| 14401 |
EFTA01356883.txt |
Jeepers transfer |
bellaklein |
none |
none |
201-04-01 |
email |
dataset_10 |
|
Bella Klein emails Vahe Stepanian requesting a transfer of $100,000 from a Jeepers account to... |
Financial transactions/money flow |
Vahe Stepanian |
|
gemini-2.0-flash-001 |
| 14402 |
EFTA01356884.txt |
AML/KYC Escalation Reports III |
Andrea Tapia |
none |
none |
2015-03-30 |
email |
dataset_10 |
|
Andrea Tapia sends Melisa Venegas an email with an attached AML/KYC escalation report, offering... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Melisa Venegas I |
DB-SDNY-0043071 |
gemini-2.0-flash-001 |
| 14403 |
EFTA01356885.txt |
Re: Progress Update [I] |
Jennifer Hudson |
none |
none |
2015-12-14 |
email |
dataset_10 |
|
Jennifer Hudson receives an email from Dave-D Patel at Deutsche Bank regarding the progress of a... |
Business dealingsCommunications/correspondence |
Dave-D Patel |
DB-SDNY-0043074 |
gemini-2.0-flash-001 |
| 14404 |
EFTA01356886.txt |
Payments |
Kimberly Har |
suspicious |
none |
2019-07-16 |
email |
dataset_10 |
|
Kimberly Hart informs Patrick Campion about payments made from the Butterfly Trust and changes... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Patrick Campion |
Case 2021929, Case 2021539 |
gemini-2.0-flash-001 |
| 14405 |
EFTA01356887.txt |
Re: ESCALATION |
Jacqueline Lightbody |
suspicious |
none |
2013-12-04 |
email |
dataset_10 |
|
Jacqueline Lightbody approves clearing an alert related to Jeffrey Epstein and recommends... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew Kisz |
DB-SDNY-0043079 |
gemini-2.0-flash-001 |
| 14406 |
EFTA01356888.txt |
ESCALATION |
PWMUS AMLKYC/db |
suspicious |
possible |
2013-12-03 |
email |
dataset_10 |
|
This email discusses an escalation regarding negative media related to a beneficiary of a trust... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Jacqueline Lighttoody |
DB-SDNY-0043080 |
gemini-2.0-flash-001 |
| 14407 |
EFTA01356889.txt |
Re: Fw: RDC ALERT-] |
Amanda Kirby/db/dbc |
suspicious |
none |
2013-09-10 |
email |
dataset_10 |
|
This email exchange between Deutsche Bank employees discusses a relationship with Jeffrey... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
PWMUS AMLKYC/db |
DB-SDNY-0043081 |
gemini-2.0-flash-001 |
| 14408 |
EFTA01356890.txt |
Fw: RDC ALERT |
Amanda Kirby/db/dbcom |
suspicious |
none |
2013-10-08 |
email |
dataset_10 |
|
Amanda Kirby is emailing the AML/KYC team to clarify an RDC alert regarding a client who is a... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
PWMUS AMLKYCklb/dbcornaDBAmericas |
DB-SDNY-0043082 |
gemini-2.0-flash-001 |
| 14409 |
EFTA01356891.txt |
RDC ALERT - |
Ahsan Manzoor |
none |
none |
None |
email |
dataset_10 |
|
This email from Ahsan Manzoor informs recipients about an RDC alert and the requirement for... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
— |
DB-SDNY-0043083 |
gemini-2.0-flash-001 |
| 14410 |
EFTA01356892.txt |
List of Beneficiaries |
|
none |
none |
None |
list |
dataset_10 |
|
This document is a confidential list of beneficiaries of the Butterfly Trust. Its significance... |
Financial transactions/money flow |
— |
DB-SDNY-0043084 |
gemini-2.0-flash-001 |
| 14411 |
EFTA01356893.txt |
BUTTERFLY TRUST ADDITION OF BENEFICIARIES |
|
none |
none |
2015-02-06 |
legal filing |
dataset_10 |
|
This document is a legal instrument adding beneficiaries to the Butterfly Trust, established by... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00189269
DB-SDNY-0043085 |
gemini-2.0-flash-001 |
| 14412 |
EFTA01356894.txt |
BUTTERFLY TRUST ADDITION OF BENEFICIARIES |
|
none |
none |
2015-02-06 |
legal filing |
dataset_10 |
|
This document is a legal instrument formally adding beneficiaries to the Butterfly Trust,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0043086 |
gemini-2.0-flash-001 |
| 14413 |
EFTA01356895.txt |
Acknowledgment of Erika A. Kellerhals |
|
none |
none |
2015-02-06 |
legal filing |
dataset_10 |
|
This document is a notarized acknowledgment by Erika A. Kellerhals, confirming her signature on... |
Legal matters/litigation |
— |
DB-SDNY-0043087 |
gemini-2.0-flash-001 |
| 14414 |
EFTA01356896.txt |
BUTTERFLY TRUST ADDITION OF BENEFICIARIES |
|
none |
none |
2015-02-11 |
legal filing |
dataset_10 |
|
This document is a legal instrument adding a beneficiary to the Butterfly Trust, established by... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0043088 |
gemini-2.0-flash-001 |
| 14415 |
EFTA01356897.txt |
BUTTERFLY TRUST ADDITION OF BENEFICIARIES |
|
suspicious |
possible |
2015-02-11 |
legal filing |
dataset_10 |
|
This document is a legal instrument formally adding 'Ma' as a beneficiary to the Butterfly... |
Financial transactions/money flowLegal matters/litigationPersonal relationships |
— |
DB-SDNY-0043089 |
gemini-2.0-flash-001 |
| 14416 |
EFTA01356898.txt |
Acknowledgment of Erika A. Kellerhals |
|
none |
none |
2015-02-11 |
legal filing |
dataset_10 |
|
This document is a notarized acknowledgment by Erika A. Kellerhals, signed before Notary Public... |
Legal matters/litigation |
— |
DB-SDNY-0043090 |
gemini-2.0-flash-001 |
| 14417 |
EFTA01356899.txt |
BUTTERFLY TRUST ADDITION OF BENEFICIARIES |
|
none |
none |
2015-03-30 |
legal filing |
dataset_10 |
|
This document is a legal instrument adding a beneficiary to the Butterfly Trust, which was... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0043091, SDNY_GM_00189275 |
gemini-2.0-flash-001 |
| 14418 |
EFTA01356900.txt |
BUTTERFLY TRUST ADDITION OF BENEFICIARIES |
|
none |
none |
2015-03-30 |
legal filing |
dataset_10 |
|
This document is a legal instrument adding a beneficiary to the Butterfly Trust, established by... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0043092 |
gemini-2.0-flash-001 |
| 14419 |
EFTA01356901.txt |
Acknowledgment of Erika A. Kellerhals |
|
none |
none |
2015-03-30 |
legal filing |
dataset_10 |
|
This document is a notarized acknowledgment of Erika A. Kellerhals' signature on a legal... |
Legal matters/litigation |
— |
DB-SDNY-0043093 |
gemini-2.0-flash-001 |
| 14420 |
EFTA01356902.txt |
BUTTERFLY TRUST ADDITION OF BENEFICIARIES |
|
none |
none |
2015-04-24 |
legal filing |
dataset_10 |
|
This document is a legal instrument adding a beneficiary to the Butterfly Trust, established by... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0043094 |
gemini-2.0-flash-001 |
| 14421 |
EFTA01356903.txt |
BUTTERFLY TRUST ADDITION OF BENEFICIARIES |
|
none |
none |
2015-04-24 |
legal filing |
dataset_10 |
|
This document is a legal instrument adding a beneficiary to the Butterfly Trust, established by... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0043095 |
gemini-2.0-flash-001 |
| 14422 |
EFTA01356904.txt |
None |
|
none |
none |
2015-04-24 |
other |
dataset_10 |
|
This document is a notarized acknowledgement from the Territory of the Virgin Islands, Division... |
|
— |
None |
gemini-2.0-flash-001 |
| 14423 |
EFTA01356905.txt |
ADDITION OF BENEFICIARY |
|
none |
none |
2015-01-27 |
legal filing |
dataset_10 |
|
This document is a legal instrument formally adding a beneficiary to the Butterfly Trust,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0043097 |
gemini-2.0-flash-001 |
| 14424 |
EFTA01356906.txt |
BUTTERFLY TRUST ADDITION OF BENEFICIARY |
|
none |
none |
2015-01-27 |
legal filing |
dataset_10 |
|
This document is a legal instrument adding a beneficiary to the Butterfly Trust, established by... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0043098 |
gemini-2.0-flash-001 |
| 14425 |
EFTA01356907.txt |
Acknowledgement of Erika A. Kellerhals |
|
none |
none |
2015-01-27 |
legal filing |
dataset_10 |
|
This document is an acknowledgement by Erika A. Kellerhals of executing a legal instrument, with... |
Legal matters/litigation |
— |
DB-SDNY-0043099, SDNY_GM_00189283 |
gemini-2.0-flash-001 |
| 14426 |
EFTA01356908.txt |
BUTTERFLY TRUST DELETION AND ADDITION OF BENEFICIARIES |
|
suspicious |
possible |
2014-12-01 |
legal filing |
dataset_10 |
|
This document is a legal filing documenting the deletion of Ghislaine Maxwell and the addition... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0043100 |
gemini-2.0-flash-001 |
| 14427 |
EFTA01356909.txt |
Notary Public Acknowledgement |
|
none |
none |
2014 |
other |
dataset_10 |
|
This document is a notarized acknowledgement of signatures by Habibe Avow in New York and Gina... |
Legal matters/litigation |
— |
NP-76-13 |
gemini-2.0-flash-001 |
| 14428 |
EFTA01356910.txt |
BUTTERFLY TRUST ADDITION OF BENEFICIARIES |
|
suspicious |
none |
2011-03-28 |
legal filing |
dataset_10 |
|
This document is a legal instrument adding beneficiaries to the Butterfly Trust, established by... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0043102 |
gemini-2.0-flash-001 |
| 14429 |
EFTA01356911.txt |
OTC Derivative trading with CIB |
Ian Salters |
none |
none |
2019-03-01 |
email |
dataset_10 |
|
Ian Salters provides an update on the KYC remediation and MIFID II compliance process for WM... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Oliver Esslin, Olivier Poncet, Jeffrey Roth, Thomas... |
DB-SDNY-0043103 |
gemini-2.0-flash-001 |
| 14430 |
EFTA01356912.txt |
Positive Impact |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the products and services offered by Institutional Wealth Partners... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0043104, SDNY_GM_00189288 |
gemini-2.0-flash-001 |
| 14431 |
EFTA01356913.txt |
Banking Officer change [lj |
|
none |
none |
2016-04-04 |
email |
dataset_10 |
|
This email discusses a change in banking officer and lists accounts associated with various... |
Financial transactions/money flowBusiness dealingsEmployment/staffing |
Paul |
None |
gemini-2.0-flash-001 |
| 14432 |
EFTA01356914.txt |
TERMS OF BUSINESS |
Deutsche Bank AG |
none |
none |
2018-08 |
Terms of Business |
dataset_10 |
|
This document outlines the Terms of Business between Deutsche Bank AG and its clients. It... |
Business dealingsLegal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0043108 |
gemini-2.0-flash-001 |
| 14433 |
EFTA01356915.txt |
Terms of Business |
|
none |
none |
None |
legal document |
dataset_10 |
|
This document outlines the terms of business between DB and its clients, defining legal and... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0043110 |
gemini-2.0-flash-001 |
| 14434 |
EFTA01356916.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of business between DB and its client, specifying the client's... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0043114 |
gemini-2.0-flash-001 |
| 14435 |
EFTA01356917.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the terms of business between DB and its clients, including product... |
Business dealings |
— |
SDNY_GM_00189299
DB-SDNY-0043115 |
gemini-2.0-flash-001 |
| 14436 |
EFTA01356918.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of business between a DB Entity and its Client, addressing... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
SDNY_GM_00189303
DB-SDNY-0043119 |
gemini-2.0-flash-001 |
| 14437 |
EFTA01356919.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the terms and conditions under which DB provides services to its clients,... |
Business dealingsCommunications/correspondenceLegal matters/litigation |
— |
DB-SDNY-0043120
SDNY_GM_00189304 |
gemini-2.0-flash-001 |
| 14438 |
EFTA01356920.txt |
Internal business purposes |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the terms of business between DB and its client, focusing on portfolio... |
Business dealings |
— |
DB-SDNY-0043121 |
gemini-2.0-flash-001 |
| 14439 |
EFTA01356921.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the terms of business between DB and its clients, including the use of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0043122 |
gemini-2.0-flash-001 |
| 14440 |
EFTA01356922.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of business between DB and its clients, focusing on interest... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0043123 |
gemini-2.0-flash-001 |
| 14441 |
EFTA01356923.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of business between DB and a client, covering aspects such as... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0043125 |
gemini-2.0-flash-001 |
| 14442 |
EFTA01356924.txt |
Governing Law and Governing Courts |
|
none |
none |
2023 |
legal filing |
dataset_10 |
|
This document section specifies that English law governs the Terms of Business between DB and... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0043127, SDNY_GM_00189311 |
gemini-2.0-flash-001 |
| 14443 |
EFTA01356925.txt |
ANNEX FOR NON-EEA BUSINESS |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an annex to the Terms of Business for DBAG, specifically addressing business... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0043128 |
gemini-2.0-flash-001 |
| 14444 |
EFTA01356926.txt |
RE: Client OTC derivatives trading with CIB Ill |
Ian Salters |
none |
none |
2019-02-14 |
email |
dataset_10 |
|
Ian Salters sent an email to a group of recipients with an attached analysis of IWP & WM clients... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Victoria Bruce, Thomas Klemm, Kimberly Hart, Puzant... |
DB-SDNY-0043131 |
gemini-2.0-flash-001 |
| 14445 |
EFTA01356927.txt |
Re: Initial thoughts |
Wolfram Lange |
none |
none |
2019-07-15 |
email |
dataset_10 |
|
This email is a brief exchange between Wolfram Lange and Kimberly Hart, coordinating a phone... |
Communications/correspondence |
Kimberly Hart |
DB-SDNY-0043133 |
gemini-2.0-flash-001 |
| 14446 |
EFTA01356928.txt |
Re: Initial thoughts |
Wolfram Lange |
none |
none |
2019-07-15 |
email |
dataset_10 |
|
This email is a thread between Wolfram Lange, Kimberly Hart, and Michael Off discussing the... |
Communications/correspondenceBusiness dealings |
Kimberly Hart |
DB-SDNY-0043134 |
gemini-2.0-flash-001 |
| 14447 |
EFTA01356929.txt |
Thoughts on client cases and clearance processes |
Wolfram Lange |
suspicious |
possible |
YYYY-MM-DD |
email |
dataset_10 |
|
Wolfram Lange proposes solutions to identify client cases where prior decisions are relied upon... |
Business dealingsAllegations/complaintsFinancial transactions/money flow |
— |
DB-SDNY-0043135, SONY GM_00189319 |
gemini-2.0-flash-001 |
| 14448 |
EFTA01356930.txt |
August 2014 AML/KYC Escalation Reports [I] |
Melisa Venegas |
none |
none |
August 2014 |
email |
dataset_10 |
|
This email from Melisa Venegas at Deutsche Bank distributes monthly AML/KYC escalation reports... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
All |
DB-SDNY-0043138 |
gemini-2.0-flash-001 |
| 14449 |
EFTA01356931.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains administrative information, including document IDs and... |
|
— |
DB-SDNY-0043141, SDNY GM_00189325 |
gemini-2.0-flash-001 |
| 14450 |
EFTA01356932.txt |
None |
Thomas P. Heidenberger |
none |
none |
None |
other |
dataset_10 |
|
This document is a letterhead or contact information for Thomas P. Heidenberger, an Associate at... |
Financial transactions/money flow |
— |
DB-SDNY-0043143, SDNY_GM_00189327 |
gemini-2.0-flash-001 |
| 14451 |
EFTA01356933.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a page from a legal case file, marked as confidential and identified... |
|
— |
DB-SDNY-0043145 |
gemini-2.0-flash-001 |
| 14452 |
EFTA01356934.txt |
Butterfly Trust Transactions |
Julie Cataudella |
none |
none |
2019-07-11 |
email |
dataset_10 |
|
Julie Cataudella from Deutsche Bank Trust Company Americas sent an email to Kimberly Hart with... |
Financial transactions/money flow |
Kimberly Hart |
DB-SDNY-0043146 |
gemini-2.0-flash-001 |
| 14453 |
EFTA01356935.txt |
Butterfly Trust Transactions |
CeutaThe Bank Private Bank |
none |
none |
7/11/2019 |
Transaction Record |
dataset_10 |
|
This document is a transaction record from CeutaThe Bank Private Bank listing transactions... |
Financial transactions/money flow |
— |
DB-SDNY-0043147, SDNY_GM_00 189331, EFTA01356935 |
gemini-2.0-flash-001 |
| 14454 |
EFTA01356936.txt |
Butterfly Trust Transactions |
Julie Cataudella |
none |
none |
2019-07-11 |
email |
dataset_10 |
|
Julie Cataudella from Deutsche Bank Trust Company Americas sent an email to Kimberly Hart with... |
Financial transactions/money flow |
Kimberly Hart |
DB-SDNY-0043148 |
gemini-2.0-flash-001 |
| 14455 |
EFTA01356938.txt |
Pii44 Deposits sample_DB 2013.xlsx |
DDB |
none |
none |
2013 |
email |
dataset_10 |
|
The email from DDB contains attachments related to financial deposits and account confirmations.... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0043154 |
gemini-2.0-flash-001 |
| 14456 |
EFTA01356939.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains administrative information, including document IDs and... |
|
— |
DB-SDNY-0043168, SDNY GM_00189352 |
gemini-2.0-flash-001 |
| 14457 |
EFTA01356940.txt |
RE: Please advise if we need to retain [I) |
Billy Obregon |
suspicious |
none |
2019-01-15 |
email |
dataset_10 |
|
Billy Obregon provides input on whether to retain specific clients for Deutsche Bank,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza, Nina Tona, Martin Zeman, Joshua Shoshan |
DB-SDNY-0043176 |
gemini-2.0-flash-001 |
| 14458 |
EFTA01356941.txt |
RE: Please advise if we need to retain [I] |
Davide Sferrazza |
none |
none |
2019-01-15 |
email |
dataset_10 |
|
Davide Sferrazza is asking Nina Tona to investigate why certain accounts have appeared on an... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nina Tona, Joshua Shoshan, Davide-A 5ferrazza, Martin... |
DB-SDNY-0043177 |
gemini-2.0-flash-001 |
| 14459 |
EFTA01356942.txt |
None |
Nina Tona |
none |
none |
None |
email |
dataset_10 |
|
Nina Tona from Deutsche Bank Wealth Management is requesting advice on whether to retain a list... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
None |
gemini-2.0-flash-001 |
| 14460 |
EFTA01356943.txt |
FW: OTC Derivative trading with CIB |
Ian Salters |
none |
none |
2019-03-01 |
email |
dataset_10 |
|
Ian Salters sent an email regarding OTC Derivative trading with CIB, providing an update on KYC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza, Daniel-E Kaiser, Alan Brody, Oliver... |
DB-SDNY-0043179 |
gemini-2.0-flash-001 |
| 14461 |
EFTA01356944.txt |
None |
Ian Salters |
none |
none |
None |
other |
dataset_10 |
|
This document from Ian Salters at Deutsche Bank Wealth Management describes the services offered... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0043180, SDNY_GM_00189364 |
gemini-2.0-flash-001 |
| 14462 |
EFTA01356945.txt |
FW: Cnh trade [CI |
Paul Morris |
none |
none |
2015-08-11 |
email |
dataset_10 |
|
This email chain discusses a Cnh trade involving Mr. Epstein and its current value. Richard Kahn... |
Financial transactions/money flowBusiness dealings |
Stewart 0ldfield |
DB-SDNY-0043183 |
gemini-2.0-flash-001 |
| 14463 |
EFTA01356946.txt |
Cnh trade |
Richard Kahn |
none |
none |
2015-08-11 |
email |
dataset_10 |
|
Richard Kahn from HBRK Associates Inc. emailed Daniel Sabba and Vahe Stepanian requesting... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daniel Sabba, Vahe Stepanian |
DB-SDNY-0043184, SDNY_GM_00189368, EFTA01356946 |
gemini-2.0-flash-001 |
| 14464 |
EFTA01356947.txt |
TERMS OF BUSINESS |
Deutsche Bank AG |
none |
none |
2018-08 |
terms of business |
dataset_10 |
|
This document outlines the terms of business between Deutsche Bank AG and its clients,... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0043185, SDNY_GM_001139369 |
gemini-2.0-flash-001 |
| 14465 |
EFTA01356948.txt |
Terms of Business |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the Terms of Business between DB and its clients, defining the legal and... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0043187 |
gemini-2.0-flash-001 |
| 14466 |
EFTA01356949.txt |
CLASSIFICATION AND AUTHORISATION |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of business between DB and its clients, focusing on client... |
Legal matters/litigationBusiness dealingsFinancial transactions/money flow |
— |
DB-SDNY-0043188 |
gemini-2.0-flash-001 |
| 14467 |
EFTA01356950.txt |
OTC derivatives ("Position Limits"). |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of business between a client and DB concerning OTC derivatives... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0043190 |
gemini-2.0-flash-001 |
| 14468 |
EFTA01356951.txt |
Terms of Business |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of business between DB and its clients, specifying the capacity... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0043191 |
gemini-2.0-flash-001 |
| 14469 |
EFTA01356952.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the terms of business between DB and its clients, including product... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
SDNY_GM_00189376
DB-SDNY-0043192 |
gemini-2.0-flash-001 |
| 14470 |
EFTA01356953.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines Deutsche Bank's (DB) disclosures, policies, and terms of service for... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
SDNY_GM_00189377
DB-SDNY-0043193 |
gemini-2.0-flash-001 |
| 14471 |
EFTA01356954.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the terms of business between a DB Entity and a Client, focusing on... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
SDNY_GM_00189380
DB-SDNY-0043196 |
gemini-2.0-flash-001 |
| 14472 |
EFTA01356955.txt |
Terms of Business |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the terms of business between DB and its clients, covering communication... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0043199 |
gemini-2.0-flash-001 |
| 14473 |
EFTA01356956.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of business between DB and its clients, covering aspects such... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0043200 |
gemini-2.0-flash-001 |
| 14474 |
EFTA01356957.txt |
Terms of Business |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of business between DB and its client, covering aspects such as... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0043203 |
gemini-2.0-flash-001 |
| 14475 |
EFTA01356958.txt |
ANNEX FOR NON-EEA BUSINESS |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an annex to the Terms of Business for DBAG, specifically addressing business... |
Business dealingsLegal matters/litigation |
— |
SDNY_GM_00189389
DB-SONY-0043205 |
gemini-2.0-flash-001 |
| 14476 |
EFTA01356959.txt |
CONFIDENTIAL |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a header page indicating a confidential document produced in native format,... |
|
— |
DB-SDNY-0043216, SDNY GM_00189400 |
gemini-2.0-flash-001 |
| 14477 |
EFTA01356960.txt |
RE: KTi |
Mathew. Ncgus |
suspicious |
none |
2018-04-17 |
email |
dataset_10 |
|
This email discusses a KYC breach at Southern Financial, LLC and the need to address XCCY... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Nina Tona c, Xavier Avila |
DB-SDNY-0043218 |
gemini-2.0-flash-001 |
| 14478 |
EFTA01356961.txt |
RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [II |
Jimmy-H Xu |
suspicious |
none |
2018-04-16 |
email |
dataset_10 |
|
This email discusses a KYC breach related to Southern Financial, LLC and the need to complete... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Xavier Avila, Mathew Negus, Akash Malhotra |
DB-SDNY-0043220 |
gemini-2.0-flash-001 |
| 14479 |
EFTA01356962.txt |
KYC Violation - Southern Financial, LLC |
Akash Malhotra |
suspicious |
none |
2018-04-13 |
email |
dataset_10 |
|
Akash Malhotra from DBOI Global Services informs a sales person about a KYC violation related to... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0043222 |
gemini-2.0-flash-001 |
| 14480 |
EFTA01356963.txt |
Southern Financial Rates trade details for booking II] |
Martin Zeman |
suspicious |
none |
2018-01-12 |
email |
dataset_10 |
|
Martin Zeman sent an email to Michel Sommer and Xavier Avila detailing a trade for booking... |
Financial transactions/money flowBusiness dealings |
Michel Sommer, Xavier Avila |
DB-SDNY-0043224 |
gemini-2.0-flash-001 |
| 14481 |
EFTA01356964.txt |
None |
|
none |
none |
11/18/2017 |
check |
dataset_10 |
|
The document is a check indicating a payment of $50,000.00 from Gratitude America, LTD to UJA -... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 14482 |
EFTA01356965.txt |
Check Referral - Acct |
Cynthia Rodriguez |
suspicious |
none |
None |
email |
dataset_10 |
|
Cynthia Rodriguez sent an email requesting a pay/no pay decision for a check referral. The email... |
Financial transactions/money flowCommunications/correspondenceAllegations/complaints |
sigver dbgps |
None |
gemini-2.0-flash-001 |
| 14483 |
EFTA01356966.txt |
NerreUvewE REFER TO YOUR PAYMENT ORDER DATED 11/7/2016 |
MOHAMMED-AP-GAL MATIN PAYMENT INVESTIGATIONS |
none |
none |
11/7/2016 |
message |
dataset_10 |
|
The document is a message regarding a returned payment order due to missing information,... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 14484 |
EFTA01356967.txt |
Transaction Details |
DEUTSCHE BANK FX4CASH DEUTSCHE BANK AG LONDON |
none |
none |
2016-11-07 |
other |
dataset_10 |
|
This document is a transaction detail from Deutsche Bank regarding a foreign exchange... |
Financial transactions/money flow |
— |
79295OAdvicel |
gemini-2.0-flash-001 |
| 14485 |
EFTA01356968.txt |
JE wire to Russia |
Bella Klein |
suspicious |
none |
2016-11-18 |
email |
dataset_10 |
|
Bella Klein emailed Cynthia Rodriguez to follow up on a wire transfer to Russia initiated by... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0043246 |
gemini-2.0-flash-001 |
| 14486 |
EFTA01356969.txt |
RE: JPY/KRO Call Spreads (C) |
Vahe Stepanian |
none |
none |
2015-10-30 |
email |
dataset_10 |
|
This email exchange between Vahe Stepanian and Jeffrey E. confirms a JPY/KRO call spread trade.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
jeffrey E. [jeevacation@gmail.corn], Daniel Sabba,... |
DB-SDNY-0043247 |
gemini-2.0-flash-001 |
| 14487 |
EFTA01356970.txt |
Re: JPY/KR0 Call Spreads [C] |
jeffrey E. [mailto:jeevacationDomail.colnl |
none |
none |
2015-10-30 |
email |
dataset_10 |
|
This email exchange discusses the pricing and details of a JPY/KRO call spread transaction. Vahe... |
Financial transactions/money flowBusiness dealings |
Vahe Stepanian, Rkhard Kahn |
DB-SDNY-0043248 |
gemini-2.0-flash-001 |
| 14488 |
EFTA01356971.txt |
JPY/KRO Forward Ref |
Vahe |
none |
none |
None |
other |
dataset_10 |
|
This document outlines two European Option Call transactions involving JPY/KRO, with SOFL buying... |
Financial transactions/money flow |
— |
DB-SDNY-0043249 |
gemini-2.0-flash-001 |
| 14489 |
EFTA01356972.txt |
European Option Call on JPY/KRO |
|
none |
none |
2016-08-02 |
other |
dataset_10 |
|
The document outlines the details of European Option Call transactions on JPY/KRO involving... |
Financial transactions/money flow |
— |
DB-SDNY-0043251 |
gemini-2.0-flash-001 |
| 14490 |
EFTA01356973.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality notice and disclaimer from Deutsche Bank. It... |
|
— |
DB-SDNY-0043254
SDNY_GM_00189438 |
gemini-2.0-flash-001 |
| 14491 |
EFTA01356974.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a scanned page containing a signature and confidentiality notices.... |
|
— |
None |
gemini-2.0-flash-001 |
| 14492 |
EFTA01356975.txt |
Researches |
Prachi Paw (on behalf of) |
none |
none |
2017-01-30 |
email |
dataset_10 |
|
Prachi Paw sends Cynthia Rodrigue the requested research. The research is attached to a KYC case. |
Communications/correspondenceEmployment/staffing |
Cynthia Rodrigue, PWM BIS-Research |
01651789 |
gemini-2.0-flash-001 |
| 14493 |
EFTA01356976.txt |
None |
Cynthia Rodriguez |
none |
none |
None |
email |
dataset_10 |
|
This document is an email signature block for Cynthia Rodriguez, Assistant Vice President at... |
|
— |
DB-SDNY-0043258, SDNY_GM_00189442 |
gemini-2.0-flash-001 |
| 14494 |
EFTA01356977.txt |
PWM BIS-RESEARCH due diligence research |
|
none |
none |
01/27/2017 |
report |
dataset_10 |
|
This document is a due diligence report from PWM BIS-RESEARCH, detailing the results of searches... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0043259 |
gemini-2.0-flash-001 |
| 14495 |
EFTA01356978.txt |
OFAC RESULTS |
DEUTSCHE BANK AGII |
none |
none |
2017-01-27 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank AGII regarding OFAC and BIS screenings. The OFAC... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
DB-SDNY-0043260 |
gemini-2.0-flash-001 |
| 14496 |
EFTA01356979.txt |
ADDITIONAL PERSONAL INFORMATION Subject Summary |
|
none |
none |
10/2014 - 1/2017 |
report |
dataset_10 |
|
The document is a summary of personal information, including address history, and searches for... |
|
— |
DB-SDNY-0043261 |
gemini-2.0-flash-001 |
| 14497 |
EFTA01356980.txt |
Employment Locator, Criminal Filings, Cellular & Alternate Phones, Sources |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a summary report providing information on individuals, including employment... |
Employment/staffingLegal matters/litigation |
— |
DB-SDNY-0043262, SDNY_GM_00189446 |
gemini-2.0-flash-001 |
| 14498 |
EFTA01356981.txt |
Subject Summary |
LexisNexis |
none |
none |
1/27/2017 |
report |
dataset_10 |
|
This document is a subject summary report from LexisNexis, potentially related to debt recovery... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0043263 |
gemini-2.0-flash-001 |
| 14499 |
EFTA01356982.txt |
Legal Results: Court Cases |
|
none |
none |
2017 |
report |
dataset_10 |
|
The document is a report from LexisNexis indicating that no court cases were found. It also... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0043265, SDNY_GM_00189449 |
gemini-2.0-flash-001 |
| 14500 |
EFTA01356983.txt |
PWM BIS-RESEARCH due diligence research |
Deepanshu shanna, Research Analyst |
none |
none |
01/27/2017 |
report |
dataset_10 |
|
This document is a due diligence research report prepared by Deepanshu shanna of PWM... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0043266 |
gemini-2.0-flash-001 |