| 25601 |
EFTA01368379.txt |
Reporting Consent |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a reporting consent agreement related to a Swaps Protocol. It outlines the... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060102, SDNY_GM_00206286 |
gemini-2.0-flash-001 |
| 25602 |
EFTA01368380.txt |
US PERSON CERTIFICATION |
|
none |
none |
101 -21r1- |
legal filing |
dataset_10 |
|
This document is a US Person Certification form for a client involved in swap transactions. It... |
Legal matters/litigation |
— |
DB-SDNY-0060103, SDNY_GM_00206287 |
gemini-2.0-flash-001 |
| 25603 |
EFTA01368381.txt |
Client Information |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal filing outlining client information and representations related to swap... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060105 |
gemini-2.0-flash-001 |
| 25604 |
EFTA01368382.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the terms and conditions related to representations and warranties... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060106, SDNY_GM_00206290 |
gemini-2.0-flash-001 |
| 25605 |
EFTA01368383.txt |
Swap Communication Event Representations and Warranties |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the representations and warranties made by a client to DB in... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060107 |
gemini-2.0-flash-001 |
| 25606 |
EFTA01368384.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the terms and conditions for swaps trading between a client and DB,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060108
SDNY_GM_00206292 |
gemini-2.0-flash-001 |
| 25607 |
EFTA01368385.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the agreement between DB and its client regarding daily marks for cleared... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060109, SDNY_GM_00206293 |
gemini-2.0-flash-001 |
| 25608 |
EFTA01368386.txt |
SWAP DOCUMENTATION |
DB |
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the swap trading relationship between DB and its client, detailing terms... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Client |
DB-SDNY-0060110, SDNY_GM_00206294 |
gemini-2.0-flash-001 |
| 25609 |
EFTA01368387.txt |
Dispute Resolution Procedure |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the procedures for disputing valuation amounts and resolving disputes... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0060111
SDNY_GM_00206295 |
gemini-2.0-flash-001 |
| 25610 |
EFTA01368388.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions governing swap trading between DB and its... |
Legal matters/litigationFinancial transactions/money flowCompliance issues |
— |
DB-SDNY-0060113 |
gemini-2.0-flash-001 |
| 25611 |
EFTA01368389.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal addendum outlining the terms and conditions related to confidential... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060114, SDNY_GM_00206298 |
gemini-2.0-flash-001 |
| 25612 |
EFTA01368390.txt |
Addendum regarding swap transactions |
Deutsche Bank AG (DB) |
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an addendum to an agreement between Deutsche Bank (DB) and a client regarding... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060115 |
gemini-2.0-flash-001 |
| 25613 |
EFTA01368391.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an addendum to an agreement between a client and DB regarding swaps, outlining... |
Legal matters/litigationFinancial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0060116 |
gemini-2.0-flash-001 |
| 25614 |
EFTA01368392.txt |
Addendum |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an addendum to a legal document. It specifies that the addendum can be executed... |
|
— |
DB-SDNY-0060117, SDNY_GM_00206301 |
gemini-2.0-flash-001 |
| 25615 |
EFTA01368393.txt |
Addendum |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is the signature page of an addendum to a legal agreement between a client and... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0060116, SDNY_GM_00206302 |
gemini-2.0-flash-001 |
| 25616 |
EFTA01368394.txt |
5WAP ADDENDUM ANNEX - CLIENT INFORMATION FORM |
|
none |
none |
None |
Form |
dataset_10 |
|
This document is a client information form used to gather details about a client's swap... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060119, SDNY_GM_00206303 |
gemini-2.0-flash-001 |
| 25617 |
EFTA01368395.txt |
ELIGIBLE CONTRACT PARTICIPANT ("ECP") QUESTIONNAIRE and FINANCIAL ENTITY QUESTIONNAIRE and SPECIAL ENTITY QUESTIONNAIRE |
|
none |
none |
None |
questionnaire |
dataset_10 |
|
This document is a questionnaire designed to classify a client as an Eligible Contract... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060121 |
gemini-2.0-flash-001 |
| 25618 |
EFTA01368396.txt |
ERISA Special Entity Addendum |
|
none |
none |
1986 |
other |
dataset_10 |
|
The document defines what constitutes a 'Special Entity' under ERISA, including governmental... |
Legal matters/litigation |
— |
DB-SDNY-0060122, SDNY_GM_00206306 |
gemini-2.0-flash-001 |
| 25619 |
EFTA01368397.txt |
End-User Exception Self-Certification |
|
none |
none |
None |
Self-Certification |
dataset_10 |
|
This document is an End-User Exception Self-Certification form. It outlines the conditions under... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060123 |
gemini-2.0-flash-001 |
| 25620 |
EFTA01368398.txt |
Clearing and trading requirements of sections 2(h)(I) and 2()Xg) of the CEA |
|
none |
none |
|
other |
dataset_10 |
|
This document is a form related to the clearing and trading requirements of sections 2(h)(I) and... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0060124, SDNY_GM_00206308 |
gemini-2.0-flash-001 |
| 25621 |
EFTA01368399.txt |
FINANCIAL REPORT |
|
none |
none |
2017-06-30 |
report |
dataset_10 |
|
This is a financial report from Southern Trust Company, Inc. as of June 30, 2017. The document... |
Financial transactions/money flow |
— |
DB-SDNY-0060125 |
gemini-2.0-flash-001 |
| 25622 |
EFTA01368400.txt |
Statement of Assets, Liabilities and Shareholder's Equity |
|
none |
none |
2017-06-30 |
Statement |
dataset_10 |
|
This document is a statement of assets, liabilities, and shareholder's equity for Southern Trust... |
Financial transactions/money flow |
— |
SDNY_GM_00206310
DB-SDNY-0060126 |
gemini-2.0-flash-001 |
| 25623 |
EFTA01368401.txt |
Statement of Revenues and Expenses |
|
none |
none |
2017-01-01 thru 2017-06-30 |
financial statement |
dataset_10 |
|
The document is a statement of revenues and expenses for Southern Trust Company, Inc. and its... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 25624 |
EFTA01368402.txt |
FINANCIAL REPORT |
|
none |
none |
2017-06-30 |
report |
dataset_10 |
|
This document is a financial report from Southern Financial LLC as of June 30, 2017. It is... |
Financial transactions/money flow |
— |
DB-SDNY-0060128 |
gemini-2.0-flash-001 |
| 25625 |
EFTA01368403.txt |
Statement of Assets, Liabilities and Member's Equity |
|
none |
none |
2017-06-30 |
financial_statement |
dataset_10 |
|
This document is a financial statement for Southern Financial LLC as of June 30, 2017. It... |
Financial transactions/money flow |
— |
SDNY_GM_00206313
DB-SDNY-0060129 |
gemini-2.0-flash-001 |
| 25626 |
EFTA01368404.txt |
FINANCIAL REPORT |
SOUTHERN TRUST COMPANY, INC. |
none |
none |
2017-06-30 |
report |
dataset_10 |
|
This document is a financial report from Southern Trust Company, Inc. as of June 30, 2017. It is... |
Financial transactions/money flow |
— |
DB-SDNY-0060131 |
gemini-2.0-flash-001 |
| 25627 |
EFTA01368405.txt |
Statement of Assets, Liabilities and Shareholder's Equity |
|
none |
none |
2017-06-30 |
Statement |
dataset_10 |
|
This document is a statement of assets, liabilities, and shareholder's equity for Southern Trust... |
Financial transactions/money flow |
— |
SDNY_GM_00206316
DB-SDNY-0060132 |
gemini-2.0-flash-001 |
| 25628 |
EFTA01368406.txt |
Request for Taxpayer Identification Number and Certification |
|
none |
none |
December 2014 |
Form |
dataset_10 |
|
This document is a Form W-9, Request for Taxpayer Identification Number and Certification. It is... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 25629 |
EFTA01368407.txt |
Request for Taxpayer Identification Number and Certification |
|
none |
none |
12201q |
Form |
dataset_10 |
|
This document is an IRS Form W-9, Request for Taxpayer Identification Number and Certification.... |
Financial transactions/money flow |
— |
R•70140 |
gemini-2.0-flash-001 |
| 25630 |
EFTA01368408.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a classified internal document, possibly related to a legal case in... |
|
— |
DB-SDNY-0060140, SDNY_GM_00206324 |
gemini-2.0-flash-001 |
| 25631 |
EFTA01368409.txt |
Request for Taxpayer Identification Number and Certification |
|
none |
none |
2014-12-20 |
Form |
dataset_10 |
|
This document is an IRS Form W-9, Request for Taxpayer Identification Number and Certification.... |
Financial transactions/money flowLegal matters/litigation |
— |
W-9 |
gemini-2.0-flash-001 |
| 25632 |
EFTA01368410.txt |
Request for Taxpayer Identification Number and Certification |
|
none |
none |
2014 |
Form |
dataset_10 |
|
This document is an IRS Form W-9, Request for Taxpayer Identification Number and Certification,... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 25633 |
EFTA01368411.txt |
US PERSON CERTIFICATION |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a US Person Certification form. It is used to determine if the client is a US... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0060144 |
gemini-2.0-flash-001 |
| 25634 |
EFTA01368412.txt |
SWAP TRADING ADDENDUM |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Swap Trading Addendum between a client and DB, modifying and supplementing... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060145 |
gemini-2.0-flash-001 |
| 25635 |
EFTA01368413.txt |
Swap Agreement Sections |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions for swap transactions between a client and DB,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060146, SDNY_GM_00206330 |
gemini-2.0-flash-001 |
| 25636 |
EFTA01368414.txt |
Dodd-Frank Protocol |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the terms and conditions for swap transactions between a client and DB,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060147 |
gemini-2.0-flash-001 |
| 25637 |
EFTA01368415.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the terms and conditions for swap transactions between DB and its client.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060148, SDNY_GM_00206332 |
gemini-2.0-flash-001 |
| 25638 |
EFTA01368416.txt |
Addendum to Agreement |
DB |
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an addendum to an agreement between DB and its client, outlining the terms and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Client |
DB-SDNY-0060149 |
gemini-2.0-flash-001 |
| 25639 |
EFTA01368417.txt |
Swap Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions related to swap valuation, dispute resolution,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060150 |
gemini-2.0-flash-001 |
| 25640 |
EFTA01368418.txt |
Swap Agreement Disclosures |
DB |
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions related to swap transactions between DB and its... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Client |
DB-SDNY-0060151 |
gemini-2.0-flash-001 |
| 25641 |
EFTA01368419.txt |
CONFIDENTIALITY and REGULATORY REPORTING |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the confidentiality agreement and regulatory reporting responsibilities... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060152 |
gemini-2.0-flash-001 |
| 25642 |
EFTA01368420.txt |
International Swap Reporting |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the client's responsibilities for reporting international swaps to non-US... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060153 |
gemini-2.0-flash-001 |
| 25643 |
EFTA01368421.txt |
Addendum |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an addendum to an existing agreement between a client and Deutsche Bank AG,... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060154 |
gemini-2.0-flash-001 |
| 25644 |
EFTA01368422.txt |
Addendum |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an addendum to an agreement between a Client Swap Vehicle and Deutsche Bank AG.... |
Business dealingsLegal matters/litigation |
— |
639599$ |
gemini-2.0-flash-001 |
| 25645 |
EFTA01368423.txt |
SWAP ADDENDUM ANNEX CLIENT INFORMATION FORM |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a client information form for a swap addendum. It requests legal name, address,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060156 |
gemini-2.0-flash-001 |
| 25646 |
EFTA01368424.txt |
SWAP AGENT STATEMENTS |
|
none |
none |
None |
questionnaire |
dataset_10 |
|
This document is a questionnaire for Swap Agents to provide statements regarding their... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060159, SDNY_GM_00206343 |
gemini-2.0-flash-001 |
| 25647 |
EFTA01368425.txt |
ECP QUESTIONNAIRE FOR GUARANTORS |
|
none |
none |
None |
Questionnaire |
dataset_10 |
|
This document is a questionnaire for guarantors to determine their eligibility as Eligible... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 25648 |
EFTA01368426.txt |
Guarantor Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a form requesting information about a guarantor, specifically their eligibility... |
|
— |
DB-SDNY-0060161, SDNY_GM_00206345, 6395998 |
gemini-2.0-flash-001 |
| 25649 |
EFTA01368427.txt |
End-User Exception Self-Certification |
|
none |
none |
None |
Self-Certification |
dataset_10 |
|
This document is a self-certification form for a client (SW3D Vehicle) to elect the End-User... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060162 |
gemini-2.0-flash-001 |
| 25650 |
EFTA01368428.txt |
Exemption from mandatory clearing and trading requirements of sections 2(h)(1) and 2(h)(8) of the CEA |
|
none |
none |
10 (at 13 |
legal filing |
dataset_10 |
|
This document is a legal filing related to an exemption from mandatory clearing and trading... |
Legal matters/litigationFinancial transactions/money flow |
— |
6395998 |
gemini-2.0-flash-001 |
| 25651 |
EFTA01368429.txt |
PORTFOLIO RECONCILIATION PROCEDURES |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the portfolio reconciliation procedures between DB and Client. It defines... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060164 |
gemini-2.0-flash-001 |
| 25652 |
EFTA01368430.txt |
REQUIRED RECONCILIATION DATES |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the data reconciliation process between DB and Client, including the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060165 |
gemini-2.0-flash-001 |
| 25653 |
EFTA01368431.txt |
Data Reconciliation |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the data reconciliation procedures between DB and Client, focusing on SDR... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060166 |
gemini-2.0-flash-001 |
| 25654 |
EFTA01368432.txt |
GLOSSARY |
|
none |
none |
2012-11-01 |
glossary |
dataset_10 |
|
This document is a glossary defining terms related to financial regulations, including 'Active... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060167 |
gemini-2.0-flash-001 |
| 25655 |
EFTA01368433.txt |
Definitions |
|
none |
none |
1974 |
other |
dataset_10 |
|
This document provides definitions for various terms related to financial regulations, including... |
Legal matters/litigationFinancial transactions/money flow |
— |
6395993 |
gemini-2.0-flash-001 |
| 25656 |
EFTA01368434.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines various financial terms and entities, referencing specific sections of... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060169 |
gemini-2.0-flash-001 |
| 25657 |
EFTA01368435.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides definitions for terms like 'Hedging Entity ECP,' 'Hedging Individual... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060170 |
gemini-2.0-flash-001 |
| 25658 |
EFTA01368436.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines various financial terms related to swaps, insurance companies, and... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060171, SDNY_GM_00206355 |
gemini-2.0-flash-001 |
| 25659 |
EFTA01368437.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document provides definitions for key terms related to swap transactions, including... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060172 |
gemini-2.0-flash-001 |
| 25660 |
EFTA01368438.txt |
Swap Communication Event Definition |
|
none |
none |
None |
other |
dataset_10 |
|
This document defines key terms related to swap agreements and transactions, including 'Swap... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060173, SDNY_GM_00206357 |
gemini-2.0-flash-001 |
| 25661 |
EFTA01368439.txt |
Entity Information |
|
none |
none |
2019-09-20 |
Entity Profile |
dataset_10 |
|
The document is an entity profile displaying address information for an entity in the Virgin... |
Real estate/properties |
— |
DB-SDNY-0060174 |
gemini-2.0-flash-001 |
| 25662 |
EFTA01368440.txt |
Re: wire additional information needed [C] |
Richard Kahn |
suspicious |
possible |
2013-12-23 |
email |
dataset_10 |
|
Richard Kahn is trying to resolve an issue with a wire transfer that Jeffrey Epstein is... |
Financial transactions/money flowCommunications/correspondence |
Paul Morris |
DB-SDNY-0060177 |
gemini-2.0-flash-001 |
| 25663 |
EFTA01368441.txt |
Re: vAre additional information needed |
Aracely Sanchez_ |
none |
none |
2013-12-20 |
email |
dataset_10 |
|
This is a brief email exchange between Aracely Sanchez and Richard Kahn. Sanchez indicates that... |
Business dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0060178 |
gemini-2.0-flash-001 |
| 25664 |
EFTA01368442.txt |
Re' tiare additional information needed any update |
Richard Kahn |
none |
none |
2013-12-20 |
email |
dataset_10 |
|
Richard Kahn is requesting an update from Aracely Sanchez at Deutsche Bank regarding a wire... |
Financial transactions/money flowCommunications/correspondence |
Aracely Sanchez |
DB-SDNY-0060179 |
gemini-2.0-flash-001 |
| 25665 |
EFTA01368443.txt |
Re: vivo additional information needed |
Richard Kahn |
none |
none |
2013-12-19 |
email |
dataset_10 |
|
Richard Kahn is following up with Aracely Sanchez at Deutsche Bank regarding 'vivo additional... |
Financial transactions/money flowCommunications/correspondence |
Aracely Santa, Dale |
DB-SDNY-0060180, SDNY GM_00206364 |
gemini-2.0-flash-001 |
| 25666 |
EFTA01368444.txt |
Re: wire additional information needed |
Aracely Sanchez |
none |
none |
2013-12-19 |
email |
dataset_10 |
|
Aracely Sanchez from Deutsche Bank is corresponding with Richard Kahn regarding a wire transfer... |
Financial transactions/money flowCommunications/correspondence |
Richard Kahn |
DB-SDNY-0060181 |
gemini-2.0-flash-001 |
| 25667 |
EFTA01368445.txt |
wire additional information needed |
Aracely Sanchez |
none |
none |
2013-12-17 |
email |
dataset_10 |
|
Aracely Sanchez from Deutsche Bank is following up with Rich regarding a wire transfer that... |
Financial transactions/money flowCommunications/correspondence |
Rich |
DB-SDNY-0060182 |
gemini-2.0-flash-001 |
| 25668 |
EFTA01368446.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality notice and disclaimer from Deutsche Bank, stating... |
Communications/correspondence |
— |
DB-SDNY-0060184, SDNY_GM_00206368 |
gemini-2.0-flash-001 |
| 25669 |
EFTA01368449.txt |
bullish expression of single stocks IC) |
Daniel Sabba |
none |
none |
2015-06-10 |
email |
dataset_10 |
|
Daniel Sabba is reaching out to Jeffrey to discuss investment opportunities using structured... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
ejeeyacation, mail.com' eeyacation@gmail.comt |
DB-SDNY-0060189 |
gemini-2.0-flash-001 |
| 25670 |
EFTA01368450.txt |
Re: send to rich please [C] |
Daniel Sabba |
none |
none |
2015-06-02 |
email |
dataset_10 |
|
Jeffrey E. requests stock prices and recommendations from Daniel Sabba to be sent to Richard... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
leevacation@gmail.corni |
|
gemini-2.0-flash-001 |
| 25671 |
EFTA01368451.txt |
RE: IC |
Daniel Sabba II |
none |
none |
2015-06-11 |
email |
dataset_10 |
|
Daniel Sabba II is following up with Jeffrey E. and Richard Kahn to schedule a chat to review... |
Business dealingsCommunications/correspondence |
jeffrey E. fjeeyacation@gmail.corn, Richard Kahn |
DB-SDNY-0060192 |
gemini-2.0-flash-001 |
| 25672 |
EFTA01368452.txt |
AAVL: (BN) Avalanche Drops as Gene Therapy Trial Miss High Expectation [CI |
Vahe Stepanian |
none |
none |
2015-06-16 |
email |
dataset_10 |
|
Vahe Stepanian from Deutsche Bank informs Jeffrey Epstein about a significant drop in the stock... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jeffrey Epstein Deevacation@gmailcom |
None |
gemini-2.0-flash-001 |
| 25673 |
EFTA01368453.txt |
Avalanche Drops as Gene Therapy Trial Miss High Expectations |
|
none |
none |
2015-06-15 |
news article |
dataset_10 |
|
Avalanche Biotechnologies Inc. shares dropped after a gene therapy trial for wet AMD missed... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060194 |
gemini-2.0-flash-001 |
| 25674 |
EFTA01368454.txt |
FW: Faria: Brazil Daily Update |
Daniel Sabba |
suspicious |
none |
2015-07-03 |
email |
dataset_10 |
|
The email forwards a Brazil Daily Update from Deutsche Bank, discussing increasing political... |
Political connections/influenceFinancial transactions/money flowBusiness dealings |
Jeffrey Epstein, eevacation mail.com, Stewart 0ldfiel,... |
DB-SDNY-0060196, SDNY GM_00206380 |
gemini-2.0-flash-001 |
| 25675 |
EFTA01368455.txt |
Bloomberg Mobile MSG Disclaimer |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a disclaimer from Bloomberg Mobile, stating that the information provided is... |
|
— |
DB-SDNY-0060197
SDNY GM_00206381 |
gemini-2.0-flash-001 |
| 25676 |
EFTA01368456.txt |
Trade Report 8/12/14 - USDCNH 1yr Put (C) |
Vahe Stepanian |
none |
none |
2014-08-12 |
email |
dataset_10 |
|
This email is a trade report sent by Vahe Stepanian to multiple recipients, including Jeffrey E.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia SmIi, Jeffrey E., Paul la, Richard Kahn, Gupta |
EFTA01368456 |
gemini-2.0-flash-001 |
| 25677 |
EFTA01368457.txt |
Currency Exchange Information |
Tazia Smith |
none |
none |
2015-08-12 |
other |
dataset_10 |
|
This document outlines the details of a currency exchange transaction involving CNH and USD,... |
Financial transactions/money flow |
— |
DB-SDNY-0060200, SDNY_GM_00206384 |
gemini-2.0-flash-001 |
| 25678 |
EFTA01368458.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality disclaimer. It states that the information is... |
|
— |
DB-SDNY-0060201, SDNY GM_00206385 |
gemini-2.0-flash-001 |
| 25679 |
EFTA01368459.txt |
Deutsche Bank AG - SOUTHERN FINANCIAL, LLC |
|
none |
none |
2015-08-06 |
report |
dataset_10 |
|
This document is a statement of valuation information from Deutsche Bank AG to Southern... |
Financial transactions/money flowBusiness dealings |
— |
182298_20150806_20150807_1 |
gemini-2.0-flash-001 |
| 25680 |
EFTA01368460.txt |
Re: IC) |
Tazia Smith |
none |
none |
2014-10-28 |
email |
dataset_10 |
|
Tazia Smith emails Jeffrey E. with an update on the purchase of Citi stock, mentioning the... |
Financial transactions/money flowBusiness dealings |
jeffrey E. [jeevacation, mail com |
DB-SDNY-0060205 |
gemini-2.0-flash-001 |
| 25681 |
EFTA01368461.txt |
Re: IC] |
Tazia Smithtdbidbcom |
none |
none |
2014-06-28 |
email |
dataset_10 |
|
The email exchange between Tazia Smith and Jeffrey discusses his purchase of Citi preferred... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
lettrey E.' sjeevacationagmailcom, Daniel... |
DB-SDNY-0060206 |
gemini-2.0-flash-001 |
| 25682 |
EFTA01368462.txt |
Re' pi Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92. buying S5mm worth. got it. |
Jeffrey E. leevacation@gmail com |
suspicious |
none |
10/28/2014 |
email |
dataset_10 |
|
Jeffrey Epstein confirms the purchase of $5 million worth of Citi 5.8% Perpetual Preferred stock... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smithala, Richard Kahn |
DB-SDNY-0060207 |
gemini-2.0-flash-001 |
| 25683 |
EFTA01368463.txt |
Citi 5.80% PFD |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a brief communication suggesting the purchase of a significant amount ($SMM) of... |
Financial transactions/money flow |
— |
DB-SDNY-0060208
SDNY GM_00206392 |
gemini-2.0-flash-001 |
| 25684 |
EFTA01368464.txt |
Re: Butterfly Trust DI |
Paul Morris |
suspicious |
possible |
2015-02-03 |
email |
dataset_10 |
|
The email chain discusses the change in trustees for the Butterfly Trust and the need for KYC... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Amanda Kirby |
None |
gemini-2.0-flash-001 |
| 25685 |
EFTA01368465.txt |
Thank you |
DARREN K. INDYKE |
none |
none |
2015 |
other |
dataset_10 |
|
This document is an email signature from Darren K. Indyke, PLLC, expressing gratitude and... |
|
— |
DB-SDNY-0060210, SDNY GM_00206394 |
gemini-2.0-flash-001 |
| 25686 |
EFTA01368466.txt |
FW: ••• PRICING DETAILS • • • JOINT BOOKRUN IPO •" FITBIT INC (NYSE: FIT) e• • APPROVED FOR EXTERNAL DISTRIBUTION "' |
Vahe Stepanian |
none |
none |
2015-06-18 |
email |
dataset_10 |
|
This email informs Jeffrey Epstein about his allocation of 800 Fitbit shares at $20.00 per share... |
Financial transactions/money flowBusiness dealings |
Jeffrey Epstein (jeevacation@gmail.corn) |
DB-SDNY-0060211 |
gemini-2.0-flash-001 |
| 25687 |
EFTA01368467.txt |
Re: Fw: JE WT to RB |
Jackson McCarthy |
suspicious |
possible |
2014-09-29 |
email |
dataset_10 |
|
This email chain involves Deutsche Bank employees discussing a transaction or request related to... |
Financial transactions/money flowCommunications/correspondence |
Paul Morris |
DB-SDNY-0060214 |
gemini-2.0-flash-001 |
| 25688 |
EFTA01368468.txt |
Message rom KMBT_C253 |
|
none |
none |
2014-09-29 |
email |
dataset_10 |
|
This is an email with the subject 'Message rom KMBT_C253' sent on September 29, 2014. The... |
Communications/correspondence |
— |
DB-SDNY-0060215, SDNY_GM_00206399 |
gemini-2.0-flash-001 |
| 25689 |
EFTA01368469.txt |
Re: Fw: JE WT to RB |
Aracely Sanchez |
suspicious |
none |
2014-09-29 |
email |
dataset_10 |
|
Aracely Sanchez from Deutsche Bank is requesting wire transfer instructions for a transaction... |
Financial transactions/money flowCommunications/correspondence |
Bella- |
DB-SDNY-0060216 |
gemini-2.0-flash-001 |
| 25690 |
EFTA01368470.txt |
Message from KMBT C253 |
scanner@hbrkassociates.com |
none |
none |
2014-09-29 |
email |
dataset_10 |
|
This is a forwarded email from scanner@hbrkassociates.com to Bella, containing a scanned... |
Communications/correspondence |
Bella |
DB-SDNY-0060217
SDNY GM_00208401 |
gemini-2.0-flash-001 |
| 25691 |
EFTA01368471.txt |
Re: meet [CI |
Paul Morris |
none |
none |
2014-10-21 |
email |
dataset_10 |
|
Paul Morris from Deutsche Bank Private Bank is attempting to schedule a meeting with Richard... |
Business dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0060218 |
gemini-2.0-flash-001 |
| 25692 |
EFTA01368472.txt |
Re: meet (Cl |
Richard Kahn |
none |
none |
10/20/2014 |
email |
dataset_10 |
|
Richard Kahn is rescheduling a meeting with Paul Morris due to a conflict. Paul Morris wants to... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Paul MorfitedbldbcomitIDBAMERICAS. |
DB-SDNY-0060219 |
gemini-2.0-flash-001 |
| 25693 |
EFTA01368473.txt |
Trade Report 10/29/14 ICI |
Tazia Smith |
none |
none |
2014-10-29 |
email |
dataset_10 |
|
Tazia Smith from DB Securities Inc. informs Jeffrey E. about a recent trade execution that... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jeffrey E. (jeevacation@gmail.com) |
DB-SDNY-0060221 |
gemini-2.0-flash-001 |
| 25694 |
EFTA01368474.txt |
Re: [CI |
Tata SreitAlb/dbcom |
none |
none |
2014-10-29 |
email |
dataset_10 |
|
This email informs Jeffrey Epstein about his purchase of Citi 5.8% pfd shares and asks if he... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Why E. leevecationogymail.com |
DB-SDNY-0060222
SDNY_GM_00206406 |
gemini-2.0-flash-001 |
| 25695 |
EFTA01368475.txt |
Re: [C] |
Jeffrey E |
suspicious |
none |
2014-10-29 |
email |
dataset_10 |
|
This email exchange discusses a VWAP order and trading strategy, with Jeffrey Epstein responding... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith, Daniel Sab, Paul Morris, Richard Kahn,... |
DB-SDNY-0060223 |
gemini-2.0-flash-001 |
| 25696 |
EFTA01368476.txt |
Re: IC) |
Tazia SmithMbidbcom |
none |
none |
2014-10-28 |
email |
dataset_10 |
|
Tazia Smith informs Jeffrey about the execution of Citi stock purchases and the remaining shares... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Whey E. sjeevacationgbgmail.com |
DB-SDNY-0060224 |
gemini-2.0-flash-001 |
| 25697 |
EFTA01368478.txt |
Re: [CI |
Tate Smith/dbeibcom |
suspicious |
none |
2014-10-28 |
email |
dataset_10 |
|
Tazia Smith updates Jeffrey E. on the purchase of Citi preferred stock, noting the progress and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
leftey E. eetevecationtessmall.corn, Daranira, Paul... |
DB-SDNY-0060226 |
gemini-2.0-flash-001 |
| 25698 |
EFTA01368479.txt |
Re: ICI |
Tazia Smith/db/dbcom |
none |
none |
10/02/2014 |
email |
dataset_10 |
|
Tazia Smith informs Jeffrey about his purchase of Citi shares and offers to bid higher. The... |
Financial transactions/money flowBusiness dealings |
jenny E' <jeevacationgharnsil.com>, Daniel... |
DB-SDNY-0060227 |
gemini-2.0-flash-001 |
| 25699 |
EFTA01368480.txt |
Re: (C] |
Tazia Sm4hAtirdbcom |
suspicious |
none |
2014-10-28 |
email |
dataset_10 |
|
Tazia Smith from DB Securities Inc. is seeking instructions from Jeffrey regarding a potential... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
E.**<jeevacationgbomail com> |
DB-SDNY-0060228
SDNY_GM_00206412
EFTA01368480 |
gemini-2.0-flash-001 |
| 25700 |
EFTA01368481.txt |
Re: ICI |
Jeffrey E |
none |
none |
2014-10-28 |
email |
dataset_10 |
|
This email shows Jeffrey E instructing Tazia Smith to purchase $5mm worth of Citi 5.8% Perpetual... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0060229 |
gemini-2.0-flash-001 |