| 14001 |
EFTA01356463.txt |
Re: ft: Cinq case Number 131213 604222 case 01163801 |
Deepak Ramchandani |
none |
none |
YYYY-MM-DD |
email |
dataset_10 |
|
The email discusses a procedural issue with processing information from Lotus Notes for Cinq... |
Financial transactions/money flowCommunications/correspondence |
Aracely sanchez |
131213 604222 case 01163801 |
gemini-2.0-flash-001 |
| 14002 |
EFTA01356464.txt |
Fwd: wire |
|
none |
none |
2013-12-26 |
email |
dataset_10 |
|
The email is a forwarded message regarding a wire transfer. The sender informs Bella Klein that... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein |
DB-SDNY-0042334
SDNY_GM_00188518
EFTA01356464 |
gemini-2.0-flash-001 |
| 14003 |
EFTA01356465.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a header page for a confidential legal document from the Southern... |
|
— |
DB-SDNY-0042335, SDNY GM_00188519 |
gemini-2.0-flash-001 |
| 14004 |
EFTA01356466.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a scanned page with some OCR errors. It contains a document ID and... |
|
— |
DB-SDNY-0042336 |
gemini-2.0-flash-001 |
| 14005 |
EFTA01356467.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a header page for a confidential legal document from the Southern... |
|
— |
DB-SDNY-0042337, SDNY GM_00188521 |
gemini-2.0-flash-001 |
| 14006 |
EFTA01356468.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a page with document identification information, including a... |
|
— |
DB-SDNY-0042338 |
gemini-2.0-flash-001 |
| 14007 |
EFTA01356469.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a confidential legal document, as indicated by the confidentiality... |
|
— |
DB-SDNY-0042341, SDNY GM_00188525 |
gemini-2.0-flash-001 |
| 14008 |
EFTA01356470.txt |
Re: Fw: Cinq Case Numbe |
Deepak Ramchandani |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
Deepak Ramchandani instructs Aracely Sanchez to attach the amendment to the Cinq case or route... |
Business dealingsCommunications/correspondence |
Aracely Sanchez |
DB-SDNY-0042342 |
gemini-2.0-flash-001 |
| 14009 |
EFTA01356471.txt |
Re: Fw: Cinq Case Number 131213 604222 case 01163801 |
Bella Klein <bellaklein@me.com> |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
Bella Klein forwarded an email to Aracely Sanchez at Deutsche Bank requesting urgent action to... |
Financial transactions/money flowCommunications/correspondence |
Aracely Sanchez/db/dbcomODBAMERICAS |
131213 604222 case 01163801 |
gemini-2.0-flash-001 |
| 14010 |
EFTA01356472.txt |
wire |
|
none |
none |
2013-12-26 |
email |
dataset_10 |
|
The email is a forwarded message regarding a wire transfer. The sender informs Bella Klein that... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein < |
DB-SDNY-0042344 |
gemini-2.0-flash-001 |
| 14011 |
EFTA01356473.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains confidentiality notices and document identification numbers. It... |
|
— |
DB-SDNY-0042345, SDNY GM_00188529 |
gemini-2.0-flash-001 |
| 14012 |
EFTA01356474.txt |
Re: Fw: Cinq Case Number |
Aracely Sanche• |
none |
none |
2013-12-27 |
email |
dataset_10 |
|
Aracely Sanchez from Deutsche Bank is following up with Hemant-Ku mar Rathore regarding a wire... |
Financial transactions/money flowCommunications/correspondence |
Hemant-Ku mar Rathore |
None |
gemini-2.0-flash-001 |
| 14013 |
EFTA01356475.txt |
Re: Fw: |
Deepak Ramchandani |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
Deepak Ramchandani forwarded an email regarding a banking exception case to the GTO-PWM-Banking... |
Financial transactions/money flowCommunications/correspondence |
GTO-PWM-Banking Exception-Check-Processing |
DB-SDNY-0042350 |
gemini-2.0-flash-001 |
| 14014 |
EFTA01356476.txt |
Re: Fw: Cinq Case Number 131213 604222 case 01163801 |
Deepak Ramchandani |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
Aracely Sanchez from Deutsche Bank requests assistance from Deepak Ramchandani and his team to... |
Financial transactions/money flowCommunications/correspondence |
Aracely Sanchez |
131213 604222 case 01163801 |
gemini-2.0-flash-001 |
| 14015 |
EFTA01356477.txt |
Re: Fw: cinq Case Number |
Aracely Sanchez |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
Aracely Sanchez forwards an email regarding a "cinq Case Number" and requests that information... |
Financial transactions/money flowCommunications/correspondence |
Deepak Ramchandania, Ar it Pathaka, Paul Morris, Raunak Tanwar |
DB-SDNY-0042352 |
gemini-2.0-flash-001 |
| 14016 |
EFTA01356478.txt |
Bank Account Check |
Unknown |
none |
none |
Unknown |
email |
dataset_10 |
|
The sender is informing the recipient that they will check the bank account the next day and has... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-Miff-0042353, SDNY GM_00188537 |
gemini-2.0-flash-001 |
| 14017 |
EFTA01356481.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a scanned page containing administrative information and... |
|
— |
DB-SDNY-0042358, SDNY_GM_00188542 |
gemini-2.0-flash-001 |
| 14018 |
EFTA01356483.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a page from a legal document, marked as confidential and associated... |
|
— |
DB-SDNY-0042360, SDNY_GM_00188544 |
gemini-2.0-flash-001 |
| 14019 |
EFTA01356484.txt |
Payments, Accounts, Cards and Loans |
|
none |
none |
None |
document |
dataset_10 |
|
The document is a screenshot of a banking application interface, showing options for managing... |
Financial transactions/money flow |
— |
DB-SDNY-0042363, SDNY_GM_00188547 |
gemini-2.0-flash-001 |
| 14020 |
EFTA01356485.txt |
Delivery Status Notification (Failure) |
Mail Delivery Subsystem |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
This email is a delivery status notification indicating that an email sent to a particular... |
Communications/correspondence |
— |
DB-SDNY-0042364
SDNY_GM_00188548 |
gemini-2.0-flash-001 |
| 14021 |
EFTA01356486.txt |
Re: Fw: Cinq Case Number |
Aracely Sanchez |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
Aracely Sanchez from Deutsche Bank is requesting Deepak Ramchandani to expedite an amendment to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
PaulAMords, Deepak Ramchandani, Arpit Pathak, Paul... |
DB-SDNY-0042365 |
gemini-2.0-flash-001 |
| 14022 |
EFTA01356487.txt |
Re: Fm: Cinq Case Number 131213 604222 case 01163801 |
Deepak Ramchandani/db/dbcom@DEMPAC |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
Deepak Ramchandani requests assistance from Raunak and Vikas to help Aracely Sanchez with... |
Financial transactions/money flowCommunications/correspondence |
Aracely Sanchez/db/dbcom@DBAMERICAS |
DB-SDNY-0042366 |
gemini-2.0-flash-001 |
| 14023 |
EFTA01356488.txt |
Fwd: wire |
Bella Klein |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
Bella Klein forwards an email to Aracely Sanchez regarding a wire transfer. The email mentions... |
Financial transactions/money flowCommunications/correspondence |
Aracely Sanchez/db/dbcom@DBAMERICAS |
DB-SDNY-0042367, SDNY_GM_00188551 |
gemini-2.0-flash-001 |
| 14024 |
EFTA01356489.txt |
Attachments: pic03928.gif; pic21985.gif |
JJ Litchford |
none |
none |
2014-09-29 |
email |
dataset_10 |
|
JJ Litchford acknowledges receipt of an email from Amanda Kirby and states he will take care of... |
Communications/correspondence |
Amanda Kirby |
DB-SDNY-0042368 |
gemini-2.0-flash-001 |
| 14025 |
EFTA01356490.txt |
Message rom KMBT_C253 |
|
none |
none |
2014-09-29 |
email |
dataset_10 |
|
The document is a forwarded email from scanner@i r associates.com with the subject 'Message rom... |
Communications/correspondence |
— |
DB-SDNY-0042369
SDNY_GM_00188553 |
gemini-2.0-flash-001 |
| 14026 |
EFTA01356492.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a header or label extracted from a legal document, possibly related... |
|
— |
DB-SDNY-0042371 |
gemini-2.0-flash-001 |
| 14027 |
EFTA01356494.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be an image-based document with confidentiality markings and a document... |
|
— |
DB-SDNY-0042373 |
gemini-2.0-flash-001 |
| 14028 |
EFTA01356495.txt |
Re: Fw: Cinq Case Number |
Paul Morris |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
This email exchange discusses a request to expedite an amendment to a "Cinq case" within... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Aracely Sanchez |
DB-SDNY-0042376 |
gemini-2.0-flash-001 |
| 14029 |
EFTA01356496.txt |
Re: Fw: Cinq Case Number 131213 604222 case 01163801 |
Aracely Sanchez/db/dbcom@DBAMERICAS |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
Aracely Sanchez requests Deepak Ramchandani's assistance with sending an amendment for Cinq... |
Financial transactions/money flowCommunications/correspondence |
Deepak Ramchandani/db/dbcom@OBAPAC, Aracely... |
DB-SDNY-0042377 |
gemini-2.0-flash-001 |
| 14030 |
EFTA01356497.txt |
Fwd: Wire |
subjec |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
The email is a forwarded message from 'subjec' to Bella Klein regarding a wire transfer. The... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein |
|
gemini-2.0-flash-001 |
| 14031 |
EFTA01356500.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a page with some OCR errors and confidentiality notices. It includes... |
|
— |
DB-SDNY-0042383 |
gemini-2.0-flash-001 |
| 14032 |
EFTA01356501.txt |
Desktop Payments Accounts Cards and Loans |
|
none |
none |
None |
document |
dataset_10 |
|
The document is a screenshot or printout from a banking or financial application interface. It... |
Financial transactions/money flow |
— |
DB-SDNY-0042384, SDNY_GM_00188568 |
gemini-2.0-flash-001 |
| 14033 |
EFTA01356502.txt |
Re: Fw: Cinq Case Number 131213 604222 case 01163801 [II |
Aracely Sanchez |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
Aracely Sanchez forwards an email from Bella Klein regarding a wire transfer and requests that... |
Financial transactions/money flowCommunications/correspondence |
Deepak Ramchandani |
131213 604222 case 01163801 |
gemini-2.0-flash-001 |
| 14034 |
EFTA01356504.txt |
Re: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval (C) [I] |
Chip Packard |
suspicious |
none |
2016-01-20 |
email |
dataset_10 |
|
This email chain discusses the internal approval process and risk assessment for opening a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Todd Stevens |
DB-SDNY-0042392 |
gemini-2.0-flash-001 |
| 14035 |
EFTA01356505.txt |
FW: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C] |
Daniel Sabba |
suspicious |
none |
2016-01-13 |
email |
dataset_10 |
|
Daniel Sabba is seeking guidance from Wayne Salit regarding the opening of a new account for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Wayne Salit |
DB-SDNY-0042393 |
gemini-2.0-flash-001 |
| 14036 |
EFTA01356506.txt |
None |
Elizabeth J. Ford |
suspicious |
possible |
None |
other |
dataset_10 |
|
This document outlines the conditions under which a client of Deutsche Bank can continue trading... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0042394, SDNY_GM_00188578 |
gemini-2.0-flash-001 |
| 14037 |
EFTA01356507.txt |
FW: Market Purity Work Shop [CJ |
Oliver Esslinger |
suspicious |
none |
2018-05-14 |
email |
dataset_10 |
|
Oliver Esslinger sent an email to Armen Brash and Julie Cataudella regarding a 'Market Purity'... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Armen Brash, Julie Cataudella |
None |
gemini-2.0-flash-001 |
| 14038 |
EFTA01356508.txt |
RE: Market Purity Work Shop [C] |
Oliver Esslinger |
none |
none |
2018-05-14 |
email |
dataset_10 |
|
Oliver Esslinger sent an email to colleagues at Deutsche Bank with the deck for a Market Purity... |
Business dealingsCommunications/correspondence |
Kimberly Hart, Sheffali Welc, Julie Cataudella, Janet... |
DB-SDNY-0042396 |
gemini-2.0-flash-001 |
| 14039 |
EFTA01356509.txt |
Market Purity Work Shop |
Oliver Esslinger |
none |
none |
2018-05-07 |
email |
dataset_10 |
|
Oliver Esslinger sent an email to schedule a Market Purity Work Shop to be held on May 14, 2018,... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Oliver Esslinger, Kimberly Hart, Sheffali Welch, Julie... |
DB-SDNY-0042397 |
gemini-2.0-flash-001 |
| 14040 |
EFTA01356510.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a header page indicating confidentiality and containing document... |
|
— |
DB-SDNY-0042398, SDNY_GM_00188582 |
gemini-2.0-flash-001 |
| 14041 |
EFTA01356511.txt |
Hart |
Oliver Esslinger |
none |
none |
2019-05-30 |
email |
dataset_10 |
|
Oliver Esslinger sent an email to schedule a meeting to discuss Managed Exit account handling.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Ian Salters, Funda Bozkurt, Janice Franklin, Bill King,... |
None |
gemini-2.0-flash-001 |
| 14042 |
EFTA01356512.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document outlines a risk rating and off-boarding process for clients, where high-risk cases... |
Risk management |
— |
DB-SDNY-0042402
SDNY_GM_00188586 |
gemini-2.0-flash-001 |
| 14043 |
EFTA01356513.txt |
None |
Amanda Kirby |
none |
none |
None |
email |
dataset_10 |
|
This document is an email signature from Amanda Kirby, an Associate at Deutsche Bank Trust... |
|
— |
DB-SDNY-0042405
SDNY GM_00168589 |
gemini-2.0-flash-001 |
| 14044 |
EFTA01356514.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains confidentiality markings and identification numbers related to a... |
|
— |
DB-SDNY-0042406, SDNY GM_00188590 |
gemini-2.0-flash-001 |
| 14045 |
EFTA01356516.txt |
CONFIDENTIAL |
|
none |
none |
None |
other |
dataset_10 |
|
This document is marked as confidential and includes identifiers such as DB-SDNY-0042409 and... |
|
— |
DB-SDNY-0042409, SDNY_GM_00188593 |
gemini-2.0-flash-001 |
| 14046 |
EFTA01356517.txt |
RE: Initial thoughts DI |
Michael Off |
none |
none |
2019-07-15 |
email |
dataset_10 |
|
This email exchange involves scheduling a meeting between Kimberly Hart and Wolfram Lange, with... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Kimberly Hart |
DB-SDNY-0042410 |
gemini-2.0-flash-001 |
| 14047 |
EFTA01356518.txt |
Speaking later today |
Wolfram Lange |
suspicious |
possible |
YYYY-MM-DD |
email |
dataset_10 |
|
Wolfram Lange is suggesting ways to identify client cases where Deutsche Bank relied on prior... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Kim, Michael |
DIEt-SDNIY-0042411
SDNY GM_00188595 |
gemini-2.0-flash-001 |
| 14048 |
EFTA01356519.txt |
RE: CONFIDENTIAL: Organisational alignment of Case Managers and ABR [CI |
Emily Craig |
suspicious |
none |
2018-12-04 |
email |
dataset_10 |
|
The email exchange discusses the organizational alignment of case managers and ABR, focusing on... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Kimberly Hart, Thomas Klemm |
DB-SDNY-0042412 |
gemini-2.0-flash-001 |
| 14049 |
EFTA01356520.txt |
Case Manager / ABR set-up |
Thomas Klemm |
none |
none |
2018-12-03 |
email |
dataset_10 |
|
Thomas Klemm is informing recipients about a planned organizational streamlining of the Case... |
Employment/staffingBusiness dealingsCommunications/correspondence |
Maria, Andy, Kim |
DB-SDNY-0042413 |
gemini-2.0-flash-001 |
| 14050 |
EFTA01356521.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a cover sheet marked as confidential and originating from a legal context,... |
|
— |
DB-SDNY-0042414, SDNY GM_00188598 |
gemini-2.0-flash-001 |
| 14051 |
EFTA01356522.txt |
Fwd: FIM Relationships and FIMs - KYC Tracker [I] |
Oliver Esslinger |
none |
none |
2018-12-07 |
email |
dataset_10 |
|
Oliver Esslinger forwarded an email chain to Kimberly Hart regarding a KYC tracker. The email... |
Business dealingsCommunications/correspondence |
Kimberly Hart |
DB-SDNY-0042417 |
gemini-2.0-flash-001 |
| 14052 |
EFTA01356524.txt |
RE: F1M Relationships and FIMs - KYC Tracker III |
Oliver lisslinger |
none |
none |
2018-11-30 |
email |
dataset_10 |
|
Oliver Lisslinger requests an updated KYC tracker from Jonathan Groom at Deutsche Bank. The... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Jonathan Groom, yth Marton', Jo-Anne Santos, Brian II I... |
DB-SDNY-0042419
SDNY_GM_00188603
EFTA01356524 |
gemini-2.0-flash-001 |
| 14053 |
EFTA01356525.txt |
RE: F1M Relationships and FIMs - KYC Tracker Ili |
Jonathan Groom |
none |
none |
2018-10-16 |
email |
dataset_10 |
|
Jonathan Groom emails Melisa Yen to inquire about the reporting of FIM KYCs on a tracker list... |
Financial transactions/money flowCommunications/correspondenceBusiness dealings |
Melisa Yen |
DB-SDNY-0042421 |
gemini-2.0-flash-001 |
| 14054 |
EFTA01356527.txt |
RE: F1M Rclationshim and FIMs - KYC Tracker 111 |
Melim Venegas |
none |
none |
October 16, 2018 |
email |
dataset_10 |
|
This email from Melim Venegas to Oliver Emlinger and Emily Craig confirms that the KYC process... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Oliver Emlinger, Emily Craig |
DB-SDNY-0042423 |
gemini-2.0-flash-001 |
| 14055 |
EFTA01356528.txt |
RE: F1M Relationships and FIMs - KYC Tracker [II |
Jonathan Groom |
none |
none |
2018-10-16 |
email |
dataset_10 |
|
Jonathan Groom responds to Oliver Esslinger's email about F1M Relationships and FIMs - KYC... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Oliver Esslinger |
DB-SDNY-0042425 |
gemini-2.0-flash-001 |
| 14056 |
EFTA01356529.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a classified legal document from the Southern District of New York.... |
|
— |
DB-SDNY-0042426, SDNY GM_00168610 |
gemini-2.0-flash-001 |
| 14057 |
EFTA01356530.txt |
RE: F1M Rc a non. ips Trackaill |
Oliver Esslinger |
none |
none |
2018-10-16 |
email |
dataset_10 |
|
Oliver Esslinger is emailing Jonathan Groom and others to urge the completion of KYC processes... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
ha Menton, Kimberly Ilan |
DB-SDNY-0042427 |
gemini-2.0-flash-001 |
| 14058 |
EFTA01356531.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains document identification numbers and confidentiality notices. It... |
|
— |
DB-SDNY-0042428, SDNY GM_00188812 |
gemini-2.0-flash-001 |
| 14059 |
EFTA01356532.txt |
RE: VIM Relationships and ElMs - KYC Tracker III |
Oliver Esslingen |
none |
none |
2018-10-15 |
email |
dataset_10 |
|
Oliver Esslingen emailed Kimberly Ilan to inquire about the completion of outreach to business... |
Business dealingsCommunications/correspondence |
Kimberly Ilan |
DB-SDNY-0042429 |
gemini-2.0-flash-001 |
| 14060 |
EFTA01356533.txt |
None |
Zia Memon |
none |
none |
None |
email |
dataset_10 |
|
This document is an email signature from Zia Memon of Deutsche Bank SectriteS Inc. It includes... |
|
— |
DB-SDNY-0042431, SDNY GM_00188615 |
gemini-2.0-flash-001 |
| 14061 |
EFTA01356534.txt |
Re: FIM Relationships and FIMs - KYC Tracker Ill |
Kimberly Han |
none |
none |
2018-10-15 |
email |
dataset_10 |
|
This email discusses KYC compliance for FIM relationships within Deutsche Bank, highlighting the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Oliva Esslinger |
DB-SDNY-0042433 |
gemini-2.0-flash-001 |
| 14062 |
EFTA01356535.txt |
FIM Relationships and ElMs KYC Tracker |
Jonathan Groom |
none |
none |
2018-10-04 |
email |
dataset_10 |
|
Jonathan Groom emails Wen %/omegas requesting verification of FIM relationships against a KYC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Wen %/omegas |
DB-SDNY-0042434 |
gemini-2.0-flash-001 |
| 14063 |
EFTA01356536.txt |
Business Supervisory Office |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a letterhead from the Business Supervisory Office, associated with Coutsche On... |
Business dealings |
— |
DB-SDNY-0042435, SDNY GM_00188619 |
gemini-2.0-flash-001 |
| 14064 |
EFTA01356537.txt |
Past due KYC temporary exception Pi |
Kimberly Hart |
suspicious |
none |
2013-12-02 |
email |
dataset_10 |
|
Kimberly Hart from Deutsche Bank is requesting an update from Amanda Kirb regarding a past due... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Amanda Kirb |
KYC 01133377 |
gemini-2.0-flash-001 |
| 14065 |
EFTA01356538.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a confidential cover page or header associated with legal... |
|
— |
DB-SDNY-0042439, SDNY GM_00188623 |
gemini-2.0-flash-001 |
| 14066 |
EFTA01356539.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a page containing confidentiality notices and identification... |
|
— |
DB-SDNY-0042440 |
gemini-2.0-flash-001 |
| 14067 |
EFTA01356540.txt |
Cases 01122241: has been assigned to you. |
Kim Hart |
none |
none |
2013-09-05 |
email |
dataset_10 |
|
This email notifies Amanda Kirby of a new case assignment related to J. Epstein virgin Islands... |
Business dealingsCommunications/correspondence |
Amanda Kirby |
01122241 |
gemini-2.0-flash-001 |
| 14068 |
EFTA01356541.txt |
RE: October |
Melisa Venegas |
none |
none |
2014-12-08 |
email |
dataset_10 |
|
Melisa Venegas provides Kimberly Hart with an update on the status of open ACU cases, noting... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Kimberly Har |
None |
gemini-2.0-flash-001 |
| 14069 |
EFTA01356542.txt |
RE: October 2014 AML/KYC Escalation Reports [I] |
Andrea Tapia |
suspicious |
none |
2014-11-06 |
email |
dataset_10 |
|
Andrea Tapia sent an email to Melisa Venegas with a list of ACUs to be removed from the AML/KYC... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Melisa Venegas |
DB-SDNY-0042443 |
gemini-2.0-flash-001 |
| 14070 |
EFTA01356543.txt |
October 2014 AMUKYC Escalation Reports [I] |
Melisa Venegas/db/dbcom |
suspicious |
none |
2014-11-03 |
email |
dataset_10 |
|
This email from Melisa Venegas at Deutsche Bank distributes the October 2014 AML/KYC escalation... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Andrew Gallivan/dtddbcomeDBAMERICAS, Kimberly... |
DB-SDNY-0042444, SDNY GM_00188628 |
gemini-2.0-flash-001 |
| 14071 |
EFTA01356544.txt |
None |
Melisa Venegas |
none |
none |
None |
email |
dataset_10 |
|
This is the closing of an email from Melisa Venegas of Deutsche Bank Trust Company Americas. It... |
|
— |
DB-SDNY-0042447, SDNY GM_00188631 |
gemini-2.0-flash-001 |
| 14072 |
EFTA01356545.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a header or cover page for a confidential document produced in... |
|
— |
DB-SDNY-0042449, SDNY GM_00188633 |
gemini-2.0-flash-001 |
| 14073 |
EFTA01356546.txt |
October 2014 AMLKYC Escalation Reports [II |
Melisa Venegasrdbidbcom |
none |
none |
2014-11-03 |
email |
dataset_10 |
|
This email from Melisa Venegas at Deutsche Bank distributes the monthly AML/KYC escalation... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
All |
DB-SDNY-0042451 |
gemini-2.0-flash-001 |
| 14074 |
EFTA01356547.txt |
Speaking later today |
Wolfram Lange |
suspicious |
possible |
2019-07-15 |
email |
dataset_10 |
|
This email discusses a problem statement regarding Deutsche Bank's handling of 'borderline'... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Kimberly Hart |
DB-SDNY-0042454 |
gemini-2.0-flash-001 |
| 14075 |
EFTA01356548.txt |
None |
Wolfram Lange |
suspicious |
possible |
None |
other |
dataset_10 |
|
Wolfram Lange from Deutsche Bank Wealth Management outlines search strategies for clearance... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0042455, SDNY GM_00188639 |
gemini-2.0-flash-001 |
| 14076 |
EFTA01356549.txt |
RE: Southern Financial LLC update [I) |
Martin Zeman |
suspicious |
possible |
2017-10-02 |
email |
dataset_10 |
|
This email exchange discusses Jeffrey Epstein's client status at Deutsche Bank since 2013,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Kimberly Hart |
DB-SDNY-0042456 |
gemini-2.0-flash-001 |
| 14077 |
EFTA01356550.txt |
Southern Financial LLC update [I] |
Martin Zeman |
suspicious |
possible |
None |
email |
dataset_10 |
|
Martin Zeman is following up with Kim about a discussion regarding Jeffrey Epstein's accounts... |
Financial transactions/money flowBusiness dealings |
Kim |
DB-SDNY-0042457 |
gemini-2.0-flash-001 |
| 14078 |
EFTA01356551.txt |
SII Closure: MIFID II - Remaining EEA Countries (Excl Germany r UK FM 17/2019 #43 (dbTrack2407699) |
Sylvia Escobar |
none |
none |
2019-04-11 |
email |
dataset_10 |
|
Sylvia Escobar sent an email to Kimberly Hart with attachments supporting the closure of an SII... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Kimberly Hart |
FM 17/2019 #43 (dbTrack2407699) |
gemini-2.0-flash-001 |
| 14079 |
EFTA01356553.txt |
MIFID II - Remaining EEA Countries (Excl Germany & UK) |
|
none |
none |
2019-12-04 |
report |
dataset_10 |
|
This document is a finding closure paper related to MIFID II compliance in EEA countries... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
GFMS 90-017/2019 #43 |
gemini-2.0-flash-001 |
| 14080 |
EFTA01356554.txt |
Finding Owner's remediation efforts |
|
none |
none |
None |
guidelines |
dataset_10 |
|
This document provides guidelines for Finding Owners to document their remediation efforts and... |
Legal matters/litigationCompliance issues |
— |
DB-SDNY-0042461 |
gemini-2.0-flash-001 |
| 14081 |
EFTA01356555.txt |
MIFID II - Remaining EEA Countries (Excl Germany & UK) |
|
none |
none |
2019-04-30 |
other |
dataset_10 |
|
The document outlines the requirements for US WM to comply with MIFID II regulations when... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0042462 |
gemini-2.0-flash-001 |
| 14082 |
EFTA01356556.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document outlines tasks related to managing EEA clients' accounts, including training,... |
Business dealings |
— |
DB-SDNY-0042463 |
gemini-2.0-flash-001 |
| 14083 |
EFTA01356557.txt |
Overview of remediation |
|
none |
none |
2018-09 |
other |
dataset_10 |
|
This document summarizes the remediation process for EEA accounts, detailing the criteria for... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0042464 |
gemini-2.0-flash-001 |
| 14084 |
EFTA01356558.txt |
Controls Implemented |
|
none |
none |
None |
other |
dataset_10 |
|
This document details the implementation of controls for new EEA client accounts and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0042465, SDNY_GM_00188649 |
gemini-2.0-flash-001 |
| 14085 |
EFTA01356559.txt |
Reference documents |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a list of reference documents related to the remediation of a finding, uploaded... |
|
— |
None |
gemini-2.0-flash-001 |
| 14086 |
EFTA01356560.txt |
New / amended controls pomade related |
|
none |
none |
None |
other |
dataset_10 |
|
The document outlines new or amended controls related to pomade, including excerpts from... |
Business dealings |
— |
DB-SDNY-0042467, SDNY_GM_00188651 |
gemini-2.0-flash-001 |
| 14087 |
EFTA01356561.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines criteria for evaluating the effectiveness of amended controls and... |
Legal matters/litigationBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0042469 |
gemini-2.0-flash-001 |
| 14088 |
EFTA01356562.txt |
Sample size required to demonstrate sustainability |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides a table outlining the sample sizes required to demonstrate the... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0042470, SDNY_GM_00188654 |
gemini-2.0-flash-001 |
| 14089 |
EFTA01356563.txt |
Closure review timeframes and Local deviation to Group Audit validation requirements |
|
none |
none |
None |
other |
dataset_10 |
|
The document outlines the timeframes for closure review procedures in various scenarios and... |
Legal matters/litigationCompliance issues |
— |
DB-SDNY-0042471 |
gemini-2.0-flash-001 |
| 14090 |
EFTA01356564.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a cover page or header for a confidential document produced in... |
|
— |
DB-SDNY-0042472, SDNY GM_00188656 |
gemini-2.0-flash-001 |
| 14091 |
EFTA01356565.txt |
None |
Sylvia Escobar, Vice President, Deutsche Bank Securities Inc. |
none |
none |
None |
other |
dataset_10 |
|
This document is a contact information card for Sylvia Escobar, a Vice President at Deutsche... |
|
— |
DB-SDNY-0042475, SDNY GM_00188659 |
gemini-2.0-flash-001 |
| 14092 |
EFTA01356566.txt |
Monthly Reverse Solicitation Review |
|
none |
none |
3/2019 |
report |
dataset_10 |
|
This document outlines the monthly review process for reverse solicitation transactions from EEA... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0042478 |
gemini-2.0-flash-001 |
| 14093 |
EFTA01356567.txt |
Escalation process |
|
suspicious |
none |
3/2019 |
other |
dataset_10 |
|
This document describes the escalation process for handling significant financial inflows into... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0042479 |
gemini-2.0-flash-001 |
| 14094 |
EFTA01356568.txt |
EEA Client Identification |
|
none |
none |
None |
other |
dataset_10 |
|
The document outlines the criteria for identifying clients and accounts within the European... |
Legal matters/litigationCompliance |
— |
DB-SDNY-0042480 |
gemini-2.0-flash-001 |
| 14095 |
EFTA01356569.txt |
EEA Client Type Update and Primary Decision Maker Designation |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the procedures for identifying and classifying customers subject to EEA... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0042481 |
gemini-2.0-flash-001 |
| 14096 |
EFTA01356570.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the procedures for handling non-target leads and EEA client declarations... |
Business dealingsLegal matters/litigationCompliance issues |
— |
DB-SDNY-0042483 |
gemini-2.0-flash-001 |
| 14097 |
EFTA01356571.txt |
UK HNW Company Exemption |
|
none |
none |
N/A |
other |
dataset_10 |
|
This document provides instructions on how to document UK HNW Company Exemption in dbForce and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0042484 |
gemini-2.0-flash-001 |
| 14098 |
EFTA01356572.txt |
TEA (European Economic Area) country list |
|
none |
none |
None |
other |
dataset_10 |
|
This document lists the countries that are part of the European Economic Area (EEA). It includes... |
|
— |
DB-SDNY-0042485, SDNY_GM_00188669 |
gemini-2.0-flash-001 |
| 14099 |
EFTA01356573.txt |
RE: EEA Client Notation in dbForce |
Derek St•Hilaire |
none |
none |
2018-11-27 |
email |
dataset_10 |
|
Sylvia Escobar inquires about the implementation of EEA client identification procedures in... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Sylvia Fscobar• Janice Franklin |
DB-SDNY-0042486 |
gemini-2.0-flash-001 |
| 14100 |
EFTA01356574.txt |
None |
Sylvia Escobar, Vice President, Deutsche Bank Securities Inc. |
none |
none |
None |
other |
dataset_10 |
|
This document provides the contact information for Sylvia Escobar, a Vice President at Deutsche... |
|
— |
DB-SDNY-0042487, SDNY GM_00188871 |
gemini-2.0-flash-001 |