| 42301 |
EFTA01387675.txt |
Re: Call with our Muni desk - IC] |
Stewart Oldfield |
none |
none |
2017-10-19 |
email |
dataset_10 |
|
Martin Zeman is arranging a call between Paul Barrett and the Deutsche Bank muni desk to discuss... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman |
DB-SDNY-0090742 |
gemini-2.0-flash-001 |
| 42302 |
EFTA01387676.txt |
Confidentiality and Legal Disclaimers |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains standard confidentiality and legal disclaimers, indicating that the... |
Legal matters/litigationCommunications/correspondence |
— |
DB-SDNY-0090744, SDNY_GM_00236928 |
gemini-2.0-flash-001 |
| 42303 |
EFTA01387677.txt |
Frieze NY registration status 10 |
Sarah Rafferty |
none |
none |
2018-04-23 |
email |
dataset_10 |
|
This email from Sarah Rafferty to Stewart Oldfield provides a list of invitees for Frieze NY,... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 42304 |
EFTA01387678.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a list of individuals, their companies, and their roles, possibly related to a... |
Business dealings |
— |
DB-SDNY-0090747
SDNY_GM_00236931 |
gemini-2.0-flash-001 |
| 42305 |
EFTA01387679.txt |
RE: Trade Details --> 7/25/18 / Naspers |
Liam Osullivan |
none |
none |
2018-07-25 |
email |
dataset_10 |
|
Liam Osullivan from DB Securities Inc. sent an email to Paul Barrett informing him of trade... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
DB-SDNY-0090750 |
gemini-2.0-flash-001 |
| 42306 |
EFTA01387680.txt |
Naspers (NPN SI) Trade Confirmation |
Liam O'Sullivan |
none |
none |
2018-07-25 |
email |
dataset_10 |
|
Liam O'Sullivan from DB Securities Inc informs Paul about the sale of 2,000 shares of Naspers at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul |
DB-SDNY-0090751, SDNY_GM_00236935 |
gemini-2.0-flash-001 |
| 42307 |
EFTA01387681.txt |
No delta exchange. Thanks for the trade |
Martin Zeman |
none |
none |
None |
email |
dataset_10 |
|
This email from Martin Zeman of Deutsche Bank confirms a trade and indicates no delta exchange.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0090753
SDNY_GM_00236937 |
gemini-2.0-flash-001 |
| 42308 |
EFTA01387682.txt |
2018 Periodic Review of acct Prytanee, LLC (GCISPSS0868) under SOUTHERN FINANCIAL RELATIONSHIP |
VijayA Sawant |
suspicious |
possible |
2018-05-24 |
email |
dataset_10 |
|
This email discusses the periodic review of Prytanee, LLC, a high-risk account, and identifies... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield, Bradley Gillin, Hildegarde Berrios |
GCISPSS0868 |
gemini-2.0-flash-001 |
| 42309 |
EFTA01387684.txt |
RE: DB FX trade idea: EURZAR-USDZAR correlation swap |
Xavier |
none |
none |
2017-12-05 |
email |
dataset_10 |
|
Xavier Avila sends Paul Barrett an email regarding a EURZAR-USDZAR correlation swap trade idea.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
DB-SDNY-0090762 |
gemini-2.0-flash-001 |
| 42310 |
EFTA01387685.txt |
Correlation Swap Termsheet and Historical Analysis |
|
none |
none |
None |
email |
dataset_10 |
|
The email includes an example termsheet for a correlation swap and an analysis of historical... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0090763, SDNY_GM_00236947 |
gemini-2.0-flash-001 |
| 42311 |
EFTA01387686.txt |
RE: Launched: [13.0]% p.a. Callable Yield Note with Contingent Coupon |
Martin Zeman |
none |
none |
2018-02-07 |
email |
dataset_10 |
|
Martin Zeman and Paul Barrett are discussing a Callable Yield Note (CYN) with contingent... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Stewart Oldfield, Xavier Avila, Vahe... |
None |
gemini-2.0-flash-001 |
| 42312 |
EFTA01387687.txt |
Callable Yield Note Overview |
|
none |
none |
February 9, 2018 |
other |
dataset_10 |
|
This document provides an overview of Callable Yield Notes with Contingent Coupon, including... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0090771, SDNY_GM_00236955 |
gemini-2.0-flash-001 |
| 42313 |
EFTA01387688.txt |
Important Information for Deutsche Bank Client Facing Professionals |
|
none |
none |
61.2016 |
other |
dataset_10 |
|
This document provides important information for Deutsche Bank client-facing professionals,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0090772 |
gemini-2.0-flash-001 |
| 42314 |
EFTA01387689.txt |
RE: Rated Infrastructure Notes (RIN) II |
Vahe Stepanian |
none |
none |
2018-04-02 |
email |
dataset_10 |
|
This email exchange between Vahe Stepanian and Paul Barrett concerns scheduling a meeting to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
DB-SDNY-0090778 |
gemini-2.0-flash-001 |
| 42315 |
EFTA01387690.txt |
Infrastructure Investment Opportunity |
Vahe Stepanian |
none |
none |
None |
email |
dataset_10 |
|
Vahe Stepanian from Deutsche Bank Securities Inc. is presenting an infrastructure investment... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0090780 |
gemini-2.0-flash-001 |
| 42316 |
EFTA01387691.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard legal disclaimer from Deutsche Bank. It addresses confidentiality,... |
|
— |
DB-SDNY-0090781, SDNY_GM_00236965 |
gemini-2.0-flash-001 |
| 42317 |
EFTA01387692.txt |
Frieze New York Celebration Dinner and Preview Day |
Deutsche Bank Wealth Management |
none |
none |
2018-05-01 |
invitation |
dataset_10 |
|
Deutsche Bank Wealth Management is hosting a celebration dinner and preview day for Frieze New... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0090783 |
gemini-2.0-flash-001 |
| 42318 |
EFTA01387693.txt |
RE: RIN follow up |
Paul Barrett |
none |
none |
2018-04-20 |
email |
dataset_10 |
|
Paul Barrett follows up with Vahe Stepanian regarding RIN investments, specifically inquiring... |
Financial transactions/money flowBusiness dealings |
Vahe Stepanian |
DB-SDNY-0090785 |
gemini-2.0-flash-001 |
| 42319 |
EFTA01387694.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the progress and financial details of the Elba LNG project, including its... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0090786 |
gemini-2.0-flash-001 |
| 42320 |
EFTA01387695.txt |
RE: RIN follow up |
Stewart Oldfield < |
none |
none |
2018-04-17 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Paul Barrett discusses following up on RIN and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett < |
DB-SDNY-0090788 |
gemini-2.0-flash-001 |
| 42321 |
EFTA01387696.txt |
None |
Martin Zeman |
none |
none |
None |
other |
dataset_10 |
|
This document is a communication from Martin Zeman of Deutsche Bark Wealth Management, providing... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0090791, SDNY GM_00236975 |
gemini-2.0-flash-001 |
| 42322 |
EFTA01387697.txt |
Re: Euros from ace i00003691 |
Bella Klein |
suspicious |
none |
2018-06-18 |
email |
dataset_10 |
|
Bella Klein requests Rodney Macelus at Deutsche Bank to purchase 6200 Euros in specific... |
Financial transactions/money flow |
Rodney Macelus, Stewart 0ldfield, Bradley Gillin, Richard Kahn |
DB-SDNY-0090792 |
gemini-2.0-flash-001 |
| 42323 |
EFTA01387698.txt |
Euros from acc xxxx9691 |
Bella |
none |
none |
None |
email |
dataset_10 |
|
Bella emails Brad requesting information about ordering Euros, including the limit and purchase... |
Financial transactions/money flow |
Richard Kahn |
DB-SDNY-0090793 |
gemini-2.0-flash-001 |
| 42324 |
EFTA01387699.txt |
XPO Logistics - Takeaways from mgmt. meeting |
Martin Zeman |
none |
none |
2018-07-20 |
email |
dataset_10 |
|
Martin Zeman from Deutsche Bank sent an email to Paul Barrett and Stewart Oldfield with... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Paul Barrett, Stewart Oldfield |
DB-SDNY-0090794
SDNY_GM_00236978 |
gemini-2.0-flash-001 |
| 42325 |
EFTA01387700.txt |
XPO Logistics |
|
none |
none |
YYYY-MM-DD |
article |
dataset_10 |
|
The document is an analysis of XPO Logistics following a meeting with the company's senior... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0090795 |
gemini-2.0-flash-001 |
| 42326 |
EFTA01387701.txt |
Regulation E Disclosure for Remittance Transfer |
Deutsche Bank AG, New York Branch |
none |
none |
2014-03-03 |
other |
dataset_10 |
|
This document is a Regulation E Disclosure for a remittance transfer from Deutsche Bank to... |
Financial transactions/money flow |
JEFFREY EPSTEiN, Jeffrey E Epstein |
01198771 |
gemini-2.0-flash-001 |
| 42327 |
EFTA01387702.txt |
Wire Transfer Request |
Darren lndyke |
none |
none |
2016-12-27 |
email |
dataset_10 |
|
Darren Indyke requests Marjorie Flash to wire 5,000 EUR from an account to Societe Generale in... |
Financial transactions/money flow |
Marjorie Flash |
DB-SDNY-0090799
SDNY GM_00236983 |
gemini-2.0-flash-001 |
| 42328 |
EFTA01387703.txt |
Forwarding request while Marjorie is on vacation |
Richard Kahn |
none |
none |
2016-12-27 |
email |
dataset_10 |
|
Rowena Thomas informs Richard Kahn that she is monitoring Marjorie Flash's email while she is on... |
Communications/correspondenceFinancial transactions/money flow |
Marjorie Flash |
DB-SDNY-0090800, SDNY GM_00238984 |
gemini-2.0-flash-001 |
| 42329 |
EFTA01387704.txt |
Fwd: JEE WT |
Richard Kahn |
none |
none |
2016-10-28 |
email |
dataset_10 |
|
Richard Kahn forwards an email from Marjorie Flash at Deutsche Bank regarding the processing of... |
Financial transactions/money flowCommunications/correspondence |
bellaklein < |
DB-SDNY-0090801 |
gemini-2.0-flash-001 |
| 42330 |
EFTA01387705.txt |
JEE WT |
bellaklein |
none |
none |
2016-10-28 |
email |
dataset_10 |
|
Bella Klein emails Marjorie Flash requesting her to process an attached file. Darren Indyke and... |
Financial transactions/money flowCommunications/correspondence |
Marjorie Flash |
DB-SDNY-0090802 |
gemini-2.0-flash-001 |
| 42331 |
EFTA01387706.txt |
RE: DB - Harvest Collateral Yield Enhancement Strategy Ill (C) |
Andrew King |
none |
none |
2018-02-22 |
email |
dataset_10 |
|
This email chain discusses the DB - Harvest Collateral Yield Enhancement Strategy, with Vahe... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Stewart Oldfield |
DB-SDNY-0090803 |
gemini-2.0-flash-001 |
| 42332 |
EFTA01387707.txt |
RE: DB - Harvest Collateral Yield Enhancement Strategy |
Andrew King |
none |
none |
2017-10-17 |
email |
dataset_10 |
|
This email exchange discusses the Harvest Collateral Yield Enhancement Strategy. Andrew King is... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
DB-SDNY-0090804 |
gemini-2.0-flash-001 |
| 42333 |
EFTA01387708.txt |
DB - Harvest Collateral Yield Enhancement Strategy |
Andrew King |
none |
none |
2017-10-13 |
email |
dataset_10 |
|
Andrew King from Deutsche Bank sent an email to Paul Barrett providing information about the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
DB-SDNY-0090805 |
gemini-2.0-flash-001 |
| 42334 |
EFTA01387709.txt |
RE: Invitation: Frieze New York preview day - May 2, 2018 |
Stewart Oldfield |
none |
none |
2018-03-12 |
email |
dataset_10 |
|
Stewart Oldfield invites Paul Barrett to the Frieze New York preview day. Paul Barrett accepts... |
Communications/correspondenceBusiness dealingsPersonal relationships |
Paul Barrett |
DB-SDNY-0090807 |
gemini-2.0-flash-001 |
| 42335 |
EFTA01387710.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is an email signature block from Stewart Oldfield, a Director at Deutsche Bank. It... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0090809 |
gemini-2.0-flash-001 |
| 42336 |
EFTA01387711.txt |
Regulation E Disclosure for Remittance Transfer |
Deutsche Bank AG, New York Branch |
none |
none |
2014-03-03 |
Regulation E Disclosure for Remittance Transfer |
dataset_10 |
|
This document is a Regulation E Disclosure for a remittance transfer from Deutsche Bank AG to... |
Financial transactions/money flow |
JEFFREY EPSTEW, Monsiew FORWIC 1430SO |
01198766 |
gemini-2.0-flash-001 |
| 42337 |
EFTA01387712.txt |
Paul Baxter |
Stewart Oldfield |
none |
none |
2018-04-17 |
email |
dataset_10 |
|
Stewart Oldfield is introducing Paul Baxter, who is building an inventory finance business for... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0090812 |
gemini-2.0-flash-001 |
| 42338 |
EFTA01387713.txt |
Butterfly Trust - new brokerage account needed |
Stewart Oldfield |
suspicious |
none |
2018-08-30 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank requests Martin Zeman to open a new brokerage account for... |
Financial transactions/money flowBusiness dealings |
Martin Zeman |
DB-SDNY-0090816 |
gemini-2.0-flash-001 |
| 42339 |
EFTA01387714.txt |
Re: Any chance you also have the Mort certificate handy? Thanks |
Bella Klein |
none |
none |
2018-09-04 |
email |
dataset_10 |
|
Bella Klein is following up with Stewart Oldfield regarding a 'Mort certificate' she requested.... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0090817 |
gemini-2.0-flash-001 |
| 42340 |
EFTA01387715.txt |
RE: 2018 Periodic Review of Accts Southern Financial LLC & LSIE, LLC i under the SOUTHERN FINANCIAL RELATIONSHIP [I] |
Bradley Gitlin |
suspicious |
none |
2018-09-24 |
email |
dataset_10 |
|
This email discusses the periodic review of accounts for Southern Financial LLC and LSIE, LLC at... |
Financial transactions/money flowBusiness dealings |
Vijay-A Sawant, Mayor Rathod, Stewart Oldfield,... |
GCIS 483882, GCIS 483883, GCIS 483289, STIMPDT0118001 |
gemini-2.0-flash-001 |
| 42341 |
EFTA01387716.txt |
RE: 2018 Periodic Review of Accts Southern Financial 1.1.0 (GCISO-183882i R I.SJE.LLC (GCIS4499733) under the SOUTHERN FINANCIAL RELATIONSHIP VII |
Vijay-A Sawant |
suspicious |
none |
2018-09-21 |
email |
dataset_10 |
|
Vijay Sawant emails Richard Larossi regarding pending items in the periodic review of accounts... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard larossi |
GCISO-183882i, GCIS4499733, GCIS#483882 |
gemini-2.0-flash-001 |
| 42342 |
EFTA01387717.txt |
2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSE LLC (GM/1499733) under the SOUTHERN FINANCIAL RELATIONSHIP |
Vijay-A Sawant |
suspicious |
possible |
2018-08-14 |
email |
dataset_10 |
|
This email from Vijay Sawant at Deutsche Bank requests updated documentation for the periodic... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Bradley Gitlin, Stewart Oldfield |
KYCCase#01977703 |
gemini-2.0-flash-001 |
| 42343 |
EFTA01387718.txt |
None |
Vijay Sawant |
none |
none |
None |
email |
dataset_10 |
|
This email from Vijay Sawant at Deutsche Bank requests updated documentation for the LSJE, LW... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0090821, SDNY GM_00237005 |
gemini-2.0-flash-001 |
| 42344 |
EFTA01387719.txt |
RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP (II |
Mayur Rathod |
suspicious |
possible |
2018-11-01 |
email |
dataset_10 |
|
Mayur Rathod is requesting updates from Stewart Oldfield regarding pending KYC compliance... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0090822 |
gemini-2.0-flash-001 |
| 42345 |
EFTA01387720.txt |
RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP |
Mayur Rathod |
suspicious |
none |
2018-10-31 |
email |
dataset_10 |
|
Mayur Rathod follows up on pending KYC rejection cases for Hyperion LLC and J Epstein Virgin... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Rich |
DB-SDNY-0090823 |
gemini-2.0-flash-001 |
| 42346 |
EFTA01387721.txt |
RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP |
Stewart Oldfield |
suspicious |
none |
2018-10-25 |
email |
dataset_10 |
|
This email exchange between Deutsche Bank employees discusses pending responses and required... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Vijay-A Sawant |
N4G024950 |
gemini-2.0-flash-001 |
| 42347 |
EFTA01387722.txt |
Re: PLEASE HELP TO STOP WIRE FROM LSJE TO |
Bella KleinU |
none |
none |
2019-04-10 |
email |
dataset_10 |
|
Bella KleinU sent an email to Brigid Macia requesting help to stop a wire transfer from LSJE... |
Financial transactions/money flowCommunications/correspondence |
Brigid Macia |
DB-SDNY-0090826 |
gemini-2.0-flash-001 |
| 42348 |
EFTA01387723.txt |
PLEASE HELP TO STOP WIRE FROM ISJE TC |
Bella Klein |
suspicious |
none |
2019-04-10 |
email |
dataset_10 |
|
Bella Klein urgently requests Stewart Oldfi's help to stop a wire transfer from ISJE TC. Brigid... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfi |
DB-SDNY-0090827 |
gemini-2.0-flash-001 |
| 42349 |
EFTA01387724.txt |
Outgoing Wire Status Change |
|
none |
none |
2019-04-10 |
email |
dataset_10 |
|
This email is a notification from Deutsche Bank regarding the status change of an outgoing wire... |
Financial transactions/money flow |
a |
DB-SDNY-0090828 |
gemini-2.0-flash-001 |
| 42350 |
EFTA01387725.txt |
Re: 2018 Periodic Review of High Risked Accounts
Butterfly Trust
and Neptune, LLC
under the SOUTHERN FINANCIAL RELATIONSHIP [IJ |
Stewart Oldfield |
suspicious |
none |
2018-09-05 |
email |
dataset_10 |
|
This email chain discusses the periodic review of high-risk accounts, Butterfly Trust and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Vijay-A Sawant |
KYC Caseff01977698 |
gemini-2.0-flash-001 |
| 42351 |
EFTA01387726.txt |
Review of High Risked Account |
Stewart Oldfield |
suspicious |
none |
2018-08-31 |
email |
dataset_10 |
|
The email discusses KYC compliance for Butterfly Trust and Neptune, LLC, which are flagged as... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vijay-A Sawant, Mayur Rathod, Bradley Gillin |
GCIS#486426, GCIS#487264 |
gemini-2.0-flash-001 |
| 42352 |
EFTA01387727.txt |
KYC Case for Butterfly & Neptune |
Vijay-A Sawant |
suspicious |
none |
2018-08-31 |
email |
dataset_10 |
|
Vijay Sawant from Deutsche Bank is requesting clarification from Stewart Oldfield regarding KYC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
GCIS#486426, GCIS#487264 |
gemini-2.0-flash-001 |
| 42353 |
EFTA01387728.txt |
Butterfly Trust (GCISItt186426) and Neptune, LLC (GCIS0487264) under the SOUTHERN FINANCIAL RELATIONSHIP |
Vijay-A Sawant |
suspicious |
none |
2018-07-31 |
email |
dataset_10 |
|
This email from Deutsche Bank's KYC department requests confirmation regarding the nature of the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin, Stewart Oldfield |
GCISItt186426, GCIS0487264 |
gemini-2.0-flash-001 |
| 42354 |
EFTA01387729.txt |
None |
Vijay Sawant |
suspicious |
none |
None |
email |
dataset_10 |
|
Vijay Sawant from Deutsche Bank is requesting clarification and documentation for KYC compliance... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0090833 |
gemini-2.0-flash-001 |
| 42355 |
EFTA01387730.txt |
Re: F c alert (II |
Paul |
none |
none |
2013-10-08 |
email |
dataset_10 |
|
Amanda Kirby sends an email to Paul Morris regarding an alert about a client who is married to a... |
Political connections/influenceFinancial transactions/money flowCommunications/correspondence |
Arran |
DB-SDNY-0090836 |
gemini-2.0-flash-001 |
| 42356 |
EFTA01387731.txt |
•cic alert [I] |
urvashi |
none |
none |
None |
email |
dataset_10 |
|
This email from Urvashi informs recipients about a compliance alert and provides instructions on... |
Communications/correspondenceLegal matters/litigationCompliance |
— |
DB-SDNY-0090837 |
gemini-2.0-flash-001 |
| 42357 |
EFTA01387732.txt |
CERTIFICATION OF GOOD STANDING |
Director, Division of Corporation and Trademarks |
none |
none |
2018-09-13 |
certification |
dataset_10 |
|
This document is a Certification of Good Standing issued by the Virgin Islands Lieutenant... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 42358 |
EFTA01387733.txt |
File Corruption Notice |
|
none |
none |
None |
other |
dataset_10 |
|
The document states that a file is corrupted and unprintable, therefore it cannot be produced.... |
|
— |
SDNY_GM_00237023 |
gemini-2.0-flash-001 |
| 42359 |
EFTA01387734.txt |
Certificate of Incorporation for JEGE, INC. |
Jeffrey W. Bullock, Secretary of State of the State of Delaware |
none |
none |
2018-08-22 |
Certificate |
dataset_10 |
|
This document is a certificate from the Delaware Secretary of State confirming that JEGE, INC.... |
Business dealingsLegal matters/litigation |
— |
3284812 8300
SR# 20186305107 |
gemini-2.0-flash-001 |
| 42360 |
EFTA01387735.txt |
Certificate of Existence |
Osbert E. Potter, Lieutenant Governor of the Virgin Islands |
none |
none |
2018-07-09 |
certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealings |
— |
|
gemini-2.0-flash-001 |
| 42361 |
EFTA01387736.txt |
Certificate of Existence |
Osbert E. Potter, Lieutenant Governor of the Virgin Islands |
none |
none |
2018-07-09 |
Certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealings |
— |
DB-SDNY-0090846 |
gemini-2.0-flash-001 |
| 42362 |
EFTA01387737.txt |
CERTIFICATiON OF GOOD STANDING |
Denise Jo annes, Director, Division of Corporations and Trademarks |
none |
none |
2018-07-09 |
certificate |
dataset_10 |
|
This document is a Certificate of Good Standing issued by the Virgin Islands Office of the... |
Business dealingsLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 42363 |
EFTA01387738.txt |
CERTIFICATION OF GOOD STANDING |
Director, Division of Corporations and Trademarks |
none |
none |
2018-07-09 |
certification |
dataset_10 |
|
This document is a Certification of Good Standing for the J. Epstein Virgin Islands Foundation,... |
Legal matters/litigation |
— |
DB-SDNY-0090851
SDNY_GM_00237035 |
gemini-2.0-flash-001 |
| 42364 |
EFTA01387739.txt |
CERTIFICATION OF GOOD STANDING |
Director, Division of Corporations and Trademarks |
none |
none |
2018-07-10 |
certification |
dataset_10 |
|
This document is a Certification of Good Standing issued by the Virgin Islands Lieutenant... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0090853
SDNY_GM_00237037 |
gemini-2.0-flash-001 |
| 42365 |
EFTA01387740.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard email disclaimer from Deutsche Bank, containing confidentiality and... |
|
— |
DB-SDNY-0090856, SDNY_GM_00237040 |
gemini-2.0-flash-001 |
| 42366 |
EFTA01387741.txt |
RE: DB - Harvest Collateral Yield Enhancement Strategy II] |
Andrew King |
none |
none |
2018-02-22 |
email |
dataset_10 |
|
This email chain discusses the DB - Harvest Collateral Yield Enhancement Strategy and the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Stewart Oldfield |
DB-SDNY-0090858 |
gemini-2.0-flash-001 |
| 42367 |
EFTA01387742.txt |
Investment Strategy |
Andrew King |
none |
none |
2008-04 |
email |
dataset_10 |
|
This email from Andrew King at Deutsche Bank introduces an investment strategy that allows... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0090860 |
gemini-2.0-flash-001 |
| 42368 |
EFTA01387743.txt |
BUILDINGART, S. DE R.L. account review |
|
suspicious |
none |
January 2016 through February 2016 |
report |
dataset_10 |
|
This document is a review of the BUILDINGART, S. DE R.L. account activity for January-February... |
Financial transactions/money flowBusiness dealings |
— |
KYC #01048205 |
gemini-2.0-flash-001 |
| 42369 |
EFTA01387744.txt |
RE: EURUSD Option confirmation |
Martin Zeman |
none |
none |
2017-11-20 |
email |
dataset_10 |
|
This email confirms a EURUSD option trade between Deutsche Bank and Paul Barrett. The trade... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
DB-SDNY-0090864 |
gemini-2.0-flash-001 |
| 42370 |
EFTA01387745.txt |
RE: EURUSO Option confirmation |
Xavier Avila |
none |
none |
2017-11-27 |
email |
dataset_10 |
|
This email confirms a EURUSD option trade executed by Paul Barrett through Deutsche Bank. The... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn, Martin Zeman, Joshua... |
DB-SDNY-0090865 |
gemini-2.0-flash-001 |
| 42371 |
EFTA01387746.txt |
FATCA request |
Liam |
none |
none |
None |
email |
dataset_10 |
|
Liam from Deutsche Bank is requesting Richard to provide US tax forms for Southern Financial,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Richard |
1007406812 |
gemini-2.0-flash-001 |
| 42372 |
EFTA01387747.txt |
SFLLC - FACTA Tax Documentation ICI |
Liam Osullivan |
none |
none |
2017-11-06 |
email |
dataset_10 |
|
Liam O'Sullivan from Deutsche Bank sends an email to Richard Kahn requesting FACTA tax... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Richard Kahn |
DB-SDNY-0090868 |
gemini-2.0-flash-001 |
| 42373 |
EFTA01387748.txt |
Deutsche Bank Wealth Management Lounge at Frieze New York |
|
none |
none |
None |
email |
dataset_10 |
|
This email welcomes Paul Barrett to the Deutsche Bank Wealth Management Lounge at Frieze New... |
Business dealingsCommunications/correspondence |
Paul Barrett |
DB-SDNY-0090871 |
gemini-2.0-flash-001 |
| 42374 |
EFTA01387749.txt |
Recall: Trade Details --> 06/01/2018 ICJ |
Liam Osullivan |
none |
none |
2018-06-01 |
email |
dataset_10 |
|
Liam Osullivan sent an email regarding trade details to multiple recipients but then recalled... |
Communications/correspondenceFinancial transactions/money flow |
Paul Barrett, Richard Kahn |
DB-SDNY-0090872 |
gemini-2.0-flash-001 |
| 42375 |
EFTA01387750.txt |
RE: EMS/090718728425:ns URGENT: ***RE: "URGENT" DEPOSIT PWM RETURN A/c 14 |
stewart.oldfieldq,db.com |
none |
none |
2018-07-09 |
email |
dataset_10 |
|
Stewart Oldfield is urgently seeking information about a stop payment placed on a client's... |
Financial transactions/money flowCommunications/correspondence |
Gail F Mahabir, Naveen Bagaria, Mariela Lopez, Joy E... |
EMS/090718728425 |
gemini-2.0-flash-001 |
| 42376 |
EFTA01387751.txt |
Trade Details 8/16/2018 [C] |
Liam Osullivan |
none |
none |
2018-08-16 |
email |
dataset_10 |
|
Liam O'Sullivan from Deutsche Bank sent Paul Barrett trade details regarding the sale of 1... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
DB-SDNY-0090882 |
gemini-2.0-flash-001 |
| 42377 |
EFTA01387752.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality disclaimer from Deutsche Bank. It outlines the... |
|
— |
DB-SDNY-0090883
SDNY_GM_00237067 |
gemini-2.0-flash-001 |
| 42378 |
EFTA01387753.txt |
signed trade confirm |
Richard Kahn |
none |
none |
2018-01-22 |
email |
dataset_10 |
|
Richard Kahn sent an email to multiple recipients including Paul Barrett, Stewart Oldfield, and... |
Business dealingsCommunications/correspondence |
Paul Barrett, Stewart Oldfield, Davide-A Sferrazza,... |
DB-SDNY-0090884 |
gemini-2.0-flash-001 |
| 42379 |
EFTA01387754.txt |
Interest Rate Swap Transaction |
Deutsche Bank AG |
none |
none |
January 17, 2018 |
letter agreement |
dataset_10 |
|
This document is a letter agreement confirming the terms and conditions of an Interest Rate Swap... |
Financial transactions/money flowBusiness dealings |
Southern Financial, LLC |
UTI / USI: |
gemini-2.0-flash-001 |
| 42380 |
EFTA01387755.txt |
Account Details and Representations |
|
none |
none |
None |
other |
dataset_10 |
|
The document details account information for DBAG and the counterparty, specifies the OBAG... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
D814527N |
gemini-2.0-flash-001 |
| 42381 |
EFTA01387756.txt |
Confirmation |
Deutsche Bank AG |
none |
none |
N/A |
other |
dataset_10 |
|
This document is a confirmation from Deutsche Bank AG to Southern Financial, LLV, regarding the... |
Financial transactions/money flowBusiness dealings |
— |
D814527N |
gemini-2.0-flash-001 |
| 42382 |
EFTA01387757.txt |
Wire Confirmation [C] |
Margaux Mcgrath |
none |
none |
2014-05-08 |
email |
dataset_10 |
|
Margaux McGrath from Deutsche Bank confirms the verification of a wire transfer for 5665 to... |
Financial transactions/money flowCommunications/correspondence |
bellaklein |
DB-SDNY-0090889 |
gemini-2.0-flash-001 |
| 42383 |
EFTA01387758.txt |
Re: Have you spoken to Paul Barrett about Harvest? DI |
Stewart Oldfield |
none |
none |
2018-01-24 |
email |
dataset_10 |
|
Stewart Oldfield confirms to Vahe Stepanian that he has spoken to Paul Barrett about 'Harvest'... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Vahe Stepanian |
DB-SDNY-0090891 |
gemini-2.0-flash-001 |
| 42384 |
EFTA01387759.txt |
RE: DB - Harvest Collateral Yield Enhancement Strategy |
Stewart Oldfield |
none |
none |
2018-01-26 |
email |
dataset_10 |
|
This email exchange discusses the 'Harvest Collateral Yield Enhancement Strategy,' focusing on... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew King |
DB-SDNY-0090892 |
gemini-2.0-flash-001 |
| 42385 |
EFTA01387760.txt |
RE: MIFID II & research - access to portal for clients ft) |
Stewart Oldfield |
none |
none |
2017-11-09 |
email |
dataset_10 |
|
This email exchange discusses providing access to a research portal for clients in relation to... |
Business dealingsCommunications/correspondence |
Anna-Sofiya Lupolover |
DB-SDNY-0090897 |
gemini-2.0-flash-001 |
| 42386 |
EFTA01387761.txt |
FW: MIFID II & research - access to portal for clients (I) |
Sheffali Welch |
none |
none |
2017-10-31 |
email |
dataset_10 |
|
This email from Sheffali Welch informs Deutsche Bank Wealth Management staff about changes to DB... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nicholas Allen |
EFTA01387761 |
gemini-2.0-flash-001 |
| 42387 |
EFTA01387762.txt |
DB: Foreign demand for US credit weakening |
Torsten Slok |
none |
none |
2018 |
email |
dataset_10 |
|
Torsten Slok from Deutsche Bank Securities informs recipients about the weakening foreign demand... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
undisclosed-recipients |
DB-SDNY-0090902 |
gemini-2.0-flash-001 |
| 42388 |
EFTA01387763.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality disclaimer and header from Deutsche Bank. It... |
|
— |
DB-SDNY-0090903, SDNY_GM_00237087 |
gemini-2.0-flash-001 |
| 42389 |
EFTA01387764.txt |
Regulation E Disclosure for Remittance Transfer |
Deutsche Bank AG. New York Branch |
none |
none |
2014-05-08 |
Regulation E Disclosure |
dataset_10 |
|
This document is a Regulation E Disclosure for a remittance transfer of $665.00 from Deutsche... |
Financial transactions/money flow |
Jeffrey Epsteln |
016531 101813 |
gemini-2.0-flash-001 |
| 42390 |
EFTA01387765.txt |
FW: Inquiry Regarding Accou n t# |
Bradley Giffin |
suspicious |
none |
2018-05-09 |
email |
dataset_10 |
|
Bradley Giffin from Deutsche Bank explains a flagged transaction in Jeffrey Epstein's account as... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Amlcompliance Inquiries lamIcomplianceinquiries@db.comi |
Alert #84699 |
gemini-2.0-flash-001 |
| 42391 |
EFTA01387766.txt |
Inquiry Regarding Accoun #84699 - Due May 10 |
Amlcompliance Inquiries |
suspicious |
none |
2018-05-04 |
email |
dataset_10 |
|
Deutsche Bank's AML Compliance department is requesting information from Stewart Oldfiel, the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Stewart Oldfiel, Amlcompl lance Inquiries |
DB-SDNY-0090911 |
gemini-2.0-flash-001 |
| 42392 |
EFTA01387767.txt |
RE: Harvest CYES Update - May 2018 |
Stewart Oldfield |
none |
none |
2018-06-04 |
email |
dataset_10 |
|
This email chain discusses the performance of the Harvest CYES strategy and whether to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew King |
DB-SDNY-0090913 |
gemini-2.0-flash-001 |
| 42393 |
EFTA01387768.txt |
RE: STC wire (I) |
Vahe Stepanian |
suspicious |
none |
2017-04-04 |
email |
dataset_10 |
|
This email exchange discusses a wire transfer of 52.5mm from Southern Trust to Valar Global Fund... |
Financial transactions/money flowCommunications/correspondence |
Zbynek Koze'sky |
DB-SDNY-0090915 |
gemini-2.0-flash-001 |
| 42394 |
EFTA01387769.txt |
STC wire |
Bella Klein |
suspicious |
none |
2017-04-04 |
email |
dataset_10 |
|
Bella Klein emails Vahe Stepanian to request the processing of an attached STC wire transfer,... |
Financial transactions/money flowCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0090916 |
gemini-2.0-flash-001 |
| 42395 |
EFTA01387770.txt |
Authorization for Asset Movement |
|
none |
none |
04-14-2017 |
Authorization Form |
dataset_10 |
|
This document is an authorization form from Southern Trust Company Inc to Deutsche Bank Alex.... |
Financial transactions/money flow |
— |
10-FWM-0177t Il2(1g) |
gemini-2.0-flash-001 |
| 42396 |
EFTA01387771.txt |
Assistance Required in Resolving Rejection Points - KYC Case! |
Vijay•A Sawant |
suspicious |
possible |
2018-09-10 |
email |
dataset_10 |
|
This email requests assistance in resolving KYC rejection points for accounts associated with... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Stewart 0ldfiel, Richard larossi |
|
gemini-2.0-flash-001 |
| 42397 |
EFTA01387773.txt |
RE: Question |
Martin Zeman |
none |
none |
2018-09-07 |
email |
dataset_10 |
|
Paul Barrett from Alpha Group Capital LLC asks Stewart Oldfield and others about the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0090924 |
gemini-2.0-flash-001 |
| 42398 |
EFTA01387774.txt |
Investors Claim Jeffrey Epstein Built $473M Ponzi Scheme |
Vijay Sawant |
suspicious |
none |
1997 |
email |
dataset_10 |
|
The email discusses a putative class action lawsuit filed against Jeffrey Epstein for his... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
DB-SDNY-0090926 |
gemini-2.0-flash-001 |
| 42399 |
EFTA01387775.txt |
OFAC RESULTS |
|
none |
none |
2018-09-05 |
report |
dataset_10 |
|
This document presents OFAC and BIS results for Jeffrey Epstein, including alerts from KYC and a... |
Political connections/influenceLegal matters/litigationMedia/Journalist Interactions |
— |
DB-SDNY-0090929 |
gemini-2.0-flash-001 |
| 42400 |
EFTA01387776.txt |
Talking with Judge Jeannine Pirro about Liars, Liberals and Leakers |
|
none |
none |
September 5, 2018 |
news article |
dataset_10 |
|
The article discusses Judge Jeannine Pirro's criticism of Hillary Clinton's past legal defense... |
Political connections/influenceLegal matters/litigationAllegations/complaints |
— |
DB-SDNY-0090930 |
gemini-2.0-flash-001 |