| 22201 |
EFTA01364913.txt |
GLOUS238 SOUTHERN FINANCIAL LLC |
|
none |
none |
None |
other |
dataset_10 |
|
The document outlines financial details for GLOUS238 SOUTHERN FINANCIAL LLC, including placement... |
Financial transactions/money flow |
— |
DB-SDNY-0055462, SDNY_GM_00201646 |
gemini-2.0-flash-001 |
| 22202 |
EFTA01364914.txt |
GLENDOWER ACCESS SECONDARY OPPORTUNITIES IV (U.S.), L.P. AN "ACCESS FUND" INTO GLENDOWER CAPITAL SECONDARY OPPORTUNITIES FUND IV, LP (For Investors referred by Deutsche Bank Securities Inc.) OFFERING OF LIMITED PARTNER INTERESTS |
|
none |
none |
April 2018 |
memorandum |
dataset_10 |
|
This document is a supplement to a confidential private placement memorandum for Glendower... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055463 |
gemini-2.0-flash-001 |
| 22203 |
EFTA01364915.txt |
Glendower Access Secondary Opportunities IV (U.S.), L.P. Limited Partnership Interests |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a supplement to a Confidential Private Placement Memorandum for Glendower... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0055464 |
gemini-2.0-flash-001 |
| 22204 |
EFTA01364916.txt |
DB Placement Fee |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the placement fee structure for Deutsche Bank's introduction of investors... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055466 |
gemini-2.0-flash-001 |
| 22205 |
EFTA01364917.txt |
GLDUS238 SOUTHERN FINANCIAL LLC |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the fees Deutsche Bank receives as a placement agent for the Access... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055467, SDNY GM_00201651 |
gemini-2.0-flash-001 |
| 22206 |
EFTA01364918.txt |
Changes to Certain Regulatory Matters |
|
suspicious |
none |
2004-08-26 |
legal filing |
dataset_10 |
|
This document amends a memorandum to include information about DBSI's settlements with the SEC,... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0055468 |
gemini-2.0-flash-001 |
| 22207 |
EFTA01364919.txt |
Request for Taxpayer Identification Number and Certification |
|
none |
none |
November 2017 |
form |
dataset_10 |
|
This document is an IRS Form W-9, Request for Taxpayer Identification Number and Certification.... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0055469 |
gemini-2.0-flash-001 |
| 22208 |
EFTA01364920.txt |
Form W-9 |
|
none |
none |
2017-11 |
Form |
dataset_10 |
|
This document is a Form W-9 instruction sheet, providing information about tax identification... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0055470 |
gemini-2.0-flash-001 |
| 22209 |
EFTA01364921.txt |
Form W-9 |
|
none |
none |
2017-11 |
form |
dataset_10 |
|
This document provides instructions for completing Form W-9, Request for Taxpayer Identification... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0055471 |
gemini-2.0-flash-001 |
| 22210 |
EFTA01364922.txt |
Form W-9 |
|
none |
none |
2017-11 |
form |
dataset_10 |
|
This document is a Form W-9 instruction sheet. It provides guidance on completing the form and... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0055473 |
gemini-2.0-flash-001 |
| 22211 |
EFTA01364923.txt |
W-9 Form Information and Privacy Notice |
|
none |
none |
11-2017 |
other |
dataset_10 |
|
This document is an IRS W-9 form information and privacy notice, outlining taxpayer obligations... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0055474 |
gemini-2.0-flash-001 |
| 22212 |
EFTA01364924.txt |
FW: Inquiry regarding Acct# |
Paul Morris |
suspicious |
none |
2015-08-10 |
email |
dataset_10 |
|
Amanda Kirby from Deutsche Bank provides answers to an inquiry regarding 17 wire transfers from... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Amanda Kirby |
DB-SDNY-0055476 |
gemini-2.0-flash-001 |
| 22213 |
EFTA01364925.txt |
None |
Cherie Quigley, Wealth Management AML, Deutsche Bank Trust Company Americas |
none |
none |
None |
other |
dataset_10 |
|
This document contains the contact information for Cherie Quigley, who works in Wealth... |
|
— |
DB-SDNY-0055478, SDNY_GM_00201662 |
gemini-2.0-flash-001 |
| 22214 |
EFTA01364926.txt |
Copy of DBNTC account analysis 2014.xlsx [I] |
Cherie Quigley |
none |
none |
2015-04-21 |
email |
dataset_10 |
|
Cherie Quigley sent an email to Ying-A Wang with a copy of the DBNTC account analysis for 2014... |
Financial transactions/money flowCommunications/correspondence |
Ying-A Wang |
DB-SDNY-0055479 |
gemini-2.0-flash-001 |
| 22215 |
EFTA01364927.txt |
Case it 01161376: has been assigned to you. |
Amanda Kirby |
none |
none |
2013-12-09 |
email |
dataset_10 |
|
Amanda Kirby sent an email to Paul Morris notifying him that case 01161376 has been assigned to... |
Business dealingsCommunications/correspondence |
Paul Morris |
01161376 |
gemini-2.0-flash-001 |
| 22216 |
EFTA01364928.txt |
Fwd: Valuation Statement for SOUTHERN FINANCIAL LLC as at 20 Jan 2015 - Request 182298 |
Richard Kahn |
none |
none |
2015-01-21 |
email |
dataset_10 |
|
Richard Kahn forwarded a valuation statement for SOUTHERN FINANCIAL LLC from Deutsche Bank to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
182298 |
gemini-2.0-flash-001 |
| 22217 |
EFTA01364929.txt |
In reference to the provision of portfolio data and dispute resolution under EMIR |
|
none |
none |
None |
other |
dataset_10 |
|
The document references portfolio data and dispute resolution under EMIR, providing a link to a... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0055482, SDNY_GM_00201666 |
gemini-2.0-flash-001 |
| 22218 |
EFTA01364930.txt |
SOUTHERN FINANCIAL, LLC |
Deutsche Bank AG |
none |
none |
2015-01-21 |
email |
dataset_10 |
|
This email from Deutsche Bank AG to Southern Financial, LLC provides valuations of financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jabwcpa Gmail, Richard Kahn12, Gedeon Pinedo, Paul... |
182298 |
gemini-2.0-flash-001 |
| 22219 |
EFTA01364931.txt |
SOUTHERN FINANCIAL, LLC |
|
none |
none |
2015-01-21 |
report |
dataset_10 |
|
This document is a financial statement for Southern Financial, LLC as of January 20, 2015. It... |
Financial transactions/money flow |
— |
Request 182298 |
gemini-2.0-flash-001 |
| 22220 |
EFTA01364932.txt |
File Corruption Notice |
|
none |
none |
None |
other |
dataset_10 |
|
The document indicates that a file is corrupted and unprintable, therefore it cannot be... |
|
— |
SDNY_GM_00201669 |
gemini-2.0-flash-001 |
| 22221 |
EFTA01364933.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains administrative information, including document IDs and... |
|
— |
DB-SDNY-0055486, SDNY GM_00201670 |
gemini-2.0-flash-001 |
| 22222 |
EFTA01364934.txt |
RE: URGENT: Collateral Admin - N4G026161 [I] |
Roddy Moore |
none |
none |
2015-08-31 |
email |
dataset_10 |
|
This email exchange discusses the process of onboarding Southern Financial, specifically... |
Business dealingsCommunications/correspondence |
Ariane Dwyer |
N4G026161 |
gemini-2.0-flash-001 |
| 22223 |
EFTA01364935.txt |
PolgcurtAltrY Perform |
Ariane Dwyer |
none |
none |
None |
other |
dataset_10 |
|
This document contains the contact information for Ariane Dwyer, an analyst at Deutsche Bait... |
|
— |
DB-SDNY-0055489, SDNY_GM_00201673 |
gemini-2.0-flash-001 |
| 22224 |
EFTA01364936.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains charts and graphs related to the Chinese economy, including capital... |
Financial transactions/money flow |
— |
DB-SDNY-0055492, SDNY_GM_00201676 |
gemini-2.0-flash-001 |
| 22225 |
EFTA01364937.txt |
China's Debt and Profitability |
|
none |
none |
None |
diagram |
dataset_10 |
|
The document presents a series of charts and diagrams analyzing China's debt levels, corporate... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055493 |
gemini-2.0-flash-001 |
| 22226 |
EFTA01364938.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a cover page or header information for a document produced in... |
|
— |
DB-SDNY-0055497, SDNY_GM_00201681 |
gemini-2.0-flash-001 |
| 22227 |
EFTA01364939.txt |
The Compelling Case for Long-Dated SPX Calls |
Deutsche Bank |
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This Deutsche Bank report argues for investing in long-dated SPX calls due to low volatility and... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055498 |
gemini-2.0-flash-001 |
| 22228 |
EFTA01364940.txt |
US Derivatives Spotlight: The basics of long-dated calls |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Securities Inc. discussing the benefits of buying... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055499 |
gemini-2.0-flash-001 |
| 22229 |
EFTA01364941.txt |
US Derivatives Spotlight: Low rates, high dividend yields, and low implied volatility levels make long-dated calls historically cheap |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This report from Deutsche Bank Securities analyzes the US derivatives market, focusing on... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055500, SDNY_GM_00201684 |
gemini-2.0-flash-001 |
| 22230 |
EFTA01364942.txt |
US Derivatives Spotlight |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a financial report from Deutsche Bank Securities Inc. analyzing the US... |
Financial transactions/money flow |
— |
DB-SDNY-0055501 |
gemini-2.0-flash-001 |
| 22231 |
EFTA01364943.txt |
US Derivatives Spotlight |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Securities Inc. analyzing the pricing and... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055503, SDNY_GM_00201687 |
gemini-2.0-flash-001 |
| 22232 |
EFTA01364944.txt |
US Derivatives Spotlight |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Securities Inc. comparing the performance of equity... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055504, SDNY_GM_00201688 |
gemini-2.0-flash-001 |
| 22233 |
EFTA01364945.txt |
US Derivatives Spotlight |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a US Derivatives Spotlight report from December 3, 2013, analyzing the... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055505, SDNY_GM_00201689 |
gemini-2.0-flash-001 |
| 22234 |
EFTA01364946.txt |
US Derivatives Spotlight |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Securities Inc. analyzing the risk-adjusted returns... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055507 |
gemini-2.0-flash-001 |
| 22235 |
EFTA01364947.txt |
US Derivatives Spotlight |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a US Derivatives Spotlight report from December 3, 2013, analyzing annualized... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055508 |
gemini-2.0-flash-001 |
| 22236 |
EFTA01364948.txt |
US Derivatives Spotlight: Understanding volatility, rate, and dividend yield risks for long-dated calls |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Securities Inc. discussing the risks associated... |
Financial transactions/money flow |
— |
DB-SDNY-0055509 |
gemini-2.0-flash-001 |
| 22237 |
EFTA01364949.txt |
US Derivatives Spotlight - Rho- interest rate sensitivity |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Securities Inc. discussing the interest rate... |
Financial transactions/money flow |
— |
DB-SDNY-0055511 |
gemini-2.0-flash-001 |
| 22238 |
EFTA01364950.txt |
US Derivatives Spotlight |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a US Derivatives Spotlight report from December 3, 2013, analyzing the... |
Financial transactions/money flow |
— |
DB-SDNY-0055512, SDNY_GM_00201696 |
gemini-2.0-flash-001 |
| 22239 |
EFTA01364951.txt |
Appendix A: Backtest Results |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Securities Inc. presenting backtest results... |
Financial transactions/money flowBusiness dealings |
— |
SDNY_GM_00201698, DB-SDNY-0055514 |
gemini-2.0-flash-001 |
| 22240 |
EFTA01364952.txt |
Comparing performance under rising and falling markets. Equity vs various call option strategies |
|
none |
none |
Dec-02 to Oct-07 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Securities Inc. comparing the performance of equity... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055515, SDNY_GM_00201699 |
gemini-2.0-flash-001 |
| 22241 |
EFTA01364953.txt |
US Derivatives Spotlight |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is an appendix to a US Derivatives Spotlight report, dated December 3, 2013. It... |
Financial transactions/money flow |
— |
DB-SDNY-0055516 |
gemini-2.0-flash-001 |
| 22242 |
EFTA01364954.txt |
Global Disclaimer |
|
none |
none |
2013 |
other |
dataset_10 |
|
This document is a global disclaimer from Deutsche Bank AG regarding their research reports. It... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0055518, SDNY_GM_00201702 |
gemini-2.0-flash-001 |
| 22243 |
EFTA01364955.txt |
RE: Haze Trust wire [C] Ill |
Vahe Stepanian |
suspicious |
none |
2017-01-18 |
email |
dataset_10 |
|
This email from Vahe Stepanian to Donald Summer provides details of a wire transfer from Haze... |
Financial transactions/money flowBusiness dealings |
Donald Summer |
FOIPRSHOMC0 |
gemini-2.0-flash-001 |
| 22244 |
EFTA01364956.txt |
RE: Haze Trust wire [C] |
Donald Summer |
suspicious |
none |
2017-01-18 |
email |
dataset_10 |
|
This email exchange discusses the processing of a 15k EUR wire transfer for the Haze Trust, with... |
Financial transactions/money flowCommunications/correspondence |
Vahe Stepanian, Richard Kahn, Darren Indyke, Darlene... |
imDicwioD000004T |
gemini-2.0-flash-001 |
| 22245 |
EFTA01364957.txt |
RE: Haze Trust wire [C] |
Vahe Stepanian |
none |
none |
2017-01-13 |
email |
dataset_10 |
|
This email exchange discusses the logistics of a wire transfer for Haze Trust, specifically... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bella Klein |
DB-SDNY-0055521 |
gemini-2.0-flash-001 |
| 22246 |
EFTA01364958.txt |
Enhanced Ed wire |
Bella Klein |
suspicious |
none |
2017-07-27 |
email |
dataset_10 |
|
Bella Klein emails Vahe Stepanian requesting the processing of a wire transfer from the Epstein... |
Financial transactions/money flow |
Vahe Stepanian |
DB-SDNY-0055523 |
gemini-2.0-flash-001 |
| 22247 |
EFTA01364959.txt |
None |
Darren Indyke |
suspicious |
none |
2017-07-27 |
memorandum |
dataset_10 |
|
This memorandum instructs Vahe to wire $25,000 from the J. Epstein Virgin Islands Foundation... |
Financial transactions/money flow |
Vahe |
None |
gemini-2.0-flash-001 |
| 22248 |
EFTA01364960.txt |
Thank you |
Bella |
none |
none |
None |
other |
dataset_10 |
|
This is a brief note from Bella expressing thanks. The document contains confidentiality... |
|
— |
DB-SDNY-0055525, SDNY_GM_00201709 |
gemini-2.0-flash-001 |
| 22249 |
EFTA01364961.txt |
PAP Ill |
Paul Morris a |
suspicious |
none |
2015-11-17 |
email |
dataset_10 |
|
Paul Morris asks Daniel Sabba and Vahe Stepanian to consider a list for potentially investing 10... |
Financial transactions/money flowBusiness dealings |
Daniel Sabba, Vahe Stepanian |
DB-SDNY-0055526 |
gemini-2.0-flash-001 |
| 22250 |
EFTA01364962.txt |
RE: Ill |
Daniel Sabba |
none |
none |
2015-11-17 |
email |
dataset_10 |
|
Daniel Sabba responds to Paul Morris' email regarding investment opportunities. The discussion... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Morris, Vahe Stepanian |
DB-SDNY-0055527 |
gemini-2.0-flash-001 |
| 22251 |
EFTA01364963.txt |
FW: STC wire 2 [I] |
Vahe Stepanian |
suspicious |
none |
2017-04-04 |
email |
dataset_10 |
|
Vahe Stepanian requests account information from Cynthia Rodriguez at Deutsche Bank to process a... |
Financial transactions/money flowCommunications/correspondence |
Zbynek Kozelsky, Cynthia Rodriguez |
DB-SDNY-0055528 |
gemini-2.0-flash-001 |
| 22252 |
EFTA01364964.txt |
STC wire 2 |
Bella Klein |
suspicious |
none |
2017-04-04 |
email |
dataset_10 |
|
Bella Klein emails Vahe Stepanian requesting the processing of an STC wire transfer. The email... |
Financial transactions/money flowCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0055529 |
gemini-2.0-flash-001 |
| 22253 |
EFTA01364965.txt |
Customer Detail |
|
none |
none |
4/4/2017 |
other |
dataset_10 |
|
This document is a customer detail report from Southern Trust Company, likely generated from a... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055530 |
gemini-2.0-flash-001 |
| 22254 |
EFTA01364966.txt |
Customer: Southern Trust Company, Inc. — Salesforce - Unlimited Edition |
|
suspicious |
none |
multiple dates listed |
other |
dataset_10 |
|
This document is a Salesforce report detailing customer information for Southern Trust Company,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055531 |
gemini-2.0-flash-001 |
| 22255 |
EFTA01364967.txt |
Associations |
|
none |
none |
4/4/2017 |
other |
dataset_10 |
|
This document is a customer record from Salesforce for Southern Trust Company, Inc., detailing... |
|
— |
DB-SDNY-0055532 |
gemini-2.0-flash-001 |
| 22256 |
EFTA01364968.txt |
Southern Trust Company, Inc. — Salesforce - Unlimited Edition |
|
none |
none |
4/4/2017 |
other |
dataset_10 |
|
This document is a Salesforce page printout related to Southern Trust Company, Inc., showing... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055533 |
gemini-2.0-flash-001 |
| 22257 |
EFTA01364969.txt |
FW: Gratitude KYC IIJ |
Ariane Dwyer |
suspicious |
possible |
2016-01-28 |
email |
dataset_10 |
|
Ariane Dwyer forwards an email indicating that the Gratitude KYC account is considered high... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daniel Sabba |
DB-SDNY-0055534 |
gemini-2.0-flash-001 |
| 22258 |
EFTA01364970.txt |
None |
Ariane Dwyer |
none |
none |
None |
email |
dataset_10 |
|
This document contains the contact information for Ariane Dwyer, an analyst at Deutsche Bank... |
|
— |
DB-SDNY-0055535 |
gemini-2.0-flash-001 |
| 22259 |
EFTA01364971.txt |
Potential investment opportunity in SpaceX via Vy Capital |
Paul Vronsky |
none |
none |
2017-10-09 |
email |
dataset_10 |
|
Paul Vronsky from Vy Capital is reaching out to kcp markets about a potential investment... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
kcp markets [kcp.markets@db.com], Denitsa Dimitrova |
DB-SDNY-0055536 |
gemini-2.0-flash-001 |
| 22260 |
EFTA01364972.txt |
Disclosure Letter regarding introduction to Vy Capital Management Company Limited |
Deutsche Bank Securities Inc. ("DB") |
none |
none |
None |
letter |
dataset_10 |
|
This document is a disclosure letter from Deutsche Bank Securities Inc. to a client, outlining... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
[Name of Client], [Address of Client], [Address of... |
DB-SDNY-0055537 |
gemini-2.0-flash-001 |
| 22261 |
EFTA01364973.txt |
Agreement |
|
none |
none |
None |
Agreement |
dataset_10 |
|
This document is a standard agreement outlining the terms and conditions between parties, likely... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0055539 |
gemini-2.0-flash-001 |
| 22262 |
EFTA01364976.txt |
RE: •••Southern Financial LLC••• EDI - ; GCO Account-0•enin |
Sagar-A Valecha |
none |
none |
2015-02-13 |
email |
dataset_10 |
|
Sagar-A Valecha emailed Jay Lipman about an address discrepancy in the KYC profile of Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jay Lipman, Sowmya-D R, Vahe Stepanian, Kumar Sambhav,... |
DB-SDNY-0055544 |
gemini-2.0-flash-001 |
| 22263 |
EFTA01364977.txt |
Re' Re —Southern Financial LLC- • EDI - M•sgr" |
Sagar-A Valecha |
none |
none |
2019-12-02 |
email |
dataset_10 |
|
This email exchange discusses a client's urgent request for an amended confirmation related to... |
Financial transactions/money flowCommunications/correspondence |
Soumya D R |
DB-SDNY-0055545 |
gemini-2.0-flash-001 |
| 22264 |
EFTA01364978.txt |
Fw: "'Southern Financial LLC'" EDI - 127608 llrsor' |
Sagar-A Valecha |
none |
none |
2015-02-12 |
email |
dataset_10 |
|
Sagar-A Valecha is requesting Sowmya to confirm the correct name of a 'Southern Financial'... |
Business dealingsCommunications/correspondence |
Sowmya |
DB-SDNY-0055546, SDNY_GM_00201730, EFTA01364978 |
gemini-2.0-flash-001 |
| 22265 |
EFTA01364979.txt |
RE: Need your assistance***Southern Financial LLC*** [I] |
Vahe Stepanian |
none |
none |
2015-02-09 |
email |
dataset_10 |
|
This email exchange revolves around a financial deal between Southern Financial LLC and Twitter... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Mark Whyman, Daniel Sabba |
DB-SDNY-0055549, SDNY_GM_00201733 |
gemini-2.0-flash-001 |
| 22266 |
EFTA01364980.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a scanned page containing fragmented text and document IDs. Due to... |
|
— |
DB-SDNY-0055550, SDNY_GM_00201734 |
gemini-2.0-flash-001 |
| 22267 |
EFTA01364981.txt |
RE: - Southern Financial LLC— EDI. 12760ragr Ill |
Sagar-A Valecha |
none |
none |
2015-02-13 |
email |
dataset_10 |
|
This email exchange discusses the verification and correction of the address for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jay Lipman, Sowmya-D R, corporate chasing, GCO... |
12760 |
gemini-2.0-flash-001 |
| 22268 |
EFTA01364982.txt |
RE: ***Southern Financial LLC*** EDI 127608**sgr** |
Sowmya-D R |
none |
none |
2015-02-12 |
email |
dataset_10 |
|
This email chain shows Sowmya-D R requesting urgent attention from Nitesh Gupta and Sagar-A... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nitesh Gupta |
EDI 127608**sgr** |
gemini-2.0-flash-001 |
| 22269 |
EFTA01364983.txt |
Fw: "Southern Financial LLC*** EDI - Sownwa-D R GCO Account-Opening |
Soumya D R |
none |
none |
2015-02-12 |
email |
dataset_10 |
|
The email discusses the creation of a fund, Southern Financial LLC, domiciled in Wilmington,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
jay lipman, prabhuling-c.kctlalagi, sanjay manta,... |
DB-SDNY-0055555 |
gemini-2.0-flash-001 |
| 22270 |
EFTA01364984.txt |
RE: Need your assistance—Southern Financial 11-C— [II |
Jay Lipman |
suspicious |
none |
2015-02-11 |
email |
dataset_10 |
|
Jay Lipman requests Prabhuling-C Kottalagi to correct inconsistencies in a financial document... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Prabhuling-C Kottalagi |
DB-SDNY-0055556 |
gemini-2.0-flash-001 |
| 22271 |
EFTA01364985.txt |
RE: "VERY URGENT—Re: FW: '"Southern Financial LLC'" EDI . 127608"sr Ill |
Vahe StepaniankbrdbcomeDEICOEX |
none |
none |
2015-02-18 |
email |
dataset_10 |
|
This email exchange discusses the correct client name, "Southern Financial RC", for a financial... |
Financial transactions/money flowCommunications/correspondence |
Kumar Sambhav/db/dbcom@DBAPAC, Prabhuling-C... |
127608 |
gemini-2.0-flash-001 |
| 22272 |
EFTA01364986.txt |
RE: "VERY URGENT"*Re: FW: mSouthem Financial LW"' EDI - 127608"spre (I) |
Vahe Stepanian/db/dbconADBCOEX |
none |
none |
2015-02-18 |
email |
dataset_10 |
|
Vahe Stepanian emails Sowmya-D R to correct a document, instructing her to replace Jeff... |
Financial transactions/money flowCommunications/correspondence |
Sowrnya-D R/db/dbcomeDBAPA0, Jay Upman/db/dbcom, Kumar... |
EDI - 127608 |
gemini-2.0-flash-001 |
| 22273 |
EFTA01364987.txt |
FW: —Southern Financial LLCM EDI - l="tiorm |
Sowmya-D R |
suspicious |
none |
2015-02-13 |
email |
dataset_10 |
|
This email chain discusses amending the EDI for Southern Financial LLC to reflect 'Virgin... |
Financial transactions/money flowCommunications/correspondence |
Jay Lipman |
DB-SDNY-0055563
SDNY_GM_00201747 |
gemini-2.0-flash-001 |
| 22274 |
EFTA01364988.txt |
RE: ***Southern Financial LLC*** EDI - 127608**sgr** |
Jay Lipman |
none |
none |
2016-01-15 |
email |
dataset_10 |
|
Jay Lipman is urgently requesting Sowmya-D R and Nitesh Gupta to provide an amended confirmation... |
Financial transactions/money flowCommunications/correspondence |
Sowmya-D R, Nitesh Gupta |
127608 |
gemini-2.0-flash-001 |
| 22275 |
EFTA01364989.txt |
Registry Doc Confirmation |
Sagar-A Valecha |
none |
none |
None |
other |
dataset_10 |
|
Sagar-A Valecha from DBOI Global Services is requesting confirmation of the correct names and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
3150161, 3641746, 5035383, 2698520, 2128646, 5602149, 3302457, 3323543, 4464199, 0799982 |
gemini-2.0-flash-001 |
| 22276 |
EFTA01364990.txt |
Fw: ***Southern Financial LLC*** EDI - 127608 [I] |
Soumya-D R |
none |
none |
2015-02-04 |
email |
dataset_10 |
|
Soumya D R from DBOI Global Services Pvt Ltd is requesting the registry address proof for the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
jay.liprissA prabhulrig-c.konalagi, santavmehta.... |
EDI - 127608 [I] |
gemini-2.0-flash-001 |
| 22277 |
EFTA01364991.txt |
RE: Need your assistance—Southern Financial LLC |
Jay Lipman |
suspicious |
possible |
2015-02-11 |
email |
dataset_10 |
|
Jay Lipman requests Prabhuling-C Kottalagi to modify a confirmation document for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Prabhuling-C Kottalagi |
None |
gemini-2.0-flash-001 |
| 22278 |
EFTA01364992.txt |
RE: Need your assistance***Southern Financial LLC*** [I] |
Mark Whyman |
none |
none |
2015-02-09 |
email |
dataset_10 |
|
This email exchange between Deutsche Bank employees discusses the confirmation process for TWTR... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Daniel Sabba, corporate chasing,... |
DB-SDNY-0055570 |
gemini-2.0-flash-001 |
| 22279 |
EFTA01364993.txt |
Need your assistance***Southern Financial LLC*** [I] |
Prabhuling-C Kottalagi |
none |
none |
2015-02-09 |
email |
dataset_10 |
|
Prabhuling-C Kottalagi is seeking assistance from Mark Whyman regarding an outstanding deal with... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Mark Whyman |
NY-NY-OC-618176-1- |
gemini-2.0-flash-001 |
| 22280 |
EFTA01364994.txt |
Enhanced wire |
Bella Klein |
none |
none |
2017-08-04 |
email |
dataset_10 |
|
Bella Klein emails Vahe Stepanian requesting the processing of a corrected wire transfer before... |
Financial transactions/money flowCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0055572, SDNY_GM_00201756 |
gemini-2.0-flash-001 |
| 22281 |
EFTA01364995.txt |
None |
Darren Indyke |
suspicious |
none |
2017-08-04 |
memorandum |
dataset_10 |
|
This memorandum instructs Vahe to wire $25,000 from the J. Epstein Virgin Islands Foundation... |
Financial transactions/money flow |
Vahe |
None |
gemini-2.0-flash-001 |
| 22282 |
EFTA01364996.txt |
None |
Daniel sabba |
none |
none |
None |
email |
dataset_10 |
|
This email from Daniel Sabba at Deutsche Bank discusses potential catalysts for a EUR sell-off,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0055576 |
gemini-2.0-flash-001 |
| 22283 |
EFTA01364999.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality disclaimer from Deutsche Bank. It outlines the... |
|
— |
DB-SDNY-0055580
SDNY_GM_00201764 |
gemini-2.0-flash-001 |
| 22284 |
EFTA01365002.txt |
US Derivatives Spotlight: The basics of long-dated calls |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Securities Inc. discussing the benefits of... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055586 |
gemini-2.0-flash-001 |
| 22285 |
EFTA01365003.txt |
US Derivatives Spotlight: Low rates, high dividend yields, and low implied volatility levels make long-dated calls historically cheap |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Securities Inc. analyzing the US derivatives... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055587, SDNY_GM_00201771 |
gemini-2.0-flash-001 |
| 22286 |
EFTA01365004.txt |
US Derivatives Spotlight |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a report on US derivatives, focusing on the impact of interest rates, dividend... |
Financial transactions/money flow |
— |
DB-SDNY-0055589 |
gemini-2.0-flash-001 |
| 22287 |
EFTA01365005.txt |
US Derivatives Spotlight |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a report analyzing the historical performance of long-dated call options and... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055590, SDNY_GM_00201774 |
gemini-2.0-flash-001 |
| 22288 |
EFTA01365006.txt |
US Derivatives Spotlight |
|
none |
none |
December 2013 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Securities Inc. comparing the performance of equity... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055591, SDNY_GM_00201775 |
gemini-2.0-flash-001 |
| 22289 |
EFTA01365007.txt |
US Derivatives Spotlight |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Securities Inc. analyzing the performance of... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055593, SDNY_GM_00201777 |
gemini-2.0-flash-001 |
| 22290 |
EFTA01365008.txt |
US Derivatives Spotlight |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Securities Inc. analyzing the risk-adjusted returns... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055594 |
gemini-2.0-flash-001 |
| 22291 |
EFTA01365009.txt |
US Derivatives Spotlight |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Securities Inc. analyzing the annualized returns... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055595 |
gemini-2.0-flash-001 |
| 22292 |
EFTA01365010.txt |
US Derivatives Spotlight: Understanding volatility, rate, and dividend yield risks for long-dated calls |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Securities Inc. discussing the risks associated... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055596 |
gemini-2.0-flash-001 |
| 22293 |
EFTA01365011.txt |
US Derivatives Spotlight |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Securities Inc. presenting simulated profit and... |
Financial transactions/money flow |
— |
DB-SDNY-0055597 |
gemini-2.0-flash-001 |
| 22294 |
EFTA01365012.txt |
US Derivatives Spotlight: Rho- interest rate sensitivity |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Securities Inc. discussing the concept of 'rho' in... |
Financial transactions/money flow |
— |
DB-SDNY-0055598, SDNY_GM_00201782 |
gemini-2.0-flash-001 |
| 22295 |
EFTA01365013.txt |
US Derivatives Spotlight |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a "US Derivatives Spotlight" report from December 3, 2013, analyzing the... |
Financial transactions/money flow |
— |
DB-SDNY-0055599, SDNY_GM_00201783 |
gemini-2.0-flash-001 |
| 22296 |
EFTA01365014.txt |
US Derivatives Spotlight: Relative magnitude of risks |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is a US Derivatives Spotlight report from Deutsche Bank Securities Inc. dated... |
Financial transactions/money flow |
— |
DB-SDNY-0055600, SDNY_GM_00201784 |
gemini-2.0-flash-001 |
| 22297 |
EFTA01365015.txt |
Appendix A: Backtest Results |
|
none |
none |
Dec-02 to Oct-07, Oct-07 to Mar-09, Mar-09 to Up-13, Apr-13 to Sep-13, Dec-02 to Sep-13, Dec-02 to Apr-13 |
report |
dataset_10 |
|
This document presents backtest results from Deutsche Bank Securities Inc., comparing the... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055601 |
gemini-2.0-flash-001 |
| 22298 |
EFTA01365016.txt |
Comparing performance under rising and falling mar1.ets. Equity vs variour 36M call option stiategies |
|
none |
none |
Dec-02 to Oct-07, Oct-07 to Mar-09, Mar-09 to Sep-13, Apr-13 to Sep-13, Dec-02 to Sep-13, Doc-02 to Apr-13 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Securities Inc comparing the performance of equity... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0055602 |
gemini-2.0-flash-001 |
| 22299 |
EFTA01365017.txt |
US Derivatives Spotlight |
|
none |
none |
2013-12-03 |
report |
dataset_10 |
|
This document is an appendix to a US Derivatives Spotlight report from Deutsche Bank. It... |
Financial transactions/money flow |
— |
DB-SDNY-0055603, SDNY_GM_00201787 |
gemini-2.0-flash-001 |
| 22300 |
EFTA01365018.txt |
Global Disclaimer |
|
none |
none |
2013 |
other |
dataset_10 |
|
This document is a global disclaimer from Deutsche Bank regarding its research reports. It... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
— |
DB-SDNY-0055605, SDNY_GM_00201789 |
gemini-2.0-flash-001 |