 |
|
This document lists business units, their adoption locations, and associated entities. It also... |
Business dealings |
— |
DB-SDNY-0054052
SDNY_GM_00200236 |
gemini-2.0-flash-001 |
| 21085 |
EFTA01363778.txt |
RE: Red List [I] |
Nina Tona |
none |
none |
2018-02-27 |
email |
dataset_10 |
|
Nina Tona is trying to understand why certain entities are on a 'red list' that is impacting... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Megha Arora, James Rochford, Dirren Patel, Jitan Patel,... |
DB-SDNY-0054061 |
gemini-2.0-flash-001 |
| 21086 |
EFTA01363779.txt |
Red List [I] |
Nina Tona |
none |
none |
Unknown |
email |
dataset_10 |
|
Nina Tona is inquiring about why certain clients are on a 'red list' at Deutsche Bank Wealth... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Megha, James, Alastair Mackinlay, Jitan Patel |
DB-SDNY-0054063 |
gemini-2.0-flash-001 |
| 21087 |
EFTA01363780.txt |
Copy of OTC Derivatives Project WM Client list Feb 25.xlsx IC] |
Davide-A Sferrazza |
none |
none |
2019-02-25 |
email |
dataset_10 |
|
Davide-A Sferrazza sent an email to Ian Salters attaching a copy of the OTC Derivatives Project... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Ian Salters |
DB-SDNY-0054064 |
gemini-2.0-flash-001 |
| 21088 |
EFTA01363781.txt |
Re: SF meeting list [I] |
Paul Morris |
none |
none |
2014-12-02 |
email |
dataset_10 |
|
This email exchange between Paul Morris and Stewart Oldfield discusses potential meetings with... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart Oldfield I |
DB-SDNY-0054066 |
gemini-2.0-flash-001 |
| 21089 |
EFTA01363782.txt |
N46026161 ICI |
Zbynek Kozelsky |
none |
none |
2018-01-23 |
email |
dataset_10 |
|
Zbynek Kozelsky emails Liam Osullivan, Davide•A Sferrazza, Fred Culvyhouse, and Joshua Shoshan... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Liam Osullivan, Davide•A Sferrazza, Fred Culvyhouse,... |
DB-SDNY-0054067 |
gemini-2.0-flash-001 |
| 21090 |
EFTA01363783.txt |
Customer Record |
|
suspicious |
none |
4/18/2013 |
Customer Record |
dataset_10 |
|
This document is a customer record for Jeffrey E. Epstein, indicating his relationship with... |
Financial transactions/money flow |
— |
KYC: 1790655, KYC 1195100, KYC 1121718 |
gemini-2.0-flash-001 |
| 21091 |
EFTA01363784.txt |
Financial Profile (KYC Information) |
|
none |
none |
1/16/2018 |
other |
dataset_10 |
|
This document is a financial profile of Jeffrey Epstein, detailing his net worth, investable... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0054069 |
gemini-2.0-flash-001 |
| 21092 |
EFTA01363785.txt |
Assets Held Elsewhere (KYC Information) |
|
suspicious |
none |
10/24/2017 |
other |
dataset_10 |
|
This document outlines Jeffrey Epstein's net worth, his firm The Financial Trust Company, and... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0054070 |
gemini-2.0-flash-001 |
| 21093 |
EFTA01363786.txt |
RE: • "REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT" [I] |
Nina Tona |
suspicious |
none |
2018-02-20 |
email |
dataset_10 |
|
Nina Tona requests advice from Zack Bunimovich regarding Southern Financial LLC, which has been... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich, Davide-A Sferrazza |
ONB-1010155, BR 1007494283 |
gemini-2.0-flash-001 |
| 21094 |
EFTA01363787.txt |
Business Unit Adoption Location Adoption Entity |
Zack |
none |
none |
None |
list |
dataset_10 |
|
This document lists business units, adoption locations, and entities along with the products,... |
Business dealings |
— |
DB-SDNY-0054073, SDNY_GM_00200257 |
gemini-2.0-flash-001 |
| 21095 |
EFTA01363788.txt |
Business Unit, Adoption Location, Adoption Entity |
|
none |
none |
None |
list |
dataset_10 |
|
The document is a list of business units, adoption locations, entities, products, systems, and... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0054086, SDNY_GM_00200270 |
gemini-2.0-flash-001 |
| 21096 |
EFTA01363790.txt |
RE: "•'REASSIGN NEEDED•••FW: SOUTHERN FINANCIAL LLC ONB-I |
Jitan Patel |
none |
none |
2018-02-26 |
email |
dataset_10 |
|
This email exchange discusses the placement of Southern Financial LLC on a 'red list' and the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nina Tona, Rita Shteynber, Lindsay Robinson |
DB-SDNY-0054098 |
gemini-2.0-flash-001 |
| 21097 |
EFTA01363791.txt |
RE: •••REASSIGN NEEDED*" FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT** [I] |
Nina Tona |
suspicious |
none |
2018-02-26 |
email |
dataset_10 |
|
This email exchange discusses a client, Southern Financial LLC, who has been 'red listed' and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich |
ONB-1010155 |
gemini-2.0-flash-001 |
| 21098 |
EFTA01363792.txt |
None |
Zack |
none |
none |
None |
other |
dataset_10 |
|
The document is a list of business units, adoption locations, entities, products, account IDs,... |
Business dealings |
— |
DB-SDNY-0054101 |
gemini-2.0-flash-001 |
| 21099 |
EFTA01363793.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a list of entities, possibly related to real estate or financial... |
|
— |
None |
gemini-2.0-flash-001 |
| 21100 |
EFTA01363794.txt |
RE: KYC remediation (I) |
Kareen Johnson |
none |
none |
2019-02-26 |
email |
dataset_10 |
|
Kareen Johnson responds to Ian Salters regarding KYC remediation, confirming that the cases will... |
Business dealingsCommunications/correspondence |
Ian Salters |
DB-SDNY-0054116
SDNY GM_00200300 |
gemini-2.0-flash-001 |