| 23001 |
EFTA01365740.txt |
Need your assistance***Southern Financial LLC*** [I] |
Prabhuling-C Kottalagi |
none |
none |
2015-02-09 |
email |
dataset_10 |
|
Prabhuling-C Kottalagi is requesting assistance from Mark Whyman to verify the client contact... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Mark Whyman |
DB-SDNY-0056786 |
gemini-2.0-flash-001 |
| 23002 |
EFTA01365741.txt |
Confirmation of Transaction |
Deutsche Bank AG London |
none |
none |
2015-02-13 |
legal filing |
dataset_10 |
|
This document is a confirmation of a financial transaction between Deutsche Bank AG and Southern... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Southern Financial LLC |
NY-NYCC418I 76.740, NY 618176 |
gemini-2.0-flash-001 |
| 23003 |
EFTA01365742.txt |
Standard Settlement Instructions |
Deutsche Bank AG, London Branch |
none |
none |
None |
other |
dataset_10 |
|
This document provides standard settlement instructions and contact information from Deutsche... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0056792 |
gemini-2.0-flash-001 |
| 23004 |
EFTA01365743.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document identifies authorized signatories for Deutsche Bank Securities Inc. and Southern... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0056793, SDNY_GM_00202977 |
gemini-2.0-flash-001 |
| 23005 |
EFTA01365744.txt |
Trade details: FEDERATIVE REPUBLIC OF BRAZIL |
Vahe Stepanian |
none |
none |
2015-01-13 |
other |
dataset_10 |
|
This document outlines the trade details of a transaction between the FEDERATIVE REPUBLIC OF... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0056795, SDNY_GM_00202979 |
gemini-2.0-flash-001 |
| 23006 |
EFTA01365745.txt |
Fw: "Southern Financial LLC'•• EDI - 127608 [I] |
Sowmya-D |
none |
none |
2015-02-12 |
email |
dataset_10 |
|
This email forwards information about Southern Financial LLC's EDI - 127608 [I] to a team. The... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
GCO Account-Opening, lipman, prabhuling-c kottalagi,... |
DB-SDNY-0056799 |
gemini-2.0-flash-001 |
| 23007 |
EFTA01365746.txt |
RE: Need your assistance—Southem Financial LLC'" Ill |
Jay Lipman |
suspicious |
possible |
2015-02-11 |
email |
dataset_10 |
|
The email discusses corrections needed for a confirmation document related to Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Prabhuling-C Kottalagi, corporate chasing, Sowmya-D R,... |
SDNY_GM_00202984 |
gemini-2.0-flash-001 |
| 23008 |
EFTA01365747.txt |
RE: Need your assistance***Southern Financial LLC*** [I] |
Mark Whyman |
none |
none |
2015-02-10 |
email |
dataset_10 |
|
This email exchange involves Mark Whyman requesting that TWTR confirms for Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Daniel Sabba |
DB-SDNY-0056801 |
gemini-2.0-flash-001 |
| 23009 |
EFTA01365748.txt |
Need your assistance***Southern Financial LLC*** [I] |
Prabhuling-C Kottalagi |
suspicious |
none |
2015-02-09 |
email |
dataset_10 |
|
Prabhuling-C Kottalagi from Gaol Crlob3t Services nitrate Limited is seeking assistance from... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Mark Whyman |
DB-SDNY-0056802 |
gemini-2.0-flash-001 |
| 23010 |
EFTA01365749.txt |
JE Foundation wire |
Bella Klein |
suspicious |
none |
2017-06-16 |
email |
dataset_10 |
|
Bella Klein emails Vahe StepanianI requesting the processing of a wire transfer from the JE... |
Financial transactions/money flow |
Vahe StepanianI |
DB-SDNY-0056803 |
gemini-2.0-flash-001 |
| 23011 |
EFTA01365750.txt |
Authorization for Asset Movement |
|
none |
none |
06/16/17 |
Authorization Form |
dataset_10 |
|
This document is an authorization form for Deutsche Bank Alex Brown to move assets from the... |
Financial transactions/money flow |
— |
IO.FWM-0177S (l2b |
gemini-2.0-flash-001 |
| 23012 |
EFTA01365751.txt |
None |
Torsten 510k, Ph.D. |
none |
none |
None |
other |
dataset_10 |
|
This document contains the contact information for Torsten 510k, Chief International Economist... |
|
— |
DB-SDNY-0056807, SDNY_GM_00202991 |
gemini-2.0-flash-001 |
| 23013 |
EFTA01365752.txt |
Epstein wires |
vahe stepanian |
suspicious |
none |
None |
email |
dataset_10 |
|
Vahe Stepanian instructs Jay to send two wires, one related to Epstein and another to Tom... |
Financial transactions/money flow |
Jay |
DB-SDNY-0056811 |
gemini-2.0-flash-001 |
| 23014 |
EFTA01365753.txt |
CREDIT EVENTS |
Vahe Stepanian |
none |
none |
2015-01-13 |
other |
dataset_10 |
|
This document outlines the details of a credit event trade involving Brazilian bonds between... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0056817 |
gemini-2.0-flash-001 |
| 23015 |
EFTA01365754.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document consists of standard confidentiality disclaimers and legal notices from Deutsche... |
|
— |
DB-SDNY-0056818 |
gemini-2.0-flash-001 |
| 23016 |
EFTA01365755.txt |
**VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I] |
Sowmya-D R |
none |
none |
2015-02-13 |
email |
dataset_10 |
|
Sowmya-D R urgently requests the ODC-Equities Account-Maintenance team to change the domicile of... |
Financial transactions/money flow |
Sagar-A Valecha, ODC-Equities Account-Maintenance |
EDI #127608 |
gemini-2.0-flash-001 |
| 23017 |
EFTA01365756.txt |
RE: ***Southern Financial LLC*** EDI - 127608**sgr** |
Unknown |
none |
none |
2015-02-13 |
email |
dataset_10 |
|
This email chain shows an urgent request for information and action regarding Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sowmya-D R, Nitesh Gupta |
127608 |
gemini-2.0-flash-001 |
| 23018 |
EFTA01365757.txt |
Fw: "'Southern Financial LLC'" EDI - |
Sowmya-D R |
none |
none |
12/02/2015 |
email |
dataset_10 |
|
This email from Sowmya-D R to GCO Account-Opening concerns EDI (Electronic Data Interchange) for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
GCO Account-Opening |
DB-SDNY-0056825 |
gemini-2.0-flash-001 |
| 23019 |
EFTA01365758.txt |
RE: Need your assistance—Southern Financial LLC— pj |
Jay Lipman |
suspicious |
none |
2015-02-11 |
email |
dataset_10 |
|
This email discusses correcting information related to Southern Financial LLC and requests the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Prabhuling-C Kottalagi |
DB-SDNY-0056826 |
gemini-2.0-flash-001 |
| 23020 |
EFTA01365759.txt |
Esptein Account Agreements NI |
Jay Lipman |
suspicious |
none |
2013-11-14 |
email |
dataset_10 |
|
Jay Lipman sends account documents related to J. Epstein, H. Beller, and 3.A. wi ebracht to... |
Financial transactions/money flowCommunications/correspondence |
Donna R Taylor |
None |
gemini-2.0-flash-001 |
| 23021 |
EFTA01365760.txt |
Account Agreement |
Deutsche Bank Securities Inc. (DBSI) |
none |
none |
None |
Account Agreement |
dataset_10 |
|
This document is an account agreement between a client (Southern Financial LLC) and Deutsche... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Southern Financial LLC |
DB-SDNY-0056831 |
gemini-2.0-flash-001 |
| 23022 |
EFTA01365761.txt |
Purchase and Sale of Securities |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions for securities trading between DBSI and its... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056832 |
gemini-2.0-flash-001 |
| 23023 |
EFTA01365762.txt |
TAX ELECTION/DECLARATION OF TAX STATUS |
|
none |
none |
9-1-Fi |
form |
dataset_10 |
|
This document is a tax election/declaration of tax status form. It is designed for use by both... |
Financial transactions/money flowLegal matters/litigation |
— |
13-AWk40188
6
0,2145.032813 |
gemini-2.0-flash-001 |
| 23024 |
EFTA01365763.txt |
Account Agreement |
|
none |
none |
2016-07-23 |
legal filing |
dataset_10 |
|
This document is an account agreement between DBSI and Southern Financial LLC, signed by Jeffrey... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
19.AWM.0196 |
gemini-2.0-flash-001 |
| 23025 |
EFTA01365764.txt |
MARGIN DISCLOSURE |
|
none |
none |
None |
disclosure |
dataset_10 |
|
This document is a margin disclosure from Deutsche Bank Securities Inc. outlining the risks... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
13,4M40I98
11
012145.032813 |
gemini-2.0-flash-001 |
| 23026 |
EFTA01365765.txt |
Margin Agreement |
|
none |
none |
7-4-y—i 3 |
legal filing |
dataset_10 |
|
This document is a margin agreement for Southern Financial LLC, signed by Jeffrey Epstein. It... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
13-AWM-0198 |
gemini-2.0-flash-001 |
| 23027 |
EFTA01365766.txt |
Account Agreement |
Deutsche Bank Securities Inc. (DBSI) |
none |
none |
None |
Account Agreement |
dataset_10 |
|
This is an account agreement between Jeepars, Inc. and Deutsche Bank Securities Inc. (DBSI)... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
13AWM4)196
012145.032813 |
gemini-2.0-flash-001 |
| 23028 |
EFTA01365767.txt |
Purchase and Sale of Securities, Restrictions on Trading, Restricted Securities, Order Placement and Cancellation/Modification Requests, Aggregation of Orders and Average Prices, Transmission of Instructions, Role of Certain Third Parties, Liens |
|
none |
none |
1933 |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions for securities trading between DBSI and its... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
Rule 144 or 145 of the Securities Act of 1933 |
gemini-2.0-flash-001 |
| 23029 |
EFTA01365768.txt |
Tax Election/Declaration of Tax Status |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a tax election/declaration form used to determine the tax status of U.S. and... |
Financial transactions/money flowLegal matters/litigation |
— |
13'AWM-0196 |
gemini-2.0-flash-001 |
| 23030 |
EFTA01365769.txt |
Account Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an account agreement between DBSI and a client, signed by Jeffrey Epstein as an... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
13AWM-0196 |
gemini-2.0-flash-001 |
| 23031 |
EFTA01365770.txt |
Account Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an account agreement between a client and DBSI, outlining the terms and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
012145.032813 |
gemini-2.0-flash-001 |
| 23032 |
EFTA01365771.txt |
Margin Agreement |
|
none |
none |
None |
Agreement |
dataset_10 |
|
This document is a margin agreement for Jeepers Inc., signed by Jeffrey Epstein. It outlines the... |
Financial transactions/money flowBusiness dealings |
— |
012145.032813 |
gemini-2.0-flash-001 |
| 23033 |
EFTA01365772.txt |
Corporate Account Authorization and Terms and Conditions |
|
none |
none |
None |
Officer's Certificate |
dataset_10 |
|
This document is an Officer's Certificate from Jeepers, Inc. authorizing designated individuals... |
Financial transactions/money flowBusiness dealings |
— |
09 PWM-0186 Corp Acc Auth & T&C (021121 CORP |
gemini-2.0-flash-001 |
| 23034 |
EFTA01365773.txt |
Officer's Certificate |
|
none |
none |
I ? |
legal filing |
dataset_10 |
|
This document is an Officer's Certificate for a Corporation, certifying resolutions and... |
Legal matters/litigationFinancial transactions/money flow |
— |
119-PWM-0106 Core Acct Auth 676C (02/12) |
gemini-2.0-flash-001 |
| 23035 |
EFTA01365774.txt |
Terms and Conditions Corporate Accounts |
|
none |
none |
None |
terms and conditions |
dataset_10 |
|
This document outlines the terms and conditions for corporate accounts held with Deutsche Bank... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056864 |
gemini-2.0-flash-001 |
| 23036 |
EFTA01365775.txt |
Purchase of Securities, Sale of Securities, Restrictions on Trading, Restricted Securities, Order Placement and Cancellation/Modification Requests, Aggregation of Orders and Average Prices, Transmission of Instructions, Role of Certain Third Parties, Liens |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions for securities trading and account management... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
0122145.032913 |
gemini-2.0-flash-001 |
| 23037 |
EFTA01365776.txt |
Tax Election/Declaration of Tax Status |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a tax election/declaration form for U.S. and Non-U.S. persons. It requires the... |
Financial transactions/money flowLegal matters/litigation |
— |
11AWM-0196 |
gemini-2.0-flash-001 |
| 23038 |
EFTA01365777.txt |
Account Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an account agreement between DBSI and Southern Trust Company Inc., signed by... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
13AWM-01943 |
gemini-2.0-flash-001 |
| 23039 |
EFTA01365778.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document defines terms related to client accounts, cash sweep options, and securities. It... |
Financial transactions/money flowLegal matters/litigation |
— |
13-AWM-0196
012145.032813 |
gemini-2.0-flash-001 |
| 23040 |
EFTA01365779.txt |
MARGIN DISCLOSURE |
Deutsche Bank Securities Inc. (0851) |
none |
none |
None |
disclosure |
dataset_10 |
|
This document is a margin disclosure from Deutsche Bank Securities Inc. outlining the risks... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Client |
DB-SDNY-0056876 |
gemini-2.0-flash-001 |
| 23041 |
EFTA01365780.txt |
Request for Taxpayer Identification Number and Certification |
|
none |
none |
2011 |
Form |
dataset_10 |
|
This is a standard IRS Form W-9, Request for Taxpayer Identification Number and Certification.... |
Financial transactions/money flowLegal matters/litigation |
— |
W-9 |
gemini-2.0-flash-001 |
| 23042 |
EFTA01365781.txt |
ACTION REQUIRED: Issue related to ACUs [I] |
Melisa Venegas |
suspicious |
none |
2016-03-07 |
email |
dataset_10 |
|
Melisa Venegas informs recipients about an issue in dbforce where high-risk clients are being... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Amanda Kirby, Mildred Hernandez |
DB-SDNY-0056885 |
gemini-2.0-flash-001 |
| 23043 |
EFTA01365782.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a header or label from a legal document, indicating confidentiality... |
|
— |
DB-SDNY-0056886, SDNY_GM_00203070 |
gemini-2.0-flash-001 |
| 23044 |
EFTA01365783.txt |
RE: ***Southern Financial LLC*** EDI - a*sgr** |
Jay Lipman |
none |
none |
2015-02-13 |
email |
dataset_10 |
|
Jay Lipman is urgently requesting a response from Sowmya-D R and Nitesh Gupta regarding an... |
Financial transactions/money flowCommunications/correspondence |
Sowmya-D R, Nitesh Gupta |
|
gemini-2.0-flash-001 |
| 23045 |
EFTA01365784.txt |
Re: Ry. —Southern Financial LLC"' EDI - 127608"agr" |
Sagar-A Valecha |
none |
none |
2015-02-12 |
email |
dataset_10 |
|
This email exchange involves Sagar-A Valecha requesting Sowmya D R to confirm the correct name... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sowmya D R |
EDI - 127608 |
gemini-2.0-flash-001 |
| 23046 |
EFTA01365785.txt |
Fw: "'Southern Financial LLC*** EDI - 127608 [I] |
Sagar-A Valecha |
none |
none |
None |
email |
dataset_10 |
|
This email from Sagar-A Valecha forwards a message concerning 'Southern Financial LLC.' The... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0056894 |
gemini-2.0-flash-001 |
| 23047 |
EFTA01365786.txt |
RE: Need your assistance"•Southem Financial LLC•'• (I) |
Vahe Stepanian/db/dbcom@DBCOEX |
none |
none |
2015-02-12 |
email |
dataset_10 |
|
The email chain discusses the creation of Southern Financial LLC and requests the registry... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jay Lipman/db/dbcom, Prabhuling-C Kottalagitdbidbcom |
DB-SDNY-0056895 |
gemini-2.0-flash-001 |
| 23048 |
EFTA01365787.txt |
Confirmation for the above referenced transaction. |
Prabhuling Kottalagi (Deutsche Bank) |
none |
none |
2015-02-13 |
facsimile transmission |
dataset_10 |
|
This is a facsimile transmission from Deutsche Bank to Jeff at Southern Financial LLC, sending a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jeff (Southern Financial LLC, Virgin Islands) |
NY |
gemini-2.0-flash-001 |
| 23049 |
EFTA01365788.txt |
Confirmation of Transaction |
Deutsche Bank AG London |
none |
none |
2015-02-13 |
Confirmation |
dataset_10 |
|
This document is a confirmation of a financial transaction between Deutsche Bank AG and Southern... |
Financial transactions/money flowBusiness dealings |
Southern Financial LLC |
NY-NYCC418I 76.740, NY 618176 |
gemini-2.0-flash-001 |
| 23050 |
EFTA01365789.txt |
Extraordinary Events, New Shares, Consequences of Merger Events, Tender Offer, Consequences of Tender Offers, Nationalisation, Insolvency or De-listing |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines key terms and conditions related to corporate events such as mergers,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056902 |
gemini-2.0-flash-001 |
| 23051 |
EFTA01365790.txt |
Payments to Party B: Standard Settlement Instructions |
Deutsche Bank AG, London Branch |
none |
none |
None |
other |
dataset_10 |
|
This document from Deutsche Bank AG, London Branch provides standard settlement instructions for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0056904, SDNY_GM_00203088 |
gemini-2.0-flash-001 |
| 23052 |
EFTA01365791.txt |
Signatures and Authorizations |
|
none |
none |
N/A |
legal filing |
dataset_10 |
|
This document lists the authorized signatories for Deutsche Bank Securities Inc. and Southern... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0056905, SDNY_GM_00203089 |
gemini-2.0-flash-001 |
| 23053 |
EFTA01365792.txt |
Source of Wealth, Confidentiality Agreements, Regulatory Status, PEP Relationship |
Michael Valencia |
none |
none |
None |
other |
dataset_10 |
|
This document is a request for information regarding a Deutsche Bank client's source of wealth,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056908, SDNY_GM_00203092 |
gemini-2.0-flash-001 |
| 23054 |
EFTA01365793.txt |
Wire Transfer Request |
Darren Indyke |
suspicious |
none |
2017-01-20 |
memo |
dataset_10 |
|
This memo details a request to wire 75,000 Euros from the J. Epstein Virgin Islands Foundation... |
Financial transactions/money flow |
Vahe |
DB-SDNY-0056910 |
gemini-2.0-flash-001 |
| 23055 |
EFTA01365794.txt |
Fwd: JEE WT to AD |
bellaklein fbklein575@gmail.com |
none |
none |
2014-03-03 |
email |
dataset_10 |
|
This email is a forwarded message from Bella Klein to Vahe Stepanian, originally sent to Amanda... |
Communications/correspondence |
Vahe Stepanian Ivahe.stepanian@db.com |
DB-SDNY-0056912 |
gemini-2.0-flash-001 |
| 23056 |
EFTA01365795.txt |
None |
Darren K Indyke |
suspicious |
none |
March 3, 14 |
memorandum |
dataset_10 |
|
This memorandum instructs Amanda Kirby to wire 2,000 EUR from a specified account to Societe... |
Financial transactions/money flow |
Amanda Kirby |
DB-SDNY-0056913 |
gemini-2.0-flash-001 |
| 23057 |
EFTA01365796.txt |
JEE WT to GO |
bellaklein |
none |
none |
2014-05-09 |
email |
dataset_10 |
|
Bella Klein emailed Vahe Stepanian to confirm receipt of wire transfer instructions, noting that... |
Financial transactions/money flowCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0056916 |
gemini-2.0-flash-001 |
| 23058 |
EFTA01365797.txt |
None |
Darren K Indyke |
none |
none |
May 9, 14 |
memorandum |
dataset_10 |
|
This is a memorandum from Darren K Indyke to Amenda Kirby instructing her to wire $2500 to the... |
Financial transactions/money flow |
Amenda Kirby |
None |
gemini-2.0-flash-001 |
| 23059 |
EFTA01365798.txt |
Rep Risk dot |
Ariane Dwyer |
suspicious |
none |
2016-01-28 |
email |
dataset_10 |
|
Ariane Dwyer emailed Vahe Stepanian requesting a review of a document related to 'Rep Risk'. She... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0056919 |
gemini-2.0-flash-001 |
| 23060 |
EFTA01365799.txt |
Request for Research Enhanced Due Diligence |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the terms of use and definitions for Research Enhanced Due Diligence... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0056920 |
gemini-2.0-flash-001 |
| 23061 |
EFTA01365800.txt |
Subjects / entities to the REDD request |
|
suspicious |
none |
None |
other |
dataset_10 |
|
This document is a request for information related to Jeffrey Epstein and Gratitude America,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0056922 |
gemini-2.0-flash-001 |
| 23062 |
EFTA01365801.txt |
Re: "VERY URGENTaslie: FW: "•Southern Financial LEV." EDI - 127608**sgres |
Mukesh-tcs Shah |
suspicious |
none |
2015-02-13 |
email |
dataset_10 |
|
Mukesh-tcs Shah emailed Sowmya-D R to inform her that the domicile of an EDI has been updated to... |
Financial transactions/money flowBusiness dealings |
Sowmya-D R |
EDI - 127608 |
gemini-2.0-flash-001 |
| 23063 |
EFTA01365802.txt |
"VERY URGENT"'Re: FW: "'Settlem Financial LLC"' EDI - 127608"tor (I] |
Sowmya-D R |
suspicious |
none |
2015-02-13 |
email |
dataset_10 |
|
This email from Sowmya-D R at DBOI Global Services requests the ODC-Equities Account-Maintenance... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Seteat-A Valecha, ODC-Equities Account-Maintenance |
EDI #12760, EDI #127608 |
gemini-2.0-flash-001 |
| 23064 |
EFTA01365803.txt |
Fw: "'Southern Financial LLC'" EDI - 127608 [I] |
Sagar-A Valecha |
none |
none |
None |
other |
dataset_10 |
|
This document is an email containing a list of file numbers and entity names associated with... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0056932 |
gemini-2.0-flash-001 |
| 23065 |
EFTA01365804.txt |
RE: Need your assistance***Southern Financial LLC*** [I] |
Jay Lipman |
suspicious |
possible |
2015-02-12 |
email |
dataset_10 |
|
This email requests changes to a confirmation document for Southern Financial LLC, specifically... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Prabhuling-C Kottalagi |
DB-SDNY-0056933 |
gemini-2.0-flash-001 |
| 23066 |
EFTA01365805.txt |
Fw: wires (5) 12-20-2013 III |
Aracely Sanchez |
none |
none |
2013-12-20 |
email |
dataset_10 |
|
Aracely Sanchez forwarded an email from Richard Kahn regarding multiple wire transfers to Vahe... |
Financial transactions/money flowCommunications/correspondence |
Vahe Stepanian |
None |
gemini-2.0-flash-001 |
| 23067 |
EFTA01365807.txt |
Amendment No. 3 to Form S-I Table of Contents |
|
none |
none |
2015-06-17 |
legal filing |
dataset_10 |
|
This document is the table of contents for Amendment No. 3 to Form S-I, a legal filing related... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056945, SDNY GM_00203129 |
gemini-2.0-flash-001 |
| 23068 |
EFTA01365808.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2015-06-17 |
form |
dataset_10 |
|
This document is Amendment No. 3 to Form S-I, detailing the financial performance and growth of... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0056950, SDNY GM_00203134 |
gemini-2.0-flash-001 |
| 23069 |
EFTA01365809.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2015-06-17 |
legal filing |
dataset_10 |
|
This document is an amendment to a Form S-1 filing, discussing the use of proceeds from an... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056958 |
gemini-2.0-flash-001 |
| 23070 |
EFTA01365810.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2015-03-29 |
legal filing |
dataset_10 |
|
This document is Amendment No. 3 to Form S-I, presenting financial information for the company.... |
Financial transactions/money flow |
— |
DB-SDNY-0056961, SDNY_GM_00203145 |
gemini-2.0-flash-001 |
| 23071 |
EFTA01365811.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2015-06-17 |
legal filing |
dataset_10 |
|
This document is an amendment to Form S-I, outlining potential risks related to tax issues and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056968, SDNY GM_00203152 |
gemini-2.0-flash-001 |
| 23072 |
EFTA01365812.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2015-06-17 |
Amendment to Form S-1 |
dataset_10 |
|
This document is an amendment to Form S-1, discussing factors that may affect the company's... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0056970 |
gemini-2.0-flash-001 |
| 23073 |
EFTA01365813.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2015-06-17 |
legal filing |
dataset_10 |
|
This document is an amendment to Form S-I, detailing the extensive regulations and potential... |
Legal matters/litigationBusiness dealingsCompliance issues |
— |
DB-SDNY-0056975, SDNY GM_00203159 |
gemini-2.0-flash-001 |
| 23074 |
EFTA01365814.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2015-06-17 |
legal filing |
dataset_10 |
|
This document is an amendment to Form S-I, discussing potential risks and financial information... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056980, SDNY GM_00203164 |
gemini-2.0-flash-001 |
| 23075 |
EFTA01365815.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2015-06-17 |
legal filing |
dataset_10 |
|
This document is an amendment to a Form S-1 filing, detailing the use of proceeds from an... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056995, SDNY GM_00203179 |
gemini-2.0-flash-001 |
| 23076 |
EFTA01365816.txt |
Amendment No. 3 to Form S-I - CAPITALIZATION |
|
none |
none |
2015-03-29 |
legal filing |
dataset_10 |
|
This document is an amendment to Form S-1, specifically detailing the capitalization of Fogo de... |
Financial transactions/money flow |
— |
DB-SDNY-0056997, SDNY GM_00203181, CR1806502dsla.htmf |
gemini-2.0-flash-001 |
| 23077 |
EFTA01365817.txt |
Amendment No. 3 to Form S-I; Unaudited Pro Forma Consolidated Financial Statements |
|
none |
none |
2015-03-29 |
legal filing |
dataset_10 |
|
This document presents unaudited pro forma consolidated financial statements for a company,... |
Financial transactions/money flow |
— |
DB-SDNY-0057004 |
gemini-2.0-flash-001 |
| 23078 |
EFTA01365818.txt |
Amendment No. 3 to Form S-1, Unaudited Pro Forma Consolidated Statement of Operations |
|
none |
none |
2015-03-29 |
legal filing |
dataset_10 |
|
This document presents the unaudited pro forma consolidated statement of operations for Fogo de... |
Financial transactions/money flow |
— |
DB-SDNY-0057006 |
gemini-2.0-flash-001 |
| 23079 |
EFTA01365819.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2012-2020 |
legal filing |
dataset_10 |
|
This document is an amendment to Form S-I, detailing Fogo de Chao's investments in human... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0057014 |
gemini-2.0-flash-001 |
| 23080 |
EFTA01365820.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2015-06-17 |
legal filing |
dataset_10 |
|
This document is Amendment No. 3 to Form S-I, detailing the company's accounting practices for... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0057017 |
gemini-2.0-flash-001 |
| 23081 |
EFTA01365821.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2015-06-17 |
legal filing |
dataset_10 |
|
This document is Amendment No. 3 to Form S-I, detailing the company's financial performance for... |
Financial transactions/money flow |
— |
DB-SDNY-0057025 |
gemini-2.0-flash-001 |
| 23082 |
EFTA01365822.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2015-06-17 |
other |
dataset_10 |
|
The document is Amendment No. 3 to Form S-I, dated June 17, 2015. It includes reference numbers... |
|
— |
CRIS06502dsla.htmf |
gemini-2.0-flash-001 |
| 23083 |
EFTA01365823.txt |
Supplemental Comparison of Fiscal Year Ended December 29, 2013 (52 weeks) Compared to the Combined Period from January 2, 2012 to December 30, 2012 (52 weeks) |
|
none |
none |
2013-12-29 |
other |
dataset_10 |
|
This document is a financial statement comparing the fiscal year ended December 29, 2013, with... |
Financial transactions/money flow |
— |
DB-SDNY-0057028 |
gemini-2.0-flash-001 |
| 23084 |
EFTA01365824.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2013 |
other |
dataset_10 |
|
This document is Amendment No. 3 to Form S-I, detailing financial information for Fiscal 2012... |
Financial transactions/money flow |
— |
DB-SDNY-0057030 |
gemini-2.0-flash-001 |
| 23085 |
EFTA01365825.txt |
Amendment No. 3 to Form S-I, Unaudited Quarterly Statements of Operations |
|
none |
none |
2015-03-29 |
financial report |
dataset_10 |
|
This document presents the unaudited quarterly results of operations for the fiscal quarter... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0057032 |
gemini-2.0-flash-001 |
| 23086 |
EFTA01365826.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2015-06-17 |
Amendment to Form S-I |
dataset_10 |
|
This document is Amendment No. 3 to Form S-I, detailing the financial activities of Brasa... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0057035 |
gemini-2.0-flash-001 |
| 23087 |
EFTA01365827.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2014-05 |
legal filing |
dataset_10 |
|
This document is an amendment to Form S-I, discussing updates to accounting standards issued by... |
Financial transactions/money flowLegal matters/litigation |
— |
ASU No. 2014-09, ASU No. 2014-15, ASU No. 2015-2, ASU 2015-03 |
gemini-2.0-flash-001 |
| 23088 |
EFTA01365828.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2015-06-17 |
Amendment to Form S-I |
dataset_10 |
|
This document is an amendment to Form S-I, detailing the company's growth strategy, marketing... |
Business dealingsReal estate/propertiesFinancial transactions/money flow |
— |
CRIR06502tha thtm |
gemini-2.0-flash-001 |
| 23089 |
EFTA01365829.txt |
Amendment No. 3 to Form S-I - Our Dining Experience, Restaurant Management and Operations |
|
none |
none |
2015-06-17 |
other |
dataset_10 |
|
This document describes the dining experience at a Brazilian-style restaurant, including the... |
Business dealingsEmployment/staffing |
— |
DB-SDNY-0057051 |
gemini-2.0-flash-001 |
| 23090 |
EFTA01365830.txt |
Amendment No. 3 to Form S-I - Legal Proceedings |
|
none |
none |
2015-06-17 |
legal filing |
dataset_10 |
|
This document is an amendment to a Form S-I filing, detailing legal proceedings related to the... |
Legal matters/litigationEmployment/staffingBusiness dealings |
— |
CR0106502tha a.htmf |
gemini-2.0-flash-001 |
| 23091 |
EFTA01365831.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2014-12-28 |
legal filing |
dataset_10 |
|
This document is an amendment to Form S-I, providing background information on the company's... |
Employment/staffingBusiness dealings |
— |
CFd806502tha a.htmf |
gemini-2.0-flash-001 |
| 23092 |
EFTA01365832.txt |
Amendment No. 3 to Form S-I - Executive Compensation |
|
none |
none |
2015-06-17 |
legal filing |
dataset_10 |
|
This document is an amendment to Form S-I, detailing the executive compensation for the NEOs... |
Financial transactions/money flowEmployment/staffing |
— |
DB-SDNY-0057065 |
gemini-2.0-flash-001 |
| 23093 |
EFTA01365833.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2015-06-17 |
legal filing |
dataset_10 |
|
This document is Amendment No. 3 to Form S-I, detailing the terms and conditions of the 2012... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0057068 |
gemini-2.0-flash-001 |
| 23094 |
EFTA01365834.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
6/17/2015 |
legal filing |
dataset_10 |
|
This document is Amendment No. 3 to Form S-I, detailing the 2012 Plan and the 2015 Omnibus... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0057070 |
gemini-2.0-flash-001 |
| 23095 |
EFTA01365835.txt |
Amendment No. 3 to Form S-I - CERTAIN RELATIONSHIPS AND RELATED PARTY TRANSACTIONS |
|
none |
none |
2015-06-17 |
legal filing |
dataset_10 |
|
This document outlines the policy for reviewing and approving related person transactions, which... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0057076 |
gemini-2.0-flash-001 |
| 23096 |
EFTA01365837.txt |
Amendment No. 3 to Form S-1 |
|
none |
none |
2015-06-17 |
legal filing |
dataset_10 |
|
This document is Amendment No. 3 to Form S-1, detailing the shareholdings of various entities... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0057080 |
gemini-2.0-flash-001 |
| 23097 |
EFTA01365839.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2015-06-17 |
legal filing |
dataset_10 |
|
This document is an amendment to a Form S-1, detailing the terms of a common stock offering. It... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0057092 |
gemini-2.0-flash-001 |
| 23098 |
EFTA01365840.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
2015-06-17 |
legal filing |
dataset_10 |
|
This document outlines the legal and regulatory framework for offering common shares to the... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0057095 |
gemini-2.0-flash-001 |
| 23099 |
EFTA01365841.txt |
Amendment No. 3 to Form S-I |
|
none |
none |
6/17/2015 |
legal filing |
dataset_10 |
|
This document is an amendment to Form S-I, outlining the legal restrictions and regulations... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0057096 |
gemini-2.0-flash-001 |
| 23100 |
EFTA01365842.txt |
Amendment No. 3 to Form S-I, FOGO DE CHAO, INC. INDEX TO CONSOLIDATED FINANCIAL STATEMENTS |
|
none |
none |
2015-06-17 |
legal filing |
dataset_10 |
|
This document is an index to the consolidated financial statements for FOGO DE CHAO, INC. It... |
Financial transactions/money flow |
— |
DB-SDNY-0057098 |
gemini-2.0-flash-001 |