| 25801 |
EFTA01368591.txt |
Re: rev discrepancy [C] |
.1j Litchford |
none |
none |
2015-10-23 |
email |
dataset_10 |
|
This email exchange discusses a discrepancy in the Net New Assets (NNA) reporting for Howard... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Morgan Byrd |
DB-SDNY-0060399 |
gemini-2.0-flash-001 |
| 25802 |
EFTA01368592.txt |
Sept YTD GNIIS - MorrisOldfield |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a scanned page containing a letterhead from Deutsche Bank and a reference to a... |
|
— |
DB-SDNY-0060400 |
gemini-2.0-flash-001 |
| 25803 |
EFTA01368593.txt |
Re: Dispersion Call Option [C] |
Richard Kahn |
none |
none |
2015-12-07 |
email |
dataset_10 |
|
Richard Kahn requests confirmation of a dollar amount equivalent to a bid for a dispersion call... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Ariane Dwyer |
SDNY_GM_00206586
DB-SDNY-0060402 |
gemini-2.0-flash-001 |
| 25804 |
EFTA01368594.txt |
None |
Vahe Stepanian |
none |
none |
None |
email |
dataset_10 |
|
This email from Vahe Stepanian at Deutsche Bank Securities Inc. provides trade execution... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0060404 |
gemini-2.0-flash-001 |
| 25805 |
EFTA01368595.txt |
RE: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Final determination letter III |
Armen Brash |
none |
none |
2016-05-16 |
email |
dataset_10 |
|
Armen Brash instructs Paul Morris to send a final notification to a client regarding a Reg E... |
Financial transactions/money flowCommunications/correspondence |
Paul Morris, Stewart Oldfield |
DB-SDNY-0060406 |
gemini-2.0-flash-001 |
| 25806 |
EFTA01368596.txt |
Compliance Information |
Derek Johnson, Compliance Officer I Compliance Testing, Deutsche Bank Securities Inc. |
none |
none |
None |
email |
dataset_10 |
|
This document is an email signature block from Derek Johnson, a Compliance Officer at Deutsche... |
Communications/correspondenceLegal matters/litigation |
— |
DB-SDNY-0060409, SDNY GM_00206593 |
gemini-2.0-flash-001 |
| 25807 |
EFTA01368597.txt |
RE: Trade Recap - 01/27/2015 - Long TWTR on ly TRS, Short TWTR ly calls [C] |
Vahe Stepanian |
none |
none |
2015-01-27 |
email |
dataset_10 |
|
This email details a TWTR trade involving a Total Return Swap and European Call options between... |
Financial transactions/money flowBusiness dealings |
Daniel Sabba, Jeffrey E. |
DB-SDNY-0060411 |
gemini-2.0-flash-001 |
| 25808 |
EFTA01368598.txt |
Trade Recap - 01/27/2015 - Long TWTR on ly TRS, Short TWTR ly calls [C] |
Daniel Sabba |
none |
none |
2015-01-27 |
email |
dataset_10 |
|
This email from Daniel Sabba at Deutsche Bank Securities recaps the trade transactions between... |
Financial transactions/money flowBusiness dealings |
jeffrey E., Vahe Stepanian, Paul Morris, Richard Kahn |
DB-SDNY-0060412 |
gemini-2.0-flash-001 |
| 25809 |
EFTA01368599.txt |
Economic Forecast for Brazil |
Bloomberg Mobile MSG |
none |
none |
2015-2016 |
report |
dataset_10 |
|
This document is an economic forecast for Brazil in 2015 and 2016, predicting a recession and... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060415 |
gemini-2.0-flash-001 |
| 25810 |
EFTA01368600.txt |
RE: Albertsons Companies Inc. (ABS) and First Data Corporation (FDC) |
Paul Morris |
none |
none |
2015-10-14 |
email |
dataset_10 |
|
Paul Morris is responding to an email from Vahe Stepanian regarding Albertsons Companies Inc.... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0060416 |
gemini-2.0-flash-001 |
| 25811 |
EFTA01368601.txt |
RE: Indicative Brazil CDS Unwind Level ICI |
Vahe Stepanian |
none |
none |
2016-01-15 |
email |
dataset_10 |
|
Vahe Stepanian provides Jeffrey E. with indicative levels for unwinding Brazil CDS protection.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
jeffrey E. [jeevacation@gmail.corn), Daniel Sabba,... |
None |
gemini-2.0-flash-001 |
| 25812 |
EFTA01368602.txt |
Brazil CDS Protection Bid |
Vahe |
none |
none |
2015-01-13 |
other |
dataset_10 |
|
This document details a bid by Deutsche Bank (DB) for Brazil CDS protection with Southern... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060418 |
gemini-2.0-flash-001 |
| 25813 |
EFTA01368603.txt |
None |
Vahe Stepanian, Assistant Vice President I Key Client Partners, Deutsche Bank Securities Inc. |
none |
none |
None |
other |
dataset_10 |
|
This document is a communication from Vahe Stepanian of Deutsche Bank Securities Inc. regarding... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0060419 |
gemini-2.0-flash-001 |
| 25814 |
EFTA01368604.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a cover page or header for a legal document, containing... |
|
— |
DB-SDNY-0060420, SDNY GM 00206664 |
gemini-2.0-flash-001 |
| 25815 |
EFTA01368605.txt |
RE: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Final determination letter (I] |
Derek Johnson |
none |
none |
2016-05-16 |
email |
dataset_10 |
|
Derek Johnson responds to Armen Brash's email regarding a Reg E Review and requests copies of... |
Financial transactions/money flowCommunications/correspondenceEmployment/staffing |
Armen Brash, Paul Morris, Michelle Yoo, Stewart... |
DB-SDNY-0060421 |
gemini-2.0-flash-001 |
| 25816 |
EFTA01368606.txt |
Confidentiality Notice |
Deutsche Bank |
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality notice from Deutsche Bank, advising recipients of... |
Legal matters/litigation |
— |
DB-SDNY-0060423, SDNY GM_00206607 |
gemini-2.0-flash-001 |
| 25817 |
EFTA01368607.txt |
Check referral; Account no: ; Amount: 13790.5 [II |
Priyanka Vadhera |
suspicious |
none |
2016-06-13 |
email |
dataset_10 |
|
Priyanka Vadhera sent an email requesting a pay/no pay decision for a check referral with... |
Financial transactions/money flowCommunications/correspondence |
Paul Morris, Mitchell Oldfield, Catherine Logreco,... |
DB-SDNY-0060424 |
gemini-2.0-flash-001 |
| 25818 |
EFTA01368608.txt |
Payment to Uvair European Fueling Services Limited |
JEGE, LLC |
none |
none |
2016-05-31 |
check |
dataset_10 |
|
The document is a check from JEGE, LLC to Uvair European Fueling Services Limited for... |
Financial transactions/money flow |
Uvair European Fueling Services Limited |
DB-SDNY-0060425, SDNY_GM_00206609 |
gemini-2.0-flash-001 |
| 25819 |
EFTA01368609.txt |
RE: Souther Financial Online Banking ill |
Melinda Roy |
none |
none |
2015-09-11 |
email |
dataset_10 |
|
This email chain discusses the processing of six wires and the setup of online banking for a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jj Litchford |
EFTA01368609 |
gemini-2.0-flash-001 |
| 25820 |
EFTA01368610.txt |
Table of Contents for Internet Banking Services Agreement |
|
none |
none |
None |
Table of Contents |
dataset_10 |
|
This document is a table of contents for an Internet Banking Services Agreement from Doutsaw... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060429 |
gemini-2.0-flash-001 |
| 25821 |
EFTA01368611.txt |
Internet Banking Services Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions for Internet Banking Services provided by the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060431 |
gemini-2.0-flash-001 |
| 25822 |
EFTA01368612.txt |
Internet Banking Services Agreement |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the terms and conditions for Deutsche Bank's Internet Banking Services,... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
— |
DB-SDNY-0060432, SDNY_GM_00206616 |
gemini-2.0-flash-001 |
| 25823 |
EFTA01368613.txt |
Internet Banking Services Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions for Deutsche Bank's Internet Banking Services,... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00206618, DB-SDNY-0060434 |
gemini-2.0-flash-001 |
| 25824 |
EFTA01368614.txt |
Liability for Unauthorized Use |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines Deutsche Bank's liability policies regarding unauthorized use of online... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060435, SDNY GM_00206619 |
gemini-2.0-flash-001 |
| 25825 |
EFTA01368615.txt |
Deutsche Bank Internet Banking Services Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions of Deutsche Bank's Internet Banking Services... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060436 |
gemini-2.0-flash-001 |
| 25826 |
EFTA01368616.txt |
Banking Services Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions of Deutsche Bank's internet banking services,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060437, SDNY GM_00206621 |
gemini-2.0-flash-001 |
| 25827 |
EFTA01368617.txt |
Internet Banking Service Terms and Conditions |
|
none |
none |
None |
legal document |
dataset_10 |
|
This document outlines the terms and conditions for using the Internet Banking Service, focusing... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060441, SDNY_GM_00206625 |
gemini-2.0-flash-001 |
| 25828 |
EFTA01368618.txt |
ACH Instructions; Security Procedure |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an agreement between a bank and a user regarding the processing of Automated... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060442, SDNY_GM_00206626 |
gemini-2.0-flash-001 |
| 25829 |
EFTA01368619.txt |
Terms and Conditions - Use of Third Parties, ACH Transactions, Positive Pay Services |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions for using third parties for ACH instructions,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060444 |
gemini-2.0-flash-001 |
| 25830 |
EFTA01368620.txt |
Account Reconciliation Services and eStatement Service |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions for various banking services offered by the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060445, SDNY_GM_00206629 |
gemini-2.0-flash-001 |
| 25831 |
EFTA01368621.txt |
eStatement Service Agreement |
Deutsche Bank |
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement outlining the terms and conditions for Deutsche Bank's... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
— |
DB-SDNY-0060446 |
gemini-2.0-flash-001 |
| 25832 |
EFTA01368622.txt |
Internet Banking Services Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions of an Internet Banking Services agreement... |
Legal matters/litigationFinancial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0060449 |
gemini-2.0-flash-001 |
| 25833 |
EFTA01368623.txt |
Instrument Execution |
|
none |
none |
010198 080714 |
other |
dataset_10 |
|
This document is an instrument execution form for Jeffrey Epstein's account with Deutsche Bank... |
|
— |
WM 145781 |
gemini-2.0-flash-001 |
| 25834 |
EFTA01368624.txt |
RE: (No Subject) [C) |
Vahe Stepanian |
none |
none |
2015-11-23 |
email |
dataset_10 |
|
Vahe Stepanian provides Jeffrey Epstein with information about Evergrande Health stock (708 HK)... |
Financial transactions/money flowBusiness dealings |
Jeffrey Epstein, Daniel Sabba, Ariane Dw er, Paul... |
None |
gemini-2.0-flash-001 |
| 25835 |
EFTA01368625.txt |
None |
|
none |
none |
None |
email |
dataset_10 |
|
This document is a standard confidentiality disclaimer found at the bottom of an email. It... |
|
— |
DB-SDNY-0060453 |
gemini-2.0-flash-001 |
| 25836 |
EFTA01368626.txt |
Re: Fwd: New Banking Account:a and Karyna Shuliak acc |
Vahe Stepanian |
none |
none |
2013-12-18 |
email |
dataset_10 |
|
Richard Kahn inquires about the status of checks and debit cards for a new banking account for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Amanda Kirby, Aracely Sanchez, Paul, Tazia Smith |
DB-SDNY-0060454 |
gemini-2.0-flash-001 |
| 25837 |
EFTA01368627.txt |
Fw: Fw: New Banking Account:- acc#35267258, 37993173 [I] |
Amanda Kirby |
none |
none |
2013-12-13 |
email |
dataset_10 |
|
This email thread confirms the opening of new banking accounts with specific account numbers.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Rich |
DB-SDNY-0060455 |
gemini-2.0-flash-001 |
| 25838 |
EFTA01368628.txt |
New Banking Account:- |
PWM A00/ |
suspicious |
none |
2013-12-13 |
email |
dataset_10 |
|
This email, dated December 13, 2013, informs recipients about a new banking account. It is... |
Financial transactions/money flowCommunications/correspondence |
Karyna Shuliak [I] |
DB-SDNY-0060457 |
gemini-2.0-flash-001 |
| 25839 |
EFTA01368629.txt |
New joint checking and MMDA accounts |
Dhruv Yadav |
none |
none |
None |
email |
dataset_10 |
|
The email from Dhruv Yadav of DBOI Global Services Private Limited provides information about a... |
Financial transactions/money flow |
— |
7186876, 01164326 |
gemini-2.0-flash-001 |
| 25840 |
EFTA01368630.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a page from a larger set of documents, identified by reference... |
|
— |
DB-SDNY-0060461, SDNY GM 00206645 |
gemini-2.0-flash-001 |
| 25841 |
EFTA01368638.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains administrative information, including document IDs and... |
|
— |
DB-SDNY-0060483, SDNY GM_00206667 |
gemini-2.0-flash-001 |
| 25842 |
EFTA01368639.txt |
prices of puts and calls? |
Daniel Sabba |
none |
none |
2014-11-13 |
email |
dataset_10 |
|
Daniel Sabba from Deutsche Bank Securities provides Jeffrey with indicative pricing and... |
Financial transactions/money flowBusiness dealings |
Jeffrey |
DB-SDNY-0060486 |
gemini-2.0-flash-001 |
| 25843 |
EFTA01368640.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document consists of confidentiality notices and disclaimers, including potential... |
|
— |
DB-SDNY-0060487 |
gemini-2.0-flash-001 |
| 25844 |
EFTA01368641.txt |
Key Client Partners capabilities |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the investment solutions and opportunities offered by Key Client... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060497
SDNY GM_00206681 |
gemini-2.0-flash-001 |
| 25845 |
EFTA01368642.txt |
Themes for UHNW investors |
|
none |
none |
None |
other |
dataset_10 |
|
The document outlines investment themes for Ultra High Net Worth (UHNW) investors, focusing on... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060501
SDNY GM_00206685 |
gemini-2.0-flash-001 |
| 25846 |
EFTA01368643.txt |
Deal terms Lift One: Aspen resort property |
|
none |
none |
2017 |
other |
dataset_10 |
|
This document outlines the deal terms for an investment opportunity in the Lift One Aspen resort... |
Real estate/propertiesFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060506 |
gemini-2.0-flash-001 |
| 25847 |
EFTA01368644.txt |
Proton therapy bonds |
|
none |
none |
2034 |
report |
dataset_10 |
|
This document is a report on proton therapy bonds, specifically those related to The Provision... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060508 |
gemini-2.0-flash-001 |
| 25848 |
EFTA01368645.txt |
Structured finance: corporate credit transactions |
|
none |
none |
None |
Overview |
dataset_10 |
|
The document provides an overview of structured finance transactions, including recapitalization... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060510 |
gemini-2.0-flash-001 |
| 25849 |
EFTA01368646.txt |
Harvesting volatility risk premia in commodities: DB Brent Short Volatility II index (cont.) |
|
none |
none |
2014-10-14 |
report |
dataset_10 |
|
This document is a performance analysis of the DB Brent Short Volatility II index, comparing its... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060513, SDNY GM_00206697 |
gemini-2.0-flash-001 |
| 25850 |
EFTA01368647.txt |
Re: IC] |
Tazia Smith |
suspicious |
none |
2014-10-29 |
email |
dataset_10 |
|
This email exchange between Tazia Smith and Jeffrey E. discusses stock trading strategies,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
jeevacation@gmail.com |
DB-SDNY-0060520 |
gemini-2.0-flash-001 |
| 25851 |
EFTA01368648.txt |
Re: [C] |
Tazia Smith |
none |
none |
2014-10-28 |
email |
dataset_10 |
|
Tazia Smith from DB Securities Inc. updates Jeffrey E. on the execution of Citi preferred stock... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
jeffrey E. <jeevacation@gmail.com>, Daniel... |
DB-SDNY-0060521, SDNY_GM_00206705, EFTA01368648 |
gemini-2.0-flash-001 |
| 25852 |
EFTA01368649.txt |
Re: [C] |
Tazia Smith/db/dbcom |
suspicious |
none |
10/28/2014 |
email |
dataset_10 |
|
Tazia Smith updates Jeffrey E. on the purchase of Citi preferred shares, noting the current... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
jeffrey E. <jeevacation@gmail.com> |
DB-SDNY-0060522 |
gemini-2.0-flash-001 |
| 25853 |
EFTA01368650.txt |
Re: [C] |
Tazia Smith/db/dbcom |
none |
none |
2014-10-28 |
email |
dataset_10 |
|
This email discusses Jeffrey Epstein's purchase of Citi preferred stock through DB Securities... |
Financial transactions/money flowBusiness dealings |
jeffrey E. <jeevacation@gmail.com>, Daniel Sabba... |
DB-SDNY-0060523 |
gemini-2.0-flash-001 |
| 25854 |
EFTA01368651.txt |
Re: [c]ect: |
Tazia Smith |
none |
none |
2014-10-28 |
email |
dataset_10 |
|
Tazia Smith confirms to Jeffrey E. the purchase of $5mm worth of Citi 5.8% Perpetual Preferred... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jeffrey E. |
DB-SDNY-0060524 |
gemini-2.0-flash-001 |
| 25855 |
EFTA01368652.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality notice and disclaimer, likely attached to an email.... |
|
— |
DB-SDNY-0060525 |
gemini-2.0-flash-001 |
| 25856 |
EFTA01368656.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a header or label from a legal document, containing document IDs and... |
|
— |
DB-SDNY-0060532 |
gemini-2.0-flash-001 |
| 25857 |
EFTA01368660.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a page footer or label extracted via OCR, containing confidentiality... |
|
— |
DB-SDNY-0060538 |
gemini-2.0-flash-001 |
| 25858 |
EFTA01368661.txt |
Sept YTD GMIS - MorrisOldfield |
|
none |
none |
2015-10-22 |
spreadsheet |
dataset_10 |
|
The document is a spreadsheet file named 'Sept YTD GMIS - MorrisOldfield - 102215.xlsx.secure'.... |
|
— |
DB-SDNY-0060544 |
gemini-2.0-flash-001 |
| 25859 |
EFTA01368662.txt |
pipeline [C] |
JJ Litchford |
none |
none |
2015-12-08 |
email |
dataset_10 |
|
This is an email from JJ Litchford, an Associate Banker at Deutsche Bank, to Paul Morris... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Paul Morris |
DB-SDNY-0060550 |
gemini-2.0-flash-001 |
| 25860 |
EFTA01368663.txt |
RE: 'NEW* DB Call - Brexit: Polls, Implications, and Markets • Wednesday Feb 24th 11AM ET |
Ariane Dwyer |
none |
none |
2016-02-23 |
email |
dataset_10 |
|
Ariane Dwyer forwarded information about a DB call regarding Brexit to Paul Morris, Vahe... |
Business dealingsCommunications/correspondence |
Paul Morris I, Stew, JJ, Jeffrey, Rich |
DB-SDNY-0060552 |
gemini-2.0-flash-001 |
| 25861 |
EFTA01368664.txt |
Brexit: Polls, Implications, and Markets |
Ari |
none |
none |
2016-02-24 |
other |
dataset_10 |
|
This document is an invitation from Deutsche Bank for a conference call on February 24, 2016, to... |
Political connections/influenceFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060553 |
gemini-2.0-flash-001 |
| 25862 |
EFTA01368665.txt |
None |
Ariane Dwyer |
none |
none |
None |
other |
dataset_10 |
|
This document is a contact information page for Ariane Dwyer, an Analyst at Deutsche Bank... |
|
— |
DB-SDNY-0060554, SDNY_GM_00206738 |
gemini-2.0-flash-001 |
| 25863 |
EFTA01368666.txt |
DAX Index and Euro Swaps YTD Price History |
Daniel Sabba |
none |
none |
2015-04-10 |
other |
dataset_10 |
|
This document presents the DAX Index and Euro Swaps YTD Price History, provided by Daniel Sabba... |
Financial transactions/money flow |
— |
DB-SDNY-0060556 |
gemini-2.0-flash-001 |
| 25864 |
EFTA01368667.txt |
None |
Ariane Dwyer |
none |
none |
None |
email |
dataset_10 |
|
This document is an email signature from Ariane Dwyer, an analyst at Deutsche Bank Securities... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0060558, SDNY_GM_00206742 |
gemini-2.0-flash-001 |
| 25865 |
EFTA01368668.txt |
Check Referral - Acct |
sigver dbgps II |
suspicious |
none |
2016-02-16 |
email |
dataset_10 |
|
This email is a check referral requesting a pay/no pay decision due to a signature not being on... |
Financial transactions/money flowLegal matters/litigation |
1j Litchford I, Stewart 0ldfield |
1093 |
gemini-2.0-flash-001 |
| 25866 |
EFTA01368669.txt |
None |
JEGE, INC. |
suspicious |
none |
2/3/2016 |
check |
dataset_10 |
|
The document is a check from JEGE, INC. to Centurion MS, LLC. for $12,000.00, dated February 3,... |
Financial transactions/money flow |
Centurion MS, LLC. |
1093 |
gemini-2.0-flash-001 |
| 25867 |
EFTA01368670.txt |
Tiering II) |
Amanda Kirby |
none |
none |
2015-02-23 |
email |
dataset_10 |
|
Amanda Kirby from Deutsche Bank sent an email to Stewart Oldfield with a 'Tiering Worksheet'... |
Employment/staffingBusiness dealingsCommunications/correspondence |
Stewart 0ldfield I |
DB-SDNY-0060561 |
gemini-2.0-flash-001 |
| 25868 |
EFTA01368671.txt |
EMS/180817360520: Check referrals: 35269691- 1136111 |
Signature Verification |
suspicious |
none |
2017-08-18 |
email |
dataset_10 |
|
This email requests a decision on check referrals with signature irregularities, potentially... |
Financial transactions/money flowLegal matters/litigation |
— |
EMS/180817360520, 35269691, 1136111 |
gemini-2.0-flash-001 |
| 25869 |
EFTA01368672.txt |
None |
|
suspicious |
none |
AUG 11 2017 |
check |
dataset_10 |
|
This document is an image of a check for $7,500.00 made out to Jeffrey Epstein from Deutsche... |
Financial transactions/money flow |
JEFFREY EPSTEIN |
1136 |
gemini-2.0-flash-001 |
| 25870 |
EFTA01368673.txt |
Fw: Liam [I) |
Stewart Oldfield |
none |
none |
2017-09-14 |
email |
dataset_10 |
|
Stewart Oldfield thanks Liam Osullivan for something. Daniel Kaiser replies to Stewart Oldfield... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Liam Osullivan |
DB-SDNY-0060566 |
gemini-2.0-flash-001 |
| 25871 |
EFTA01368674.txt |
Liam |
Stewart Oldfield |
suspicious |
none |
2017-09-14 |
email |
dataset_10 |
|
Stewart Oldfield informs Todd Stevens and Daniel-E Kaiser that Liam has been helpful with... |
Employment/staffingBusiness dealingsFinancial transactions/money flow |
Todd Stevens, Daniel-E Kaiser |
DB-SDNY-0060567 |
gemini-2.0-flash-001 |
| 25872 |
EFTA01368675.txt |
Inquiry Regarding Account |
Danya Friedman on behalf of Amlcompliance Inquiries |
suspicious |
none |
2017-11-12 |
email |
dataset_10 |
|
This email from Deutsche Bank's PWM AML Compliance department requests information regarding a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Cynthia Rodriguez, Stewart Oldfield, Amlcompliance Inquiries |
Alert No. 80825 |
gemini-2.0-flash-001 |
| 25873 |
EFTA01368676.txt |
Incoming Wire Inquiry |
PWM AML Compliance, Deutsche Bank |
none |
none |
None |
email |
dataset_10 |
|
This email from Deutsche Bank's PWM AML Compliance department requests information regarding an... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
— |
DB-SDNY-0060570, SDNY_GM_00206754 |
gemini-2.0-flash-001 |
| 25874 |
EFTA01368677.txt |
Please give me a quick call when you can |
Stewart Oldfield |
none |
none |
2018-03-23 |
email |
dataset_10 |
|
Stewart Oldfield emailed Richard Kahn requesting a phone call to discuss and clarify the... |
Communications/correspondenceBusiness dealings |
Richard Kahn |
DB-SDNY-0060571 |
gemini-2.0-flash-001 |
| 25875 |
EFTA01368678.txt |
RE: Southern Financial LLC first FX Option fl] |
Stewart Oldfield |
none |
none |
2017-11-20 |
email |
dataset_10 |
|
Stewart Oldfield acknowledges the first FX option trade by Southern Financial LLC. Martin Zeman... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman |
DB-SDNY-0060572 |
gemini-2.0-flash-001 |
| 25876 |
EFTA01368679.txt |
RE: Account Planning sessions [CI |
Stewart Oldfield |
none |
none |
2018-01-02 |
email |
dataset_10 |
|
Samantha Harmon is coordinating account planning sessions with Stewart Oldfield, providing him... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Samantha Harmon |
DB-SDNY-0060573 |
gemini-2.0-flash-001 |
| 25877 |
EFTA01368680.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a scanned page with minimal content, possibly a cover sheet or... |
|
— |
DB-SDNY-0060574, SDNY_GM_00206758 |
gemini-2.0-flash-001 |
| 25878 |
EFTA01368681.txt |
Transaction Details |
|
none |
none |
2016-12-01 |
report |
dataset_10 |
|
This document details a transaction involving Jeffrey Epstein. It includes information such as... |
Financial transactions/money flow |
— |
C168333-40-cAUaN000005 |
gemini-2.0-flash-001 |
| 25879 |
EFTA01368682.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document contains bank account information, including account numbers, routing codes, and... |
Financial transactions/money flow |
— |
DB-SDNY-0060576, SDNY_GM_00206760 |
gemini-2.0-flash-001 |
| 25880 |
EFTA01368683.txt |
NIKOLAY ALEKSANDROVICH GYROV |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides risk entity information for Nikolay Aleksandrovich Gyrov and SBERBANK OF... |
Financial transactions/money flowLegal matters/litigation |
— |
C168333-40-cAUaN000005 |
gemini-2.0-flash-001 |
| 25881 |
EFTA01368684.txt |
SBERBANK OF RUSSIA |
|
suspicious |
none |
None |
other |
dataset_10 |
|
This document provides information about SBERBANK OF RUSSIA, including its address and the... |
Financial transactions/money flowLegal matters/litigationPolitical connections/influence |
— |
C168333-40-cAUaN000005 |
gemini-2.0-flash-001 |
| 25882 |
EFTA01368685.txt |
SBERBANK Risk Entity Match |
|
suspicious |
none |
None |
other |
dataset_10 |
|
This document is a risk entity match for SBERBANK, indicating that it is subject to OFAC and EU... |
Financial transactions/money flowLegal matters/litigationCompliance |
— |
C168333-40-cAUaN000005 |
gemini-2.0-flash-001 |
| 25883 |
EFTA01368686.txt |
Risk Entity Comments |
|
suspicious |
none |
None |
other |
dataset_10 |
|
This document provides risk entity information for SBERBANK OF RUSSIA, indicating that it is... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
C168333-40-cAUaN000005 |
gemini-2.0-flash-001 |
| 25884 |
EFTA01368687.txt |
Risk Entity Comments |
|
none |
none |
None |
other |
dataset_10 |
|
The document provides risk assessment information for SBERBANK OF RUSSIA, noting its status as a... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
DB-SDNY-0060581 |
gemini-2.0-flash-001 |
| 25885 |
EFTA01368688.txt |
Annual Private Bank AML Monitoring Program Report |
Deutsche Bank |
none |
none |
August 2012 |
report |
dataset_10 |
|
This document is the Annual Private Bank AML Monitoring Program Report from Deutsche Bank, dated... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060582 |
gemini-2.0-flash-001 |
| 25886 |
EFTA01368689.txt |
Overview of Current Prime Rules & Parameters |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a report from Deutsche Bank's Prime system, listing current compliance rules,... |
Financial transactions/money flowLegal matters/litigationCompliance |
— |
DB-SDNY-0060584, SDNY_GM_00206768 |
gemini-2.0-flash-001 |
| 25887 |
EFTA01368690.txt |
Rules List |
|
suspicious |
none |
2012-07-12 |
other |
dataset_10 |
|
This document is a list of rules designed to detect suspicious financial activity, including... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060585 |
gemini-2.0-flash-001 |
| 25888 |
EFTA01368691.txt |
Rules List |
|
suspicious |
none |
2012-07-05 |
other |
dataset_10 |
|
This document is a list of compliance rules used by Deutsche Bank to detect suspicious financial... |
Financial transactions/money flowLegal matters/litigationCompliance/correspondence |
— |
DB-SDNY-0060586, SDNY_GM_00206770 |
gemini-2.0-flash-001 |
| 25889 |
EFTA01368692.txt |
Compliance Rules List |
Deutsche Bank Compliance |
none |
none |
2017-07-12 |
Rules List |
dataset_10 |
|
This document is a list of compliance rules from Deutsche Bank, detailing the parameters for... |
Financial transactions/money flowLegal matters/litigationCompliance/correspondence |
— |
DB-SDNY-0060588 |
gemini-2.0-flash-001 |
| 25890 |
EFTA01368693.txt |
Compliance Rules List |
|
none |
none |
Thursday, 12 lady, 2012 |
Rules List |
dataset_10 |
|
This document is a compliance rules list from Deutsche Bank, detailing parameters for detecting... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
DB-SDNY-0060591, SDNY_GM_00206775 |
gemini-2.0-flash-001 |
| 25891 |
EFTA01368694.txt |
Compliance Rules List |
Deutsche Bank Compliance |
none |
none |
22012-07-12 |
Rules List |
dataset_10 |
|
This document is a compliance rules list from Deutsche Bank. It describes the parameters used to... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
DB-SDNY-0060595 |
gemini-2.0-flash-001 |
| 25892 |
EFTA01368695.txt |
Recent Changes, New Vendor Offerings, Suggested Modifications |
|
suspicious |
none |
2012-07-31 |
report |
dataset_10 |
|
The document discusses updates to high-risk country rules, changes in vendor support for Prime... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
DB-SDNY-0060599, SDNY_GM_00206783 |
gemini-2.0-flash-001 |
| 25893 |
EFTA01368696.txt |
LARGE CASH DEPOSITS |
|
suspicious |
none |
2011-12-31 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank Compliance regarding large cash deposits. It... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060600 |
gemini-2.0-flash-001 |
| 25894 |
EFTA01368697.txt |
RECOMMENDATION |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a recommendation from Deutsche Bank Compliance regarding the Dormant account... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
DB-SDNY-0060602, SDNY_GM_00206786 |
gemini-2.0-flash-001 |
| 25895 |
EFTA01368698.txt |
RACS4 and RACS4Neg alerts |
|
none |
none |
2012 |
report |
dataset_10 |
|
The document is a report from Deutsche Bank Compliance discussing the effectiveness of RACS4 and... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
DB-SDNY-0060604, SDNY_GM_00206788 |
gemini-2.0-flash-001 |
| 25896 |
EFTA01368699.txt |
REPETITIVE INTRODUCTION |
|
suspicious |
none |
3/1/2011and 3/31/2011 |
report |
dataset_10 |
|
This document describes Deutsche Bank's "Repetitive Transactions" rule, which is designed to... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060605, SDNY_GM_00206789 |
gemini-2.0-flash-001 |
| 25897 |
EFTA01368700.txt |
Deutsche Bank Compliance Report on ATM Withdrawals and Official Checks |
Deutsche Bank Compliance |
suspicious |
none |
3/1/2011-3/31/2011 |
report |
dataset_10 |
|
This Deutsche Bank Compliance report analyzes ATM withdrawals and official check transactions... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
DB-SDNY-0060606, SDNY_GM_00206790 |
gemini-2.0-flash-001 |
| 25898 |
EFTA01368701.txt |
Deutsche Bank Compliance |
|
none |
none |
3/1/2011and 3/31/2011 |
report |
dataset_10 |
|
This document is a compliance report from Deutsche Bank analyzing personal check and... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
DB-SDNY-0060607, SDNY_GM_00206791 |
gemini-2.0-flash-001 |
| 25899 |
EFTA01368702.txt |
Deutsche Bank Compliance Week Report |
|
none |
none |
2011-03-01 to 2011-03-31 |
report |
dataset_10 |
|
This Deutsche Bank compliance report analyzes incoming and outgoing transfers between March 1,... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
DB-SDNY-0060609, SDNY_GM_00206793 |
gemini-2.0-flash-001 |
| 25900 |
EFTA01368703.txt |
Deutsche Bank Compliance Week |
|
suspicious |
none |
2011-03-01 to 2011-03-31 |
report |
dataset_10 |
|
This report analyzes outgoing and incoming wire transfers at Deutsche Bank during March 2011. It... |
Financial transactions/money flowLegal matters/litigationCompliance/correspondence |
— |
DB-SDNY-0060610, SDNY_GM_00206794 |
gemini-2.0-flash-001 |