| 54001 |
EFTA01421542.txt |
Epstein [I] |
Stewart Oldfield |
suspicious |
possible |
2016-11-16 |
email |
dataset_10 |
|
Stewart Oldfield emailed Joseph Durs to follow up on a meeting between Durs and Todd and offered... |
Business dealingsCommunications/correspondence |
Joseph Durs |
EFTA01421542 |
gemini-2.0-flash-001 |
| 54002 |
EFTA01421545.txt |
Re: meet [C] |
Richard Kahn <II |
none |
none |
2014-10-20 |
email |
dataset_10 |
|
Richard Kahn and Paul Morris are trying to schedule a meeting, with Paul Morris wanting to... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Paul Morris |
EFTA01421545.txt |
gemini-2.0-flash-001 |
| 54003 |
EFTA01421547.txt |
Monthly Annual Client U date Re orts [I] |
Rich Iarossi |
none |
none |
2016-08-03 |
email |
dataset_10 |
|
Rich Iarossi from Deutsche Bank Wealth Management sent an email to Stewart Oldfield regarding... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01421547 |
gemini-2.0-flash-001 |
| 54004 |
EFTA01421549.txt |
Re: [C] |
bellaklein <~~> |
suspicious |
none |
2016-09-06 |
email |
dataset_10 |
|
This email exchange discusses an issue with a wire transfer sent with incorrect instructions to... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez |
None |
gemini-2.0-flash-001 |
| 54005 |
EFTA01421552.txt |
RE: Confidentialit a reement [I] |
Mark Karlan |
none |
none |
2016-09-06 |
email |
dataset_10 |
|
This email exchange documents the circulation of a signed confidentiality agreement among... |
Business dealingsCommunications/correspondence |
Bruce McDermott |
EFTA01421552 |
gemini-2.0-flash-001 |
| 54006 |
EFTA01421554.txt |
Fw: Haze N4G024943 [I] |
Stewart Oldfield < |
suspicious |
none |
2016-10-24 |
email |
dataset_10 |
|
Stewart Oldfield forwarded an email from Richard Kahn to Cynthia Rodriguez regarding an expected... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez |
N4G024943 |
gemini-2.0-flash-001 |
| 54007 |
EFTA01421555.txt |
FW: MD Approval for ACUs for Hi h Risk Clients [I] |
Stewart Oldfield |
none |
none |
2016-10-26 |
email |
dataset_10 |
|
This email requests approval for Annual Client Updates for high-risk clients, including entities... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Cynthia Rodriguez |
None |
gemini-2.0-flash-001 |
| 54008 |
EFTA01421566.txt |
Re: Fw: meet [C] |
Stewart Oldfield < |
none |
none |
2014-10-20 |
email |
dataset_10 |
|
This email exchange involves Paul Morris attempting to schedule a meeting between Richard Kahn... |
Business dealingsCommunications/correspondence |
Paul Morris |
EFTA01421566.txt |
gemini-2.0-flash-001 |
| 54009 |
EFTA01421568.txt |
Account Docs |
Cynthia Rodriguez |
none |
none |
2016-12-12 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank sent account opening documents to Darren Indyke and... |
Financial transactions/money flowCommunications/correspondence |
Darren Indyke |
None |
gemini-2.0-flash-001 |
| 54010 |
EFTA01421586.txt |
RE: RP Meetings [I] |
Stewart Oldfield |
none |
none |
2017-02-13 |
email |
dataset_10 |
|
Stewart Oldfield updates Audie Apple on the status of arranging meetings with clients, including... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Audie Apple |
EFTA01421586 |
gemini-2.0-flash-001 |
| 54011 |
EFTA01421591.txt |
Re: trading capabilities |
Richard Kahn |
none |
none |
2017-04-27 |
email |
dataset_10 |
|
Richard Kahn is communicating with Stewart Oldfield and Vahe Stepanian regarding trading... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01421591.txt |
gemini-2.0-flash-001 |
| 54012 |
EFTA01421597.txt |
Re: Trade Report 6/15/2017 |
Richard Kahn |
suspicious |
none |
2017-06-15 |
email |
dataset_10 |
|
This email exchange details instructions for stock trades within the J Epstein Foundation... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Darren Indyke, Stewart Oldfield, Joshua Shoshan |
EFTA01421597.txt |
gemini-2.0-flash-001 |
| 54013 |
EFTA01421604.txt |
Check Referral - Acct - 42953467-1013[I] |
|
suspicious |
none |
2017-07-10 |
email |
dataset_10 |
|
This email requests a pay/no pay decision for a check referral, highlighting the importance of... |
Financial transactions/money flowLegal matters/litigation |
All |
None |
gemini-2.0-flash-001 |
| 54014 |
EFTA01421605.txt |
RE: Debit Card Withdrawal Limit Increase Approval [I] |
Arthur Tremblay <arthur.tremblay@db.com> |
suspicious |
none |
2017-12-22 |
email |
dataset_10 |
|
This email chain discusses and approves a request to increase Jeffrey Epstein's debit card... |
Financial transactions/money flowBusiness dealings |
Cynthia Rodriguez <c nthia.rodri db.com> |
None |
gemini-2.0-flash-001 |
| 54015 |
EFTA01421607.txt |
Re: Trade Details 04/02/2018 [I] |
Stewart Oldfield |
none |
none |
2018-04-02 |
email |
dataset_10 |
|
This email exchange discusses trade details for the SFLLC account, specifically the purchase of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman |
EFTA01421607 |
gemini-2.0-flash-001 |
| 54016 |
EFTA01421610.txt |
image001.gif metadata |
|
none |
none |
None |
other |
dataset_10 |
|
The document contains metadata extracted from an image file named image001.gif, providing... |
|
— |
None |
gemini-2.0-flash-001 |
| 54017 |
EFTA01421611.txt |
RM0082289 Daily Deposit Report 20180307 |
dwhpbdw-batch@db.com |
none |
none |
2018-03-07 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank listing accounts with large, zero,... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 54018 |
EFTA01421612.txt |
Fwd: RM0082289 Daily Deposit Report 20180320 |
Stewart Oldfield |
suspicious |
none |
2018-03-20 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank requests a daily deposit report for CDs similar to the one... |
Financial transactions/money flow |
Charlie Burrows |
RM0082289 |
gemini-2.0-flash-001 |
| 54019 |
EFTA01421615.txt |
|
|
none |
none |
|
other |
dataset_10 |
|
This document contains metadata for a GIF image file named 'pic21919.gif', including technical... |
|
— |
EFTA01421615 |
gemini-2.0-flash-001 |
| 54020 |
EFTA01421621.txt |
Re: are you runnin the Brooklyn half? [C] |
Stewart Oldfield |
none |
none |
2017-05-16 |
email |
dataset_10 |
|
This email exchange is about whether Stewart Oldfield and Richard Kahn are running the Brooklyn... |
Communications/correspondencePersonal relationships |
Richard Kahn |
EFTA01421621.txt |
gemini-2.0-flash-001 |
| 54021 |
EFTA01421628.txt |
Re: are you runnin the Brooklyn half? |
Richard Kahn |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Richard Kahn and Stewart Oldfield are coordinating running schedules and discussing the Brooklyn... |
Personal relationshipsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 54022 |
EFTA01421635.txt |
RE: Rothschild [C] |
Tazia Smith |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
This email exchange between Richard Kahn and Deutsche Bank employees concerns a request for a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Delores Rubin, Stewart Oldfie, Vahe... |
None |
gemini-2.0-flash-001 |
| 54023 |
EFTA01421645.txt |
RE: Epstein meeting 8/10 [I] |
Stewart Oldfield |
suspicious |
none |
2017-07-24 |
email |
dataset_10 |
|
Stewart Oldfield is trying to schedule a meeting with Jeffrey Epstein through Tracy-Ann Hopkins... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Tracy-Ann Hopkins |
EFTA01421645 |
gemini-2.0-flash-001 |
| 54024 |
EFTA01421647.txt |
RE: Enhanced Ed wire [C] |
Vahe Stepanian < |
suspicious |
possible |
2017-08-04 |
email |
dataset_10 |
|
This email chain discusses issues with an 'Enhanced Ed wire' transfer, with Richard Kahn... |
Financial transactions/money flowCommunications/correspondence |
Darren Indyke, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 54025 |
EFTA01421666.txt |
Re: [I] |
Paul Morris |
suspicious |
none |
2014-10-28 |
email |
dataset_10 |
|
This email exchange shows Jeffrey E. instructing Deutsche Bank to purchase $5 million worth of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
None |
gemini-2.0-flash-001 |
| 54026 |
EFTA01421669.txt |
RE: trade in SFL LLC |
Matt Glassman |
none |
none |
2017-09-14 |
email |
dataset_10 |
|
This email chain discusses a trade in SFL LLC, with Richard Kahn instructing Vahe Stepanian and... |
Financial transactions/money flowBusiness dealings |
Stewart Oldfield, Martin Zeman, Davide-A Sferrazza |
EFTA01421669.txt |
gemini-2.0-flash-001 |
| 54027 |
EFTA01421671.txt |
RM0082289 Daily Deposit Report 20171107 |
|
suspicious |
none |
2017-11-07 |
report |
dataset_10 |
|
This document is a daily deposit report from November 7, 2017, listing account balances for... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54028 |
EFTA01421672.txt |
Re: |
Richard Kahn |
none |
none |
2018-05-02 |
email |
dataset_10 |
|
Richard Kahn is trying to schedule a phone call with Stewart Oldfield. Stewart Oldfield responds... |
Communications/correspondenceBusiness dealings |
Stewart Oldfield |
|
gemini-2.0-flash-001 |
| 54029 |
EFTA01421673.txt |
Trade Details -- > 5/10/2018 [C] |
Liam Osullivan |
none |
none |
2018-05-10 |
email |
dataset_10 |
|
This email from Liam O'Sullivan of Deutsche Bank Securities Inc. provides trade details to Paul... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 54030 |
EFTA01421676.txt |
Trade Details --> 5/23/2018 [C] |
Liam Osullivan |
none |
none |
2018-05-23 |
email |
dataset_10 |
|
Liam O'Sullivan from Deutsche Bank sent an email to Paul Barrett and Richard Kahn detailing a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 54031 |
EFTA01421678.txt |
RM0082289 Daily Deposit Report 20180601 |
|
none |
none |
2018-06-01 |
report |
dataset_10 |
|
This document is a daily deposit report from 2018-06-01, listing accounts with large, zero, and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54032 |
EFTA01421680.txt |
RM0082289 Daily Deposit Report 20180609 |
dwhpbdw-batch@db.com |
suspicious |
possible |
2018-06-09 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54033 |
EFTA01421682.txt |
Automatic reply: Southern Financial P/L - YTD [C] |
Alastair Mackinlay |
none |
none |
2018-06-20 |
email |
dataset_10 |
|
Alastair Mackinlay sent an automatic reply to Stewart Oldfield indicating he is out of the... |
Communications/correspondence |
Stewart Oldfield |
EFTA01421682 |
gemini-2.0-flash-001 |
| 54034 |
EFTA01421683.txt |
RM0082289 Daily Deposit Report 20180621 |
|
suspicious |
none |
2018-06-21 |
report |
dataset_10 |
|
This document is a daily deposit report from June 21, 2018, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54035 |
EFTA01421685.txt |
Automatic reply: 2018 Periodic Review of Accts NES, LLC
(GCIS#487265), Plan D, LLC (GCIS#487219), The Haze Trust (GCIS#486428) & The
2007 Jeffrey E. Epstein Insurance Trust#3 (GCIS#487199) under the SOUTHERN
FINANCIAL RELATIONSHIP [I] |
Stewart Oldfield |
none |
none |
2018-08-13 |
email |
dataset_10 |
|
This is an automatic reply email from Stewart Oldfield indicating he is out of the office from... |
Financial transactions/money flowCommunications/correspondence |
Bradley Gillin |
GCIS#487265, GCIS#487219, GCIS#486428, GCIS#487199 |
gemini-2.0-flash-001 |
| 54036 |
EFTA01421686.txt |
RE: bullish expression of single stocks [C] |
Ariane Dwyer <ffi |
none |
none |
2015-06-10 |
email |
dataset_10 |
|
This email exchange between Deutsche Bank employees and Jeffrey involves providing updated stock... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daniel Sabba, eevacation@ mail.com |
None |
gemini-2.0-flash-001 |
| 54037 |
EFTA01421697.txt |
FW: OD REFERRALS (08/02/2018) A/c # |
Stewart Oldfield |
none |
none |
2018-08-03 |
email |
dataset_10 |
|
Stewart Oldfield forwards an email from Naveen Bagaria regarding OD referrals to Bradley Gillin,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin |
|
gemini-2.0-flash-001 |
| 54038 |
EFTA01421701.txt |
Check Information |
|
none |
none |
None |
other |
dataset_10 |
|
The document displays check information for Neptune, LLC, including a high dollar amount of... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 54039 |
EFTA01421702.txt |
Check Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains information about a check, including the account number, routing number,... |
Financial transactions/money flow |
— |
EFTA01421702 |
gemini-2.0-flash-001 |
| 54040 |
EFTA01421703.txt |
Check Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a record of a check transaction for $21,179.00 involving NES, LLC.... |
Financial transactions/money flow |
— |
EFTA01421703 |
gemini-2.0-flash-001 |
| 54041 |
EFTA01421706.txt |
Re: Rothschild - Bein shown an offer! [C] |
Richard Kahn |
suspicious |
none |
2017-06-01 |
email |
dataset_10 |
|
Richard Kahn of HBRK Associates is attempting to purchase a large block of Rothschild shares... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin |
None |
gemini-2.0-flash-001 |
| 54042 |
EFTA01421741.txt |
RE: Southern Financial and Southern Trust ISDA/CSAs [I] |
Paul Morris |
none |
none |
2015-07-21 |
email |
dataset_10 |
|
This email chain discusses Southern Financial and Southern Trust's ISDA/CSAs with Deutsche Bank,... |
Financial transactions/money flowBusiness dealings |
Vahe Stepanian, Troy-D Williams, Roddy Moore |
None |
gemini-2.0-flash-001 |
| 54043 |
EFTA01421742.txt |
Customer Owner Customer Name Reviewer Confirmation? |
|
suspicious |
none |
None |
spreadsheet |
dataset_10 |
|
This document is a spreadsheet listing customers and their associated entities, including those... |
Business dealingsFinancial transactions/money flowReal estate/properties |
— |
None |
gemini-2.0-flash-001 |
| 54044 |
EFTA01421744.txt |
Re: Annual Remediation |
Bella Klein |
suspicious |
none |
2017-07-06 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank requests updated certificates of good standing for several... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
|
gemini-2.0-flash-001 |
| 54045 |
EFTA01421746.txt |
RE: Euro Calls (C] |
Vahe Stepanian <aa> |
none |
none |
2017-07-12 |
email |
dataset_10 |
|
Richard Kahn from HBRK Associates Inc. is inquiring about buying Euro calls and requests... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn .5 |
EFTA01421746 |
gemini-2.0-flash-001 |
| 54046 |
EFTA01421747.txt |
Trade Report 7/13/2017 [C] |
Vahe Stepanian <> |
none |
none |
2017-07-13 |
email |
dataset_10 |
|
This email exchange discusses the execution of a trade involving selling put options for SFLLC.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn .5 > |
|
gemini-2.0-flash-001 |
| 54047 |
EFTA01421750.txt |
Re: Enhanced Ed wire [C] |
Richard Kahn |
none |
none |
2017-08-04 |
email |
dataset_10 |
|
This email chain discusses issues with an "Enhanced Ed wire" transfer that was rejected due to... |
Financial transactions/money flowCommunications/correspondence |
Vahe Stepanian, Liam Osullivan, Bella Klein, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 54048 |
EFTA01421761.txt |
Epstein mtg [I |
Daniel-E Kaiser |
none |
none |
2017-09-12 |
email |
dataset_10 |
|
Daniel-E Kaiser sent an email to Stewart Oldfield, Vahe Stepanian, Xavier Avila, Martin Zeman,... |
Business dealings |
Stewart Oldfield, Vahe Stepanian, Xavier Avila, Martin... |
EFTA01421761 |
gemini-2.0-flash-001 |
| 54049 |
EFTA01421765.txt |
RM0082289 Daily Deposit Report 20180224 |
|
suspicious |
none |
2018-02-24 |
report |
dataset_10 |
|
This document is a daily deposit report from February 24, 2018, listing large, zero, and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54050 |
EFTA01421766.txt |
RM0082289 Daily Deposit Report 20180309 |
|
suspicious |
none |
2018-03-09 |
report |
dataset_10 |
|
This document is a daily deposit report from March 9, 2018, listing account balances for various... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54051 |
EFTA01421771.txt |
RM0082289 Daily Deposit Report 20180413 |
|
suspicious |
possible |
2018-04-13 |
report |
dataset_10 |
|
This document is a daily deposit report from April 13, 2018, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54052 |
EFTA01421772.txt |
RE: Inquiry - Account# |
Bradley Gillin |
suspicious |
possible |
2018-05-09 |
email |
dataset_10 |
|
Bradley Gillin from Deutsche Bank is requesting information from Richard Kahn regarding a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
EFTA01421772 |
gemini-2.0-flash-001 |
| 54053 |
EFTA01421776.txt |
RM0082289 Daily Deposit Report 20180522 |
|
none |
none |
2018-05-22 |
report |
dataset_10 |
|
This document is a daily deposit report listing accounts with large, zero, or negative balances.... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54054 |
EFTA01421778.txt |
RM0082289 Daily Deposit Report 20180523 |
|
suspicious |
none |
2018-05-23 |
report |
dataset_10 |
|
This document is a daily deposit report from May 23, 2018, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54055 |
EFTA01421780.txt |
Trade Details --> 5/30/2018 [C] |
Liam Osullivan |
none |
none |
2018-05-30 |
email |
dataset_10 |
|
This email from Liam O'Sullivan at Deutsche Bank provides trade details to Paul Barrett and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 54056 |
EFTA01421783.txt |
Clearance Required on RDC Alert |
Vijay-A Sawant |
none |
none |
2018-06-01 |
email |
dataset_10 |
|
Vijay Sawant from Deutsche Bank is requesting updated approval from PWMUS AMLKYC for an RDC... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
PWMUS AMLKYC |
KYC Case#01946825 |
gemini-2.0-flash-001 |
| 54057 |
EFTA01421784.txt |
Deutsche Bank Private Bank - Richard D Kahn KYC Monitoring Alert |
|
suspicious |
none |
2018-05-30 |
report |
dataset_10 |
|
This document is a KYC monitoring alert from Deutsche Bank regarding Richard Kahn. It highlights... |
Legal matters/litigationFinancial transactions/money flowCompliance/regulatory issues |
— |
KYC 01946825 |
gemini-2.0-flash-001 |
| 54058 |
EFTA01421786.txt |
Deutsche Bank Private Bank - Richard D Kahn KYC Monitoring Alert |
Deutsche Bank Private Bank |
suspicious |
none |
2018-05-30 |
report |
dataset_10 |
|
This document is a KYC monitoring alert from Deutsche Bank regarding Richard Kahn. It highlights... |
Legal matters/litigationFinancial transactions/money flowCompliance/regulatory action |
— |
KYC 01946825 |
gemini-2.0-flash-001 |
| 54059 |
EFTA01421788.txt |
Ghislaine Maxwell [I] |
Paul Morris < |
none |
none |
2014-11-20 |
email |
dataset_10 |
|
Paul Morris emails Stewart Oldfield about Ghislaine Maxwell, describing her as a big NYC... |
Communications/correspondencePersonal relationshipsBusiness dealings |
Stewart Oldfield < |
EFTA01421788 |
gemini-2.0-flash-001 |
| 54060 |
EFTA01421795.txt |
Your account(s) |
Patrick Campion, Head of Deutsche Bank Wealth Management Americas |
none |
none |
2018 |
letter |
dataset_10 |
|
This letter from Deutsche Bank informs clients about the new Customer Due Diligence Requirements... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
«Client Name» |
027154 053018 |
gemini-2.0-flash-001 |
| 54061 |
EFTA01421797.txt |
FW: CDD Forms and Pr tanee certificate of good standing [C] [I] |
Bradley Gillin |
none |
none |
2018-07-23 |
email_chain |
dataset_10 |
|
This email chain discusses the exchange of CDD forms for Southern Trust Company, Inc and a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Vijay-A Sawant |
None |
gemini-2.0-flash-001 |
| 54062 |
EFTA01421804.txt |
Certificate of Existence for PRYTANEE, LLC |
Osbert E. Potter, Lieutenant Governor of the Virgin Islands |
none |
none |
2018-07-17 |
Certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 54063 |
EFTA01421805.txt |
Recall: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCIS#4838 83), Epstein, Jeffrey E. (GCIS4483289) and Zorro Management, LLC (GCIS#550331) under the SOUTHERN EI NANCIAL RELATIONSHIP |
Vijay-A Sawant |
suspicious |
none |
2018-07-30 |
email |
dataset_10 |
|
The email is a recall notice for a message concerning the 2018 periodic review of high-risk... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Bradley Gillin, Stewart Oldfield |
GCIS#4838 83, GCIS4483289, GCIS#550331 |
gemini-2.0-flash-001 |
| 54064 |
EFTA01421806.txt |
RM0082289 Daily Deposit Report 20180807 |
|
suspicious |
possible |
2018-08-07 |
report |
dataset_10 |
|
This document is a daily deposit report from August 7, 2018, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54065 |
EFTA01421809.txt |
RM0082289 Daily Deposit Report 20180816 |
|
none |
none |
2018-08-16 |
report |
dataset_10 |
|
This document is a daily deposit report from August 16, 2018, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54066 |
EFTA01421812.txt |
RE: One idea for diver in policies - calls on global dispersion [C] |
Stewart Oldfield |
suspicious |
none |
2015-01-30 |
email |
dataset_10 |
|
This email chain discusses a financial transaction involving calls on dispersion across global... |
Financial transactions/money flowBusiness dealings |
Paul Morris |
None |
gemini-2.0-flash-001 |
| 54067 |
EFTA01421816.txt |
Trade Details -- 08/17/2018 [C] |
Liam Osullivan |
none |
none |
2018-08-17 |
email |
dataset_10 |
|
Liam O'Sullivan from Deutsche Bank sent an email to Paul Barrett and Richard Kahn detailing the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 54068 |
EFTA01421819.txt |
RM0082289 Daily Deposit Report 20160826 |
|
suspicious |
none |
2016-08-26 |
report |
dataset_10 |
|
This document is a daily deposit report from August 26, 2016, listing accounts with large... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54069 |
EFTA01421820.txt |
Re: Inquiry regarding account 137428 [I] |
Armen Brash |
suspicious |
possible |
2016-09-27 |
email |
dataset_10 |
|
This email exchange reveals an AML compliance inquiry into the BUTTERFLY TRUST account at... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Stewart Oldfield |
137428 [I] |
gemini-2.0-flash-001 |
| 54070 |
EFTA01421823.txt |
FW: Individual Self-Certification Form [I] |
Armen Brash |
none |
none |
2016-05-24 |
email |
dataset_10 |
|
This email chain involves the forwarding of an Individual Self-Certification Form. The email... |
Communications/correspondence |
Stewart Oldfield |
EFTA01421823 |
gemini-2.0-flash-001 |
| 54071 |
EFTA01421827.txt |
None |
Richard Kahn |
none |
none |
2016-05-26 |
email |
dataset_10 |
|
Richard Kahn sent an email to Stewart Oldfield attaching a signed form. The email expresses... |
Communications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 54072 |
EFTA01421860.txt |
Re: Approval Needed - List of Preferreds [I] |
Terri Sohrab |
suspicious |
possible |
2016-06-14 |
email_thread |
dataset_10 |
|
This email thread discusses the approval process for providing a list of preferred equities to... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 54073 |
EFTA01421866.txt |
RM0082289 Daily Deposit Report 20160622 |
PBW/WM/MIS ETL/PBW 15116 |
suspicious |
none |
2016-06-22 |
report |
dataset_10 |
|
This document is a daily deposit report from June 22, 2016, listing large balances and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54074 |
EFTA01421867.txt |
RE: Canyon requests - AIS - KCP [I] |
Zbynek Kozelsky |
suspicious |
none |
2016-11-15 |
email |
dataset_10 |
|
This email exchange discusses the process for submitting AIS requests for Canyon clients,... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 54075 |
EFTA01421872.txt |
RM0082289 Daily Deposit Report 20180206 |
|
suspicious |
none |
2018-02-06 |
report |
dataset_10 |
|
This document is a daily deposit report from February 6, 2018, listing accounts with large,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54076 |
EFTA01421873.txt |
RE: Southern Financial Relationship - YTD 2018 Brokerage Revenues [C] |
Stewart Oldfield ca. |
none |
none |
2018-02-26 |
email |
dataset_10 |
|
Stewart Oldfield requests OTC numbers related to the Southern Financial Relationship's YTD 2018... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza |
None |
gemini-2.0-flash-001 |
| 54077 |
EFTA01421877.txt |
Annual Review |
Cynthia Rodriguez <E> |
none |
none |
2017-06-23 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is requesting Bella Klein to provide the date of birth for... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein |
None |
gemini-2.0-flash-001 |
| 54078 |
EFTA01421879.txt |
RE: trading meeting |
Stewart Oldfield |
none |
none |
2017-07-12 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Richard Kahn discusses scheduling a trading... |
Business dealingsCommunications/correspondence |
Richard Kahn |
EFTA01421879 |
gemini-2.0-flash-001 |
| 54079 |
EFTA01421890.txt |
Tentative: E stein tradin meeting [I] |
Xavier Avila |
none |
none |
2017-07-13 |
email |
dataset_10 |
|
Xavier Avila emailed Stewart Oldfield to schedule a tentative trading meeting. The email was... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01421890 |
gemini-2.0-flash-001 |
| 54080 |
EFTA01421891.txt |
RM0082289 Daily Deposit Report 20171121 |
|
none |
none |
2017-11-21 |
email |
dataset_10 |
|
This email contains a daily deposit report listing accounts with large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54081 |
EFTA01421892.txt |
RM0082289 Daily Deposit Report 20171222 |
|
suspicious |
none |
2017-12-22 |
report |
dataset_10 |
|
This document is a daily deposit report from December 22, 2017, listing account balances for... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54082 |
EFTA01421893.txt |
RM0082289 Dail De osit Report 20180403 |
|
none |
none |
2018-04-03 |
email |
dataset_10 |
|
This email contains a daily deposit report from April 3, 2018, listing accounts with large,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54083 |
EFTA01421894.txt |
RM0082289 Daily Deposit Report 20180509 |
|
suspicious |
none |
2018-05-09 |
report |
dataset_10 |
|
This document is a daily deposit report from May 9, 2018, listing accounts with large, zero, and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54084 |
EFTA01421896.txt |
RE: Southern Financial Relationship - YTD 2018 Brokerage Revenues |
Davide-A Sferrazza |
none |
none |
2018-06-15 |
email |
dataset_10 |
|
Davide Sferrazza is responding to Stewart Oldfield's request for a YTD summary of brokerage... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01421896 |
gemini-2.0-flash-001 |
| 54085 |
EFTA01421898.txt |
RE: CDD form for Prytanee - please complete and return [C] [I] |
Bradley Gillin |
none |
none |
2018-07-23 |
email |
dataset_10 |
|
This email exchange revolves around the completion of Customer Due Diligence (CDD) forms for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 54086 |
EFTA01421902.txt |
Re: Gratitude America, Ltd |
Richard Kahn |
none |
none |
2018-08-08 |
email |
dataset_10 |
|
Richard Kahn asks Stewart Oldfield about setting up a higher interest account for Gratitude... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01421902.txt |
gemini-2.0-flash-001 |
| 54087 |
EFTA01421903.txt |
Re: [C] |
Richard Kahn |
none |
none |
2017-07-26 |
email |
dataset_10 |
|
Richard Kahn requests Vahe Stepanian to process the transfer of GE and GM shares to Merrill.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
|
gemini-2.0-flash-001 |
| 54088 |
EFTA01421906.txt |
Automatic reply: DB - Self Disclosure Letter |
Stewart Oldfield |
none |
none |
2017-10-03 |
email |
dataset_10 |
|
This is an automatic out-of-office email reply from Stewart Oldfield to Richard Kahn. It informs... |
Communications/correspondence |
Richard Kahn |
EFTA01421906 |
gemini-2.0-flash-001 |
| 54089 |
EFTA01421907.txt |
Automatic reply: |
Stewart Oldfield |
none |
none |
2017-10-19 |
email |
dataset_10 |
|
This is an automatic out-of-office email from Stewart Oldfield, indicating he will be out of the... |
Communications/correspondence |
Richard Kahn |
EFTA01421907 |
gemini-2.0-flash-001 |
| 54090 |
EFTA01421908.txt |
None |
Richard Kahn < > |
none |
none |
2017-12-08 |
email |
dataset_10 |
|
Richard Kahn emailed Stewart Oldfield requesting a return phone call. He mentions leaving a... |
Communications/correspondence |
Stewart Oldfield c• > |
EFTA01421908 |
gemini-2.0-flash-001 |
| 54091 |
EFTA01421909.txt |
EMS/210218710880: Check Referrals: |
|
suspicious |
none |
2018-02-21 |
email |
dataset_10 |
|
This email requests a pay/no pay decision on check referrals and outlines the procedure for... |
Financial transactions/money flowCommunications/correspondenceAllegations/complaints |
— |
EMS/210218710880 |
gemini-2.0-flash-001 |
| 54092 |
EFTA01421910.txt |
Check Information |
|
suspicious |
none |
None |
other |
dataset_10 |
|
This document provides information about a check from Neptune, LLC, including the amount,... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 54093 |
EFTA01421911.txt |
Check Information |
|
none |
none |
None |
Check Image/Record |
dataset_10 |
|
The document is a record of a check payment for $6,391.60 to NES, LLC. It includes account and... |
Financial transactions/money flow |
— |
EFTA01421911 |
gemini-2.0-flash-001 |
| 54094 |
EFTA01421916.txt |
SFL - 250,000 BK shares |
Richard Kahn <I > |
none |
none |
2017-07-13 |
email |
dataset_10 |
|
Richard Kahn requests the transfer of 250,000 shares from SFL LLC to a Merrill STC account. The... |
Financial transactions/money flowBusiness dealings |
Vahe Stepanian fl, Stewart Oldfield ic, Darren Indyke... |
|
gemini-2.0-flash-001 |
| 54095 |
EFTA01421917.txt |
Transfer of Bank of New York Mellon Shares |
|
none |
none |
2017-07-13 |
letter |
dataset_10 |
|
This letter authorizes the transfer of 250,000 shares of Bank of New York Mellon from Southern... |
Financial transactions/money flow |
Richard Kahn |
|
gemini-2.0-flash-001 |
| 54096 |
EFTA01421918.txt |
RM0082289 Daily Deposit Report 20170804 |
|
suspicious |
none |
2017-08-04 |
report |
dataset_10 |
|
This document is a daily deposit report from August 4, 2017, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 54097 |
EFTA01421919.txt |
9-20-2017 meetin @ 9:30am |
Richard Kahn |
none |
none |
2017-09-19 |
email |
dataset_10 |
|
Richard Kahn is confirming the address and floor for a meeting with Stewart Oldfield and members... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 54098 |
EFTA01421923.txt |
RE: Deposit Return - A/c # |
Bradley Gillin |
suspicious |
none |
2017-09-27 |
email |
dataset_10 |
|
This email chain discusses a returned check for $450,000 made out by Jeffery Epstein to himself... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Hemant-Kumar Rathore, Divya Rajawat, Stewart Oldfield,... |
None |
gemini-2.0-flash-001 |
| 54099 |
EFTA01421928.txt |
Do we have structured products forms on file for Southern Financial? |
Stewart Oldfield < |
none |
none |
2017-10-13 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank emails Martin Zeman to inquire about structured product... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman < |
EFTA01421928 |
gemini-2.0-flash-001 |
| 54100 |
EFTA01421929.txt |
RE: Wire Payments update [I] |
Bhavesh Chandani |
none |
none |
2017-11-13 |
email |
dataset_10 |
|
This email from Bhavesh Chandani provides an update on wire payments, indicating which payments... |
Financial transactions/money flow |
William-M Finn, Stewart Oldfield, Cynthia Rodriguez,... |
None |
gemini-2.0-flash-001 |