| 22901 |
EFTA01365638.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a header page identifying the document as 'ING IM CLO 2011-1, LTD.' and 'ING IM... |
|
— |
DB-SDNY-0056443 |
gemini-2.0-flash-001 |
| 22902 |
EFTA01365639.txt |
Re: Jeffrey, an idea for you - 10x payout EUR digitals ICI |
Daniel Sabba |
none |
none |
2014-10-27 |
email |
dataset_10 |
|
Daniel Sabba sends Jeffrey E. bid/offer information for EUR puts expiring in February 2015. The... |
Financial transactions/money flowBusiness dealings |
jeffrey E. Ueevacation@gmail.com |
None |
gemini-2.0-flash-001 |
| 22903 |
EFTA01365640.txt |
Re: Jeffrey, an idea for you - 10x payout EuR digitals |
"jeffrey E." <jeevacationggmail.com> |
none |
none |
2014-10-24 |
email |
dataset_10 |
|
Daniel Sabba from Deutsche Bank Securities Inc. is pitching a financial trade idea involving... |
Financial transactions/money flowBusiness dealings |
Daniel Sabba |
DB-SDNY-0056445 |
gemini-2.0-flash-001 |
| 22904 |
EFTA01365641.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes the nature and risks of derivative transactions, highlighting potential... |
Financial transactions/money flow |
— |
DB-SDNY-0056446 |
gemini-2.0-flash-001 |
| 22905 |
EFTA01365643.txt |
Ariane Dwyer [ Stewart Oldfield RE: FW: (BN) Ascena Falls After Cutting Profit Forecast on Slow Justice [SCI [I) ; Paul Morris |
Daniel Sabba |
none |
none |
2015-07-13 |
email |
dataset_10 |
|
Daniel Sabba informs Jeffrey E. about the availability of CDS for Morocco and China, while Vahe... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jeffrey E. (jeevacation@gmail.com) |
DB-SDNY-0056449 |
gemini-2.0-flash-001 |
| 22906 |
EFTA01365644.txt |
(BN) Ascena Falls After Cutting Profit Forecast on Slow Justice |
Vahe Stepanian (DEUTSCHE BANK SECURI) |
none |
none |
2015-07-13 |
email |
dataset_10 |
|
The email from Vahe Stepanian at Deutsche Bank Securities shares a Bloomberg news report about... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0056450 |
gemini-2.0-flash-001 |
| 22907 |
EFTA01365645.txt |
Ascena earnings projection |
|
none |
none |
YYYY-MM-DD |
news article |
dataset_10 |
|
Ascena lowered its earnings projection, causing its stock price to fall. The company is facing... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0056451 |
gemini-2.0-flash-001 |
| 22908 |
EFTA01365646.txt |
None |
|
none |
none |
None |
email |
dataset_10 |
|
This document is a standard confidentiality notice attached to an email. It instructs the... |
Communications/correspondence |
— |
DB-SDNY-0056454 |
gemini-2.0-flash-001 |
| 22909 |
EFTA01365647.txt |
Re: Next week [C] |
jeffrey E. Ijeevacation@gmail.comj |
none |
none |
2014-11-08 |
email |
dataset_10 |
|
This email is a brief exchange between Jeffrey E. and Paul Morris to schedule a meeting. They... |
Communications/correspondenceBusiness dealings |
Paul Morris |
DB-SDNY-0056456 |
gemini-2.0-flash-001 |
| 22910 |
EFTA01365648.txt |
RE: Trade Report 6/10/15 [CI |
Paul Morris |
none |
none |
2015-06-10 |
email |
dataset_10 |
|
This email chain discusses trade reports for Jeffrey E. and requests clarification on potential... |
Financial transactions/money flowCommunications/correspondence |
Daniel Sabba |
None |
gemini-2.0-flash-001 |
| 22911 |
EFTA01365649.txt |
FW: FW: Equity Order (CI III |
Paul Morris |
none |
none |
2015-06-10 |
email |
dataset_10 |
|
This email chain involves Paul Morris, Daniel Sabba, and Jeffrey E. discussing an equity order.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daniel Sabba, Ariane Dwyer |
DB-SDNY-0056462 |
gemini-2.0-flash-001 |
| 22912 |
EFTA01365650.txt |
Equity Order [C] |
Ariane Dwyer |
none |
none |
2015-06-10 |
email |
dataset_10 |
|
Ariane Dwyer from Deutsche Bank is emailing Jeffrey E. to confirm his interest in purchasing... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jeffrey E. |
DB-SDNY-0056463 |
gemini-2.0-flash-001 |
| 22913 |
EFTA01365651.txt |
FW: Gratitude America |
Mane Dwyer |
none |
none |
2016-01-08 |
email |
dataset_10 |
|
This email chain discusses the completion of documents required to open a brokerage account for... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Daniel Sabba |
DB-SDNY-0056465 |
gemini-2.0-flash-001 |
| 22914 |
EFTA01365652.txt |
RE: URGENT - THIRD REQUESTIntl RE: Inquiry Regarding THE HAZE TRUST,Account#S Alertit |
Zbynek Kozelsky |
suspicious |
none |
2016-12-20 |
email |
dataset_10 |
|
This email exchange involves an urgent request from PWM AML Compliance to determine the origin... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Amlcompliance Inquiries I, Stepanian, Cynthia Rodrigue,... |
DB-SDNY-0056467 |
gemini-2.0-flash-001 |
| 22915 |
EFTA01365653.txt |
RE: URGENT -THIRD REQUEST' IIII RE: Inquiry Regarding THE HAZE TRUST, Account# Alert# SAM 1788880 III |
Stewart Oldfield |
suspicious |
none |
2016-12-20 |
email |
dataset_10 |
|
This email chain discusses an urgent inquiry regarding a wire transfer from HSBC to THE HAZE... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Vahe Ste anian, Zbynek Kozelsky, Cynthia Rodriguez, PWM... |
SAM 1788880 |
gemini-2.0-flash-001 |
| 22916 |
EFTA01365654.txt |
RE: URGENT - THIRD REQUEST' I m RE: Inquiry Regarding THE HAZE TRUST, Account# iAlert# |
Zbynek Kozelsky |
suspicious |
none |
2016-12-20 |
email |
dataset_10 |
|
The email is a follow-up regarding an urgent inquiry about a wire transfer of $6,186,980.68 to... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez, PWM AMLCompliance, Stewart, Oldfield,... |
DB-SDNY-0056469 |
gemini-2.0-flash-001 |
| 22917 |
EFTA01365655.txt |
RE: Inquiry Regarding THE HAZE TRUST, Account# |
Cynthia Rodriguez |
suspicious |
none |
2016-12-05 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank provides information about the origin of a wire transfer... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Amlcompliance Inquiries, Zbynek Kozelsky, Stewart... |
DB-SDNY-0056472
SDNY_GM_00202656
EFTA01365655 |
gemini-2.0-flash-001 |
| 22918 |
EFTA01365656.txt |
CLEAR LAKE CLO, LTD. Indenture |
|
none |
none |
2007-01-18 |
indenture |
dataset_10 |
|
This document is an indenture agreement dated January 18, 2007, between CLEAR LAKE CLO, LTD.... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056477, SDNY GM_00202661 |
gemini-2.0-flash-001 |
| 22919 |
EFTA01365657.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document defines the terms of an obligation, specifying criteria related to equity security... |
Financial transactions/money flow |
— |
DB-SDNY-0056493 |
gemini-2.0-flash-001 |
| 22920 |
EFTA01365658.txt |
Definitions related to Collateral Obligations |
|
none |
none |
None |
Legal Document |
dataset_10 |
|
This document provides definitions for key terms related to collateral obligations, including... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056495 |
gemini-2.0-flash-001 |
| 22921 |
EFTA01365659.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
The document defines terms related to loans, collateral, and Moody's rating system for... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY GM_00202705, DB-SDNY-0056521 |
gemini-2.0-flash-001 |
| 22922 |
EFTA01365660.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document specifies limitations on the composition of a collateral pool, including... |
Financial transactions/money flow |
— |
DB-SDNY-0056527, SDNY GM_00202711 |
gemini-2.0-flash-001 |
| 22923 |
EFTA01365661.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines financial and legal terms, particularly related to synthetic securities,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056541 |
gemini-2.0-flash-001 |
| 22924 |
EFTA01365662.txt |
Collateral Obligations Definitions and Assumptions |
|
none |
none |
2017-01-18 |
legal filing |
dataset_10 |
|
This document defines various terms related to collateral obligations, including 'Weighted... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056543 |
gemini-2.0-flash-001 |
| 22925 |
EFTA01365663.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the terms and restrictions for transferring various financial... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056550, SDNY GM_00202734 |
gemini-2.0-flash-001 |
| 22926 |
EFTA01365664.txt |
Regulation S Global Security |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the procedures for exchanging or transferring beneficial interests... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056551, SDNY GM_00202735 |
gemini-2.0-flash-001 |
| 22927 |
EFTA01365665.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the procedures for transferring Certificated Notes to Regulation S Global... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056554, SDNY GM_00202738 |
gemini-2.0-flash-001 |
| 22928 |
EFTA01365666.txt |
Certificated Notes |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the procedures for transferring, exchanging, and replacing certificated... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056555, SDNY GM_00202739 |
gemini-2.0-flash-001 |
| 22929 |
EFTA01365667.txt |
None |
|
suspicious |
possible |
None |
legal filing |
dataset_10 |
|
This legal document outlines the conditions for purchasing and holding specific classes of... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056557, SDNY GM_00202741 |
gemini-2.0-flash-001 |
| 22930 |
EFTA01365668.txt |
Regulation S Global Securities |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the terms and conditions for the sale and transfer of Regulation S... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056560, SDNY GM_00202744 |
gemini-2.0-flash-001 |
| 22931 |
EFTA01365669.txt |
Transfer Restrictions and Securities Laws Compliance |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the transfer restrictions and compliance requirements for Income Notes,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056561, SDNY GM_00202745 |
gemini-2.0-flash-001 |
| 22932 |
EFTA01365670.txt |
Deferred Interest Notes |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document describes the terms and conditions for payment of principal and interest on... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056565, SDNY GM_00202749 |
gemini-2.0-flash-001 |
| 22933 |
EFTA01365671.txt |
Indenture relating to the authentication and delivery of the Securities |
|
none |
none |
N/A |
legal filing |
dataset_10 |
|
This document outlines the requirements for authenticating and delivering securities under an... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056572, SDNY GM_00202756 |
gemini-2.0-flash-001 |
| 22934 |
EFTA01365672.txt |
Indenture |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is part of an indenture agreement, detailing the security interests granted by the... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 22935 |
EFTA01365673.txt |
Collateral Sale and Liquidation |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the conditions under which the Trustee can sell or liquidate the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056583, SDNY GM_00202767 |
gemini-2.0-flash-001 |
| 22936 |
EFTA01365674.txt |
Unconditional Rights of Noteholders to Receive Principal and Interest |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the rights and remedies of noteholders and the trustee under an... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0056585 |
gemini-2.0-flash-001 |
| 22937 |
EFTA01365675.txt |
Co-Trustees |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document section details the process for appointing co-trustees, their responsibilities... |
Legal matters/litigationFinancial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 22938 |
EFTA01365676.txt |
Paying Agent Provisions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document details the responsibilities and requirements of the Paying Agent in a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056601, SDNY GM_00202785 |
gemini-2.0-flash-001 |
| 22939 |
EFTA01365677.txt |
Indenture |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an excerpt from an indenture agreement, outlining the obligations of the Issuer... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0056603, SDNY GM_00202787 |
gemini-2.0-flash-001 |
| 22940 |
EFTA01365678.txt |
Indenture - Collateral |
|
none |
none |
2008 |
legal filing |
dataset_10 |
|
This document outlines the responsibilities of the Issuer and Trustee concerning the collateral... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056604, SDNY GM_00202788 |
gemini-2.0-flash-001 |
| 22941 |
EFTA01365679.txt |
Indenture Compliance |
|
none |
none |
2008 |
legal filing |
dataset_10 |
|
This document outlines the compliance requirements for the Issuer and Co-Issuer under an... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056607, SDNY GM_00202791 |
gemini-2.0-flash-001 |
| 22942 |
EFTA01365680.txt |
Merger/Consolidation Conditions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the conditions for a Merging Entity to engage in consolidation,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056608, SDNY GM_00202792 |
gemini-2.0-flash-001 |
| 22943 |
EFTA01365681.txt |
Senior Notes |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the responsibilities of the Issuer and Co-Issuers concerning the rating... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056610 |
gemini-2.0-flash-001 |
| 22944 |
EFTA01365682.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the conditions under which the Issuer and Trustee can modify the... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056615 |
gemini-2.0-flash-001 |
| 22945 |
EFTA01365683.txt |
Supplemental Indentures |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the process for modifying the indenture agreement related to notes,... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0056616, SDNY GM_00202800 |
gemini-2.0-flash-001 |
| 22946 |
EFTA01365684.txt |
Optional Redemption |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the optional redemption process for notes, including the conditions under... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 22947 |
EFTA01365685.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the reporting requirements for a CDO, including monthly reports, payment... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 22948 |
EFTA01365686.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the payment priority among different classes of noteholders in an... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 22949 |
EFTA01365687.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document specifies the acceptable methods of communication (mail, courier, fax, email) for... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0056647, SDNY GM_00202831 |
gemini-2.0-flash-001 |
| 22950 |
EFTA01365688.txt |
Indenture |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions of an indenture agreement, including provisions... |
Legal matters/litigation |
— |
DB-SDNY-0056649, SDNY GM_00202833 |
gemini-2.0-flash-001 |
| 22951 |
EFTA01365689.txt |
Collateral Management Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of a Collateral Management Agreement, specifying conditions for... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056652, SDNY GM_00202836 |
gemini-2.0-flash-001 |
| 22952 |
EFTA01365690.txt |
Diversity Score Calculation |
|
none |
none |
None |
Schedule |
dataset_10 |
|
This document details the calculation of a Diversity Score based on Industry Diversity Scores.... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 22953 |
EFTA01365691.txt |
Account Agreement |
|
none |
none |
None |
Account Agreement |
dataset_10 |
|
This document is an account agreement between a client and Deutsche Bank Securities Inc. It... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM134715
016584.110614 |
gemini-2.0-flash-001 |
| 22954 |
EFTA01365692.txt |
Purchase of Securities |
|
none |
none |
1986 |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions for securities trading between a client and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM134715 |
gemini-2.0-flash-001 |
| 22955 |
EFTA01365693.txt |
Margin Agreement |
|
none |
none |
None |
agreement |
dataset_10 |
|
This document is a margin agreement between a client and DBSI, acknowledging the client's... |
Financial transactions/money flowLegal matters/litigation |
— |
WMI34715 |
gemini-2.0-flash-001 |
| 22956 |
EFTA01365694.txt |
Consent to Electronic Delivery of Materials and Communications |
|
none |
none |
None |
form |
dataset_10 |
|
This is an optional form from Deutsche Bank allowing clients to consent to electronic delivery... |
Communications/correspondence |
— |
DB-SDNY-0056673, SDNY_GM_00202857 |
gemini-2.0-flash-001 |
| 22957 |
EFTA01365695.txt |
Consent to Electronic Delivery of Materials and Communications |
Deutsche Asset & Wealth Management |
none |
none |
2014-02-20 |
Consent Form |
dataset_10 |
|
This document is a consent form from Deutsche Asset & Wealth Management for clients to receive... |
Communications/correspondenceFinancial transactions/money flow |
— |
DB-SDNY-0056674, SDNY GM_00202858, 13.AW14-0213 ED, 006421 |
gemini-2.0-flash-001 |
| 22958 |
EFTA01365696.txt |
Client Authorization for use of Free Credit Balances |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a client authorization form for Deutsche Bank Securities Inc. regarding the use... |
Financial transactions/money flow |
— |
akni -ubE 016- 1c4 |
gemini-2.0-flash-001 |
| 22959 |
EFTA01365697.txt |
Corporate Account Authorization and Officer's Certificate |
|
none |
none |
day of tNtc.a.-4E:ye , )O1 C |
Corporate Account Authorization and Officer's Certificate |
dataset_10 |
|
This document is a Corporate Account Authorization and Officer's Certificate authorizing... |
Financial transactions/money flowBusiness dealings |
— |
AWM 0279 |
gemini-2.0-flash-001 |
| 22960 |
EFTA01365698.txt |
Officer's Certificate |
|
none |
none |
None |
other |
dataset_10 |
|
This document is an Officer's Certificate for a Corporation, certifying its organization,... |
Legal matters/litigationBusiness dealings |
— |
13-AWM-0279 |
gemini-2.0-flash-001 |
| 22961 |
EFTA01365699.txt |
RE: Epstein account opening [I] |
Daniel Sabba |
suspicious |
possible |
2016-01-25 |
email |
dataset_10 |
|
This email chain discusses the process of opening an account for Gratitude America at Deutsche... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daniel Sabba, Paul Morris |
DB-SDNY-0056685 |
gemini-2.0-flash-001 |
| 22962 |
EFTA01365700.txt |
None |
Daniel Sabba |
none |
none |
None |
email |
dataset_10 |
|
Daniel Sabba from Deutsche Bank Securities Inc. is offering assistance with the due diligence... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0056686, SDNY_GM_00202870 |
gemini-2.0-flash-001 |
| 22963 |
EFTA01365701.txt |
RE: FW: (BN) Ascena Falls After Cutting Profit Forecast on Slow Justice [SC] [C) |
Daniel Sabba [daniel.sabba@db.com) |
none |
none |
2015-07-14 |
email |
dataset_10 |
|
Daniel Sabba provides Jeffrey E. with an update on CDS for China and Morocco. Vahe Stepanian... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
jeffrey E. [jeeyacation@gmail.comj, Vahe Stepanian... |
DB-SDNY-0056688 |
gemini-2.0-flash-001 |
| 22964 |
EFTA01365702.txt |
Earnings in the year through July 25 |
|
none |
none |
YYYY-MM-DD |
other |
dataset_10 |
|
Ascena revised its earnings projection downward, leading to a significant drop in its stock... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0056690, SDNY GM_00202874 |
gemini-2.0-flash-001 |
| 22965 |
EFTA01365703.txt |
Relationships |
|
suspicious |
none |
None |
questionnaire |
dataset_10 |
|
This document is a questionnaire used by Deutsche Bank to assess client relationships, focusing... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056694 |
gemini-2.0-flash-001 |
| 22966 |
EFTA01365704.txt |
Source of Funds and Wealth Questionnaire |
|
suspicious |
none |
None |
questionnaire |
dataset_10 |
|
This document is a questionnaire designed to gather information about a client's source of funds... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056695
SDNY_GM_00202879 |
gemini-2.0-flash-001 |
| 22967 |
EFTA01365705.txt |
None |
Michael Valencia |
none |
none |
None |
other |
dataset_10 |
|
Michael Valencia from Deutsche Bank informs the recipient that they will be reaching out to a... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0056696, SDNY_GM_00202880 |
gemini-2.0-flash-001 |
| 22968 |
EFTA01365706.txt |
RE: Epstein account opening [I] |
Daniel Sabba |
suspicious |
none |
2016-01-26 |
email |
dataset_10 |
|
This email exchange concerns the account opening for Gratitude America and the verification of... |
Financial transactions/money flowBusiness dealings |
Paul Morris |
DB-SDNY-0056698 |
gemini-2.0-flash-001 |
| 22969 |
EFTA01365707.txt |
Fw: Hi Jeffrey - follow-upon options for rates steepness in USD [II |
Stewart Oldfield |
none |
none |
2014-10-14 |
email |
dataset_10 |
|
Stewart Oldfield forwards an email to Daniel Sabba regarding options for rates steepness in USD... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daniel Sabba |
DB-SDNY-0056700 |
gemini-2.0-flash-001 |
| 22970 |
EFTA01365708.txt |
SslOs steepener trade |
Daniel |
none |
none |
2014-07-10 |
email |
dataset_10 |
|
Daniel from Deutsche Bank sends Jeffrey an email detailing the rationale and terms for a SslOs... |
Financial transactions/money flowBusiness dealings |
Jeffrey |
DB-SDNY-0056701 |
gemini-2.0-flash-001 |
| 22971 |
EFTA01365710.txt |
FW: DB James Malcolm: Are the Sol shifting stance? Own some cheap optionality |
Paul Morris |
none |
none |
2015-05-04 |
email |
dataset_10 |
|
Paul Morris forwards an email from Vahe Stepanian to Stewart Oldfield regarding USD/JPY risk... |
Financial transactions/money flowBusiness dealings |
Stewart Oldfield |
DB-SDNY-0056717 |
gemini-2.0-flash-001 |
| 22972 |
EFTA01365711.txt |
RE: DB James Malcolm: Are the BoJ shifting stance? Own some cheap optionality |
Vahe Stepanian |
none |
none |
2015-11-09 |
email |
dataset_10 |
|
Vahe Stepanian from Deutsche Bank provides Jeffrey Epstein with risk reversal pricing for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jeffrey Epstein |
DB-SDNY-0056718 |
gemini-2.0-flash-001 |
| 22973 |
EFTA01365712.txt |
BoJ reports and inflation target |
James Malcolm |
none |
none |
2015-04 |
report |
dataset_10 |
|
James Malcolm analyzes recent Bank of Japan (BoJ) reports, noting the central bank's increasing... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0056720 |
gemini-2.0-flash-001 |
| 22974 |
EFTA01365713.txt |
Fw: Next week [C] |
Paul Morris |
none |
none |
2014-11-08 |
email |
dataset_10 |
|
Paul Morris is trying to schedule a meeting with Daniel Sabba and Jeffrey E. He asks about their... |
Communications/correspondencePersonal relationshipsBusiness dealings |
Daniel Sabba, jeffrey E. |
DB-SDNY-0056722 |
gemini-2.0-flash-001 |
| 22975 |
EFTA01365714.txt |
Equity Order (C) |
Ariane Dwyer |
none |
none |
2015-06-10 |
email |
dataset_10 |
|
Ariane Dwyer from Deutsche Bank is confirming an equity order with Jeffrey E. for GSK and Akorn... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
jeffrey E. (jeevacation@gmail.com] |
DB-SDNY-0056723 |
gemini-2.0-flash-001 |
| 22976 |
EFTA01365715.txt |
None |
Ariane Dwyer |
none |
none |
None |
email |
dataset_10 |
|
This document provides the contact information for Ariane Dwyer, an Analyst at Deutsche Barth... |
|
— |
DB-SDNY-0056726, SDNY GM_00202910 |
gemini-2.0-flash-001 |
| 22977 |
EFTA01365716.txt |
Trade Report 6/10/15 ICI |
Ariane Dwyer |
none |
none |
2015-06-10 |
email |
dataset_10 |
|
This email is a trade report from Ariane Dwyer at Deutsche Bank to Jeffrey E., confirming the... |
Financial transactions/money flowBusiness dealings |
jeffrey E. (jeeyacation@gmail corn] |
DB-SDNY-0056727 |
gemini-2.0-flash-001 |
| 22978 |
EFTA01365717.txt |
FW: JE Foundation WT [II |
Jay Lipman |
suspicious |
none |
2014-12-16 |
email |
dataset_10 |
|
Jay Lipman forwarded an email from Bella Klein to Daniel Sabba regarding a wire transfer from... |
Financial transactions/money flowCommunications/correspondence |
Daniel Sabba |
DB-SDNY-0056728 |
gemini-2.0-flash-001 |
| 22979 |
EFTA01365718.txt |
Wire Transfer Request |
Darrell Indyke |
suspicious |
none |
December 16, 2014 |
memorandum |
dataset_10 |
|
This memorandum details a request to wire 17,559.00 GBP from the J EPSTEIN VIRGIN ISLANDS... |
Financial transactions/money flowBusiness dealings |
Vahe Stepanian |
DB-SDNY-0056729 |
gemini-2.0-flash-001 |
| 22980 |
EFTA01365719.txt |
- Account Inquiry on Jan 2014 Wire [I] |
Deutsche Bank Trust Company Americas PWM US AML Compliance |
suspicious |
none |
2014-03-10 |
email |
dataset_10 |
|
This email from Deutsche Bank's AML Compliance team requests information regarding a large wire... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
All |
DB-SDNY-0056738 |
gemini-2.0-flash-001 |
| 22981 |
EFTA01365720.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a cover page with confidentiality notices and document IDs. It does... |
|
— |
DB-SDNY-0056742 |
gemini-2.0-flash-001 |
| 22982 |
EFTA01365721.txt |
Fw: ***Southern Financial LLC*** EDI - 127608**sgr** |
Sowmya-D R |
none |
none |
2015-02-12 |
email |
dataset_10 |
|
Sowmya-D R is urgently requesting action from Nitesh Gupta regarding an amended confirmation for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nitesh Gupta, Sagar-A Valecha, corporate chasing, GCO... |
127608 |
gemini-2.0-flash-001 |
| 22983 |
EFTA01365722.txt |
Fxr. "'Southern Financial LW*" EDI •127608 grsgr" |
Sagar-A Valecha |
none |
none |
02/12/2015 |
email |
dataset_10 |
|
Sagar-A Valecha is emailing Sowmya-D R' to confirm the correct names of several Southern... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Sowmya-D R' |
EDI •127608 |
gemini-2.0-flash-001 |
| 22984 |
EFTA01365723.txt |
Fw: """Southern Financial LLD*" EDI - GCO Account-Opening |
Sowtnya-D R It |
none |
none |
2015-02-12 |
email |
dataset_10 |
|
The email discusses the creation of the Southern Financial LLC fund domiciled in Wilmington,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
jay.lipman, prabhuling-c kottalagi, sanjay.mehta,... |
DB-SDNY-0056748
SDNY_GM_00202932 |
gemini-2.0-flash-001 |
| 22985 |
EFTA01365724.txt |
RE: Need your assistance—Southern Financial LLC*** [I] |
Vahe Stepanian/db/dbcomig0BCOEX |
suspicious |
possible |
2015-02-11 |
email |
dataset_10 |
|
This email chain discusses corrections needed for a financial confirmation document for Southern... |
Financial transactions/money flowCommunications/correspondenceBusiness dealings |
Jay limnarVdb/dboom, Prabhuling-C KottalagiMbidbcom |
DB-SDNY-0056749, SDNY_GM_00202933 |
gemini-2.0-flash-001 |
| 22986 |
EFTA01365725.txt |
FW: —Southern Finanaal LLCM EDI - 127608- sgr- (I) |
Sagara Valecha |
none |
none |
2015-02-13 |
email |
dataset_10 |
|
This email chain discusses an issue with the EDI for Southern Financial LLC, specifically the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
ODC-Equities AccountMaintenance, Smita-K Hegderext, Jay... |
DB-SDNY-0056755, SDNY_GM_00202939, 127608 |
gemini-2.0-flash-001 |
| 22987 |
EFTA01365726.txt |
the registry doc. |
Sagar-A Valecha |
none |
none |
None |
other |
dataset_10 |
|
This document is a registry listing of various Southern Financial entities. It was sent by... |
Business dealings |
— |
DB-SDNY-0056759 |
gemini-2.0-flash-001 |
| 22988 |
EFTA01365727.txt |
RE: Need your assistance***Southern Financial LLC*** [I] |
Jay Lipman |
suspicious |
possible |
2015-02-11 |
email |
dataset_10 |
|
This email exchange concerns a request to modify a financial confirmation document related to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Prabhuling-C Kottalagi |
DB-SDNY-0056761, SDNY_GM_00202945, EFTA01365727 |
gemini-2.0-flash-001 |
| 22989 |
EFTA01365728.txt |
RE: Need your assistance***Southern Financial LLC*** [I] |
Vahe Stepanian |
none |
none |
2015-02-09 |
email |
dataset_10 |
|
This email exchange involves Vahe Stepanian requesting TWTR confirms from Mark Whyman at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Mark Whyman, Daniel Sabba |
DB-SDNY-0056762 |
gemini-2.0-flash-001 |
| 22990 |
EFTA01365729.txt |
Outstanding deal with Southern Financial LLC and Twitter Inc |
Prabhuling-C Kottalagi |
none |
none |
2015-01-27 |
email |
dataset_10 |
|
The email discusses an outstanding deal between Southern Financial LLC and Twitter Inc. The... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
618176-1-0-0 |
gemini-2.0-flash-001 |
| 22991 |
EFTA01365730.txt |
[I] |
Ariane Dwyer |
none |
none |
None |
email |
dataset_10 |
|
Ariane Dwyer from Deutsche Bank sent an email to Vahe Stepanian and Daniel Sabba with attached... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Daniel Sabba |
DB-SDNY-0056765 |
gemini-2.0-flash-001 |
| 22992 |
EFTA01365731.txt |
Automatic reply: High Risk KYC Request: Southern Financial, LLC - CRDS ID: |
Darlene Zong |
none |
none |
2016-11-09 |
email |
dataset_10 |
|
This is an automatic out-of-office email from Darlene Zong, indicating she is unavailable and... |
Communications/correspondenceEmployment/staffing |
Vahe Stepanian |
DB-SDNY-0056766, SDNY_GM_00202950 |
gemini-2.0-flash-001 |
| 22993 |
EFTA01365732.txt |
RE: Southern Financial (Ill |
Ariane Dwyer |
suspicious |
none |
2015-10-22 |
email |
dataset_10 |
|
Jj Litchford requests account balances and wire transfer information for Southern Financial from... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jj Litchford, Vahe Stepanian |
DB-SDNY-0056767 |
gemini-2.0-flash-001 |
| 22994 |
EFTA01365733.txt |
Authorization for Asset Movement |
|
suspicious |
none |
2018-02-08 |
Authorization Form |
dataset_10 |
|
This document is an authorization form for Deutsche Bank Alex. Brown to wire $10,000 from the J.... |
Financial transactions/money flow |
— |
DB-SDNY-0056770 |
gemini-2.0-flash-001 |
| 22995 |
EFTA01365734.txt |
CS 305 Ica |
|
none |
none |
lanuEu |
email |
dataset_10 |
|
The document is the beginning of a forwarded email with the subject 'CS 305 Ica'. The date is 'lanuEu'. |
|
— |
DB-SDNY-0056771
SDNY_GM_00202955 |
gemini-2.0-flash-001 |
| 22996 |
EFTA01365735.txt |
Authorization for Asset Movement |
|
suspicious |
none |
2016-05-12 |
Authorization Form |
dataset_10 |
|
This document is an authorization form for Deutsche Bank Alex. Brown to wire $10,000 from the J... |
Financial transactions/money flow |
— |
DB-SDNY-0056772, SDNY GM_00202956 |
gemini-2.0-flash-001 |
| 22997 |
EFTA01365736.txt |
Rv: —Southern Financial LLC— EDI - 127608 gr'sgr— |
Sagar-A Valecha |
none |
none |
2015-02-12 |
email |
dataset_10 |
|
Sagar-A Valecha emailed Sowmya-D RI= to confirm the correct entity name for Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sowmya-D RI= |
DB-SDNY-0056782 |
gemini-2.0-flash-001 |
| 22998 |
EFTA01365737.txt |
Fw: ***Southern Financial LLC*** EDI - |
Sowmya-D R |
none |
none |
2015-12-02 |
email |
dataset_10 |
|
The email requests the 'Registry Address proof' used to map the fund Southern Financial LLC to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
GCO Account-Opening, jay lipman, prabhuhng-c kottalagi,... |
DB-SDNY-0056783 |
gemini-2.0-flash-001 |
| 22999 |
EFTA01365738.txt |
RE: Need your assistance***Southern Financial LLC*** |
Jay Lipman |
suspicious |
possible |
2015-02-11 |
email |
dataset_10 |
|
Jay Lipman requests Prabhuling-C Kottalagi to correct inconsistencies in a confirmation document... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Prabhuling-C Kottalagi |
DB-SDNY-0056784 |
gemini-2.0-flash-001 |
| 23000 |
EFTA01365739.txt |
RE: Need your assistance***Southern Financial LLC*** [I] |
Mark Whyman |
none |
none |
2015-02-10 |
email |
dataset_10 |
|
This email exchange involves Mark Whyman from Deutsche Bank coordinating with Vahe Stepanian and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Daniel Sabba |
DB-SDNY-0056785 |
gemini-2.0-flash-001 |