| 29801 |
EFTA01373581.txt |
Southern Financial [I] |
Vahe Stepanian |
suspicious |
none |
2017-02-01 |
email |
dataset_10 |
|
Vahe Stepanian emailed Stewart Oldfield to confirm they are aligned on Rich's request to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0067842 |
gemini-2.0-flash-001 |
| 29802 |
EFTA01373582.txt |
RE: Fabrizio/Jan KYC update Monday ICJ |
Emily Crai |
none |
none |
2018-06-09 |
email |
dataset_10 |
|
Emily Craig sends an email updating the KYC presentation for Fabrizio/Jan, highlighting changes... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Adrienne Bull, Sheffali Welch, Oliver Esslinger, Melisa... |
DB-SDNY-0067844
SDNY_GM_00214028 |
gemini-2.0-flash-001 |
| 29803 |
EFTA01373583.txt |
Quick comments and questions |
|
none |
none |
2018-06-04 |
other |
dataset_10 |
|
This document contains comments and questions regarding a presentation or report on KYC cases.... |
Financial transactions/money flowEmployment/staffingBusiness dealings |
— |
1904641 |
gemini-2.0-flash-001 |
| 29804 |
EFTA01373584.txt |
RE: Fabrizio/Jan KYC update Monday ICI |
Adrienne Bull |
none |
none |
2018-06-08 |
email |
dataset_10 |
|
This email exchange discusses an upcoming KYC update for Fabrizio/Jan, a smooth out schedule,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sheffali Welch <sheffaliwelch@db.com>, Oliver Esslin er,... |
DB-SDNY-0067846 |
gemini-2.0-flash-001 |
| 29805 |
EFTA01373585.txt |
Updated Stats and Smooth Out |
Sheilah |
none |
none |
None |
email |
dataset_10 |
|
Sheilah is requesting updated stats on overdue high-risk items and the progress of the 'smooth... |
Business dealingsEmployment/staffingCommunications/correspondence |
— |
DB-SDNY-0067847 |
gemini-2.0-flash-001 |
| 29806 |
EFTA01373586.txt |
RM0082289 Daily Deposit Report 20170303 |
|
suspicious |
none |
2017-03-03 |
report |
dataset_10 |
|
This document is a daily deposit report from March 3, 2017, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 29807 |
EFTA01373587.txt |
Client Inflow II) |
Brendan Heinz |
suspicious |
none |
2017-04-03 |
email |
dataset_10 |
|
Brendan Heinz from Deutsche Bank is requesting information from Stewart Oldfield regarding a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0067852 |
gemini-2.0-flash-001 |
| 29808 |
EFTA01373588.txt |
RE: trading capabilities |
Stewart Oldfield |
none |
none |
2017-05-03 |
email |
dataset_10 |
|
This email exchange discusses trading capabilities and scheduling a meeting to discuss the... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Richard Kahn |
DB-SDNY-0067854 |
gemini-2.0-flash-001 |
| 29809 |
EFTA01373589.txt |
Re: trading capabilities |
Stewart Oldfield |
none |
none |
2017-04-26 |
email |
dataset_10 |
|
Richard Kahn is inquiring about increasing derivatives trading capabilities. Stewart Oldfield... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Vahe Stepanian |
DB-SDNY-0067855 |
gemini-2.0-flash-001 |
| 29810 |
EFTA01373590.txt |
trading capabilities |
Richard Kahn [rn_aillQ; |
none |
none |
201 (April 25,) |
email |
dataset_10 |
|
Richard Kahn from HBRK Associates Inc. is inquiring with Stewart Oldfield about Deutsche Bank's... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0067856 |
gemini-2.0-flash-001 |
| 29811 |
EFTA01373591.txt |
None |
Cynthia Rodriguez |
none |
none |
None |
email |
dataset_10 |
|
This document is an email signature block from Cynthia Rodriguez, an Assistant Vice President at... |
Communications/correspondence |
— |
DB-SDNY-0067859, SDNY_GM_00214043 |
gemini-2.0-flash-001 |
| 29812 |
EFTA01373592.txt |
Re: are you running the Brooklyn half? [CI |
Stewart Oldfield |
none |
none |
2017-05-16 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Richard Kahn discusses scheduling a run... |
Communications/correspondencePersonal relationships |
Richard Kahn |
DB-SDNY-0067860 |
gemini-2.0-flash-001 |
| 29813 |
EFTA01373593.txt |
None |
Stewart Oldfield |
none |
none |
2017-05-16 |
email |
dataset_10 |
|
This is an email exchange between Stewart Oldfield of Deutsche Bank and Richard Kahn. The... |
Communications/correspondenceEmployment/staffingBusiness dealings |
Richard Kahn |
DB-SDNY-0067862 |
gemini-2.0-flash-001 |
| 29814 |
EFTA01373594.txt |
RM0082289 Daily Deposit Report 20170518 |
dwhpbdw-batch@db.com |
suspicious |
none |
2017-05-18 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank for RM code 82289, listing account... |
Financial transactions/money flow |
RM0082289@list.db.com |
DB-SDNY-0067864 |
gemini-2.0-flash-001 |
| 29815 |
EFTA01373595.txt |
Your lead has been successfully converted into a Customer-Prospect |
Navin-Kumar Pankaj |
none |
none |
None |
email |
dataset_10 |
|
This email from Navin-Kumar Pankaj notifies the recipient that a lead has been successfully... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0067865 |
gemini-2.0-flash-001 |
| 29816 |
EFTA01373596.txt |
RM0082289 Daily Deposit Report 20170826 |
|
suspicious |
none |
2017-08-26 |
report |
dataset_10 |
|
This document is a daily deposit report from August 26, 2017, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 29817 |
EFTA01373597.txt |
FW: Epstein trading meeting |
Stewart Oldfield |
suspicious |
none |
2017-09-15 |
email |
dataset_10 |
|
Stewart Oldfield forwarded an email to Joshua Shoshan regarding an 'Epstein trading meeting'... |
Business dealingsCommunications/correspondence |
Joshua Shoshan |
DB-SDNY-0067868 |
gemini-2.0-flash-001 |
| 29818 |
EFTA01373598.txt |
RE: indication on WTI risk reversals [C] |
Stewart Oldfield |
none |
none |
2016-06-08 |
email |
dataset_10 |
|
Stewart Oldfield responds to Vahe Stepanian's inquiry about WTI risk reversals and preferred... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Richard Kahn |
DB-SDNY-0067870 |
gemini-2.0-flash-001 |
| 29819 |
EFTA01373599.txt |
RE: indication on WTI risk reversals [CI |
Richard Kahn |
suspicious |
none |
2016-06-06 |
email |
dataset_10 |
|
This email exchange discusses pricing for WTI risk reversals, specifically at the request of... |
Financial transactions/money flowBusiness dealings |
Vahe Stepanian |
None |
gemini-2.0-flash-001 |
| 29820 |
EFTA01373600.txt |
Premium neutral risk reversals on WTI - Indications |
Daniel Sabba |
none |
none |
16Nov16 |
other |
dataset_10 |
|
This document outlines premium neutral risk reversals on WTI, indicating financial transactions... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0067874 |
gemini-2.0-flash-001 |
| 29821 |
EFTA01373601.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains standard confidentiality notices and disclaimers from Deutsche Bank. It... |
|
— |
DB-SDNY-0067875, SDNY_GM_00214059 |
gemini-2.0-flash-001 |
| 29822 |
EFTA01373602.txt |
RE: Southern Financial - IA Request [I] |
Andrew Xu |
suspicious |
none |
2016-06-28 |
email |
dataset_10 |
|
This email exchange discusses an IA request for Southern Financial and confirms that the... |
Financial transactions/money flowBusiness dealings |
Vahe Stepanian, Roddy Moore |
DB-SDNY-0067877 |
gemini-2.0-flash-001 |
| 29823 |
EFTA01373603.txt |
RE: Southern Financial - IA Request [I] |
Vahe Stepanian |
none |
none |
2016-06-28 |
email |
dataset_10 |
|
This email exchange discusses the Initial Margin (IM) requirements for Southern Financial, with... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew Xu, Roddy Moore |
DB-SDNY-0067878 |
gemini-2.0-flash-001 |
| 29824 |
EFTA01373604.txt |
Southern Financial - IA Request [I] |
Vahe Stepanian |
none |
none |
None |
email |
dataset_10 |
|
Vahe Stepanian from Deutsche Bank is requesting information from Roddy Moore and Andrew Xu... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Roddy Moore, Andrew Xu |
DB-SDNY-0067879 |
gemini-2.0-flash-001 |
| 29825 |
EFTA01373605.txt |
RM0082289 Daily Deposit Report 20160701 |
PBW/WM/MIS ETL/PBW 15116 [mised.appwmpl.us.db.com@discard.mail.db.comi |
suspicious |
none |
2016-07-01 |
report |
dataset_10 |
|
This document is a daily deposit report from 2016 listing accounts with large, zero, and... |
Financial transactions/money flow |
RM0082289@list.db.com |
DB-SDNY-0067880 |
gemini-2.0-flash-001 |
| 29826 |
EFTA01373606.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document contains contact information for Stewart Oldfield, a Director at Deutsche Bark... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0067883 |
gemini-2.0-flash-001 |
| 29827 |
EFTA01373607.txt |
RM0082289 Daily Deposit Report 20160803 |
|
suspicious |
none |
2016-08-03 |
report |
dataset_10 |
|
This document is a daily deposit report from August 3, 2016, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 29828 |
EFTA01373608.txt |
RM0082289 Daily Deposit Report 20161008 |
|
suspicious |
none |
2016-10-08 |
report |
dataset_10 |
|
This document is a daily deposit report from October 7, 2016, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 29829 |
EFTA01373609.txt |
Haze |
Richard Kahn |
suspicious |
none |
2016-10-24 |
email |
dataset_10 |
|
Richard Kahn emailed Darlene Zong to confirm receipt of a $6,000,000 wire transfer. The email... |
Financial transactions/money flowCommunications/correspondence |
Darlene Zong |
DB-SDNY-0067886 |
gemini-2.0-flash-001 |
| 29830 |
EFTA01373610.txt |
RM0082289 Daily Deposit Report 20161119 |
pbrd_admin@list.db.com |
suspicious |
none |
2016-11-19 |
report |
dataset_10 |
|
This document is a daily deposit report from November 19, 2016, listing large, zero, and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 29831 |
EFTA01373611.txt |
RE: Fabrizio/Jan KYC update Monday (C) |
Adrienne Bull |
none |
none |
2018-06-08 |
email |
dataset_10 |
|
This email exchange discusses the progress of KYC (Know Your Customer) cases, specifically... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sheffali Welch, Oliver Esslinger, Emily Craig, Melisa... |
1904641 |
gemini-2.0-flash-001 |
| 29832 |
EFTA01373612.txt |
PRINCIPALS OF AQUILINE RELATIONSHIP |
Adrienne Bull |
none |
none |
2018-06-08 |
email |
dataset_10 |
|
Adrienne Bull sent an email to Sheffali Welch with updates to a presentation regarding Aquiline... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Sheffali Welch, Oliver Esslinger, Emily Craig |
DB-SDNY-0067889 |
gemini-2.0-flash-001 |
| 29833 |
EFTA01373613.txt |
None |
Sheffali Welch, Managing Director I COO, Wealth Management Americas, Deutsche Bank Wealth Management |
none |
none |
None |
other |
dataset_10 |
|
This document is a contact information page for Sheffali Welch, a Managing Director at Deutsche... |
|
— |
DB-SDNY-0067891, SDNY_GM_00214075 |
gemini-2.0-flash-001 |
| 29834 |
EFTA01373614.txt |
ISDA paper |
Richard Kahn |
none |
none |
2016-12-06 |
email |
dataset_10 |
|
Richard Kahn forwards legal comments from Darren regarding the 'Effect of Termination' clause in... |
Legal matters/litigationBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0067892 |
gemini-2.0-flash-001 |
| 29835 |
EFTA01373615.txt |
RE: Butterfly Trust |
Cynthia Rodriguez |
none |
none |
2017-01-13 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank requests documentation from Richard Kahn regarding the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0067893 |
gemini-2.0-flash-001 |
| 29836 |
EFTA01373616.txt |
Re: Buttery rus |
Bebe Ay& |
none |
none |
2017-01-09 |
email |
dataset_10 |
|
This email thread confirms the beneficiaries of the Butterfly Trust, including Darren Indyke,... |
Financial transactions/money flowCommunications/correspondence |
Richard Kahn |
DB-SDNY-0067894 |
gemini-2.0-flash-001 |
| 29837 |
EFTA01373617.txt |
Re: Butterfly Trust |
Richard Kahn [(Nag |
none |
none |
2016-10-05 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is requesting missing documentation, specifically a... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0067895 |
gemini-2.0-flash-001 |
| 29838 |
EFTA01373618.txt |
Butterfly Trust |
Cynthia Rodriguez |
none |
none |
2016-09-30 |
email |
dataset_10 |
|
This email exchange between Cynthia Rodriguez, Stewart Oldfield, and Richard Kahn concerns the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Stewart Oldfield |
DB-SDNY-0067896, SDNY_GM_00214080 |
gemini-2.0-flash-001 |
| 29839 |
EFTA01373619.txt |
RE: Remediation 2015-2016_ ACO queries.xlsx |
Christopher Whyton |
none |
none |
2017-02-01 |
email |
dataset_10 |
|
Christopher Whyton emailed Isabel Gonzalez regarding queries about a remediation process from... |
Business dealingsCommunications/correspondence |
Isabel-A Gonzalez |
DB-SDNY-0067901
SDNY_GM_00214085 |
gemini-2.0-flash-001 |
| 29840 |
EFTA01373620.txt |
RM0082289 Daily Deposit Report 20170207 |
|
suspicious |
none |
2017-02-07 |
report |
dataset_10 |
|
This document is a daily deposit report from February 7, 2017, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 29841 |
EFTA01373621.txt |
None |
Audie Apple |
none |
none |
None |
email |
dataset_10 |
|
Audie Apple updates Stew on the progress of arranging meetings with targeted clients, mentioning... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Stew |
None |
gemini-2.0-flash-001 |
| 29842 |
EFTA01373622.txt |
Goldman BDC List II) |
Andrew King |
none |
none |
2017-03-02 |
email |
dataset_10 |
|
Andrew King sends Stewart Oldfield a list of clients for Goldman BDC, indicating the status of... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart 0ldfield |
DB-SDNY-0067906 |
gemini-2.0-flash-001 |
| 29843 |
EFTA01373623.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a header page containing an address, contact information, and confidentiality... |
|
— |
DB-SDNY-0067907, SDNY_GM_00214091 |
gemini-2.0-flash-001 |
| 29844 |
EFTA01373624.txt |
FW: STC wire 2 [I |
Vahe Stepanian |
suspicious |
none |
2017-04-04 |
email |
dataset_10 |
|
Vahe Stepanian requests information from Cynthia Rodriguez to process a wire transfer. Bella... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0067909 |
gemini-2.0-flash-001 |
| 29845 |
EFTA01373625.txt |
Authorization for Asset Movement |
|
none |
none |
04-17 |
Authorization Form |
dataset_10 |
|
This document is an authorization form for Deutsche Bank Alex. Brown to move assets,... |
Financial transactions/money flow |
— |
LOA 10.PMA-0177(12/10) |
gemini-2.0-flash-001 |
| 29846 |
EFTA01373626.txt |
Re: Trade Report 4/13/2017 IC] |
Richard Kahn |
suspicious |
none |
2017-04-13 |
email |
dataset_10 |
|
Richard Kahn receives a trade report from Vahe Stepanian regarding stock executions, including... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0067912 |
gemini-2.0-flash-001 |
| 29847 |
EFTA01373627.txt |
J Epstein Foundation |
Richard Kahn [math° |
suspicious |
none |
2017-04-05 |
email |
dataset_10 |
|
Richard Kahn emails Vahe Stepanian instructing him to place stock sell orders for Disney and... |
Financial transactions/money flowBusiness dealings |
Vahe Stepanian |
DB-SDNY-0067913, SDNY_GM_00214097 |
gemini-2.0-flash-001 |
| 29848 |
EFTA01373628.txt |
RE: Individual Self-Certification Form Ill |
Stewart Oldfield |
suspicious |
none |
2016-05-24 |
email |
dataset_10 |
|
Stewart Oldfield and Armen Brash are corresponding about completing and verifying individual... |
Financial transactions/money flowCommunications/correspondence |
Armen Brash, Brianna Fowler |
None |
gemini-2.0-flash-001 |
| 29849 |
EFTA01373629.txt |
FW: Individual Self-Certification Form [I] |
Armen Brash |
none |
none |
2016-05-24 |
email |
dataset_10 |
|
This email chain discusses the submission and processing of an Individual Self-Certification... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0067915 |
gemini-2.0-flash-001 |
| 29850 |
EFTA01373630.txt |
Butterfly Tust Docs - Executed by EAK.pdf |
Richard Kahn |
none |
none |
2016-09-28 |
email |
dataset_10 |
|
Richard Kahn sent an email to Stewart 0ldfield with an attached PDF document titled 'Butterfly... |
Business dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0067917 |
gemini-2.0-flash-001 |
| 29851 |
EFTA01373631.txt |
SELECTION OF LOCATION OF TRUST ADMINSTRATION |
|
none |
none |
2006-12-27 |
legal filing |
dataset_10 |
|
This legal document declares that the assets of the Butterfly Trust will be administered in... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0067918 |
gemini-2.0-flash-001 |
| 29852 |
EFTA01373632.txt |
BUTTERFLY TRUST DELETION AND ADDITION OF BENEFICIARIES |
|
suspicious |
none |
2014-11 |
legal filing |
dataset_10 |
|
This legal document details the deletion of Ghislaine Maxwell and the addition of Karyna... |
Financial transactions/money flowLegal matters/litigationPersonal relationships |
— |
DB-SDNY-0067920 |
gemini-2.0-flash-001 |
| 29853 |
EFTA01373633.txt |
Acknowledgement of instrument execution |
|
none |
none |
2014-11-05 |
legal filing |
dataset_10 |
|
This document is a notarized acknowledgement of a legal instrument executed by Erika A.... |
Legal matters/litigationReal estate/properties |
— |
DB-SDNY-0067921, SDNY_GM_00214105 |
gemini-2.0-flash-001 |
| 29854 |
EFTA01373634.txt |
DESIGNATION AND ACCEPTANCE OF SUCCESSOR TRUSTEE |
|
none |
none |
2014-10-31 |
legal filing |
dataset_10 |
|
This document is a legal filing designating Erika A. Kellerhals as the successor trustee for the... |
Legal matters/litigation |
— |
DB-SDNY-0067922
SDNY_GM_00214106 |
gemini-2.0-flash-001 |
| 29855 |
EFTA01373635.txt |
RESIGNATION OF TRUSTEE |
DARREN K. INDYKE |
none |
none |
2014-10-31 |
legal filing |
dataset_10 |
|
This document is a formal resignation letter from Darren K. Indyke as Trustee of the Butterfly... |
Legal matters/litigation |
— |
DB-SDNY-0067923 |
gemini-2.0-flash-001 |
| 29856 |
EFTA01373636.txt |
RESIGNATION OF TRUSTEE |
|
none |
none |
2014-10-31 |
legal filing |
dataset_10 |
|
This document is a formal resignation letter from Richard Kahn as Trustee of the Butterfly... |
Legal matters/litigation |
— |
DB-SDNY-0067924
SDNY_GM_00214108 |
gemini-2.0-flash-001 |
| 29857 |
EFTA01373637.txt |
RE: Approval Needed - List of Preferreds |
Stewart Oldfield |
none |
none |
2016-06-14 |
email |
dataset_10 |
|
This email chain discusses the creation and approval process for a list of preferred equities... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew King, Zbynek Kozelsky |
DB-SDNY-0067925 |
gemini-2.0-flash-001 |
| 29858 |
EFTA01373638.txt |
None |
Andrew King |
none |
none |
None |
other |
dataset_10 |
|
The document contains the contact information for Andrew King, a Vice President at Deutsche Bank... |
|
— |
DB-SDNY-0067926, SDNY_GM_00214110 |
gemini-2.0-flash-001 |
| 29859 |
EFTA01373639.txt |
RA40082289 Daily Deposit Report 20160623 |
PBW/WM/MIS ETL/PBW 15116 [misetl.appwmpl.us.db.com@discard.mail.db.com) |
suspicious |
none |
2016-06-23 |
report |
dataset_10 |
|
This document is a daily deposit report from 2016 listing accounts with large, zero, and... |
Financial transactions/money flow |
RM0082289@list.db.com |
RA40082289 |
gemini-2.0-flash-001 |
| 29860 |
EFTA01373640.txt |
RE: Southern Financial revs |
Vahe Stepanian |
none |
none |
2016-07-06 |
email |
dataset_10 |
|
This email exchange discusses the reconciliation of Southern Financial revenues following a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0067928 |
gemini-2.0-flash-001 |
| 29861 |
EFTA01373641.txt |
RM0082289 Daily Deposit Report 20160723 |
PBW/WM/MIS ETL/PBW 15116 Imisethappwmpl.us.db.com @discard. mail.db.comj |
suspicious |
none |
2016-07-23 |
email |
dataset_10 |
|
This email contains a daily deposit report listing accounts with large, zero, and negative... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 29862 |
EFTA01373642.txt |
RE: client events [I) |
Brianna Fowler |
none |
none |
2016-07-28 |
email |
dataset_10 |
|
Brianna Fowler responds to Stewart Oldfield's request to create a spreadsheet of potential... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0067930 |
gemini-2.0-flash-001 |
| 29863 |
EFTA01373643.txt |
None |
Stewart Oldfield |
none |
none |
None |
other |
dataset_10 |
|
This document is a contact information sheet for Stewart Oldfield, a Director at Deutsche Bank... |
Business dealingsEmployment/staffing |
— |
DB-SDNY-0067931, SDNY_GM_00214115 |
gemini-2.0-flash-001 |
| 29864 |
EFTA01373644.txt |
KYC for Berta Ruth Bronstein de Lapidus, Analia Lapidus, and Lilia Judith Lapidus |
|
none |
none |
4/10/2018 |
other |
dataset_10 |
|
This document is a KYC (Know Your Customer) record for the Lapidus family's brokerage account at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
01909661, 1190044 |
gemini-2.0-flash-001 |
| 29865 |
EFTA01373645.txt |
Phone and Email, Address Information |
|
none |
none |
4/10/2018 |
Salesforce Record |
dataset_10 |
|
This document is a Salesforce record displaying contact and address information for Cardozo &... |
|
— |
01909661 |
gemini-2.0-flash-001 |
| 29866 |
EFTA01373646.txt |
KYC Related Parties |
|
none |
none |
2018-04-10 |
other |
dataset_10 |
|
This document is a KYC form detailing information about related parties, including their... |
Financial transactions/money flowLegal matters/litigation |
— |
01909661 |
gemini-2.0-flash-001 |
| 29867 |
EFTA01373647.txt |
KYC DB Accounts |
|
none |
none |
2018-03-01 |
report |
dataset_10 |
|
This document is a KYC report for Lilia Judith Lapidus, Analia Lapidus, and Berta Ruth Bronstein... |
Financial transactions/money flowLegal matters/litigation |
— |
01909661 |
gemini-2.0-flash-001 |
| 29868 |
EFTA01373648.txt |
Salesforce Case: 01909661 |
|
suspicious |
none |
2018-03-20 |
other |
dataset_10 |
|
This document is a Salesforce case history, detailing file views, ownership, and user actions... |
Business dealingsLegal matters/litigation |
— |
01909661 |
gemini-2.0-flash-001 |
| 29869 |
EFTA01373649.txt |
Case Owner and Status Changes |
|
none |
none |
2018-03-09 |
Salesforce Case Log |
dataset_10 |
|
This document is a Salesforce case log showing changes in case ownership and status. Mauricio... |
Employment/staffing |
— |
01909661 |
gemini-2.0-flash-001 |
| 29870 |
EFTA01373650.txt |
FW: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC Ilj |
Wayne |
suspicious |
none |
2015-01-06 |
email |
dataset_10 |
|
Wayne Salit forwards an email regarding an EDD package for Southern Financial LLC and expresses... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Michael Koplowitz |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 29871 |
EFTA01373651.txt |
RE: EDD package for the RID : |
Dmitri Saks |
suspicious |
none |
2014-12-22 |
email |
dataset_10 |
|
Dmitri Saks from Deutsche Bank's AML Compliance team requests Anastasia Pringle to identify the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Anastasia Pringle |
DB-SDNY-0067946 |
gemini-2.0-flash-001 |
| 29872 |
EFTA01373652.txt |
RE: EDD package for the RID : ONB-120902 LICYCUS-3443 Party name : Southern Financial LLC [I] |
Dmitri Saks |
suspicious |
none |
2014-12-19 |
email |
dataset_10 |
|
This email is an update regarding the EDD package for Southern Financial LLC, indicating that... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Anastasia Pringle, Ged Account-Opening, Manikandan... |
ONB-120902 LICYCUS-3443 |
gemini-2.0-flash-001 |
| 29873 |
EFTA01373653.txt |
Re: Fvt. EDD package kir the RID: Party name : Southern Financial LLC - ROC alert Review -Very Urgent DJ |
Syed-Anzar Ahmed/dbrdbcom |
none |
none |
2014-12-19 |
email |
dataset_10 |
|
The email addresses alerts related to Richard Kahn and Southern Financial LLC, clarifying that... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Manikandan |
DB-SDNY-0067949 |
gemini-2.0-flash-001 |
| 29874 |
EFTA01373654.txt |
RE: EDO package for the RID: ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC Ill |
Anastasia Pringlefdbidbcom@DBCOEX |
none |
none |
2014-12-19 |
email |
dataset_10 |
|
Anastasia Pringle from Deutsche Bank sends background checks for CPIs related to Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Dmiln Saksidbldbcom, Ged... |
DB-SDNY-0067951 |
gemini-2.0-flash-001 |
| 29875 |
EFTA01373655.txt |
RE: EDD package for the RID : 0NB-120902 LKYCUS-3443 Party name SotAhem Financial LW Ill |
Delhi Salcafirlb/dbcomeDBCOEX |
suspicious |
none |
2014-12-17 |
email |
dataset_10 |
|
This email requests additional documentation to verify the ownership structure of Southern... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Jofin Vargheseidb/dbcom@DBAMERICAS, CAGNY... |
0NB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 29876 |
EFTA01373656.txt |
FW: Monthly Annual Client Update Reports [I) |
Stewart Oldfield I |
none |
none |
2016-10-04 |
email |
dataset_10 |
|
This email from Rich Iarossi to Stewart Oldfield, forwarded to Cynthia Rodriguez, concerns... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0067962 |
gemini-2.0-flash-001 |
| 29877 |
EFTA01373657.txt |
Re: (C) can you please refresh quote |
Richard Kahn |
none |
none |
2016-10-14 |
email |
dataset_10 |
|
Richard Kahn requests Vahe Stepanian to refresh a quote for Bank of America and Frontier... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0067963 |
gemini-2.0-flash-001 |
| 29878 |
EFTA01373658.txt |
Frontier Communications 8.5% 4/15/2020 |
|
none |
none |
7/6/15 |
other |
dataset_10 |
|
The document provides information about Frontier Communications 8.5% bond due on 4/15/2020. It... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0067964, SDNY_GM_00214148 |
gemini-2.0-flash-001 |
| 29879 |
EFTA01373659.txt |
Check Referral - Acct |
Uplabdhi Singh |
suspicious |
none |
2016-11-10 |
email |
dataset_10 |
|
Uplabdhi Singh from Deutsche Bank sent an email requesting a pay/no pay decision on checks... |
Financial transactions/money flowCommunications/correspondence |
Stewart 0ldfield, Muhammod J Uddin, Teresa Metallo,... |
DB-SDNY-0067965 |
gemini-2.0-flash-001 |
| 29880 |
EFTA01373660.txt |
Check Information |
|
suspicious |
none |
None |
other |
dataset_10 |
|
This document is a check information record associated with Jeffrey Epstein's account, showing... |
Financial transactions/money flow |
— |
1085 |
gemini-2.0-flash-001 |
| 29881 |
EFTA01373661.txt |
None |
JEGE, LLC |
none |
none |
10/1W2015 |
check |
dataset_10 |
|
This document is a scanned image of a check from JEGE, LLC to William Hammond for $16,077.84.... |
Financial transactions/money flow |
William Hammond |
1386 |
gemini-2.0-flash-001 |
| 29882 |
EFTA01373662.txt |
None |
JEGE, LLC |
suspicious |
none |
10/19/2016 |
check |
dataset_10 |
|
This document is a check from JEGE, LLC to William Hammond for $19,799.37. The check was flagged... |
Financial transactions/money flow |
William Hammond |
None |
gemini-2.0-flash-001 |
| 29883 |
EFTA01373663.txt |
Payment to A.D.Winston Service, Inc. |
NES, LLC |
none |
none |
11/11/2016 |
check |
dataset_10 |
|
This document is a check from NES, LLC to A.D.Winston Service, Inc. for $15,264.28, dated... |
Financial transactions/money flow |
— |
1257 |
gemini-2.0-flash-001 |
| 29884 |
EFTA01373664.txt |
large Deposit outflow II) |
Brendan Heinz |
none |
none |
2016-11-23 |
email |
dataset_10 |
|
Brendan Heinz from Deutsche Bank is requesting information from Stewart Oldfield regarding a $23... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0067970 |
gemini-2.0-flash-001 |
| 29885 |
EFTA01373665.txt |
Re: ISDA paper |
Richard Kahn |
none |
none |
2016-12-06 |
email |
dataset_10 |
|
Richard Kahn sent an email to Stewart Oldfield regarding an ISDA paper, specifically seeking... |
Legal matters/litigationBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0067971 |
gemini-2.0-flash-001 |
| 29886 |
EFTA01373666.txt |
Re: Butterfly trust |
Richard Kahn |
none |
none |
2016-12-30 |
email |
dataset_10 |
|
Richard Kahn responds to Cynthia Rodriguez's follow-up email regarding the 'Butterfly trust',... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0067972 |
gemini-2.0-flash-001 |
| 29887 |
EFTA01373667.txt |
Butterfly Trust Beneficiary Review |
Cynthia Rodriguez |
suspicious |
none |
None |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is requesting information regarding the purpose and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0067973 |
gemini-2.0-flash-001 |
| 29888 |
EFTA01373668.txt |
FW: SouthernFinancial tIC - ) |
Kerrian Gordo |
suspicious |
none |
2015-01-16 |
email |
dataset_10 |
|
Kerrian Gordon forwards an email from Dmitri Saks to Wayne Sall regarding Enhanced Due Diligence... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Wayne Sall |
DB-SDNY-0067974 |
gemini-2.0-flash-001 |
| 29889 |
EFTA01373669.txt |
Southern Financial LLC - AML and Reputational Risk Assessment |
|
suspicious |
none |
2008 |
report |
dataset_10 |
|
This document is an AML and reputational risk assessment for Southern Financial LLC,... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
DB-SDNY-0067975, SDNY_GM_00214159 |
gemini-2.0-flash-001 |
| 29890 |
EFTA01373670.txt |
None |
Dmitri Saks |
none |
none |
None |
email |
dataset_10 |
|
This document is an email signature from Dmitri Saks, an AML Compliance Officer at Deutsche Bank... |
Employment/staffingCommunications/correspondenceLegal matters/litigation |
— |
DB-SDNY-0067976, SDNY_GM_00214160 |
gemini-2.0-flash-001 |
| 29891 |
EFTA01373671.txt |
Re: quote please [C] |
Richard Kahn |
none |
none |
2017-01-04 |
email |
dataset_10 |
|
This email exchange discusses a potential bid and order for LSC. Richard Kahn requests a bid/ask... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0067978 |
gemini-2.0-flash-001 |
| 29892 |
EFTA01373672.txt |
quote please |
Richard Kahn |
none |
none |
2017-01-04 |
email |
dataset_10 |
|
Richard Kahn of HBRK Associates Inc. requests a bid/ask quote from Vahe Stepanian for 2,000,000... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0067980 |
gemini-2.0-flash-001 |
| 29893 |
EFTA01373673.txt |
account planning ICI |
Stewart Oldfield |
suspicious |
none |
2017-01-19 |
email |
dataset_10 |
|
The document consists of two emails. The first email from Stewart Oldfield lists accounts for... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Andrew Gallivan |
DB-SDNY-0067983 |
gemini-2.0-flash-001 |
| 29894 |
EFTA01373674.txt |
Planning Sessions |
Andrew Gallivan |
none |
none |
January 2t |
other |
dataset_10 |
|
Andrew Gallivan is coordinating planning sessions for clients and prospects, outlining the roles... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
— |
DB-SDNY-0067984, SDNY_GM_00214168 |
gemini-2.0-flash-001 |
| 29895 |
EFTA01373675.txt |
FW: Notification: Catch-up about DS Deposits [CI @ Wed Feb 1, 2017 2:30pm - 3pm |
Vahe Stepanian |
none |
none |
2017-02-01 |
email |
dataset_10 |
|
This email chain involves Vahe Stepanian forwarding an email from Richard Kahn to Stewart... |
Communications/correspondenceBusiness dealings |
Stewart 0ldfield |
DB-SDNY-0067986 |
gemini-2.0-flash-001 |
| 29896 |
EFTA01373676.txt |
When |
Vahe Stepanian |
none |
none |
2017-02-01 |
email |
dataset_10 |
|
This email is a meeting invitation sent by Vahe Stepanian to Stewart Oldfield for a meeting on... |
Communications/correspondence |
Stewart Oldfield |
DB-SDNY-0067987
SDNY_GM_00214171 |
gemini-2.0-flash-001 |
| 29897 |
EFTA01373677.txt |
RM0082289 Daily Deposit Report 20170211 |
dwhpbdw-batch@db.com |
suspicious |
none |
2017-02-11 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank listing large, zero, and negative... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 29898 |
EFTA01373678.txt |
Update Request |
Audie Apple |
none |
none |
None |
email |
dataset_10 |
|
Audie Apple from Deutsche Bank Wealth Management is requesting an update on Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0067990 |
gemini-2.0-flash-001 |
| 29899 |
EFTA01373679.txt |
cash accounts 1 of 2 |
Richard Kahn |
none |
none |
2017-02-17 |
email |
dataset_10 |
|
Richard Kahn sent an email to Cynthia Rodriguez and Stewart Oldfield regarding cash accounts.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez, Stewart Oldfield |
DB-SDNY-0067991 |
gemini-2.0-flash-001 |
| 29900 |
EFTA01373680.txt |
RE AG Preferred Deposit Accounts |
Cynthia Rodriguez |
none |
none |
2017-02-02 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is providing Richard Kahn with information about setting up... |
Financial transactions/money flowCommunications/correspondence |
Richard Kahn (IMIEM |
DB-SDNY-0067992
SDNY_GM_00214176 |
gemini-2.0-flash-001 |