| 13201 |
EFTA01355645.txt |
Doe No 5 v. Epstein |
|
none |
none |
2008-04-14 |
legal filing |
dataset_10 |
|
This document is a legal filing for the case Doe No 5 v. Epstein in the Southern District of... |
Legal matters/litigation |
— |
9:08cv80381 |
gemini-2.0-flash-001 |
| 13202 |
EFTA01355646.txt |
Doe No 5 v. Epstein |
|
none |
none |
9:08cv80381 |
legal filing |
dataset_10 |
|
This document is a list of attorneys involved in the case Doe No 5 v. Epstein. It lists the... |
Legal matters/litigation |
— |
9:08cv80381 |
gemini-2.0-flash-001 |
| 13203 |
EFTA01355647.txt |
Doe No 5 v. Epstein 9:08cv80381 |
|
none |
none |
2010-06-25 |
legal filing |
dataset_10 |
|
This document is a record update for the legal case Doe No 5 v. Epstein. It is an ABR Research... |
Legal matters/litigation |
— |
9:08cv80381 |
gemini-2.0-flash-001 |
| 13204 |
EFTA01355648.txt |
Fw: Jeffrey Epstein _RDC Alert,Jeffrey Epstein PCR Alert [I] |
Amanda Itirby/db/dbcom |
suspicious |
possible |
2013-08-12 |
email |
dataset_10 |
|
This email chain discusses the AML compliance review and clearance of Jeffrey Epstein as a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
PWMUS AMLKYCklb/dbcom©DBAmericas |
DB-SDNY-0040886 |
gemini-2.0-flash-001 |
| 13205 |
EFTA01355649.txt |
Fw. Jeffrey Epstein _RDC Alert.Jeffrey Epstein_PCR Alert (I] |
Amanda Kirby |
suspicious |
possible |
2013-12-06 |
email |
dataset_10 |
|
This email discusses the onboarding of Jeffrey Epstein as a client of Deutsche Bank, noting that... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
EFTA01355649 |
gemini-2.0-flash-001 |
| 13206 |
EFTA01355650.txt |
Jeffrey Epstein _RDC Alert |
Ashish |
suspicious |
none |
None |
email |
dataset_10 |
|
Ashish sent an email to Amanda regarding an RDC alert for Jeffrey Epstein, instructing her to... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Amanda |
DB-SDNY-0040888 |
gemini-2.0-flash-001 |
| 13207 |
EFTA01355651.txt |
DB PWM GLOBAL KYC/NCA: PART A |
|
none |
none |
2019-07-10 |
KYC Form |
dataset_10 |
|
This KYC form establishes a new PWM relationship for Jeffrey Epstein at Deutsche Bank, managed... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
01082293 |
gemini-2.0-flash-001 |
| 13208 |
EFTA01355652.txt |
Account Ownership Summary |
|
suspicious |
none |
2019-11-12 |
form |
dataset_10 |
|
This document is an account ownership summary for Southern Financial, LLC, indicating that... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0040890 |
gemini-2.0-flash-001 |
| 13209 |
EFTA01355653.txt |
Account Ownership Summary |
|
suspicious |
none |
2019 |
KYC Form |
dataset_10 |
|
This KYC form details the account ownership of Southern Financial, LLC, identifying Jeffrey... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0040891 |
gemini-2.0-flash-001 |
| 13210 |
EFTA01355654.txt |
Account Ownership Summary |
|
suspicious |
none |
2019 |
form |
dataset_10 |
|
This document is an Account Ownership Summary for Southern Trust Company, Inc., outlining the... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0040892 |
gemini-2.0-flash-001 |
| 13211 |
EFTA01355655.txt |
Account Ownership Summary |
|
none |
none |
2019 |
form |
dataset_10 |
|
This document is an Account Ownership Summary for Southern Trust Company, Inc., identifying... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0040893 |
gemini-2.0-flash-001 |
| 13212 |
EFTA01355656.txt |
Legal Entity Details for Southern Financial LLC |
|
suspicious |
none |
2/25/2013 |
Legal Entity Details Form |
dataset_10 |
|
This document details the legal entity Southern Financial LLC, its ownership by Southern Trust... |
Financial transactions/money flowBusiness dealingsReal estate/properties |
— |
00000483882 |
gemini-2.0-flash-001 |
| 13213 |
EFTA01355657.txt |
Legal Entity Details - Southern Trust Company, Inc. |
|
suspicious |
none |
2011-11-18 |
form |
dataset_10 |
|
This document is a form detailing the legal entity Southern Trust Company, Inc., including its... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0040897 |
gemini-2.0-flash-001 |
| 13214 |
EFTA01355658.txt |
KYC Print |
|
suspicious |
none |
117/101019 |
other |
dataset_10 |
|
This document is a KYC printout that assesses risk factors associated with a client account. It... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0040899 |
gemini-2.0-flash-001 |
| 13215 |
EFTA01355659.txt |
KYC Print |
|
none |
none |
2013-07-17 |
other |
dataset_10 |
|
This document is a KYC (Know Your Client) approval form from Deutsche Bank Private Wealth... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0040900, SDNY_GM_00187084 |
gemini-2.0-flash-001 |
| 13216 |
EFTA01355660.txt |
KYC Print |
|
none |
none |
117/101019 |
other |
dataset_10 |
|
This document is a KYC printout from Deutsche Bank Americas in New York. It is marked as... |
|
— |
DB-SDNY-0040901, SDNY_GM_00187085 |
gemini-2.0-flash-001 |
| 13217 |
EFTA01355661.txt |
our help center. |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality disclaimer and regulatory disclosure from Deutsche... |
|
— |
DB-SDNY-0040903 |
gemini-2.0-flash-001 |
| 13218 |
EFTA01355662.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a page with some OCR errors and document IDs. It is marked as confidential. |
|
— |
DB-SDNY-0040905, SDNY_GM_00187089 |
gemini-2.0-flash-001 |
| 13219 |
EFTA01355663.txt |
leepers Certificate |
Stewart Oldfield |
none |
none |
2018-09-26 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank is requesting a certificate of good standing from Bella... |
Business dealings |
Bella Klein |
|
gemini-2.0-flash-001 |
| 13220 |
EFTA01355664.txt |
Oldfield Materials [C] |
Brianna Fowler |
suspicious |
none |
2016-08-09 |
email |
dataset_10 |
|
Brianna Fowler sent Stewart Oldfield an email containing various financial documents, including... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0040907 |
gemini-2.0-flash-001 |
| 13221 |
EFTA01355665.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains administrative information, including document IDs and... |
|
— |
DB-SDNY-0040908
SDNY GM_00187092 |
gemini-2.0-flash-001 |
| 13222 |
EFTA01355666.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains administrative information, including document IDs and... |
|
— |
DB-SDNY-0040910, SDNY GM 00187094 |
gemini-2.0-flash-001 |
| 13223 |
EFTA01355667.txt |
Confidentiality Notice |
|
none |
none |
None |
other |
dataset_10 |
|
The document is marked as confidential and produced in native format. It includes reference... |
|
— |
DB-SDNY-0040913, SDNY GM 00187097 |
gemini-2.0-flash-001 |
| 13224 |
EFTA01355668.txt |
Client Briefing: Leon Black, Brad Wechsler |
|
none |
none |
June 28, 2016 |
Client Briefing |
dataset_10 |
|
This Deutsche Bank client briefing provides background information on Leon Black and Brad... |
Business dealingsFinancial transactions/money flowEmployment/staffing |
— |
SDNY_GM_00187099
DB-SDNY-0040915 |
gemini-2.0-flash-001 |
| 13225 |
EFTA01355669.txt |
Elysium/Leon Black - Deutsche Bank Wealth Management |
|
none |
none |
April 2014 |
Background/Discussion Points |
dataset_10 |
|
This document outlines Deutsche Bank's strategy to become a major wealth management provider for... |
Business dealingsFinancial transactions/money flowPersonal relationships |
— |
SDNY_GM_00187100, DB-SDNY-0040916 |
gemini-2.0-flash-001 |
| 13226 |
EFTA01355670.txt |
Recent & Upcoming Meetings |
|
none |
none |
6/5/15 |
other |
dataset_10 |
|
This document summarizes recent and upcoming meetings involving Deutsche Bank's wealth... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
— |
SDNY_GM_00187101
DB-SDNY-0040917 |
gemini-2.0-flash-001 |
| 13227 |
EFTA01355671.txt |
FW: Account opening docs [SCI |
Stewart Oldfield |
suspicious |
none |
2019-07-18 |
email |
dataset_10 |
|
Stewart Oldfield forwarded an email from Liam Osullivan containing account opening documents for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Kimberly Hart, Daphne Cales |
N4G024935, N4G024968, N4G025098, N4G023804 |
gemini-2.0-flash-001 |
| 13228 |
EFTA01355672.txt |
Option Agreement and Approval Form |
|
none |
none |
2003 |
form |
dataset_10 |
|
This document is an Option Agreement and Approval Form for Keepers Inc. at Deutsche Bank,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0040922 |
gemini-2.0-flash-001 |
| 13229 |
EFTA01355673.txt |
Risks, Prohibitions and General Information Concerning Option Trading |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a risk disclosure and agreement for option trading between a customer and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0040924, SDNY_GM_00187108 |
gemini-2.0-flash-001 |
| 13230 |
EFTA01355674.txt |
Special Statement for Uncovered Option Writers |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a special statement for uncovered option writers, outlining the risks... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
SDNY_GM_00187109
DB-SDNY-0040925 |
gemini-2.0-flash-001 |
| 13231 |
EFTA01355675.txt |
Joint Account Supplement to Option Account Agreement and Approval Form |
|
none |
none |
None |
Legal Filing |
dataset_10 |
|
This document is a Joint Account Supplement to an Option Account Agreement and Approval Form for... |
Financial transactions/money flowBusiness dealings |
— |
taGe24136 |
gemini-2.0-flash-001 |
| 13232 |
EFTA01355676.txt |
AUTHORIZATION OF POWER OF ATTORNEY |
|
none |
none |
None |
Power of Attorney |
dataset_10 |
|
This document is a Power of Attorney form authorizing an agent to manage the principal's... |
Legal matters/litigationFinancial transactions/money flow |
— |
009611-O10517 |
gemini-2.0-flash-001 |
| 13233 |
EFTA01355677.txt |
Authorization/Power of Attorney |
|
suspicious |
possible |
01/11/21 |
legal filing |
dataset_10 |
|
This document is a legal form outlining the terms of an Authorization/Power of Attorney... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0040928, SDNY_GM_00187112, I I-PVVM.0985 (011121, 039611.010512 |
gemini-2.0-flash-001 |
| 13234 |
EFTA01355678.txt |
Authorization/Power of Attorney |
|
none |
none |
None |
Power of Attorney |
dataset_10 |
|
This document is a Power of Attorney agreement that authorizes an agent to act on behalf of the... |
Legal matters/litigationFinancial transactions/money flow |
— |
11PWM0065101/12 |
gemini-2.0-flash-001 |
| 13235 |
EFTA01355679.txt |
Power of Attorney |
|
none |
none |
/0473 |
legal filing |
dataset_10 |
|
This document is a signature page for a Power of Attorney, confirming the signatory's... |
Legal matters/litigation |
— |
I.PWM-099S (01/IZ |
gemini-2.0-flash-001 |
| 13236 |
EFTA01355680.txt |
Acknowledgement of Principal's Signature |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document contains forms for acknowledging a principal's signature, both within and outside... |
Legal matters/litigation |
— |
039611-010612 |
gemini-2.0-flash-001 |
| 13237 |
EFTA01355681.txt |
IMPORTANT INFORMATION FOR THE AGENT(S): |
|
none |
none |
I-FM/-0985101/12 |
other |
dataset_10 |
|
This document outlines the responsibilities and liabilities of an agent acting under a Power of... |
Legal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 13238 |
EFTA01355682.txt |
Acknowledgement of Agent(s)' Signature in New York State |
|
none |
none |
2013/10/17 |
legal filing |
dataset_10 |
|
This document is a legal acknowledgement of an agent's signature in New York State. It includes... |
Legal matters/litigation |
— |
11-PWM-0986 (01/121 |
gemini-2.0-flash-001 |
| 13239 |
EFTA01355683.txt |
Sex Hgt MB DOEIIIIIIIIIISI |
|
none |
none |
90119t |
other |
dataset_10 |
|
The document appears to be a scanned image of a form or label containing personal information... |
|
— |
DB-SDNY-0040934, SDNY_GM_00187118 |
gemini-2.0-flash-001 |
| 13240 |
EFTA01355685.txt |
Re: BSO Exception Request - DB P0A Form [II ra |
Zia Memon |
none |
none |
2013-10-22 |
email |
dataset_10 |
|
This email exchange discusses a "BSO Exception Request - DB POA Form" within Deutsche Bank. Zia... |
Business dealingsCommunications/correspondence |
Zbynek Kozelsky, Vahe Stepanian |
DB-SDNY-0040936 |
gemini-2.0-flash-001 |
| 13241 |
EFTA01355686.txt |
POA Issues [II |
Vahe Stepanian |
suspicious |
possible |
2013-10-21 |
email |
dataset_10 |
|
This email discusses exceptions being requested for the onboarding of Jeffrey Epstein as a new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Fran M Wickman, Jay Lipman, Zbynek Kozak |
DB-SDNY-0040937 |
gemini-2.0-flash-001 |
| 13242 |
EFTA01355687.txt |
Account Agreement |
Deutsche Bank Securities Inc. (DBSI) |
none |
none |
None |
Account Agreement |
dataset_10 |
|
This document is an account agreement between Jeepers, Inc. and Deutsche Bank Securities Inc. It... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Jeepers, Inc |
AN 6-- oat/73s |
gemini-2.0-flash-001 |
| 13243 |
EFTA01355688.txt |
Purchase of Securities, Sale of Securities, Restrictions on Trading, Restricted Securities, Order Placement and Cancellation/Modification Requests, Aggregation of Orders and Average Prices, Transmission of instructions, Role of Certain Third Parties, Liens |
|
suspicious |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions for securities trading and account management... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0040940, SDNY_GM_00187124 |
gemini-2.0-flash-001 |
| 13244 |
EFTA01355689.txt |
Account Agreement |
|
none |
none |
032813 |
Legal Document |
dataset_10 |
|
This document is an account agreement between a client and DBSI, outlining the terms and... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0040941 |
gemini-2.0-flash-001 |
| 13245 |
EFTA01355690.txt |
Account Agreement Terms and Conditions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions of an account agreement between a client and... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0040942, SDNY_GM_00187126 |
gemini-2.0-flash-001 |
| 13246 |
EFTA01355691.txt |
Arbitration Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an arbitration agreement between a Client, DBSI, and Pershing. It outlines the... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0040943, SDNY_GM_00187127 |
gemini-2.0-flash-001 |
| 13247 |
EFTA01355692.txt |
Request for Taxpayer Identification Number and Certification |
|
none |
none |
2011 |
Form |
dataset_10 |
|
This document is a Form W-9, Request for Taxpayer Identification Number and Certification,... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 13248 |
EFTA01355693.txt |
Tax Election/Declaration of Tax Status |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a tax election and declaration of tax status form. It requires the client to... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0040945 |
gemini-2.0-flash-001 |
| 13249 |
EFTA01355694.txt |
Account Agreement |
|
none |
none |
012145 032813 |
legal filing |
dataset_10 |
|
This document is an account agreement where the client acknowledges the terms and conditions and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
66-0629193 |
gemini-2.0-flash-001 |
| 13250 |
EFTA01355695.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document defines terms related to a client's account with DBSI, including 'Branch... |
|
— |
DB-SDNY-0040949, SDNY_GM_00187133 |
gemini-2.0-flash-001 |
| 13251 |
EFTA01355696.txt |
MARGIN DISCLOSURE |
Deutsche Bank Securities Inc. (DBSI) |
none |
none |
None |
disclosure |
dataset_10 |
|
This document is a margin disclosure from Deutsche Bank Securities Inc. (DBSI) outlining the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
13-AWM-0199 |
gemini-2.0-flash-001 |
| 13252 |
EFTA01355697.txt |
Margin Agreement |
|
none |
none |
2013-09-19 |
agreement |
dataset_10 |
|
This document is a margin agreement signed by Jeffrey Epstein on behalf of Entileepera Inc. It... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0040953 |
gemini-2.0-flash-001 |
| 13253 |
EFTA01355699.txt |
Corporate Account Authorization and Terms and Conditions |
|
none |
none |
02/12 |
Officer's Certificate |
dataset_10 |
|
This document is an Officer's Certificate from Jaspers, Inc. authorizing individuals to manage a... |
Financial transactions/money flowBusiness dealings |
— |
09-Pvvh40106 |
gemini-2.0-flash-001 |
| 13254 |
EFTA01355700.txt |
Certificate of Corporate Authority |
|
none |
none |
02/12 |
legal filing |
dataset_10 |
|
This document is a Certificate of Corporate Authority, affirming the corporation's legal... |
Legal matters/litigationBusiness dealings |
— |
O&PWM.0186 Cap Acet Auth & T&C 02/12 |
gemini-2.0-flash-001 |
| 13255 |
EFTA01355701.txt |
Terms and Conditions Corporate Accounts |
|
none |
none |
02112 |
terms and conditions |
dataset_10 |
|
This document outlines the terms and conditions for corporate accounts held at Deutsch Bank... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0040957 |
gemini-2.0-flash-001 |
| 13256 |
EFTA01355702.txt |
Satisfaction of Indebtedness, Loan or Pledge of Securities and Other Property, Aggregation of Orders and Average Prices, Arbitration, Important Disclosures for Your Records, Securities Investor Protection Corporation SIPC, Payment for order Flow |
Deutsche Bank Securities Inc. (DBSI) |
none |
none |
02/12 |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions of a client agreement with Deutsche Bank... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
008420-022212 |
gemini-2.0-flash-001 |
| 13257 |
EFTA01355703.txt |
ARTICLES OF INCORPORATION OF .1ERPERS, |
|
none |
none |
None |
Articles of Incorporation |
dataset_10 |
|
This document is the Articles of Incorporation for METERS, INC., a corporation being established... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 13258 |
EFTA01355704.txt |
Articles of Incorporation |
|
none |
none |
None |
Articles of Incorporation |
dataset_10 |
|
This document outlines the Articles of Incorporation, detailing the powers and capabilities of... |
Business dealings |
— |
DB-SDNY-0040960
SDNY GM_00107144 |
gemini-2.0-flash-001 |
| 13259 |
EFTA01355705.txt |
Articles of Incorporation |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the articles of incorporation for a new business, specifying the... |
Business dealings |
— |
DB-SDNY-0040961, SDNY_GM_00187145 |
gemini-2.0-flash-001 |
| 13260 |
EFTA01355706.txt |
Articles of Incorporation |
|
none |
none |
05/29/2003 |
Articles of Incorporation |
dataset_10 |
|
This document outlines the articles of incorporation for a corporation, specifying its perpetual... |
Business dealingsLegal matters/litigation |
— |
OB-SDNY-0040962, SDNY_GM_001 87146 |
gemini-2.0-flash-001 |
| 13261 |
EFTA01355707.txt |
Articles of Incorporation |
|
none |
none |
2001-11-21 |
Articles of Incorporation |
dataset_10 |
|
This document is a page from Articles of Incorporation, acknowledged before a notary public on... |
|
— |
SDNY_GM_OO187149
DB-SDNY-0040965 |
gemini-2.0-flash-001 |
| 13262 |
EFTA01355708.txt |
Appointment of Resident Agent |
Jeffrey Epistein |
none |
none |
2003-06-23 |
certification |
dataset_10 |
|
This document certifies that Math Tankenson Hodge was appointed as the resident agent for... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0040966
SDNY_GM_00187150 |
gemini-2.0-flash-001 |
| 13263 |
EFTA01355709.txt |
Unanimous Consent of Board of Directors of Jeepers, Inc. In Lieu of Meeting |
|
none |
none |
2005-06-23 |
legal filing |
dataset_10 |
|
The document is a unanimous consent resolution by the Board of Directors of Jeepers, Inc.... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0040967 |
gemini-2.0-flash-001 |
| 13264 |
EFTA01355710.txt |
Incorporation of JEEPERS, INC. |
LIEUTENANT GOVERNOR of the Virgin Islands |
none |
none |
2003-08-18 |
Certificate of Incorporation |
dataset_10 |
|
This document is a Certificate of Incorporation issued by the Lieutenant Governor of the Virgin... |
Business dealingsLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 13265 |
EFTA01355711.txt |
CERTIFICATION OF GOOD STANDING |
Denise Johannes, Director, Division of Corporation and Trademarks |
none |
none |
2013-08-26 |
certification |
dataset_10 |
|
This document is a certification from the Virgin Islands Lieutenant Governor's office stating... |
Business dealings |
— |
DB-SDNY-0040969 |
gemini-2.0-flash-001 |
| 13266 |
EFTA01355712.txt |
Consent of the Board of Directors of Southern Trust Company, Inc. |
|
suspicious |
none |
2013-03-19 |
Consent |
dataset_10 |
|
This document is a consent form from the Board of Directors of Southern Trust Company, Inc.,... |
Business dealingsFinancial transactions/money flow |
— |
SDNY_GM_00187154
DB-SDNY-0040970 |
gemini-2.0-flash-001 |
| 13267 |
EFTA01355713.txt |
Merger Agreement Resolution |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a resolution authorizing and approving the merger of FTC with and into SF, a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0040971, SDNY_GM_00187155 |
gemini-2.0-flash-001 |
| 13268 |
EFTA01355714.txt |
Consent Resolution |
|
none |
none |
2013-03-19 |
document |
dataset_10 |
|
This document is a consent resolution from the directors of Financial Trust Company, Inc., dated... |
Business dealings |
— |
DB-SDNY-0040972, SDNY_GM_00187156 |
gemini-2.0-flash-001 |
| 13269 |
EFTA01355715.txt |
Jeffrey Epstein Source of Wealth |
SeWon Clarke |
suspicious |
possible |
2013-09-30 |
email |
dataset_10 |
|
This email provides background information on Jeffrey Epstein's source of wealth, detailing his... |
Financial transactions/money flowPersonal relationshipsBusiness dealings |
Fran M Wickman |
DB-SDNY-0040973 |
gemini-2.0-flash-001 |
| 13270 |
EFTA01355716.txt |
Trading Instructions via Electronic Media Agreement |
Branch suosnisces s' |
none |
none |
October13,2O17 |
letter |
dataset_10 |
|
This document is a letter from Deutsche Bank to SOUTHERN FINANCIAI. LLC and related entities,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
YVAM67621 0211:1430710 |
gemini-2.0-flash-001 |
| 13271 |
EFTA01355717.txt |
Trading Authorization Limited to Purchases and Sales of Securities |
|
none |
none |
None |
Trading Authorization |
dataset_10 |
|
This document is a trading authorization form from Deutsche Bank, granting an agent the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0040975 |
gemini-2.0-flash-001 |
| 13272 |
EFTA01355719.txt |
Authorization/Power of Attorney |
|
none |
none |
None |
Authorization/Power of Attorney |
dataset_10 |
|
This document is a Power of Attorney form, appointing Darren Indyke as the agent to manage... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
IT930-219317-SCV.125098 |
gemini-2.0-flash-001 |
| 13273 |
EFTA01355720.txt |
Trading Authorization |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a trading authorization form granting either limited or full trading authority... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WMI34957.US, 1)14707.09115m, DB-SDNY-0040978, SDNY_GM_00187162 |
gemini-2.0-flash-001 |
| 13274 |
EFTA01355721.txt |
Indemnification |
|
none |
none |
4 |
legal filing |
dataset_10 |
|
This document is an indemnification agreement signed by Jeffrey Epete, granting power of... |
Legal matters/litigationFinancial transactions/money flow |
— |
WM134957-US |
gemini-2.0-flash-001 |
| 13275 |
EFTA01355722.txt |
Acknowledgement of Principal's Signature |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a standard legal form for acknowledging a principal's signature, notarized... |
Legal matters/litigation |
— |
WM134967-US, 011707.0911614, DB-SDNY-0040981, SDNY GM_00187165 |
gemini-2.0-flash-001 |
| 13276 |
EFTA01355723.txt |
Re: BSO Exception Request - DB POA Form [II D |
Zia Memon |
suspicious |
none |
2013-10-22 |
email |
dataset_10 |
|
This email chain discusses a BSO exception request for Jeffrey Epstein's new accounts at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zbynek Kozelsky, Vahe Stepanian |
DB-SDNY-0040983 |
gemini-2.0-flash-001 |
| 13277 |
EFTA01355724.txt |
POA Issues (I] |
Vahe Stepanian/db/dbcom |
suspicious |
none |
2013-10-21 |
email |
dataset_10 |
|
This email discusses issues related to a Power of Attorney (POA) for a client's account at... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
N4G-025072 |
gemini-2.0-flash-001 |
| 13278 |
EFTA01355726.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a cover sheet or header for a financial document from Southern Financial LLC,... |
|
— |
DB-SDNY-0040986 |
gemini-2.0-flash-001 |
| 13279 |
EFTA01355727.txt |
Institutional Suitability Certificate Affirmative Indication Of Exercise Of Independent Judgment |
Deutsche Bank Securities Inc. (DBSI) |
none |
none |
None |
certificate |
dataset_10 |
|
This document is an Institutional Suitability Certificate from Deutsche Bank Securities Inc.,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
C11088.041612 |
gemini-2.0-flash-001 |
| 13280 |
EFTA01355728.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a scanned page with some OCR errors. It contains a document ID and... |
|
— |
DB-SDNY-0040988 |
gemini-2.0-flash-001 |
| 13281 |
EFTA01355729.txt |
AUTHORIZATION OF POWER OF ATTORNEY |
|
none |
none |
None |
Power of Attorney |
dataset_10 |
|
This document is a Power of Attorney authorization form for brokerage and retirement accounts... |
Financial transactions/money flowLegal matters/litigation |
— |
00e611-010512 |
gemini-2.0-flash-001 |
| 13282 |
EFTA01355730.txt |
Trading Authorization |
|
suspicious |
possible |
101/14 |
other |
dataset_10 |
|
This document is a trading authorization form for DBSI, allowing an agent to manage an account... |
Financial transactions/money flowLegal matters/litigation |
— |
11.PW9.60989 |
gemini-2.0-flash-001 |
| 13283 |
EFTA01355731.txt |
Authorization/Power of Attorney |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Power of Attorney agreement where the Undersigned authorizes an Agent to act... |
Legal matters/litigationFinancial transactions/money flow |
— |
PWM.0985 101112 |
gemini-2.0-flash-001 |
| 13284 |
EFTA01355732.txt |
Power of Attorney |
|
none |
none |
04/04/2013 |
legal filing |
dataset_10 |
|
This document is a Power of Attorney form. It includes a statement confirming that the signer... |
Legal matters/litigation |
— |
1 -PWM-0985101/121 |
gemini-2.0-flash-001 |
| 13285 |
EFTA01355733.txt |
Acknowledgement of Principal's Signature |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document contains forms for the acknowledgement of a principal's signature, both within and... |
Legal matters/litigation |
— |
DB-SDNY-0040993 |
gemini-2.0-flash-001 |
| 13286 |
EFTA01355734.txt |
Authorization/Power of Attorney |
|
none |
none |
None |
legal document |
dataset_10 |
|
This document outlines the responsibilities and liabilities of an agent acting under a Power of... |
Legal matters/litigation |
— |
11.PWM.09851011121 |
gemini-2.0-flash-001 |
| 13287 |
EFTA01355735.txt |
Acknowledgement of Agent(s)' Signature |
|
none |
none |
2015-03-13 |
legal filing |
dataset_10 |
|
This document is a legal form used to acknowledge the signature of an agent, notarized in New... |
Legal matters/litigation |
— |
114WIN-0985 (01/12) |
gemini-2.0-flash-001 |
| 13288 |
EFTA01355736.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a photograph of an identification card or similar document belonging... |
|
— |
DB-SDNY-0040996
SDNY_GM_00187180 |
gemini-2.0-flash-001 |
| 13289 |
EFTA01355738.txt |
Acboynt Agreement |
|
none |
none |
None |
agreement |
dataset_10 |
|
This document is an account agreement between Jeffrey Epstein and Deutsche Bank Securities Inc.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
NI-1 10 02-11q t25c |
gemini-2.0-flash-001 |
| 13290 |
EFTA01355739.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions of a client agreement for securities trading... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0040999, SDNY_GM_00187183 |
gemini-2.0-flash-001 |
| 13291 |
EFTA01355740.txt |
Account Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an account agreement between a client and DBSI, outlining the terms and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041000, SDNY_GM_00187184 |
gemini-2.0-flash-001 |
| 13292 |
EFTA01355741.txt |
Account Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an account agreement between a client and DBSI, outlining the terms and... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
124.WM-0573 |
gemini-2.0-flash-001 |
| 13293 |
EFTA01355742.txt |
Account Agreement Arbitration Clause |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an account agreement outlining the terms of arbitration between Chant and DBSI... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0041002 |
gemini-2.0-flash-001 |
| 13294 |
EFTA01355743.txt |
Tax Election/Declaration of Tax Status |
|
none |
none |
None |
Form |
dataset_10 |
|
This document is a tax form used to declare the tax status of a client for a Res Account... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0041003 |
gemini-2.0-flash-001 |
| 13295 |
EFTA01355744.txt |
Account Agreement Acknowledgement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an account agreement acknowledgement form where the client confirms they have... |
Legal matters/litigationFinancial transactions/money flowCompliance issues |
— |
DB-SDNY-0041004, SDNY_GM_00187188 |
gemini-2.0-flash-001 |
| 13296 |
EFTA01355745.txt |
Account Agreement (Terms and Conditions) |
|
none |
none |
None |
Legal Document |
dataset_10 |
|
This document is an account agreement outlining the terms and conditions between a client and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041006 |
gemini-2.0-flash-001 |
| 13297 |
EFTA01355746.txt |
MARGIN DISCLOSURE |
Deutsche Bank Securities Inc (DBSI) |
none |
none |
None |
disclosure |
dataset_10 |
|
This document is a margin disclosure from Deutsche Bank Securities Inc. (DBSI) to its clients,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Client |
DB-SDNY-0041007 |
gemini-2.0-flash-001 |
| 13298 |
EFTA01355747.txt |
Margin Disclosure |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a margin disclosure agreement outlining the risks and responsibilities... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
012105011113 |
gemini-2.0-flash-001 |
| 13299 |
EFTA01355748.txt |
MARGIN AGREEMENT |
|
none |
none |
9/5M |
legal filing |
dataset_10 |
|
This document is a margin agreement where the client acknowledges and agrees to the terms,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0041010, SDNY_GM_00187194 |
gemini-2.0-flash-001 |
| 13300 |
EFTA01355749.txt |
Special Statement for Uncovered Option Writers |
|
none |
none |
2017 |
legal filing |
dataset_10 |
|
This document is a special statement for uncovered option writers from Deutsche Bank, addressed... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
N4Gxxx968 |
gemini-2.0-flash-001 |