| 36701 |
EFTA01381817.txt |
Institutional desk has not had any natural flow |
Richard Kahn |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Delores Rubin from DB Securities Inc. provides an update on the institutional desk's activity... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0080983, SDNY_GM_00227167 |
gemini-2.0-flash-001 |
| 36702 |
EFTA01381818.txt |
None |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
This is an email forwarded by Richard Kahn on May 22, 2017. The email includes the names Tazia... |
|
— |
DB-SDNY-0080985 |
gemini-2.0-flash-001 |
| 36703 |
EFTA01381819.txt |
Re: Rothschild [C] |
Richard Kahn |
none |
none |
None |
email |
dataset_10 |
|
Richard Kahn requests Tazia Smith to forward a quote related to Rothschild once she receives it.... |
Business dealingsCommunications/correspondence |
Tazia Smith, Stewart Oldfield, Vahe Stepanian, Matt Glassman |
None |
gemini-2.0-flash-001 |
| 36704 |
EFTA01381856.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains a standard confidentiality disclaimer from Deutsche Bank. It advises... |
|
— |
DB-SDNY-0081042, SDNY_GM_00227226 |
gemini-2.0-flash-001 |
| 36705 |
EFTA01381857.txt |
Euro Calls |
Richard Kahn |
none |
none |
2017-07-12 |
email |
dataset_10 |
|
Richard Kahn is inquiring about the possibility of buying euro calls and requests a structure... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0081045 |
gemini-2.0-flash-001 |
| 36706 |
EFTA01381858.txt |
RE: IC |
-Stepanian |
none |
none |
2017-07-13 |
email |
dataset_10 |
|
Stepanian informs Richard Kahn that Southern Financial can trade listed options, including sold... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0081046 |
gemini-2.0-flash-001 |
| 36707 |
EFTA01381859.txt |
Re: (C) |
Richard Kahn |
none |
none |
2017-07-13 |
email |
dataset_10 |
|
Richard Kahn from HBRK Associates Inc. is requesting Vahe Stepanian to confirm a trade of 200... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
EFTA01381859.txt |
gemini-2.0-flash-001 |
| 36708 |
EFTA01381860.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a disclaimer from Deutsche Bank stating that they do not provide legal or tax... |
|
— |
DB-SDNY-0081048, SDNY_GM_00227232 |
gemini-2.0-flash-001 |
| 36709 |
EFTA01381861.txt |
Case # 01790724: has been assigned to you. O44 NEW CASE ASSIGNMENT NOTIFICATION 4" |
Cynthia Rodriguez |
none |
none |
2017-07-19 |
email |
dataset_10 |
|
Cynthia Rodriguez sent an email notifying the recipient about a new case assignment with case... |
Legal matters/litigation |
— |
01790724 |
gemini-2.0-flash-001 |
| 36710 |
EFTA01381862.txt |
RE: Portfolio alert_ |
Rodriguez |
none |
none |
2017-11-15 |
email |
dataset_10 |
|
This email exchange concerns a portfolio alert and the KYC (Know Your Customer) status of an... |
Financial transactions/money flowCommunications/correspondence |
Stewart 0ldfield I |
DB-SDNY-0081050 |
gemini-2.0-flash-001 |
| 36711 |
EFTA01381863.txt |
Inquiry Regarding Account MN, Client: ISIS LLC; Case No. 147864 - DUE MAY 17 [I] |
Danya Friedman |
suspicious |
none |
2018-05-10 |
email |
dataset_10 |
|
Danya Friedman from Deutsche Bank's AML Compliance is requesting information from Stewart... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Stewart Oldtield |
147864 |
gemini-2.0-flash-001 |
| 36712 |
EFTA01381864.txt |
RE: Can you send the me the updated pipeline? I'm meeting AG at 3. Thanks II) |
Brianna Fowler |
none |
none |
2016-07-11 |
email |
dataset_10 |
|
Brianna Fowler requests an updated pipeline document from Stewart Oldfield for a meeting with... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart 0ldfield |
DB-SDNY-0081054 |
gemini-2.0-flash-001 |
| 36713 |
EFTA01381865.txt |
SFTR Regulation - Overview |
Armen Brash |
none |
none |
YYYY-MM-DD |
email |
dataset_10 |
|
This email from Armen Brash at Deutsche Bank Wealth Management provides an overview of the EU... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0081057 |
gemini-2.0-flash-001 |
| 36714 |
EFTA01381866.txt |
FW: June 30 - Financial Reports III |
Stewart Oldfield |
none |
none |
2016-07-28 |
email |
dataset_10 |
|
Stewart Oldfield forwarded an email from Richard Kahn to Joseph Oursi containing financial... |
Financial transactions/money flowCommunications/correspondence |
Joseph Oursi |
SDNY_GM_00227242 |
gemini-2.0-flash-001 |
| 36715 |
EFTA01381867.txt |
FINANCIAL REPORT |
|
none |
none |
2016-06-30 |
report |
dataset_10 |
|
This document is a financial report for Southern Trust Company, Inc. as of June 30, 2016. It is... |
Financial transactions/money flow |
— |
DB-SDNY-0081059 |
gemini-2.0-flash-001 |
| 36716 |
EFTA01381868.txt |
Statement of Assets, Liabilities and Shareholder's Equity |
|
none |
none |
2016-06-30 |
financial statement |
dataset_10 |
|
This document is a financial statement for Southern Trust Company, Inc. as of June 30, 2016. It... |
Financial transactions/money flow |
— |
DB-SDNY-0081060 |
gemini-2.0-flash-001 |
| 36717 |
EFTA01381869.txt |
Statement of Revenues and Expenses |
|
none |
none |
2016-06-30 |
financial statement |
dataset_10 |
|
This document is a statement of revenues and expenses for Southern Trust Company, Inc. and its... |
Financial transactions/money flow |
— |
DB-SDNY-0081061, SDNY_GM_00227245 |
gemini-2.0-flash-001 |
| 36718 |
EFTA01381870.txt |
Statement of Assets, Liabilities and Member's Equity |
|
none |
none |
2016-06-30 |
financial statement |
dataset_10 |
|
This document is a financial statement for Southern Financial LLC as of June 30, 2016, detailing... |
Financial transactions/money flow |
— |
DB-SDNY-0081063 |
gemini-2.0-flash-001 |
| 36719 |
EFTA01381871.txt |
Statement of Revenues and Expenses |
|
none |
none |
2016-06-30 |
financial statement |
dataset_10 |
|
This document is a financial statement for Southern Financial LLC and its subsidiary, Haze... |
Financial transactions/money flow |
— |
DB-SDNY-0081064, SDNY_GM_00227248 |
gemini-2.0-flash-001 |
| 36720 |
EFTA01381872.txt |
HAZE TRUST FINANCIAL REPORT |
|
none |
none |
2016-06-30 |
report |
dataset_10 |
|
This document is a financial report for the HAZE TRUST as of June 30, 2016. It was marked as... |
Financial transactions/money flow |
— |
DB-SDNY-0081065 |
gemini-2.0-flash-001 |
| 36721 |
EFTA01381873.txt |
Statement of Assets, Liabilities and Net Assets |
|
none |
none |
2016-06-30 |
Statement |
dataset_10 |
|
This document is a statement of assets, liabilities, and net assets for the HAZE TRUST as of... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 36722 |
EFTA01381874.txt |
HAZE TRUST Statement of Revenues and Expenses |
|
none |
none |
2016-06-30 |
financial statement |
dataset_10 |
|
The document is a statement of revenues and expenses for the HAZE TRUST for the period ended... |
Financial transactions/money flow |
— |
DB-SDNY-0081067 |
gemini-2.0-flash-001 |
| 36723 |
EFTA01381875.txt |
RM0082289 Daily Deposit Report 20160901 |
|
suspicious |
none |
2016-09-01 |
report |
dataset_10 |
|
This document is a daily deposit report from September 1, 2016, listing accounts with large... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 36724 |
EFTA01381876.txt |
thank you Re: American Medical Properties (AMP) - Investor Presentation (C) |
Richard Kahn |
none |
none |
2016-09-07 |
email |
dataset_10 |
|
Richard Kahn receives an investor presentation and NDA from Vahe Stepanian regarding a proposed... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Vahe StepanianI, Darlene Zong, Stewart Oldfield, Daniel Sabba |
DB-SDNY-0081069 |
gemini-2.0-flash-001 |
| 36725 |
EFTA01381877.txt |
Confidentiality Agreement |
|
none |
none |
None |
email |
dataset_10 |
|
The email transmits a signed confidentiality agreement with revisions. It includes a standard... |
Legal matters/litigationBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0081070 |
gemini-2.0-flash-001 |
| 36726 |
EFTA01381878.txt |
FW: clients [I] |
Stewart Oldfield |
none |
none |
2016-09-12 |
email |
dataset_10 |
|
Stewart Oldfield forwards an email from Brianna Fowler containing a list of clients and... |
Business dealingsCommunications/correspondence |
Sam Petrucci |
DB-SDNY-0081071 |
gemini-2.0-flash-001 |
| 36727 |
EFTA01381879.txt |
RE: Epstein follow up [I] |
Stewart Oldfield |
none |
none |
2016-11-15 |
email |
dataset_10 |
|
Stewart Oldfield confirms his attendance at a meeting regarding 'Epstein follow up'. The meeting... |
Business dealingsCommunications/correspondence |
Todd Stevens, Andrew Gallivan, Daniel Sabba |
DB-SDNY-0081073 |
gemini-2.0-flash-001 |
| 36728 |
EFTA01381880.txt |
File Corruption Notice |
|
suspicious |
none |
None |
other |
dataset_10 |
|
This document indicates that a file is corrupted and cannot be produced. The file's... |
|
— |
SDNY_GM_00227258 |
gemini-2.0-flash-001 |
| 36729 |
EFTA01381881.txt |
FW: Epstein/Southern Financial |
Vahe Stepanian |
suspicious |
possible |
2017-01-20 |
email |
dataset_10 |
|
This email chain discusses the management of Jeffrey Epstein's accounts at Southern Financial,... |
Financial transactions/money flowBusiness dealings |
Stewart °Wield |
DB-SDNY-0081075 |
gemini-2.0-flash-001 |
| 36730 |
EFTA01381882.txt |
can you tell me what interest rate we are paying on JEs accounts? [I] |
Stewart Oldfield |
suspicious |
none |
2017-01-04 |
email |
dataset_10 |
|
Stewart Oldfield requests Cynthia Rodriguez to provide information about the interest rates and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0081076 |
gemini-2.0-flash-001 |
| 36731 |
EFTA01381883.txt |
FW Daily Deposit Report 20170301 [I) |
Stewart Oldfa |
suspicious |
none |
2017-03-01 |
email |
dataset_10 |
|
This email forwards a daily deposit report from March 1, 2017, listing large balances and... |
Financial transactions/money flowBusiness dealings |
Cynthia Rodri ue |
DB-SDNY-0081078 |
gemini-2.0-flash-001 |
| 36732 |
EFTA01381884.txt |
RM0082289 Daily Deposit Report 20170329 |
dwhpbdw-batch@db.com |
suspicious |
none |
2017-03-29 |
report |
dataset_10 |
|
This document is a daily deposit report from DB.com listing large balances and transactions for... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 36733 |
EFTA01381885.txt |
Payment to Total Lighting Service, LLC |
NES, LLC |
none |
none |
2017-04-18 |
check |
dataset_10 |
|
This document is a check from NES, LLC to Total Lighting Service, LLC for $7,200.00 as a 50%... |
Financial transactions/money flowBusiness dealings |
— |
Quote* 1603 |
gemini-2.0-flash-001 |
| 36734 |
EFTA01381886.txt |
Daily Deposit Report 20170516 |
|
suspicious |
none |
2017-05-16 |
report |
dataset_10 |
|
This document is a daily deposit report from May 16, 2017, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 36735 |
EFTA01381887.txt |
Re: |
Bella Klein |
none |
none |
2017-07-12 |
email |
dataset_10 |
|
Bella Klein sent an email to Cynthia Rodriguez with an attachment as requested. Stewart 0ldfield... |
Communications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0081084 |
gemini-2.0-flash-001 |
| 36736 |
EFTA01381888.txt |
RE |
Cynthia Rodriguez |
suspicious |
possible |
2017-07-12 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is following up with Bella Klein to verify the source of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bella Klein <bklein575@gmail.com>, Stewart Oldfield... |
DB-SDNY-0081086 |
gemini-2.0-flash-001 |
| 36737 |
EFTA01381889.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a disclaimer from Deutsche Bank stating that they do not render legal or tax... |
Legal matters/litigation |
— |
DB-SDNY-0081088, SDNY_GM_00227272 |
gemini-2.0-flash-001 |
| 36738 |
EFTA01381890.txt |
RE: Ziggy - see below. Can you con irm t at Southern Financial can trade listed options? Thank you. [II |
Zbynek Kozelsky |
suspicious |
none |
2017-07-12 |
email |
dataset_10 |
|
Zbynek Kozelsky confirms that Southern Financial can trade listed options and emphasizes the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
None |
gemini-2.0-flash-001 |
| 36739 |
EFTA01381891.txt |
Ziggy - see below. Can you confirm that Southern Financial can trade listed options? Thank you. (I) |
Vahe Stepanian |
none |
none |
2017-07-12 |
email |
dataset_10 |
|
Vahe Stepanian emailed Zbynek Kozelsky to inquire if Southern Financial can trade listed... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zbynek Kozelsky |
DB-SDNY-0081090
SDNY_GM_00227274 |
gemini-2.0-flash-001 |
| 36740 |
EFTA01381892.txt |
Key Client Partners |
Vahe Stepanian, Deutsche Bank Securities Inc. |
none |
none |
None |
other |
dataset_10 |
|
This document from Vahe Stepanian at Deutsche Bank Securities Inc. describes the Key Client... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0081091 |
gemini-2.0-flash-001 |
| 36741 |
EFTA01381893.txt |
RE: trading meeting |
Stewart Oldfield |
none |
none |
2017-07-20 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Richard Kahn is about scheduling a trading... |
Business dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0081093 |
gemini-2.0-flash-001 |
| 36742 |
EFTA01381894.txt |
Re: trading meeting |
Richard Kahn |
none |
none |
2017-07-12 |
email |
dataset_10 |
|
This email exchange between Richard Kahn and Stewart Oldfield discusses scheduling a trading... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0081094 |
gemini-2.0-flash-001 |
| 36743 |
EFTA01381895.txt |
Re: trading meeting |
Richard Kahn |
none |
none |
2017-07-11 |
email |
dataset_10 |
|
Richard Kahn and Stewart Oldfield are corresponding to schedule a trading meeting. The meeting... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Stewart 0ldfield |
DB-SDNY-0081095 |
gemini-2.0-flash-001 |
| 36744 |
EFTA01381896.txt |
Re: general |
Stewart Oldfield |
none |
none |
2017-07-25 |
email |
dataset_10 |
|
This is an email exchange between Stewart Oldfield and Richard Kahn. The subject is "general"... |
Communications/correspondence |
Richard Kahn |
DB-SDNY-0081097 |
gemini-2.0-flash-001 |
| 36745 |
EFTA01381897.txt |
Meeting with new trader |
Stewart Oldfield |
none |
none |
Unknown |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank is offering to schedule a meeting with the recipient and... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0081098, SDNY_GM_00227282 |
gemini-2.0-flash-001 |
| 36746 |
EFTA01381898.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a page footer or header, likely from a document related to... |
|
— |
DB-SDNY-0081099, SDNY_GM_00227283 |
gemini-2.0-flash-001 |
| 36747 |
EFTA01381899.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a page header or footer containing confidentiality notices and... |
|
— |
DB-SDNY-0081100, SDNY_GM_00227284 |
gemini-2.0-flash-001 |
| 36748 |
EFTA01381900.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains legal disclaimers and confidentiality notices from Deutsche Bank. It... |
|
— |
DB-SDNY-0081103, SDNY_GM_00227287 |
gemini-2.0-flash-001 |
| 36749 |
EFTA01381901.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains standard legal disclaimers and confidentiality notices from Deutsche... |
|
— |
DB-SDNY-0081104 |
gemini-2.0-flash-001 |
| 36750 |
EFTA01381902.txt |
Epstein meeting 8/10 |
Stewart Oldfield |
suspicious |
none |
2017-07-24 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank is emailing Tracy-Ann Hopkins to confirm the availability of... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Tracy-Ann Hopkins |
DB-SDNY-0081105 |
gemini-2.0-flash-001 |
| 36751 |
EFTA01381903.txt |
RE: Thursday meeting llj |
Martin Zeman |
none |
none |
2017-08-07 |
email |
dataset_10 |
|
Richard Kahn of HBRK Associates Inc. cancels a meeting due to a consultant's travel plans and... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0081106 |
gemini-2.0-flash-001 |
| 36752 |
EFTA01381904.txt |
RM0082289 Daily Deposit Report 20170810 |
|
suspicious |
none |
2017-08-10 |
report |
dataset_10 |
|
This document is a daily deposit report from August 10, 2017, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 36753 |
EFTA01381905.txt |
Re: Epstein mtg - reschedule II) |
Stewart Oldfield I |
suspicious |
none |
2017-09-11 |
email |
dataset_10 |
|
This email chain discusses scheduling a meeting with Jeffrey Epstein at Deutsche Bank. The... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Xavier Avila I, Joyce Tsoi, Daniel-E Kaiser, Martin... |
DB-SDNY-0081108 |
gemini-2.0-flash-001 |
| 36754 |
EFTA01381906.txt |
RE: Epstein mtg - reschedule [I] |
Joyce Tsoi |
none |
none |
2017-08-23 |
email |
dataset_10 |
|
This email thread discusses rescheduling a meeting related to "Epstein." The participants are... |
Business dealingsCommunications/correspondence |
Vahe Stepanian, Stewart Oldfield, Xavier Avila, Martin... |
DB-SDNY-0081109
SDNY_GM_00227293 |
gemini-2.0-flash-001 |
| 36755 |
EFTA01381907.txt |
FW: Thursday meeting |
Stewart Oldfield |
none |
none |
2017-08-07 |
email |
dataset_10 |
|
Richard Kahn cancelled a meeting due to a consultant's unexpected travel and proposed... |
Communications/correspondenceBusiness dealings |
Daniel-E Kaiser, Xavier Avila, Martin Zeman |
DB-.SDNIY-0081110 |
gemini-2.0-flash-001 |
| 36756 |
EFTA01381908.txt |
ai y eposi eport 20171110 |
dwhpbdw-batch@db.com |
suspicious |
none |
2017-11-10 |
report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various accounts,... |
Financial transactions/money flow |
— |
82289 |
gemini-2.0-flash-001 |
| 36757 |
EFTA01381909.txt |
Daily Deposit Report 20180629 |
|
suspicious |
possible |
2018-06-29 |
report |
dataset_10 |
|
This document is a daily deposit report from June 29, 2018, listing large, zero, and negative... |
Financial transactions/money flow |
— |
DB-SDNY-0081112 |
gemini-2.0-flash-001 |
| 36758 |
EFTA01381910.txt |
Financial Transactions |
|
none |
none |
2015 |
other |
dataset_10 |
|
This document appears to be a list of financial transactions or trust information related to... |
Financial transactions/money flow |
— |
DB-SDNY-0081113, SDNY_GM_00227297 |
gemini-2.0-flash-001 |
| 36759 |
EFTA01381911.txt |
Re: Account |
Richard Kahn |
suspicious |
none |
2018-07-05 |
email |
dataset_10 |
|
Richard Kahn is seeking confirmation that a deposit check for $158,025.02 has cleared and will... |
Financial transactions/money flowCommunications/correspondence |
Bella Kle |
DB-SDNY-0081114 |
gemini-2.0-flash-001 |
| 36760 |
EFTA01381912.txt |
Fwd: |
Jeffrey E. |
none |
none |
2018-07-05 |
email |
dataset_10 |
|
Jeffrey E. forwards an email chain to Richard Kahn regarding the clearance of a check. Bella... |
Financial transactions/money flowCommunications/correspondence |
Richard Kahn |
DB-SDNY-0081115 |
gemini-2.0-flash-001 |
| 36761 |
EFTA01381913.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains confidentiality notices and disclaimers. It includes a reference number... |
|
— |
DB-SDNY-0081116 |
gemini-2.0-flash-001 |
| 36762 |
EFTA01381914.txt |
Confidentiality Notice |
|
none |
none |
2018 |
other |
dataset_10 |
|
This document is a standard confidentiality notice from Darren K. Indyke, PLLC, outlining the... |
|
— |
DB-SDNY-0081119 |
gemini-2.0-flash-001 |
| 36763 |
EFTA01381915.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
|
— |
None |
gemini-2.0-flash-001 |
| 36764 |
EFTA01381916.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
Certification Form |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
Financial transactions/money flow |
— |
DB-SDNY-0081124, SDNY_GM_00227308 |
gemini-2.0-flash-001 |
| 36765 |
EFTA01381917.txt |
Certification of beneficial owner(s) |
|
none |
none |
20ai |
Certification |
dataset_10 |
|
This document is a certification form for identifying the beneficial owner(s) of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0081125 |
gemini-2.0-flash-001 |
| 36766 |
EFTA01381918.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018 |
Certification |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0081126 |
gemini-2.0-flash-001 |
| 36767 |
EFTA01381919.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a certification form for identifying beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0081127 |
gemini-2.0-flash-001 |
| 36768 |
EFTA01381920.txt |
Certification of beneficial owner(s) |
|
none |
none |
2016 |
legal filing |
dataset_10 |
|
This document is a certification of beneficial ownership for a legal entity opening an account,... |
Financial transactions/money flowLegal matters/litigation |
— |
WC:104066 04,919.661#10 |
gemini-2.0-flash-001 |
| 36769 |
EFTA01381921.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018 |
Certification |
dataset_10 |
|
This document is a certification of beneficial ownership for a legal entity opening an account.... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0081129, SDNY_GM_00227313 |
gemini-2.0-flash-001 |
| 36770 |
EFTA01381922.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018 |
other |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0081130, SDNY_GM_00227314 |
gemini-2.0-flash-001 |
| 36771 |
EFTA01381923.txt |
Certification of beneficial owner(s) |
|
none |
none |
2016 |
form |
dataset_10 |
|
This document is a certification form for beneficial ownership of a legal entity. It requires... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0081131, SDNY_GM_00227315 |
gemini-2.0-flash-001 |
| 36772 |
EFTA01381924.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
Certification Form |
dataset_10 |
|
This document is a certification form for beneficial ownership related to opening a bank account... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0081133, SDNY_GM_00227317 |
gemini-2.0-flash-001 |
| 36773 |
EFTA01381925.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018 |
form |
dataset_10 |
|
This document is a certification form for beneficial owners of a legal entity opening an... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0081134, SDNY_GM_00227318 |
gemini-2.0-flash-001 |
| 36774 |
EFTA01381926.txt |
LARGE, ZERO AND NEGATIVE BALANCES Report 20180817 |
|
none |
none |
2018-08-17 |
report |
dataset_10 |
|
This document is a financial report listing large, zero, and negative balances for various... |
Financial transactions/money flow |
— |
DB-SDNY-0081136 |
gemini-2.0-flash-001 |
| 36775 |
EFTA01381927.txt |
Re: Caterpillar Trust |
Bella Klein |
suspicious |
none |
2019-04-04 |
email |
dataset_10 |
|
The email chain discusses the inability to reopen an account for the Caterpillar Trust and... |
Financial transactions/money flowBusiness dealings |
Stewart Oldtield, Natalie Barak, Brigid Macias, Richard Kahn |
DB-SDNY-0081138 |
gemini-2.0-flash-001 |
| 36776 |
EFTA01381928.txt |
RE: Wire [I] |
Stewart Oldfield |
suspicious |
none |
2019-04-09 |
email |
dataset_10 |
|
This email chain discusses the processing of wire transfers and the expected departure of... |
Financial transactions/money flowCommunications/correspondence |
Brigid Macias |
DB-SDNY-0081139 |
gemini-2.0-flash-001 |
| 36777 |
EFTA01381929.txt |
Wire transfer information |
Bella |
none |
none |
None |
email |
dataset_10 |
|
Bella is requesting assistance from Brigid and Brad to send a wire transfer from Butterfly Trust... |
Financial transactions/money flow |
Brigid, Brad |
None |
gemini-2.0-flash-001 |
| 36778 |
EFTA01381930.txt |
EMS/120419747849: Check referral :42953758 - 1378 jlj |
Shiva |
suspicious |
none |
2019-04-12 |
email |
dataset_10 |
|
The email requests a pay/no pay decision for a check referral and instructs recipients to report... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
All |
EMS/120419747849: Check referral :42953758 |
gemini-2.0-flash-001 |
| 36779 |
EFTA01381931.txt |
Estimated payment on Policy 8 L 906-164-9 |
NES, LLC |
none |
none |
4/4/2019 |
check |
dataset_10 |
|
This document is a check from NES, LLC to the New York State Insurance Fund for $6,884.84. The... |
Financial transactions/money flowBusiness dealings |
New York State Insurance Fund |
1378 |
gemini-2.0-flash-001 |
| 36780 |
EFTA01381932.txt |
RM0082289 Daily Deposit Report |
|
none |
none |
2019-05-15 |
report |
dataset_10 |
|
This document is a daily deposit report listing accounts with large, zero, and negative balances... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 36781 |
EFTA01381933.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
05/14/19 |
report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various accounts and... |
Financial transactions/money flow |
— |
82289 |
gemini-2.0-flash-001 |
| 36782 |
EFTA01381934.txt |
LARGE, ZERO AND NEGATIVE BALA |
|
suspicious |
none |
05/14/19 |
other |
dataset_10 |
|
This document is a financial ledger listing balances for various individuals and entities,... |
Financial transactions/money flow |
— |
DB-SDNY-0081145 |
gemini-2.0-flash-001 |
| 36783 |
EFTA01381935.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
05/14/19 |
report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various accounts as of... |
Financial transactions/money flow |
— |
DB-SDNY-0081146 |
gemini-2.0-flash-001 |
| 36784 |
EFTA01381936.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a fragment of a receipt or label, possibly related to Ashley Global... |
|
— |
DB-SDNY-0081147 |
gemini-2.0-flash-001 |
| 36785 |
EFTA01381937.txt |
KYC 1977700 [II |
Daphne Cales |
suspicious |
none |
2018-09-14 |
email |
dataset_10 |
|
Daphne Cales is requesting clarification from Derek St-Hilair regarding KYC requirements for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Derek St-Hilair |
DB-SDNY-0081148 |
gemini-2.0-flash-001 |
| 36786 |
EFTA01381938.txt |
Daily Deposit Report 20180922 |
|
suspicious |
possible |
2018-09-22 |
report |
dataset_10 |
|
This document is a daily deposit report from September 22, 2018, listing account balances for... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 36787 |
EFTA01381939.txt |
Financial Data |
|
none |
none |
09/21/18 |
other |
dataset_10 |
|
This document appears to be a financial statement or report listing various trusts, individuals,... |
Financial transactions/money flow |
— |
DB-SDNY-0081150 |
gemini-2.0-flash-001 |
| 36788 |
EFTA01381940.txt |
Daily Deposit Report 20181211 |
|
none |
none |
2018-12-11 |
report |
dataset_10 |
|
This document is a daily deposit report from December 11, 2018, listing the balances of various... |
Financial transactions/money flow |
— |
DB-SDNY-0081151 |
gemini-2.0-flash-001 |
| 36789 |
EFTA01381941.txt |
ZERO AND NEGATIVE BALANCES |
|
none |
none |
12/10/18 |
list |
dataset_10 |
|
This document lists entities with zero and negative balances as of 12/10/18. It includes names... |
Financial transactions/money flow |
— |
DB-SDNY-0081152 |
gemini-2.0-flash-001 |
| 36790 |
EFTA01381942.txt |
Financial Information |
|
none |
none |
2015 |
other |
dataset_10 |
|
The document lists financial assets associated with Todd R Wanek, Ronald & Joyce Wanek, and... |
Financial transactions/money flow |
— |
DB-SDNY-0081153, SDNY_GM_00227337 |
gemini-2.0-flash-001 |
| 36791 |
EFTA01381943.txt |
Re: will call in 20 or so. Thanks. |
Stewart Oldfield |
none |
none |
2018-12-21 |
email |
dataset_10 |
|
This email is a brief communication between Stewart Oldfield and Richard Kahn. Oldfield responds... |
Communications/correspondenceBusiness dealingsFinancial transactions/money flow |
Richard Kahn |
DB-SDNY-0081155 |
gemini-2.0-flash-001 |
| 36792 |
EFTA01381944.txt |
Re: free in 5 minutes |
Richard Kahn |
none |
none |
2019-02-22 |
email |
dataset_10 |
|
Richard Kahn and Stewart Oldfield are attempting to schedule a meeting. Stewart Oldfield works... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0081156 |
gemini-2.0-flash-001 |
| 36793 |
EFTA01381946.txt |
RE: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, LLa |
Liam Osullivan |
suspicious |
none |
2019-03-08 |
email |
dataset_10 |
|
Liam Osullivan informs Richard Kahn about a rejected request from IB and suggests alternative... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
|
gemini-2.0-flash-001 |
| 36794 |
EFTA01381947.txt |
Re: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, RC a |
Richard Kahn |
suspicious |
none |
2019-03-06 |
email |
dataset_10 |
|
Richard Kahn and Liam Osullivan are communicating about a transfer request that is being... |
Financial transactions/money flowCommunications/correspondence |
Liam Osullivan, Stewart Oldfield |
DB-SDNY-0081160 |
gemini-2.0-flash-001 |
| 36795 |
EFTA01381948.txt |
Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, LLC_20190305 |
|
none |
none |
2019-03-06 |
email |
dataset_10 |
|
This email contains an auto-generated margin statement from Deutsche Bank AG to Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0081162 |
gemini-2.0-flash-001 |
| 36796 |
EFTA01381949.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains standard confidentiality disclaimers from Deutsche Bank and document... |
|
— |
DB-SDNY-0081163, SDNY_GM_00227347 |
gemini-2.0-flash-001 |
| 36797 |
EFTA01381950.txt |
RE: DB_DKI to close account_030819.pdf IlJ |
Firdaus Madiar |
none |
none |
2019-03-11 |
email |
dataset_10 |
|
This email exchange between Firdaus Madiar and Bradley Gillin of Deutsche Bank confirms the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin |
DB-SDNY-0081164 |
gemini-2.0-flash-001 |
| 36798 |
EFTA01381951.txt |
GE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
2019-03-21 |
report |
dataset_10 |
|
The document is a financial report from Southern Trust Company, Inc. indicating zero and... |
Financial transactions/money flow |
— |
DB-SDNY-0081167, SDNY_GM_00227351 |
gemini-2.0-flash-001 |
| 36799 |
EFTA01381952.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
03/21/19 |
Report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various accounts as of... |
Financial transactions/money flow |
— |
82289 |
gemini-2.0-flash-001 |
| 36800 |
EFTA01381953.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
suspicious |
none |
03/21/19 |
report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various accounts as of... |
Financial transactions/money flow |
— |
DB-SDNY-0081169 |
gemini-2.0-flash-001 |