| 25901 |
EFTA01368704.txt |
Deutsche Bank Compliance Week 4 accounts with MC wires |
|
suspicious |
none |
3/1/2011 and 3/31/2011 |
report |
dataset_10 |
|
This Deutsche Bank compliance report analyzes incoming and outgoing wire transfers for a... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
DB-SDNY-0060611, SDNY_GM_00206795 |
gemini-2.0-flash-001 |
| 25902 |
EFTA01368705.txt |
Deutsche Bank Compliance Week |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a Deutsche Bank compliance report summarizing the outgoing wire transfers from... |
Financial transactions/money flowCompliance/regulatory |
— |
DB-SDNY-0060612, SDNY_GM_00206796 |
gemini-2.0-flash-001 |
| 25903 |
EFTA01368706.txt |
VELOCITY |
|
suspicious |
none |
2012-02-29 |
report |
dataset_10 |
|
This document describes Deutsche Bank's "Velocity" rule, which is designed to identify potential... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
DB-SDNY-0060613 |
gemini-2.0-flash-001 |
| 25904 |
EFTA01368707.txt |
Deutsche Bank Compliance - Analysis of transaction patterns by customers |
|
none |
none |
2/6/12-2/10/12 |
report |
dataset_10 |
|
This document is a compliance report from Deutsche Bank analyzing customer transaction patterns... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
DB-SDNY-0060614, SDNY_GM_00206798 |
gemini-2.0-flash-001 |
| 25905 |
EFTA01368708.txt |
Compliance |
|
suspicious |
none |
Week 2/13/12-2/17/12 |
report |
dataset_10 |
|
This Deutsche Bank compliance report lists customer accounts and their transaction activity for... |
Financial transactions/money flowCompliance |
— |
DB-SDNY-0060615
SDNY GM_00206799 |
gemini-2.0-flash-001 |
| 25906 |
EFTA01368709.txt |
Deutsche Bank Compliance - Transaction Types Not Currently Monitored |
Deutsche Bank Compliance |
suspicious |
none |
2/6/12-2/10/12 |
report |
dataset_10 |
|
This Deutsche Bank Compliance report identifies specific combinations of transaction types that... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
DB-SDNY-0060616, SDNY_GM_00206800 |
gemini-2.0-flash-001 |
| 25907 |
EFTA01368710.txt |
Hub-Spoke rules |
Deutsche Bank Compliance |
suspicious |
none |
2012-02 |
report |
dataset_10 |
|
This document describes Deutsche Bank's Hub-Spoke rules for identifying suspicious financial... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
DB-SDNY-0060617 |
gemini-2.0-flash-001 |
| 25908 |
EFTA01368711.txt |
II I |
Vahe Stepanian |
none |
none |
2014-11-18 |
email |
dataset_10 |
|
Vahe Stepanian from Deutsche Bank sends Stewart Oldfield the requested Southern Financial ISDA... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0060622 |
gemini-2.0-flash-001 |
| 25909 |
EFTA01368712.txt |
2002 MASTER AGREEMENT |
|
none |
none |
2013-10-28 |
agreement |
dataset_10 |
|
This document is a 2002 Master Agreement between Deutsche Bank AG and Southern Financial, LLC,... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060623 |
gemini-2.0-flash-001 |
| 25910 |
EFTA01368713.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions related to payments, deductions, and netting... |
Legal matters/litigationFinancial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 25911 |
EFTA01368714.txt |
Tax Indemnification and Representations |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the tax indemnification agreement between parties X and Y, outlining the... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 25912 |
EFTA01368715.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions of an agreement, including representations,... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060626, SDNY GM_00206810 |
gemini-2.0-flash-001 |
| 25913 |
EFTA01368716.txt |
Events of Default and Termination Events |
|
none |
none |
ODA. 2002 |
legal filing |
dataset_10 |
|
This document defines events of default and termination events within a legal agreement. It... |
Legal matters/litigation |
— |
DB-SDNY-0060627 |
gemini-2.0-flash-001 |
| 25914 |
EFTA01368717.txt |
Credit Support Default |
|
none |
none |
2002 |
legal filing |
dataset_10 |
|
This document defines 'Credit Support Default' within a legal agreement, outlining conditions... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
ISID4M9 |
gemini-2.0-flash-001 |
| 25915 |
EFTA01368718.txt |
Cross-Default and Bankruptcy clauses |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines 'Cross-Default' and 'Bankruptcy' events within a legal agreement,... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060629, SDNY GM_00206813 |
gemini-2.0-flash-001 |
| 25916 |
EFTA01368719.txt |
Merger Without Assumption, Termination Events |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines conditions under which a merger is considered to have occurred without... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060630, SDNY_GM_00206814 |
gemini-2.0-flash-001 |
| 25917 |
EFTA01368720.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines various events (Force Majeure, Tax Event, Credit Event) that could impact... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060631, SDNY GM_00206815 |
gemini-2.0-flash-001 |
| 25918 |
EFTA01368721.txt |
Master Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines terms related to illegality, force majeure events, and termination events... |
Legal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 25919 |
EFTA01368722.txt |
Early Termination; Close-Out Netting |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the procedures for early termination and close-out netting following an... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060633, SDNY GM_00206817 |
gemini-2.0-flash-001 |
| 25920 |
EFTA01368723.txt |
Right to Terminate |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document defines the 'Right to Terminate' within an agreement, outlining conditions... |
Legal matters/litigation |
— |
DB-SDNY-0060634, SDNY GM_00206818 |
gemini-2.0-flash-001 |
| 25921 |
EFTA01368724.txt |
Calculations; Payment Date. Payments on Early Termination. |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the calculation and payment procedures for Early Termination Amounts,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060635, SDNY GM_00206819 |
gemini-2.0-flash-001 |
| 25922 |
EFTA01368725.txt |
Mid-Market Events, Adjustment for Bankruptcy, Adjustment for Illegality or Force Majeure Event, Pre-Estimate, Set-Off |
|
none |
none |
2002 |
legal filing |
dataset_10 |
|
This legal document defines the procedures for calculating and adjusting Early Termination... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0060636, SDNY GM_00206820 |
gemini-2.0-flash-001 |
| 25923 |
EFTA01368726.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of an agreement, focusing on obligations, transfer... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 25924 |
EFTA01368727.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement outlining the terms and conditions between parties, covering... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060638, SDNY GM_00206822 |
gemini-2.0-flash-001 |
| 25925 |
EFTA01368728.txt |
Interest and Compensation |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document defines the terms for interest and compensation related to defaulted and... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060639, SDNY GM_00206823 |
gemini-2.0-flash-001 |
| 25926 |
EFTA01368729.txt |
Interest Calculation |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document defines the terms for interest payments on overdue amounts due to illegality... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060640 |
gemini-2.0-flash-001 |
| 25927 |
EFTA01368730.txt |
Governing Law and Jurisdiction |
|
none |
none |
2002 |
legal filing |
dataset_10 |
|
This document outlines the governing law and jurisdiction for any disputes arising from the... |
Legal matters/litigation |
— |
DB-SDNY-0060642, SDNY GM_00206826 |
gemini-2.0-flash-001 |
| 25928 |
EFTA01368731.txt |
Definitions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines key terms used within an agreement, including 'Additional Representation,'... |
Legal matters/litigationFinancial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 25929 |
EFTA01368732.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines financial and legal terms, such as 'Applicable Deferral Rate,' 'Automatic... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0060644 |
gemini-2.0-flash-001 |
| 25930 |
EFTA01368733.txt |
Close-out Amount Determination |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines the process for determining the 'Close-out Amount' following the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060645 |
gemini-2.0-flash-001 |
| 25931 |
EFTA01368734.txt |
ISDA® 2002 |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines terms used within the ISDA 2002 agreement. It outlines the meaning of... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0060646 |
gemini-2.0-flash-001 |
| 25932 |
EFTA01368735.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines various legal and financial terms, such as "Indemnifiable Tar," "law,"... |
Legal matters/litigationFinancial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 25933 |
EFTA01368736.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines various terms related to a financial agreement, including 'Payee',... |
|
— |
None |
gemini-2.0-flash-001 |
| 25934 |
EFTA01368737.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines financial and legal terms related to taxation, termination events, and... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 25935 |
EFTA01368738.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a page from a legal agreement involving Deutsche Bank AG, outlining... |
Legal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 25936 |
EFTA01368739.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a page from an agreement between Deutsche Bank AG and Southern Financial LLC,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060651, SDNY_GM_00206835 |
gemini-2.0-flash-001 |
| 25937 |
EFTA01368740.txt |
2002 ISDA Master Agreement |
|
none |
none |
2013-10-28 |
Schedule |
dataset_10 |
|
This document is a schedule to the 2002 ISDA Master Agreement between Deutsche Bank AG and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060652, SDNY_GM_00206836 |
gemini-2.0-flash-001 |
| 25938 |
EFTA01368741.txt |
Specified Indebtedness, Threshold Amount, Credit Event Upon Merger, Bankruptcy provisions, Automatic Early Termination, Termination Currency, Additional Termination Events |
|
suspicious |
possible |
N/A |
legal filing |
dataset_10 |
|
This document outlines financial terms and conditions between Party A and Party B, including... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060653 |
gemini-2.0-flash-001 |
| 25939 |
EFTA01368742.txt |
Tax Representations |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines termination events based on financial conditions and outlines tax... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060654, SDNY_GM_00206838 |
gemini-2.0-flash-001 |
| 25940 |
EFTA01368743.txt |
None |
|
suspicious |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the required documents and notification procedures for an agreement... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060655, SDNY_GM_00206839 |
gemini-2.0-flash-001 |
| 25941 |
EFTA01368744.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement outlining the terms between Party A and Party B, including... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060656, SDNY_GM_00206840 |
gemini-2.0-flash-001 |
| 25942 |
EFTA01368745.txt |
Transaction Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions of a financial transaction agreement, including... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060657 |
gemini-2.0-flash-001 |
| 25943 |
EFTA01368746.txt |
Employee Retirement Income Security Act of 1974 |
|
none |
none |
1974 |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions of an agreement between Party A and Party B,... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0060658, SDNY GM_00206842 |
gemini-2.0-flash-001 |
| 25944 |
EFTA01368747.txt |
Short Form Protocol Incorporation and FATCA Withholding Tax |
|
none |
none |
2010-11-30 |
Agreement |
dataset_10 |
|
This document is a legal agreement that incorporates the Short Form Protocol and addresses FATCA... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060659 |
gemini-2.0-flash-001 |
| 25945 |
EFTA01368748.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of a financial agreement between Party A and Party B,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060660, SDNY GM 00206844 |
gemini-2.0-flash-001 |
| 25946 |
EFTA01368749.txt |
Additional Acknowledgments and Agreements of the Parties |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document amends an existing agreement, specifically addressing the waiver of jury... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060661, SDNY_GM 00206845 |
gemini-2.0-flash-001 |
| 25947 |
EFTA01368750.txt |
Foreign Exchange, Currency Option, Commodity and Bullion Transactions |
|
none |
none |
2003-07-15 |
legal filing |
dataset_10 |
|
This document is a legal agreement defining the terms for various financial transactions,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060662, SONY GM 00206846 |
gemini-2.0-flash-001 |
| 25948 |
EFTA01368751.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a signature page or footer from Deutsche Bank AG, containing names,... |
|
— |
DB-SDNY-0060664, SDNY_GM_00206848 |
gemini-2.0-flash-001 |
| 25949 |
EFTA01368752.txt |
CREDIT SUPPORT ANNEX to the Schedule to the ISDA MASTER AGREEMENT |
DEUTSCHE BANK AG |
none |
none |
October 28, 2013 |
legal filing |
dataset_10 |
|
This document is a Credit Support Annex to an ISDA Master Agreement between Deutsche Bank AG and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
SOUTHERN FINANCIAL LLC |
DB-SDNY-0060665 |
gemini-2.0-flash-001 |
| 25950 |
EFTA01368753.txt |
Credit Support Obligations |
|
none |
none |
1994 |
legal filing |
dataset_10 |
|
This document defines the credit support obligations between a Pledgor and a Secured Party,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060666 |
gemini-2.0-flash-001 |
| 25951 |
EFTA01368754.txt |
Dispute Resolution |
|
none |
none |
1990 |
legal filing |
dataset_10 |
|
This document outlines the procedures for substituting credit support and resolving disputes... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060667 |
gemini-2.0-flash-001 |
| 25952 |
EFTA01368755.txt |
Pfedgor's Rights and Remedies |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the rights and remedies of a Pledger and Secured Party concerning... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0060670, SDNY GM_00206854 |
gemini-2.0-flash-001 |
| 25953 |
EFTA01368756.txt |
Expenses and Miscellaneous clauses from an agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the expenses and miscellaneous clauses of an agreement, specifying the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060671 |
gemini-2.0-flash-001 |
| 25954 |
EFTA01368757.txt |
Definitions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines various terms related to cash, collateral, and financial transactions... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060672 |
gemini-2.0-flash-001 |
| 25955 |
EFTA01368758.txt |
ISDA® 1994 |
|
none |
none |
1994 |
legal filing |
dataset_10 |
|
This document defines key terms related to credit support and collateral transfer within an ISDA... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060673 |
gemini-2.0-flash-001 |
| 25956 |
EFTA01368759.txt |
Elections and Variables |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is part of an agreement between Deutsche Bank AG and Southern Financial, LLC,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060674 |
gemini-2.0-flash-001 |
| 25957 |
EFTA01368760.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines the terms and conditions for Eligible Accounts, collateral, and thresholds... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060675 |
gemini-2.0-flash-001 |
| 25958 |
EFTA01368761.txt |
Valuation and Timing |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines key terms related to valuation and timing within a legal agreement. It... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060676, SDNY_GM_00206860 |
gemini-2.0-flash-001 |
| 25959 |
EFTA01368762.txt |
Dispute Resolution and Holding/Using Posted Collateral |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document defines the dispute resolution process for FX and other transactions, as... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060677, SDNY_GM_00206861 |
gemini-2.0-flash-001 |
| 25960 |
EFTA01368763.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines financial terms and limits for transactions between Party A and Party B.... |
Financial transactions/money flow |
— |
DB-SDNY-0060679 |
gemini-2.0-flash-001 |
| 25961 |
EFTA01368764.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines financial terms related to foreign exchange transactions between Party A... |
Financial transactions/money flow |
— |
DB-SDNY-0060680 |
gemini-2.0-flash-001 |
| 25962 |
EFTA01368765.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines financial terms related to FX and currency option transactions within a... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060681 |
gemini-2.0-flash-001 |
| 25963 |
EFTA01368766.txt |
Additional Termination Events |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines additional termination events related to FX and currency option... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060682 |
gemini-2.0-flash-001 |
| 25964 |
EFTA01368767.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document amends an existing agreement between a Pledgor and a Secured Party,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060683 |
gemini-2.0-flash-001 |
| 25965 |
EFTA01368768.txt |
Agreement as to Single Secured Party and Pledgor; Changes to Net Open Position |
|
none |
none |
None |
agreement |
dataset_10 |
|
This document is an agreement between Party A and Party B concerning the roles of secured party... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060684; SDNY_GM_00206868 |
gemini-2.0-flash-001 |
| 25966 |
EFTA01368769.txt |
Eligible Account Information |
|
none |
none |
None |
exhibit |
dataset_10 |
|
This document is an exhibit defining eligible accounts for a Credit Support Annex. It lists... |
Financial transactions/money flow |
— |
DB-SDNY-0060685, SDNY_GM_00206869 |
gemini-2.0-flash-001 |
| 25967 |
EFTA01368770.txt |
Securities Account Control Agreement |
|
none |
none |
2013-10-28 |
agreement |
dataset_10 |
|
This document is a Securities Account Control Agreement between Deutsche Bank Securities Inc.,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
4$I053v3 072452.0101 |
gemini-2.0-flash-001 |
| 25968 |
EFTA01368771.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document defines the rights and responsibilities of the Debtor, Secured Party, and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0060687 |
gemini-2.0-flash-001 |
| 25969 |
EFTA01368772.txt |
Securities Account Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Securities Account Agreement outlining the legal terms between a Debtor,... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0060689 |
gemini-2.0-flash-001 |
| 25970 |
EFTA01368773.txt |
Agreement regarding Securities Account |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement outlining the responsibilities and liabilities of the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
4810533 |
gemini-2.0-flash-001 |
| 25971 |
EFTA01368774.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a security agreement between Southern Financial, LLC (Debtor), Deutsche Bank AG... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
451053v3 |
gemini-2.0-flash-001 |
| 25972 |
EFTA01368775.txt |
Counterparts Agreement |
|
none |
none |
None |
agreement |
dataset_10 |
|
This document is a counterparts agreement, specifying that it can be executed in multiple parts,... |
Legal matters/litigationBusiness dealingsFinancial transactions/money flow |
— |
DB-SDNY-0060693, SDNY_GM_00206877, 481053v3 |
gemini-2.0-flash-001 |
| 25973 |
EFTA01368776.txt |
Entitlement Order for Securities Account No. |
[NAME OF SECURED PARTY] |
none |
none |
None |
letter |
dataset_10 |
|
This is a letter from a secured party to an intermediary, issuing an entitlement order for a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
[NAME AND ADDRESS OF THE INTERMEDIARY] |
4SI 053O 072452.0101 |
gemini-2.0-flash-001 |
| 25974 |
EFTA01368777.txt |
Notice of Sole Control for Securities Account No. |
[NAME OF SECURED PARTY] |
none |
none |
[Date] |
letter |
dataset_10 |
|
The document is a formal letter from a secured party to an intermediary, notifying them of the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
[NAME AND ADDRESS OF THE INTERMEDIARY] |
4111053O 072452.01(11 |
gemini-2.0-flash-001 |
| 25975 |
EFTA01368778.txt |
FYI: Epstein is opening a new trust acct |
Cynthia Rodriguez |
suspicious |
none |
2018-02-02 |
email |
dataset_10 |
|
Cynthia Rodriguez informs Stewart Oldfieid that Jeffrey Epstein is opening a new trust account... |
Financial transactions/money flowBusiness dealings |
Stewart Oldfieid I |
DB-SDNY-0060697 |
gemini-2.0-flash-001 |
| 25976 |
EFTA01368779.txt |
RM0082289 Daily Deposit Report 20180210 |
dwhpbdw-batch@db.com |
suspicious |
none |
2018-02-10 |
email |
dataset_10 |
|
This email contains a daily deposit report listing account balances, including one for Jeffrey... |
Financial transactions/money flow |
RM0082289@list.db.com |
DB-SDNY-0060698 |
gemini-2.0-flash-001 |
| 25977 |
EFTA01368780.txt |
RM0082289 Daily Deposit Report 20180213 |
|
suspicious |
none |
2018-02-13 |
report |
dataset_10 |
|
This document is a daily deposit report from February 13, 2018, listing account names and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 25978 |
EFTA01368781.txt |
RE: RM0082289 Daily Deposit Report 20180320 II I |
Stewart Oldfield |
none |
none |
2018-05-01 |
email |
dataset_10 |
|
Stewart Oldfield is following up with Robert Dicerbo regarding a daily deposit report. Robert... |
Financial transactions/money flowCommunications/correspondence |
Robert Dicerbo |
RM0082289 |
gemini-2.0-flash-001 |
| 25979 |
EFTA01368782.txt |
RM0082289 Daily Deposit Report 20180320 |
|
none |
none |
2018-03-20 |
email |
dataset_10 |
|
This email contains a daily deposit report from March 20, 2018, listing accounts with large,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 25980 |
EFTA01368783.txt |
Financial Transactions |
|
none |
none |
2007-2017 |
other |
dataset_10 |
|
This document lists financial transactions associated with various entities, including trusts... |
Financial transactions/money flow |
— |
DB-SDNY-0060703 |
gemini-2.0-flash-001 |
| 25981 |
EFTA01368784.txt |
RE: Remediation 2015-2016_ ACO queries.xlsx |
Christopher Whyton |
none |
none |
2017-02-01 |
email |
dataset_10 |
|
This email exchange between Christopher Whyton and Isabel Gonzalez discusses the remediation of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Isabel-A Gonzalez |
None |
gemini-2.0-flash-001 |
| 25982 |
EFTA01368785.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document requests information about ACO attestation for accounts and seeks clarification on... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0060706
SDNY_GM_00206890 |
gemini-2.0-flash-001 |
| 25983 |
EFTA01368786.txt |
RM0082289 Daily Deposit Report 20170428 |
|
suspicious |
none |
2017-04-28 |
report |
dataset_10 |
|
This document is a daily deposit report from April 28, 2017, listing account balances for... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 25984 |
EFTA01368787.txt |
None |
JEGE, LLC |
none |
none |
4/27/2017 |
check |
dataset_10 |
|
This document is a check from JEGE, LLC to World Fuel Services, Inc. for $8,869.17, dated April... |
Financial transactions/money flow |
World Fuel Services, Inc. |
1343 |
gemini-2.0-flash-001 |
| 25985 |
EFTA01368788.txt |
PWM AML Surveillance Status Report |
|
none |
none |
June 2014 |
report |
dataset_10 |
|
This is a status report from Deutsche Bank's AML Committee regarding PWM AML Surveillance in... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060710 |
gemini-2.0-flash-001 |
| 25986 |
EFTA01368789.txt |
Deutsche Bank Transaction Monitoring Report |
|
suspicious |
none |
June 2014 |
report |
dataset_10 |
|
This document is a report summarizing Deutsche Bank's transaction monitoring activities for June... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
DB-SDNY-0060713, SDNY_GM_00206897 |
gemini-2.0-flash-001 |
| 25987 |
EFTA01368790.txt |
US PWM AML Search Requests - June 2014 |
|
none |
none |
June 2014 |
report |
dataset_10 |
|
The document summarizes US PWM AML search requests and CTR/SAIF filings for June 2014 at... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0060717, SDNY_GM_00206901 |
gemini-2.0-flash-001 |
| 25988 |
EFTA01368791.txt |
Final payment on &metric Entry and Intercom Syst |
Sawyers Control Systems, Inc. |
none |
none |
2017-04-25 |
check |
dataset_10 |
|
This document is a check from Sawyers Control Systems, Inc. to INES, L.LC for $12,918.99,... |
Financial transactions/money flow |
INES, L.LC |
1285 |
gemini-2.0-flash-001 |
| 25989 |
EFTA01368792.txt |
Re: Rothschild (C) |
Stewart Oldfield |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
This email chain discusses a potential transaction involving Rothschild shares. Deutsche Bank is... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0060719 |
gemini-2.0-flash-001 |
| 25990 |
EFTA01368793.txt |
RE: Rothschild [C] |
Delores Rubin |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Delores Rubin from Deutsche Bank provides Richard Kahn with an update on the trading activity... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Tazia Smith, Stewart Oldfield, Vahe... |
DB-SDNY-0060720 |
gemini-2.0-flash-001 |
| 25991 |
EFTA01368794.txt |
Re: Rothschild [CJ |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn requests a quote for Rothschild stock from Tazia Smith. Tazia Smith responds with... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0060721 |
gemini-2.0-flash-001 |
| 25992 |
EFTA01368795.txt |
Re: Rothschild [C] |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn requests bid/ask information from Tazia Smith regarding Rothschild. The email... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0060722 |
gemini-2.0-flash-001 |
| 25993 |
EFTA01368796.txt |
Rothschild |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn of HBRK Associates Inc. requests a bid ask from Vahe Stepanian for 100,000 shares... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0060723 |
gemini-2.0-flash-001 |
| 25994 |
EFTA01368797.txt |
Rothschild interday 5.22. I 7.pdf |
|
none |
none |
Unknown |
other |
dataset_10 |
|
This document is a cover page or header for a communication, likely an email, from Deutsche... |
|
— |
DB-SDNY-0060724 |
gemini-2.0-flash-001 |
| 25995 |
EFTA01368798.txt |
MBLY Tender Offer |
Vahe Stepanian |
none |
none |
2017-05-10 |
email |
dataset_10 |
|
Vahe Stepanian informs Richard Kahn about a tender offer for Mobileye, N.V. shares held by... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Rich |
None |
gemini-2.0-flash-001 |
| 25996 |
EFTA01368799.txt |
Key Client Partners |
|
none |
none |
None |
other |
dataset_10 |
|
This document from Deutsche Bank Securities Inc. outlines the terms and conditions for accessing... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0060727, SDNY_GM_00206911 |
gemini-2.0-flash-001 |
| 25997 |
EFTA01368800.txt |
Re: trading meeting |
Richard Kahn |
none |
none |
2017-07-12 |
email |
dataset_10 |
|
Richard Kahn and Stewart Oldfield are corresponding to schedule a trading meeting. The meeting... |
Business dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0060728 |
gemini-2.0-flash-001 |
| 25998 |
EFTA01368801.txt |
Re: Meeting |
Stewart Oldfield |
none |
none |
2017-07-07 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank is arranging a meeting with Rich and his new trader during... |
Business dealingsCommunications/correspondence |
Rich |
DB-SDNY-0060730 |
gemini-2.0-flash-001 |
| 25999 |
EFTA01368802.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document contains standard confidentiality and legal disclaimers from Deutsche Bank. It also... |
|
— |
DB-SDNY-0060731, SDNY_GM_00206915 |
gemini-2.0-flash-001 |
| 26000 |
EFTA01368803.txt |
RM0082289 Daily Deposit Report 20171202 |
|
suspicious |
possible |
2017-12-02 |
report |
dataset_10 |
|
This document is a daily deposit report from 2017 listing large account balances, including one... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |