| 13901 |
EFTA01356359.txt |
Monthly Annual Client Update Reports - September [II |
Melisa Venegas |
none |
none |
9/5/2014 |
email |
dataset_10 |
|
Melisa Venegas sent an email distributing monthly Annual Client Update (ACU) reports for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Kimberly Hart, Lina M Arias |
DB-SDNY-0042189 |
gemini-2.0-flash-001 |
| 13902 |
EFTA01356360.txt |
March 2014 AML/KYC Escalation Reports III |
Melisa Venegas |
none |
none |
2014-04-07 |
email |
dataset_10 |
|
Melisa Venegas sent an email to Kimberly Hart and others with the monthly AML/KYC escalation... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Kimberly Hart |
DB-SDNY-0042194 |
gemini-2.0-flash-001 |
| 13903 |
EFTA01356361.txt |
Re: Fw: New accou |
Paul Morris |
none |
none |
2014-10-10 |
email |
dataset_10 |
|
Aracely Sanchez informs Paul Morris about opening a checking account for SLK Designs LLC. She... |
Financial transactions/money flowBusiness dealings |
Aracely Sanchez I |
DB-SDNY-0042197 |
gemini-2.0-flash-001 |
| 13904 |
EFTA01356362.txt |
Items needed for new account |
Aracely Sanchez |
none |
none |
None |
email |
dataset_10 |
|
Aracely Sanchez from Deutsche Bank requests documentation for a new account, including a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0042198, SDNY_GM_00188382 |
gemini-2.0-flash-001 |
| 13905 |
EFTA01356363.txt |
April 2014 AML/KYC Escalation Reports |
Melisa Venegas |
none |
none |
2014-05-06 |
email |
dataset_10 |
|
Melisa Venegas sent an email to Andrew Gallivan, Kimberly Hart, Michael-1 Davis I, Michael S... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Andrew Gallivan, Kimberly Hart, Michael-1 Davis I,... |
DB-SDNY-0042202 |
gemini-2.0-flash-001 |
| 13906 |
EFTA01356364.txt |
CONFIDENTIAL |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a cover sheet or header page from a legal document, containing... |
|
— |
DB-SDNY-0042204, SDNY GM_00188388 |
gemini-2.0-flash-001 |
| 13907 |
EFTA01356365.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains confidentiality notices and document identification numbers. It... |
|
— |
DB-SDNY-0042206, SDNY GM_00188390 |
gemini-2.0-flash-001 |
| 13908 |
EFTA01356366.txt |
Nov 2015 AML/KYC Escalation Reports II] |
Melisa Venegas |
none |
none |
2015-11-03 |
email |
dataset_10 |
|
Melisa Venegas from Deutsche Bank sent an email to Armen Brash, Andrew Gallivan, and Lee... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Armen Brash, Andrew Gallivan, Lee Flutter |
DB-SDNY-0042208 |
gemini-2.0-flash-001 |
| 13909 |
EFTA01356367.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a classified document from the Southern District of New York (SDNY).... |
|
— |
DB-SDNY-0042209, SDNY GM_00188393 |
gemini-2.0-flash-001 |
| 13910 |
EFTA01356368.txt |
RE: KYC Program - Stats (data as of E0D Nov 16) (CI |
Adrienne Bull |
none |
none |
2017-12-04 |
email |
dataset_10 |
|
Adrienne Bull sent an email to Andrew Gallivan and Samantha Harmo with KYC program statistics... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew Gallivan |
DB-SDNY-0042211 |
gemini-2.0-flash-001 |
| 13911 |
EFTA01356369.txt |
Nov 2016 AML/KYC Esca ation Reports |
Melisa Venegas |
none |
none |
2016-12-02 |
email |
dataset_10 |
|
This email from Melisa Venegas distributes the November 2016 AML/KYC escalation report to Armen... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Armen Brash, Andrew Gallivan, Mark laRo |
DB-SDNY-0042213 |
gemini-2.0-flash-001 |
| 13912 |
EFTA01356371.txt |
May - 2017 AML/KYC Escalation Reports II] |
Melisa Venegas |
suspicious |
none |
2017-06-01 |
email |
dataset_10 |
|
Melisa Venegas sent an email distributing the May 2017 AML/KYC escalation report, highlighting... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
acob, Armen Brash, Lee Flutter, Sheffali Welch |
DB-SDNY-0042216 |
gemini-2.0-flash-001 |
| 13913 |
EFTA01356372.txt |
Confidentiality Notice |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a confidentiality notice indicating that the document is confidential and... |
|
— |
DB-SDNY-0042217, SDNY_GM_00188401 |
gemini-2.0-flash-001 |
| 13914 |
EFTA01356373.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a list of names with associated numbers. The purpose and significance of the... |
|
— |
DB-SDNY-0042219 |
gemini-2.0-flash-001 |
| 13915 |
EFTA01356374.txt |
RE: KYC HR Clients Remediation - Status (9/17/17) (IJ |
Rodrigo Quintero |
none |
none |
2017-09-17 |
email |
dataset_10 |
|
Rodrigo Quintero provides an update to Patrick Harris and Daphne Cales regarding the status of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Patrick Harris, Daphne Cales |
DB-SDNY-0042220 |
gemini-2.0-flash-001 |
| 13916 |
EFTA01356375.txt |
FW: KYC HR Clients Remediation - Status (9/17/17)111 |
Rodrigo Quintero |
none |
none |
2017-09-17 |
email |
dataset_10 |
|
This email from Rodrigo Quintero to Patrick Harris and others provides a status update on KYC HR... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Patrick Harris, Emily Crai, Da.hneCales, Armen Brash,... |
DB-SDNY-0042221 |
gemini-2.0-flash-001 |
| 13917 |
EFTA01356376.txt |
FIR Client Remediation Progress |
Rodrigo Quintero |
none |
none |
None |
other |
dataset_10 |
|
This document is a progress report on FIR Client Remediation at Deutsche Bank, detailing the... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0042222, SDNY_GM_00188406, EFTA01356376 |
gemini-2.0-flash-001 |
| 13918 |
EFTA01356377.txt |
KYC HR Clients Remediation - Status (9/08/17) (Revised) [I] |
Rodrigo Quintero |
none |
none |
2017-09-15 |
email |
dataset_10 |
|
Rodrigo Quintero sends an email to Patrick Harris providing a status update on KYC HR Clients... |
Business dealingsCommunications/correspondence |
Patrick Harris |
DB-SDNY-0042223 |
gemini-2.0-flash-001 |
| 13919 |
EFTA01356378.txt |
KYC HR Clients Remediation - Status (9/08 |
MINIM |
none |
none |
9/08/17 |
email |
dataset_10 |
|
This email provides a status update on the KYC HR Clients Remediation project as of September 8,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Karen Cohen, Janet Morales, Felipe Godard, Sven-Otto... |
None |
gemini-2.0-flash-001 |
| 13920 |
EFTA01356379.txt |
KYC HR Clients Remediation - Status (9/01/17) |
Rodrigo Quintero |
none |
none |
2017-09-02 |
email |
dataset_10 |
|
Rodrigo Quintero sent an email to Patrick Harris providing a status update on KYC HR Clients... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Patrick Harris |
DB-SDNY-0042225
SDNY_GM_00188409
EFTA01356379 |
gemini-2.0-flash-001 |
| 13921 |
EFTA01356380.txt |
KYC Update Steps |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a KYC update report showing the progress of client reviews, completion rates,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0042226, SDNY_GM_00188410 |
gemini-2.0-flash-001 |
| 13922 |
EFTA01356381.txt |
KYC HR Clients Remediation - Status (8/25/17) [I] |
Rodrigo Quintero |
none |
none |
2017-08-28 |
email |
dataset_10 |
|
Rodrigo Quintero sent an email on August 28, 2017, to Patrick Harris and others, providing a... |
Financial transactions/money flowCommunications/correspondenceEmployment/staffing |
Patrick Harris, Emily Craig, Daphne Cale, Janice... |
DB-SDNY-0042227 |
gemini-2.0-flash-001 |
| 13923 |
EFTA01356382.txt |
KYC Update Steps |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a KYC update report showing the progress of client reviews and approvals. It... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0042228 |
gemini-2.0-flash-001 |
| 13924 |
EFTA01356383.txt |
RE: KYC HR Clients Remediation - Status (2/11/17) [II |
Rodrigo Quintero |
none |
none |
2017-08-21 |
email |
dataset_10 |
|
This email from Rodrigo Quintero at Deutsche Bank provides a status update on the KYC HR Clients... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Patrick Harris, Emily Crai, Armen Mehta, Daphne Cales,... |
DB-SDNY-0042229, SDNY GM_00188413 |
gemini-2.0-flash-001 |
| 13925 |
EFTA01356384.txt |
KYC Update Steps |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a KYC update report showing the progress of client reviews. It details the... |
Financial transactions/money flowBusiness dealingsCompliance issues |
— |
DB-SDNY-0042230 |
gemini-2.0-flash-001 |
| 13926 |
EFTA01356385.txt |
KYC HR Clients Remediation - Status (8/11/17) [I] |
Rodrigo Quintero |
none |
none |
2017-08-11 |
email |
dataset_10 |
|
Rodrigo Quintero from Deutsche Bank sends an email to several recipients providing a status... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Patrick Harris, Vaishali-P, Emil Crai, Andrew Brash,... |
DB-SDNY-0042231
SDNY GM_00188415 |
gemini-2.0-flash-001 |
| 13927 |
EFTA01356386.txt |
KYC Update Steps |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a report on the progress of KYC updates, showing the number of clients in... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0042232, SDNY_GM_00188416 |
gemini-2.0-flash-001 |
| 13928 |
EFTA01356387.txt |
KYC HR Clients Remediation - Status (8/04/17) [I] |
Rodrigo Quintero |
none |
none |
2017-08-07 |
email |
dataset_10 |
|
This email from Rodrigo Quintero to Patrick Harris and others at Deutsche Bank provides a status... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Patrick Harris, Emily Craig, Daphne Cales, Armen Bras,... |
DB-SDNY-0042233 |
gemini-2.0-flash-001 |
| 13929 |
EFTA01356388.txt |
KYC Update Steps |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a KYC update report showing the progress of client reviews, including the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0042234, SDNY_GM_00188418 |
gemini-2.0-flash-001 |
| 13930 |
EFTA01356389.txt |
KYC HR Clients Remediation - Status (7/28/17) [I] |
Rodrigo Quintero |
none |
none |
2017-07-31 |
email |
dataset_10 |
|
This email from Rodrigo Quintero at Deutsche Bank provides a status update on KYC HR Clients... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Patrick Harris, Emily Craig, Daphne Cales, Armen Brash,... |
DB-SDNY-0042235 |
gemini-2.0-flash-001 |
| 13931 |
EFTA01356390.txt |
KYC Update Steps |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a report on the KYC update process, detailing the number of clients in scope,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0042236, SDNY_GM_00188420 |
gemini-2.0-flash-001 |
| 13932 |
EFTA01356391.txt |
KYC HR Clients Remediation - Status (7/21/17) [Ij |
Rodrigo Quintero |
none |
none |
2017-07-24 |
email |
dataset_10 |
|
This email from Rodrigo Quintero to Patrick Harris and others at Deutsche Bank provides a status... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Patrick Harris, Emily Crai, Daphne Cale, Janice... |
DB-SDNY-0042237 |
gemini-2.0-flash-001 |
| 13933 |
EFTA01356392.txt |
HR Client Remediation Progress |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a report on the progress of HR client remediation. It provides data on the... |
Financial transactions/money flowEmployment/staffingBusiness dealings |
— |
DB-SDNY-0042238 |
gemini-2.0-flash-001 |
| 13934 |
EFTA01356393.txt |
KYC HR Clients Remediation - Status (7/14/17) (I) |
Rodrigo Quintero |
none |
none |
2017-07-17 |
email |
dataset_10 |
|
This email from Rodrigo Quintero at Deutsche Bank provides a status update on the KYC HR Clients... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Patrick Harri |
DB-SDNY-0042239
SDNY_GM_00188423 |
gemini-2.0-flash-001 |
| 13935 |
EFTA01356394.txt |
HR Client Remediation Progress |
Rodrigo Quintero |
none |
none |
2017-07-10 |
email |
dataset_10 |
|
Rodrigo Quintero from Deutsche Bank sent an email to Patrick Harris and others providing an... |
Employment/staffingBusiness dealingsCommunications/correspondence |
Patrick Harris, Emily Craig, Daphne Cales, Janice... |
DB-SDNY-0042240 |
gemini-2.0-flash-001 |
| 13936 |
EFTA01356395.txt |
KYC HR Clients Remediation - Status (6/30/17) [I) |
Mehta |
none |
none |
2017-07-07 |
email |
dataset_10 |
|
This email provides a status update on the KYC HR Clients Remediation project as of July 7,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0042241 |
gemini-2.0-flash-001 |
| 13937 |
EFTA01356396.txt |
KYC HR Clients Remediation - Status (6/30/17) [I) |
Rodrigo Quintero |
none |
none |
2017-06-30 |
email |
dataset_10 |
|
This email from Rodrigo Quintero to Patrick Harris, aphne Cales, and Janice Franklin provides a... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Patrick Harris, aphne Cales, Janice Franklin |
DB-SDNY-0042242
SDNY_GM_00188426 |
gemini-2.0-flash-001 |
| 13938 |
EFTA01356397.txt |
Completed (Clients) |
Rodrigo |
none |
none |
None |
other |
dataset_10 |
|
This document is a progress report on high-risk client remediation data, showing the number of... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0042243 |
gemini-2.0-flash-001 |
| 13939 |
EFTA01356398.txt |
KYC HR Clients Remediation - Status (6/23/17) [I) |
Rodrigo Quintero |
none |
none |
2017-06-26 |
email |
dataset_10 |
|
This email from Rodrigo Quintero at Deutsche Bank provides a status update on KYC HR Clients... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Patrick Harris |
DB-SDNY-0042244
SDNY_GM_00188428 |
gemini-2.0-flash-001 |
| 13940 |
EFTA01356399.txt |
HR Client Rentediation Progress |
Rodrigo Quintero |
none |
none |
2017-06-19 |
email |
dataset_10 |
|
Rodrigo Quintero sent an email to Patrick Harris with a status update on HR Client Remediation... |
Financial transactions/money flowEmployment/staffingCommunications/correspondence |
Patrick Harris |
DB-SDNY-0042245 |
gemini-2.0-flash-001 |
| 13941 |
EFTA01356400.txt |
KYC Update Steps |
|
none |
none |
None |
report |
dataset_10 |
|
This document provides an overview of the KYC update steps, including the roles of various teams... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0042246, SDNY_GM_00188430 |
gemini-2.0-flash-001 |
| 13942 |
EFTA01356401.txt |
HR Client Rentediation Progress |
Rodrigo Quintero |
none |
none |
2017-06-12 |
email |
dataset_10 |
|
Rodrigo Quintero sends an email to Patrick Harris providing an update on the HR Client... |
Employment/staffingCommunications/correspondence |
Patrick Harris |
DB-SDNY-0042247 |
gemini-2.0-flash-001 |
| 13943 |
EFTA01356402.txt |
KYC HR Clients Remediation - Status (6/09/17) ill |
|
none |
none |
2017-06-09 |
email |
dataset_10 |
|
This email provides a status update on the KYC HR Clients Remediation project as of June 9,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Emily Crai, Daphne Cales, Janice Franklin, Armen Brash,... |
DB-SDNY-0042248 |
gemini-2.0-flash-001 |
| 13944 |
EFTA01356403.txt |
KYC Case Status by Teams |
Rodrigo |
none |
none |
None |
other |
dataset_10 |
|
This document is a status report on KYC cases, broken down by teams (USO, LatAm, GAT) and their... |
Business dealings |
— |
DB-SDNY-0042249 |
gemini-2.0-flash-001 |
| 13945 |
EFTA01356404.txt |
RE: KYC HR Clients Remediation -
a us |
Rodrigo Quintero |
none |
none |
2017-06-09 |
email |
dataset_10 |
|
This email from Rodrigo Quintero at Deutsche Bank provides an update on the status of KYC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sheffali Weld, Patrick Harri |
EFTA01356404 |
gemini-2.0-flash-001 |
| 13946 |
EFTA01356405.txt |
RE: KYC HR Clients Remediation - Status jlj |
Sheffali Welch |
none |
none |
2017-06-09 |
email |
dataset_10 |
|
Sheffali Welch emailed Rodrigo Quintero to inquire about the status of KYC HR Clients... |
Financial transactions/money flowCommunications/correspondenceBusiness dealings |
Rodrigo Quintero, Patrick Harris |
DB-SDNY-0042251 |
gemini-2.0-flash-001 |
| 13947 |
EFTA01356406.txt |
RE: KYC HR Clients Remediation -Status |
Rodrigo Quintero |
none |
none |
2017-06-05 |
email |
dataset_10 |
|
Rodrigo Quintero sent an email to Patrick Harris, Janice Franklin, Daphne Cale, and Sheffali... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Patrick Harris, Janice Franklin, Daphne Cale, Sheffali Welch |
EFTA01356406.txt |
gemini-2.0-flash-001 |
| 13948 |
EFTA01356407.txt |
High Risk Remediation Data |
|
none |
none |
None |
report |
dataset_10 |
|
The document presents data on high-risk client remediation efforts across various regions (USO,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0042253
SDNY_GM_00188437 |
gemini-2.0-flash-001 |
| 13949 |
EFTA01356408.txt |
RE: KYC HR Clients Remediation - Status [I] |
Rodrigo Quintero |
none |
none |
2017-05-26 |
email |
dataset_10 |
|
Rodrigo Quintero sent an email to Patrick Harris, Emily Craig, Daphne Cales, and Sheffali Welch... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Patrick Harris, Emily Craig, Daphne Cales, Sheffali Welch |
EFTA01356408 |
gemini-2.0-flash-001 |
| 13950 |
EFTA01356409.txt |
High Risk Remediation Data |
|
none |
none |
None |
report |
dataset_10 |
|
The document presents data on high-risk remediation efforts, focusing on KYC case completion and... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0042255 |
gemini-2.0-flash-001 |
| 13951 |
EFTA01356410.txt |
RE: KYC HR Clients Remediation - Status III |
Rodrigo Quintero |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Rodrigo Quintero sends an email to Patrick Harris and others providing a status update on KYC HR... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Patrick Harris |
DB-SDNY-0042256 |
gemini-2.0-flash-001 |
| 13952 |
EFTA01356411.txt |
KYC Update Steps |
|
none |
none |
None |
report |
dataset_10 |
|
This document summarizes the KYC update process, outlining the steps involved from creating a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0042257 |
gemini-2.0-flash-001 |
| 13953 |
EFTA01356412.txt |
RE: KYC HR Clients Remediation - Status DJ |
Rodrigo Quintero |
none |
none |
2017-05-15 |
email |
dataset_10 |
|
Rodrigo Quintero sent an email on May 15, 2017, to Patrick Harris, Emily Craig, and Daphne Cales... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Patrick Harris, Emily Craig, Daphne Cales |
DB-SDNY-0042258 |
gemini-2.0-flash-001 |
| 13954 |
EFTA01356413.txt |
RE: KYC HR Clients Remediation - Status ill |
Rodrigo Quintero |
none |
none |
2017-05-15 |
email |
dataset_10 |
|
Rodrigo Quintero sent an email to Patrick Harris providing a status update on the KYC HR Clients... |
Financial transactions/money flowEmployment/staffingCommunications/correspondence |
Patrick Harris |
DB-SDNY-0042259 |
gemini-2.0-flash-001 |
| 13955 |
EFTA01356414.txt |
RE: KYC HR Clients Remediation - Status Ill |
Rodrigo Quintero |
none |
none |
2017-05-08 |
email |
dataset_10 |
|
Rodrigo Quintero informs Patrick Harris and Emily Craig about a delay in the KYC HR Clients... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Patrick Harris |
DB-SDNY-0042260 |
gemini-2.0-flash-001 |
| 13956 |
EFTA01356415.txt |
KYC HR Clients Remediation - Status [II |
Rodrigo Quintero |
none |
none |
2017-05-01 |
email |
dataset_10 |
|
Rodrigo Quintero sent an email to Patrick Harris providing a status update on the KYC HR Clients... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Patrick Harris |
DB-SDNY-0042261 |
gemini-2.0-flash-001 |
| 13957 |
EFTA01356416.txt |
KYC Update |
Rodrigo Quintero |
none |
none |
None |
other |
dataset_10 |
|
This document is a KYC (Know Your Customer) update from Rodrigo Quintero at Deutsche Bank... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0042262, SDNY_GM_00188446 |
gemini-2.0-flash-001 |
| 13958 |
EFTA01356417.txt |
RE: KYC HR Sync Up - Resources and Mercury [I] |
Emily Craig |
none |
none |
2017-04-26 |
email |
dataset_10 |
|
This email summarizes the action items from a meeting concerning KYC HR resources and the... |
Employment/staffingBusiness dealingsCommunications/correspondence |
Patrick Harris, Daphne Cales, Rodrigo Quintero |
DB-SDNY-0042263 |
gemini-2.0-flash-001 |
| 13959 |
EFTA01356418.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a placeholder indicating that the original document could not be rendered. It... |
|
— |
DB-SDNY-0042266, SDNY_GM_00188450 |
gemini-2.0-flash-001 |
| 13960 |
EFTA01356419.txt |
June 2016 AML/KYC Escalation Reports II) |
Melisa Venegas |
none |
none |
2016-07-06 |
email |
dataset_10 |
|
This email from Melisa Venegas distributes the June 2016 AML/KYC escalation report to Armen... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Armen Brash, Andrew Gallivan, Lee Rutter, Mark LaRoe,... |
None |
gemini-2.0-flash-001 |
| 13961 |
EFTA01356420.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document contains contact information for Melisa Venegas at Deutsche Bank Wealth Management.... |
|
— |
DB-SDNY-0042270, SDNY_GM_00188454 |
gemini-2.0-flash-001 |
| 13962 |
EFTA01356421.txt |
CONFIDENTIAL |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a cover page or header for a confidential legal document, likely produced in... |
|
— |
DB-SDNY-0042272, SDNY GM_00188456 |
gemini-2.0-flash-001 |
| 13963 |
EFTA01356422.txt |
Sept 2015 AML/KYC Escalation Reports [I) |
Melisa Venegas |
none |
none |
2015-10-05 |
email |
dataset_10 |
|
Melisa Venegas from Deutsche Bank sent an email to Andrew Gallivan, Kimberly Hart, Michael-1... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Andrew Gallivan, Kimberly Hart, Michael-1 Davis... |
DB-SDNY-0042273 |
gemini-2.0-flash-001 |
| 13964 |
EFTA01356423.txt |
FW: Prioritization of the true overdues |
Oliver Esslinger |
none |
none |
2018-07-10 |
email |
dataset_10 |
|
Oliver Esslinger is emailing Andrew Gallivan to request prioritization of 97 overdue KYC cases,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew Gallivan |
DB-SDNY-0042275 |
gemini-2.0-flash-001 |
| 13965 |
EFTA01356424.txt |
CERBERUS CAPITAL RLATIONSWP |
Adrienne Bull |
none |
none |
2018-07-10 |
email |
dataset_10 |
|
The email from Adrienne Bull to Oliver Esslinger contains a list of entities and their... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Oliver Esslinger |
DB-SDNY-0042276 |
gemini-2.0-flash-001 |
| 13966 |
EFTA01356425.txt |
RE: Prioritization of the true overdues (IJ |
|
none |
none |
2018-07-10 |
email |
dataset_10 |
|
This email discusses prioritizing overdue accounts for high-risk customers based on their KYC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daphne Cales, Oliver Esslinger, Melisa Venegas |
DB-SDNY-0042277 |
gemini-2.0-flash-001 |
| 13967 |
EFTA01356426.txt |
Prioritization of the true overdues |
Adrienne Bull |
none |
none |
2018-07-09 |
email |
dataset_10 |
|
Adrienne Bull informs Daphne Cales about the prioritization of 97 'true overdues' for case... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Daphne Cales |
SDNY GM_00188462 |
gemini-2.0-flash-001 |
| 13968 |
EFTA01356427.txt |
FW: Apr 2016 AML/KYC Escalation Reports III |
Andrew Gallivan |
none |
none |
2016-04-06 |
email |
dataset_10 |
|
Andrew Gallivan emailed Armen Brash asking about the timeline for clearing high-risk AML/KYC... |
Financial transactions/money flowCommunications/correspondence |
Armen Brash |
None |
gemini-2.0-flash-001 |
| 13969 |
EFTA01356428.txt |
None |
Melisa Venegas, Deutsche Bank Wealth Management |
none |
none |
None |
other |
dataset_10 |
|
This document is a cover page or header containing contact information for Melisa Venegas of... |
|
— |
DB-SDNY-0042281 |
gemini-2.0-flash-001 |
| 13970 |
EFTA01356430.txt |
FW: KYC list [I) |
Andrew Gallivan |
none |
none |
2017-06-09 |
email |
dataset_10 |
|
Andrew Gallivan forwards an email from Daphne Cales to Samantha Harmon regarding a new global... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Samantha Harmon |
DB-SDNY-0042284 |
gemini-2.0-flash-001 |
| 13971 |
EFTA01356431.txt |
RE: KYC List (II |
Andrew Gallivan |
none |
none |
2017-06-09 |
email |
dataset_10 |
|
This email exchange discusses the distribution of KYC (Know Your Customer) lists for bankers at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daphne Cales, Sheffali Welch |
DB-SDNY-0042285 |
gemini-2.0-flash-001 |
| 13972 |
EFTA01356432.txt |
RE: KYC List [I] |
Sheffali Welch |
none |
none |
2017-06-09 |
email |
dataset_10 |
|
This email exchange between Sheffali Welch and Andrew Gallivan concerns the distribution of KYC... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Andrew Gallivan |
DB-SDNY-0042286 |
gemini-2.0-flash-001 |
| 13973 |
EFTA01356433.txt |
None |
Andrew Gallivan, Managing Director, Deutsche Bank Trust Company Americas |
none |
none |
None |
other |
dataset_10 |
|
This document is a letterhead or contact information page for Andrew Gallivan, a Managing... |
|
— |
DB-SDNY-0042287, SDNY_GM_00188471 |
gemini-2.0-flash-001 |
| 13974 |
EFTA01356434.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a cover page or header from a larger set of documents, containing... |
|
— |
DB-SDNY-0042288, SDNY GM 00188472 |
gemini-2.0-flash-001 |
| 13975 |
EFTA01356435.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains administrative information, including document IDs and... |
|
— |
DB-SDNY-0042289, SDNY GM 00188473 |
gemini-2.0-flash-001 |
| 13976 |
EFTA01356436.txt |
CONFIDENTIAL |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a cover page for a confidential legal document. It includes document IDs and... |
|
— |
DB-SDNY-0042291, SDNY_GM_00188475 |
gemini-2.0-flash-001 |
| 13977 |
EFTA01356437.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a placeholder page with confidentiality notices and document IDs. No... |
|
— |
DB-SDNY-0042292, SDNY GM_00188476 |
gemini-2.0-flash-001 |
| 13978 |
EFTA01356438.txt |
Confidentiality Notice |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains confidentiality notices and document identification numbers. It... |
|
— |
DB-SDNY-0042294, SDNY GM_00188478 |
gemini-2.0-flash-001 |
| 13979 |
EFTA01356439.txt |
Confidential Document |
|
none |
none |
None |
other |
dataset_10 |
|
This document is identified as confidential and part of a legal case (DB-SDNY-0042297). The text... |
|
— |
DB-SDNY-0042297, SDNY_GM_00188481 |
gemini-2.0-flash-001 |
| 13980 |
EFTA01356440.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains document identification numbers and confidentiality notices. It... |
|
— |
DB-SDNY-0042299, SDNY GM_00188483 |
gemini-2.0-flash-001 |
| 13981 |
EFTA01356441.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains administrative information, including document IDs and... |
|
— |
DB-SDNY-0042300, SDNY GM_00188484 |
gemini-2.0-flash-001 |
| 13982 |
EFTA01356442.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains administrative information, including document IDs and... |
|
— |
DB-SDNY-0042301, SDNY_GM_00188485 |
gemini-2.0-flash-001 |
| 13983 |
EFTA01356443.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a header or cover page containing administrative information,... |
|
— |
DB-SDNY-0042302, SDNY GM_00188486 |
gemini-2.0-flash-001 |
| 13984 |
EFTA01356444.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a placeholder page with document IDs and confidentiality notices. No... |
|
— |
DB-SDNY-0042306, SDNY GM_00188490 |
gemini-2.0-flash-001 |
| 13985 |
EFTA01356445.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a header page indicating a confidential document produced in native format,... |
|
— |
DB-SDNY-0042307, SDNY GM_00188491 |
gemini-2.0-flash-001 |
| 13986 |
EFTA01356446.txt |
Re: meet [C] |
Richard Kahn |
none |
none |
2014-10-27 |
email |
dataset_10 |
|
Richard Kahn and Paul Morris are scheduling a meeting for Wednesday at 9:30 AM. Richard Kahn... |
Business dealingsCommunications/correspondence |
Paul Morris |
DB-SDNY-0042308 |
gemini-2.0-flash-001 |
| 13987 |
EFTA01356447.txt |
Re: meet (Cl |
Richard Kahn |
none |
none |
2014-10-21 |
email |
dataset_10 |
|
This email exchange between Paul Morris of Deutsche Bank and Richard Kahn of HBRK Associates is... |
Business dealingsCommunications/correspondence |
Paul Morris |
DB-SDNY-0042309 |
gemini-2.0-flash-001 |
| 13988 |
EFTA01356448.txt |
Re: meet (C) |
Paul Morris |
none |
none |
10/2O2014 |
email |
dataset_10 |
|
Paul Morris is attempting to schedule a meeting with Richard Kahn and introduce him to Stewart... |
Business dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0042310 |
gemini-2.0-flash-001 |
| 13989 |
EFTA01356449.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains administrative information, including document IDs and... |
|
— |
DB-SDNY-0042312, SDNY GM_00188496 |
gemini-2.0-flash-001 |
| 13990 |
EFTA01356450.txt |
RE: June 2016 AM L/KYC Escalation Reports ll] |
Melisa Venegas |
none |
none |
2016-06-03 |
email |
dataset_10 |
|
This email from Melisa Venegas at Deutsche Bank Wealth Management distributes the monthly... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Armen Brash, Andrew Gallivan, Michael 5 Jacoby, Mark LaRoe |
DB-SDNY-0042313
SDNY_GM_00188497 |
gemini-2.0-flash-001 |
| 13991 |
EFTA01356451.txt |
None |
Melisa Venegas |
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a fragment of a report or chart from Deutsche Bank Wealth... |
|
— |
DB-SDNY-0042314, SDNY_GM_00188498 |
gemini-2.0-flash-001 |
| 13992 |
EFTA01356452.txt |
KYC - accelerating client outreach |
Thomas Klemm |
none |
none |
2018-10-11 |
email |
dataset_10 |
|
Thomas Klemm updates recipients on the KYC client outreach progress, noting the number of cases... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Patrick Camion, Feli e Godard, Andrew Gallivan, Michael... |
None |
gemini-2.0-flash-001 |
| 13993 |
EFTA01356454.txt |
Re: Fw: Cinq Case Number 131213 604222 case 01163801 [II |
Aracely Sanchez |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
Aracely Sanchez emails Deepak Ramchandani to expedite a Cinq case amendment. Deepak Ramchandani... |
Financial transactions/money flowCommunications/correspondence |
Deepak Ramchandani |
131213 604222 case 01163801 |
gemini-2.0-flash-001 |
| 13994 |
EFTA01356455.txt |
wire |
|
none |
none |
2013-12-26 |
email |
dataset_10 |
|
The email is from an unknown sender to Bella Klein regarding a wire transfer. The sender... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein |
SDNY_GM_00188505 |
gemini-2.0-flash-001 |
| 13995 |
EFTA01356457.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a header page for a legal document, classified as confidential and... |
|
— |
DB-SDNY-0042324, SDNY GM_00188508 |
gemini-2.0-flash-001 |
| 13996 |
EFTA01356458.txt |
Re: TRS on AAPL - creating synthetic long exposure IC] |
Daniel Sabba |
none |
none |
2014-10-28 |
email |
dataset_10 |
|
Daniel Sabba from Deutsche Bank sent an email to Jeffrey with an indication for a Total Return... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Morris |
DB-SDNY-0042325 |
gemini-2.0-flash-001 |
| 13997 |
EFTA01356459.txt |
Derivatives |
|
none |
none |
None |
other |
dataset_10 |
|
The document explains derivatives, their use as hedging devices or investment vehicles, and the... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0042326 |
gemini-2.0-flash-001 |
| 13998 |
EFTA01356460.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a page with some OCR errors and confidentiality notices. It includes... |
|
— |
DB-SDNY-0042327 |
gemini-2.0-flash-001 |
| 13999 |
EFTA01356461.txt |
Re: Fw: Cinq Case Number 1 |
Deepak Ramchandani |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
Deepak Ramchandani forwards an amendment from Aracely Sanchez regarding 'Cinq Case Number 1' to... |
Financial transactions/money flowCommunications/correspondence |
GTO-PWM-Banking Exception-Check-Processing... |
DB-SDNY-0042330 |
gemini-2.0-flash-001 |
| 14000 |
EFTA01356462.txt |
Fw: Cinq Case Number |
Deepak Ramchandani/db/c |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
Deepak Ramchandani sent an email to Aracely Sanchez forwarding an amendment to a Cinq case and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Aracely |
DB-SDNY-0042331 |
gemini-2.0-flash-001 |