| 27101 |
EFTA01370100.txt |
Illustrative RIN II Capital Structure — Post Refinancing |
|
none |
none |
March 2018 |
Presentation |
dataset_10 |
|
This document is a presentation illustrating the post-refinancing capital structure of RIN II.... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0062703 |
gemini-2.0-flash-001 |
| 27102 |
EFTA01370101.txt |
Current Infrastructure Debt Market Dynamics |
|
none |
none |
March 2018 |
presentation |
dataset_10 |
|
This document is a presentation slide from Deutsche Asset Management regarding the current... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0062705 |
gemini-2.0-flash-001 |
| 27103 |
EFTA01370102.txt |
Private Infrastructure Financing Pipeline |
|
none |
none |
March 2018 |
presentation |
dataset_10 |
|
This document is a presentation from Deutsche Asset Management outlining the private... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0062706 |
gemini-2.0-flash-001 |
| 27104 |
EFTA01370103.txt |
Infra Debt Historical Default and Recovery Rates |
|
none |
none |
March 2018 |
presentation |
dataset_10 |
|
This document is a presentation on the historical default and recovery rates of infrastructure... |
Financial transactions/money flow |
— |
DB-SDNY-0062707 |
gemini-2.0-flash-001 |
| 27105 |
EFTA01370104.txt |
Investment Equity Cushions Support High Recovery Rates Historically |
|
none |
none |
March 2018 |
presentation |
dataset_10 |
|
This document is a presentation from Deutsche Asset Management Infrastructure Debt discussing... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0062708 |
gemini-2.0-flash-001 |
| 27106 |
EFTA01370105.txt |
Investment Process |
|
none |
none |
None |
other |
dataset_10 |
|
This is the title page of a confidential document regarding an investment process, potentially... |
Business dealings |
— |
DB-SONY-0062709 |
gemini-2.0-flash-001 |
| 27107 |
EFTA01370106.txt |
Investment Process: Origination; Deutsche Asset Management Infrastructure Debt Presentation: RIN II Equity |
|
none |
none |
March 2018 |
presentation |
dataset_10 |
|
This document is a presentation slide from Deutsche Asset Management outlining their investment... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0062710 |
gemini-2.0-flash-001 |
| 27108 |
EFTA01370107.txt |
Deutsche Asset Management Infrastructure Debt Presentation: RIN II Equity |
|
none |
none |
March 2018 |
presentation |
dataset_10 |
|
This document is a presentation from Deutsche Asset Management outlining their investment... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0062711 |
gemini-2.0-flash-001 |
| 27109 |
EFTA01370108.txt |
Investment Process: Due Diligence |
|
none |
none |
March 2018 |
presentation |
dataset_10 |
|
This document is a presentation from Deutsche Asset Management Infrastructure Debt outlining... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0062712
SDNY_GM_00208896 |
gemini-2.0-flash-001 |
| 27110 |
EFTA01370109.txt |
Investment Process: Investing and Portfolio Monitoring |
|
none |
none |
March 2018 |
Presentation |
dataset_10 |
|
The document is a presentation slide from Deutsche Asset Management outlining their investment... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0062713 |
gemini-2.0-flash-001 |
| 27111 |
EFTA01370110.txt |
Scenario Analysis |
|
none |
none |
None |
other |
dataset_10 |
|
This is a title page for a 'Scenario Analysis' document. It is marked as confidential and... |
|
— |
D8-SONY-0062717, SDNY_GM_002089D1 |
gemini-2.0-flash-001 |
| 27112 |
EFTA01370111.txt |
Team Biographies |
|
none |
none |
March 2018 |
biographies |
dataset_10 |
|
This document provides biographies of the Portfolio Management and Investment Team at Deutsche... |
Employment/staffingBusiness dealings |
— |
DB-SDNY-0062720 |
gemini-2.0-flash-001 |
| 27113 |
EFTA01370112.txt |
Team Biographies |
|
none |
none |
March 2018 |
other |
dataset_10 |
|
This document contains biographies of Cameron Berns, Benjamin Schmitt, and Joshua Kim, who are... |
Employment/staffingBusiness dealings |
— |
DB-SDNY-0062721 |
gemini-2.0-flash-001 |
| 27114 |
EFTA01370113.txt |
Infrastructure Debt Experience: USD Denominated |
|
none |
none |
March 2018 |
Presentation |
dataset_10 |
|
This document is a presentation slide from Deutsche Asset Management showcasing their experience... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0062722 |
gemini-2.0-flash-001 |
| 27115 |
EFTA01370114.txt |
Infrastructure Debt Execution Experience |
|
none |
none |
March 2018 |
Presentation |
dataset_10 |
|
This document is a presentation slide from Deutsche Asset Management Infrastructure Debt, dated... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0062723 |
gemini-2.0-flash-001 |
| 27116 |
EFTA01370115.txt |
Infrastructure Debt Execution Experience: Non-USD Denominated |
|
none |
none |
March 2018 |
presentation |
dataset_10 |
|
This document is a presentation slide from Deutsche Asset Management Infrastructure Debt, dated... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0062724 |
gemini-2.0-flash-001 |
| 27117 |
EFTA01370116.txt |
Structured Infrastructure Product Features |
|
none |
none |
None |
other |
dataset_10 |
|
The document is an appendix titled 'Structured Infrastructure Product Features' and is marked as... |
|
— |
DB-SDNY-0062725 |
gemini-2.0-flash-001 |
| 27118 |
EFTA01370117.txt |
Case Studies |
|
none |
none |
None |
other |
dataset_10 |
|
The document is an appendix containing case studies. It is marked as confidential and related to... |
|
— |
DB-SONY-0062727, SDNY_GM,0208911 |
gemini-2.0-flash-001 |
| 27119 |
EFTA01370118.txt |
Portfolio Investment: Wind Portfolio |
|
none |
none |
2018-03 |
presentation |
dataset_10 |
|
This document is a presentation from Deutsche Asset Management regarding a wind portfolio... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0062728
SDNY_GM_00208912 |
gemini-2.0-flash-001 |
| 27120 |
EFTA01370119.txt |
Portfolio Investment: Waste-to-Energy Company Financing |
|
none |
none |
2018-03-01 |
presentation |
dataset_10 |
|
This document is a presentation from Deutsche Asset Management outlining a portfolio investment... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0062729
SDNY_GM_00208913 |
gemini-2.0-flash-001 |
| 27121 |
EFTA01370120.txt |
Restructuring: Waste Management Company Financing |
|
none |
none |
March 2018 |
presentation |
dataset_10 |
|
The document is a presentation outlining the successful restructuring of a waste management... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0062730
SDNY_GM_00208914 |
gemini-2.0-flash-001 |
| 27122 |
EFTA01370121.txt |
Risk Factors |
|
none |
none |
None |
other |
dataset_10 |
|
The document is an appendix titled 'Risk Factors'. It is marked as confidential and includes... |
|
— |
D8-SONY-0062731, SDNY_GM,0208915 |
gemini-2.0-flash-001 |
| 27123 |
EFTA01370122.txt |
Risk Factors |
|
none |
none |
March 2018 |
presentation |
dataset_10 |
|
This document outlines the risk factors associated with investing in Preferred Shares, including... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0062732 |
gemini-2.0-flash-001 |
| 27124 |
EFTA01370123.txt |
Risk Factors related to Senior Notes and Preferred Shares |
|
none |
none |
March 2018 |
presentation |
dataset_10 |
|
This document outlines the risk factors associated with investing in Senior Notes and Preferred... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0062733 |
gemini-2.0-flash-001 |
| 27125 |
EFTA01370124.txt |
Deutsche Asset Management Infrastructure Debt Presentation RIN II Equity |
|
none |
none |
March 2018 |
presentation |
dataset_10 |
|
This document outlines the risk factors associated with investing in the Preferred Shares of a... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0062734 |
gemini-2.0-flash-001 |
| 27126 |
EFTA01370125.txt |
Risk Factors |
|
suspicious |
none |
March 2018 |
presentation |
dataset_10 |
|
This document outlines the risk factors associated with investing in the Issuer's Preferred... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0062735 |
gemini-2.0-flash-001 |
| 27127 |
EFTA01370126.txt |
Risk Factors of Infrastructure Debt |
|
none |
none |
March 2018 |
presentation |
dataset_10 |
|
This document outlines the risk factors associated with investing in infrastructure debt through... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0062737 |
gemini-2.0-flash-001 |
| 27128 |
EFTA01370127.txt |
Risk Factors 1 (continued) |
|
none |
none |
March 2018 |
presentation |
dataset_10 |
|
This document outlines the risk factors associated with investing in infrastructure debt,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0062738 |
gemini-2.0-flash-001 |
| 27129 |
EFTA01370128.txt |
Option Assignment - GILD (0 |
Liam Osulliva |
none |
none |
2018-05-04 |
email |
dataset_10 |
|
This email from Liam O'Sullivan of DB Securities Inc informs Paul about his GILD option... |
Financial transactions/money flow |
Paul, Martin Zeman, Joshua Shoshan, Xavier Avila,... |
DB-SDNY-0062741 |
gemini-2.0-flash-001 |
| 27130 |
EFTA01370129.txt |
EURUSD Cross Currency Swap |
Xavier Avila |
none |
none |
2018-04-13 |
other |
dataset_10 |
|
This document is a confirmation of a financial transaction where Paul bought EUR 1,000,000... |
Financial transactions/money flowBusiness dealings |
Paul |
X51715303779 |
gemini-2.0-flash-001 |
| 27131 |
EFTA01370130.txt |
Trade Details --> 5/14/2018 ICI |
Liam Osullivan |
none |
none |
2018-05-14 |
email |
dataset_10 |
|
Liam O'Sullivan from DB Securities Inc. informs Paul Barrett about a recent trade involving the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
DB-SDNY-0062744 |
gemini-2.0-flash-001 |
| 27132 |
EFTA01370131.txt |
Check Referral - Acct |
Uplabdhi Singh on behalf of sigver dbgps |
suspicious |
none |
2016-11-14 |
email |
dataset_10 |
|
This email requests a pay/no pay decision on a check referral. It also outlines the procedure... |
Financial transactions/money flow |
Stewart Oldfield, Muhammod J Uddin, Joy E Mitchell,... |
DB-SDNY-0062745, SDNY GM_00208929 |
gemini-2.0-flash-001 |
| 27133 |
EFTA01370132.txt |
None |
NES, LLC |
none |
none |
2016-11-01 |
check |
dataset_10 |
|
This document is a check from NES, LLC to Otis Elevator Company for $30,270.95, dated November... |
Financial transactions/money flow |
Otis Elevator Company |
1254 |
gemini-2.0-flash-001 |
| 27134 |
EFTA01370133.txt |
RE: Inquiry Regarding THE HAZE TRUST, Account#
Alert# SAM1788880 III |
Stewart Oldfield |
suspicious |
none |
2016-12-02 |
email |
dataset_10 |
|
This email is a response to an inquiry regarding an outgoing transfer from THE HAZE TRUST... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Zbynek Kozelsky, Amlcompliance Inquiries |
SAM1788880 |
gemini-2.0-flash-001 |
| 27135 |
EFTA01370134.txt |
FW: Monthly Annual Client Update Reports II) |
Stewart Oldfield |
none |
none |
2016-12-06 |
email |
dataset_10 |
|
This email from Rich Iarossi to Stewart Oldfield, forwarded to Cynthia Rodriguez, provides a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0062756 |
gemini-2.0-flash-001 |
| 27136 |
EFTA01370135.txt |
RE: Southern Trust Company, Inc. and Southern Financial, LLC ICJ |
Darlene Zong |
none |
none |
2017-01-04 |
email |
dataset_10 |
|
Darlene Zong sends an email to Darren Indyke, Daniel Sabba, and Stewart Oldfield with... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Darren Indyke, Daniel Sabba, Stewart Oldfield |
DB-SDNY-0062758 |
gemini-2.0-flash-001 |
| 27137 |
EFTA01370136.txt |
TERMINATION AGREEMENT |
|
none |
none |
2016-12-07 |
agreement |
dataset_10 |
|
This document is a Termination Agreement between Deutsche Bank AG and Southern Financial LLC,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0062759, SDNY_GM_00208943 |
gemini-2.0-flash-001 |
| 27138 |
EFTA01370137.txt |
Amendment Agreement |
|
none |
none |
N/A |
Agreement |
dataset_10 |
|
This document is a counterpart of an Amendment Agreement between SOU 1NANCIAL LLC and DEUTSCHE... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0062760, SDNY_GM_00208944 |
gemini-2.0-flash-001 |
| 27139 |
EFTA01370138.txt |
TERMINATION AGREEMENT |
|
none |
none |
2016-12-07 |
agreement |
dataset_10 |
|
This document is a Termination Agreement between Deutsche Bank AG and Southern Trust Company,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0062761, SDNY_GM_00208945 |
gemini-2.0-flash-001 |
| 27140 |
EFTA01370139.txt |
Amendment Agreement |
|
none |
none |
N/A |
agreement |
dataset_10 |
|
This document is the execution page of an Amendment Agreement between SOUTH COMPANY, IN and DE.... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0062762, SDNY_GM_00208946 |
gemini-2.0-flash-001 |
| 27141 |
EFTA01370140.txt |
Termination Agreement |
|
none |
none |
2016-12-07 |
agreement |
dataset_10 |
|
This document is a Termination Agreement between Deutsche Bank AG and Southern Trust Company,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0062763 |
gemini-2.0-flash-001 |
| 27142 |
EFTA01370141.txt |
Amendment Agreement |
|
none |
none |
N/A |
agreement |
dataset_10 |
|
This document is a counterpart of an Amendment Agreement executed and delivered by South St... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0062764, SDNY_GM_00208948 |
gemini-2.0-flash-001 |
| 27143 |
EFTA01370142.txt |
Amendment Agreement |
|
none |
none |
N/A |
legal filing |
dataset_10 |
|
This document is the execution page of an Amendment Agreement, signed by representatives from... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0062766, SDNY GM_00208950 |
gemini-2.0-flash-001 |
| 27144 |
EFTA01370143.txt |
RM0082289 Daily Deposit Report 20170114 |
dwhpbdw-batch@db.com |
suspicious |
none |
2017-01-14 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank listing large balances and... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 27145 |
EFTA01370144.txt |
RM0082289 Daily Deposit Report 20160908 |
dwhpbdw-batch@db.com |
suspicious |
none |
2016-09-08 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank listing accounts with large... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 27146 |
EFTA01370145.txt |
RM0082289 Daily Deposit Report 20161104 |
dwhpbdw-batch@db.com |
suspicious |
none |
2016-11-04 |
email |
dataset_10 |
|
This email contains a daily deposit report listing large balances for accounts associated with... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 27147 |
EFTA01370146.txt |
RM0082289 Daily Deposit Report 20161215 |
pbrd_admin@list.db.com |
suspicious |
none |
2016-12-15 |
report |
dataset_10 |
|
This document is a daily deposit report from December 15, 2016, listing large, zero, and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 27148 |
EFTA01370147.txt |
Check Referral - Acct |
Uplabdhi Singh |
suspicious |
none |
2016-11-02 |
email |
dataset_10 |
|
This email is a request for a pay/no pay decision regarding a check referral. It also outlines... |
Financial transactions/money flowCommunications/correspondence |
Muhammod J Uddi, Julian J Leff, Cynthia Rodriguez, Joy E... |
DB-SDNY-0062771, SDNY GM_00208955 |
gemini-2.0-flash-001 |
| 27149 |
EFTA01370148.txt |
None |
DEUTSCHE RANK TRUST COMPANY AMF.A1CAS |
none |
none |
2016-10-19 |
check |
dataset_10 |
|
This document is a check from Deutsche Rank Trust Company to NES, LLC for $9,254.38, dated... |
Financial transactions/money flow |
— |
1253 |
gemini-2.0-flash-001 |
| 27150 |
EFTA01370149.txt |
Approval Required on $23mn Wire |
Cynthia Rodriguez |
suspicious |
none |
2016-11-22 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is requesting approval for a $23 million wire transfer from... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
bsoexceptions@list.db.com, PWM SPG |
DB-SDNY-0062775 |
gemini-2.0-flash-001 |
| 27151 |
EFTA01370150.txt |
RM0082289 Daily Deposit Report 20170118 |
dwhpbdw-batch@db.com |
suspicious |
possible |
2017-01-18 |
report |
dataset_10 |
|
This document is a daily deposit report for RM code 82289, showing large balances and... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 27152 |
EFTA01370151.txt |
RE: account planning [C] [I] |
Stewart Oldfield |
none |
none |
2017-01-20 |
email |
dataset_10 |
|
Cynthia Rodriguez emails Stewart Oldfield regarding missing details for account planning for... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0062778 |
gemini-2.0-flash-001 |
| 27153 |
EFTA01370152.txt |
account planning [C] |
Stewart Oldfield |
none |
none |
2017-01-19 |
email |
dataset_10 |
|
The email from Stewart Oldfield to Andrew Gallivan discusses account planning for key clients... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Andrew Gallivan |
None |
gemini-2.0-flash-001 |
| 27154 |
EFTA01370153.txt |
Planning Session Information |
Andrew Gallivan |
none |
none |
Unknown (mentions January 2017 and early February) |
email |
dataset_10 |
|
Andrew Gallivan is sending instructions to his team regarding upcoming planning sessions with... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0062780 |
gemini-2.0-flash-001 |
| 27155 |
EFTA01370154.txt |
None |
Andrew Gallivan, Managing Director, Deutsche Bank Trust Company Americas |
none |
none |
None |
other |
dataset_10 |
|
This document is a header or cover page identifying Andrew Gallivan as a Managing Director at... |
|
— |
DB-SDNY-0062781, SDNY_GM_00208965 |
gemini-2.0-flash-001 |
| 27156 |
EFTA01370155.txt |
RE: Southern Financial/Epstein accounts II) |
Cynthia Rodriguez |
suspicious |
possible |
2017-03-06 |
email |
dataset_10 |
|
Cynthia Rodriguez requests confirmation from Charlie Burrows regarding the approval of the... |
Financial transactions/money flowBusiness dealings |
Charlie Burrows, Arthur Tremblay |
DB-SDNY-0062782 |
gemini-2.0-flash-001 |
| 27157 |
EFTA01370156.txt |
Southern Financial/Epstein accounts [I] |
Stewart Oldfield |
suspicious |
none |
2017-03-03 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank requests confirmation from Charlie Burrows regarding the... |
Financial transactions/money flowBusiness dealings |
Charlie Burrows, Arthur Tremblay |
DB-SDNY-0062784 |
gemini-2.0-flash-001 |
| 27158 |
EFTA01370157.txt |
FW: deposit progress [I] |
Stewart Oldfield |
none |
none |
2017-04-03 |
email |
dataset_10 |
|
This email chain discusses the progress of deposits, with Stewart Oldfield providing updates to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Terri Sohrab |
DB-SDNY-0062785 |
gemini-2.0-flash-001 |
| 27159 |
EFTA01370158.txt |
Epstein/Southern Financial DBNY accounts will be funded with $50mm tonight |
Stew |
suspicious |
possible |
YYYY-MM-DD |
email |
dataset_10 |
|
The email discusses the funding of Epstein/Southern Financial accounts with $50mm and notes that... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0062786 |
gemini-2.0-flash-001 |
| 27160 |
EFTA01370159.txt |
thank ,t)U Re: The Haze Trust a/c ending in 7287 |
Richard Kahn |
none |
none |
2017-06-20 |
email |
dataset_10 |
|
Richard Kahn receives confirmation from Cynthia Rodriguez at Deutsche Bank that $7,725,000 was... |
Financial transactions/money flowCommunications/correspondence |
Cynthia R |
DB-SDNY-0062787 |
gemini-2.0-flash-001 |
| 27161 |
EFTA01370160.txt |
Re: The Haze Trust a/c ending in 7287 was wire received yesterday? |
Richard Kahn |
none |
none |
2017-06-15 |
email |
dataset_10 |
|
Richard Kahn is inquiring about the receipt of a wire transfer from Christies to The Haze Trust... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein, Stewart Oldfield, Jeanne Brennan |
DB-SDNY-0062788 |
gemini-2.0-flash-001 |
| 27162 |
EFTA01370161.txt |
AMD |
Richard Kahn |
suspicious |
none |
2017-07-31 |
email |
dataset_10 |
|
Richard Kahn emails Vahe Stepanian to place a day order to sell 200 of Sep 13 AMD puts at 0.77... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0062790 |
gemini-2.0-flash-001 |
| 27163 |
EFTA01370162.txt |
RE: Deposit Return - A/c U |
Joy E Mitchell |
none |
none |
2017-09-29 |
email |
dataset_10 |
|
Joy Mitchell informs Bradley Gitlin via email that a check related to a deposit return was... |
Financial transactions/money flowCommunications/correspondence |
Bradley Gitlin, Stewart 0ldfield, 'gtopwmbankingexce,... |
DB-SDNY-0062791
SDNY_GM_00208975 |
gemini-2.0-flash-001 |
| 27164 |
EFTA01370163.txt |
RE: Deposit Return - A/c # * Query for pwm return Item [C] |
Joy E Mitchell |
none |
none |
2017-09-28 |
email |
dataset_10 |
|
Joy Mitchell emailed Bradley Gillin and others at Deutsche Bank to confirm the procedure for... |
Financial transactions/money flowCommunications/correspondence |
Julian J Leff, Bradley Gillin, Pamela A Mann, Maria I... |
DB-SDNY-0062793 |
gemini-2.0-flash-001 |
| 27165 |
EFTA01370164.txt |
RE: Deposit Return - A/c #1110211.11b*** Query for pwm return Item [I] |
Bradley Gillin |
none |
none |
2017-09-28 |
email |
dataset_10 |
|
Bradley Gillin from Deutsche Bank Wealth Management is inquiring about re-depositing a check... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Hemant-Kumar Rathore, Julian J Leff |
DB-SDNY-0062795 |
gemini-2.0-flash-001 |
| 27166 |
EFTA01370165.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality disclaimer and regulatory notice from Deutsche Bank.... |
|
— |
DB-SDNY-0062803
SDNY_GM_00208987 |
gemini-2.0-flash-001 |
| 27167 |
EFTA01370166.txt |
Daily Deposit Report 20171012 |
|
suspicious |
possible |
2017-10-12 |
report |
dataset_10 |
|
This document is a daily deposit report from October 12, 2017, listing large, zero, and negative... |
Financial transactions/money flow |
— |
DB-SDNY-0062804 |
gemini-2.0-flash-001 |
| 27168 |
EFTA01370167.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains administrative information, including document IDs and... |
|
— |
DB-SDNY-0062805, SDNY GM_00208989 |
gemini-2.0-flash-001 |
| 27169 |
EFTA01370168.txt |
RE: Southern Financial LLC GM Account (I) |
Nina Iona |
suspicious |
none |
2017-11-06 |
email |
dataset_10 |
|
Xavier Avila requests Nina Iona to keep the Southern Financial LLC account open in GM and to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila |
DB-SDNY-0062806 |
gemini-2.0-flash-001 |
| 27170 |
EFTA01370169.txt |
EURUSD Option closeout confirmation |
Martin Zeman |
none |
none |
2017-11-30 |
email |
dataset_10 |
|
Martin Zeman from Deutsche Bank confirms the closeout of a EURUSD option to Paul Barrett.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
DB-SDNY-0062807 |
gemini-2.0-flash-001 |
| 27171 |
EFTA01370170.txt |
Wire Details |
Cynthia Rodriguez |
suspicious |
none |
2017-12-26 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is requesting details from Sella Klein regarding a wire... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sella Klein |
12111/2017 |
gemini-2.0-flash-001 |
| 27172 |
EFTA01370171.txt |
Fwd: Entity Self-Certification Form |
Richard Kahn [richardkahn12@gmail.comj |
none |
none |
2016-05-25 |
email |
dataset_10 |
|
Richard Kahn forwards an email chain regarding an Entity Self-Certification Form to Stewart... |
Communications/correspondenceBusiness dealings |
Stewart 0ldfield [stewart.oldfield@db.coml |
DB-SDNY-0062809
SDNY_GM_00208993 |
gemini-2.0-flash-001 |
| 27173 |
EFTA01370172.txt |
Entity Self-Certification Form |
|
none |
none |
2023-04-15 |
Form |
dataset_10 |
|
This document is a Deutsche Bank Entity Self-Certification Form used to collect tax information... |
Financial transactions/money flowLegal matters/litigationCompliance |
— |
ArtA167679 023611 041516 |
gemini-2.0-flash-001 |
| 27174 |
EFTA01370173.txt |
Self-Certification |
|
none |
none |
2016-04-28 |
other |
dataset_10 |
|
This document is a self-certification form signed by Darren Indyke, as Secretary, for an account... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
WM '67679 021811.04151e |
gemini-2.0-flash-001 |
| 27175 |
EFTA01370174.txt |
Entity Self-Certification Form, Appendix 1: Controlling Persons |
|
none |
none |
None |
Form |
dataset_10 |
|
This document is an Entity Self-Certification Form, Appendix 1, listing Jeffrey Epstein, Darren... |
Financial transactions/money flowLegal matters/litigation |
— |
W51167679 023611O41516 |
gemini-2.0-flash-001 |
| 27176 |
EFTA01370175.txt |
Entity Self-Certification Form - Non-US Beneficiary/Non-US Beneficial Owner Self-Certification Form |
|
none |
none |
01/20/1953 |
form |
dataset_10 |
|
This document is a self-certification form from Deutsche Bank Wealth Management, requiring... |
Financial transactions/money flowLegal matters/litigation |
— |
WLII67679 023611.0415103 |
gemini-2.0-flash-001 |
| 27177 |
EFTA01370176.txt |
Self-Certification |
Jeffrey Epstein |
none |
none |
2018-04-28 |
Certification |
dataset_10 |
|
This is a self-certification document signed by Jeffrey Epstein on April 28, 2018, for Deutsche... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
— |
WM167679 023611 |
gemini-2.0-flash-001 |
| 27178 |
EFTA01370177.txt |
Entity Self-Certification Form |
|
none |
none |
2016-04-15 |
Form |
dataset_10 |
|
This document is a Deutsche Bank Entity Self-Certification Form used to collect tax-related... |
Financial transactions/money flowLegal matters/litigationCompliance |
— |
WM 167679 023811 |
gemini-2.0-flash-001 |
| 27179 |
EFTA01370178.txt |
Self-Certification |
|
suspicious |
none |
2016-04-28 |
Self-Certification |
dataset_10 |
|
This document is a self-certification form signed by Jeffrey Epstein for Deutsche Bank,... |
Financial transactions/money flowLegal matters/litigation |
— |
Wh116767A 023611.041516 |
gemini-2.0-flash-001 |
| 27180 |
EFTA01370179.txt |
Self-Certification |
|
suspicious |
none |
2016-04-28 |
legal filing |
dataset_10 |
|
This document is a self-certification signed by Jeffrey Epstein on April 28, 2016, related to... |
Financial transactions/money flowLegal matters/litigation |
— |
W1A167629 023611 041516 |
gemini-2.0-flash-001 |
| 27181 |
EFTA01370180.txt |
File Corruption Notice |
|
none |
none |
None |
other |
dataset_10 |
|
This document indicates that a file is corrupted and cannot be produced. The file's ID is... |
|
— |
SDNY_GM_00209005 |
gemini-2.0-flash-001 |
| 27182 |
EFTA01370181.txt |
Entity Self-Certification Form, Appendix 1: Controlling Persons |
|
none |
none |
01/20/1953 |
Form |
dataset_10 |
|
This document is an Entity Self-Certification Form, specifically Appendix 1, which collects... |
Financial transactions/money flowLegal matters/litigation |
— |
WM161679 023611 041516 |
gemini-2.0-flash-001 |
| 27183 |
EFTA01370182.txt |
Entity Self-Certification Form - Non-US Beneficiary/Non-US Beneficial Owner Self-Certification Form |
|
none |
none |
01/20/1953 |
Form |
dataset_10 |
|
This document is a self-certification form from Deutsche Bank Wealth Management requesting tax... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
WM161870 |
gemini-2.0-flash-001 |
| 27184 |
EFTA01370183.txt |
Self-Certification |
|
suspicious |
none |
2016-04-28 |
legal filing |
dataset_10 |
|
This document is a self-certification signed by Jeffrey Epstein on April 28, 2016, for an... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
DB-SDNY-0062826, SDNY GM_00209010 |
gemini-2.0-flash-001 |
| 27185 |
EFTA01370184.txt |
Self-Certification |
|
none |
none |
2016-04-28 |
Self-Certification |
dataset_10 |
|
This is a self-certification document signed by Darren Indyke as a trustee for an account holder... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
1471167679 023611 041516 |
gemini-2.0-flash-001 |
| 27186 |
EFTA01370185.txt |
Entity Self-Certification Form, Appendix 1: Controlling Persons |
|
none |
none |
01/20/1953 |
Form |
dataset_10 |
|
This document is an Entity Self-Certification Form identifying Jeffrey Epstein and Darren Indyke... |
Financial transactions/money flowLegal matters/litigation |
— |
WM167679 023611 041516 |
gemini-2.0-flash-001 |
| 27187 |
EFTA01370186.txt |
Entity Self-Certification Form - Appendix 2: Non-US Beneficiary/Non-US Beneficial Owner Self-Certification Form |
|
none |
none |
01/20/1953 |
form |
dataset_10 |
|
This document is a self-certification form from Deutsche Bank Wealth Management Americas,... |
Financial transactions/money flowLegal matters/litigation |
— |
VYM I67679 023611 041516 |
gemini-2.0-flash-001 |
| 27188 |
EFTA01370187.txt |
File Corruption Notice |
|
none |
none |
None |
other |
dataset_10 |
|
The document states that a file is corrupted and cannot be produced. It includes a document ID... |
|
— |
SDNY_GM_0020901 8 |
gemini-2.0-flash-001 |
| 27189 |
EFTA01370188.txt |
Self-Certification |
|
none |
none |
2016-04-28 |
legal filing |
dataset_10 |
|
This document is a self-certification provided to Deutsche Bank by Darren Indyke, acting as... |
Financial transactions/money flowLegal matters/litigation |
— |
WM167670 023611.041516 |
gemini-2.0-flash-001 |
| 27190 |
EFTA01370189.txt |
File Corruption |
|
none |
none |
None |
other |
dataset_10 |
|
This document indicates that a file is corrupted and cannot be produced. The document's ID is... |
|
— |
SDNY_GM_00209022 |
gemini-2.0-flash-001 |
| 27191 |
EFTA01370190.txt |
Entity Self-Certification Form |
|
none |
none |
None |
form |
dataset_10 |
|
This is a Deutsche Bank Entity Self-Certification Form. It is used to collect tax-related... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
WM167679 |
gemini-2.0-flash-001 |
| 27192 |
EFTA01370191.txt |
Self-Certification |
|
none |
none |
2016-04-28 |
Self-Certification |
dataset_10 |
|
This document is a self-certification form signed by Darren Wyk as a Trustee, certifying tax... |
Financial transactions/money flowLegal matters/litigation |
— |
WAII67679 023611.041516 |
gemini-2.0-flash-001 |
| 27193 |
EFTA01370192.txt |
Entity Self-Certification Form, Appendix 1: Controlling Persons |
|
none |
none |
01/20/1953 |
form |
dataset_10 |
|
This document is an Entity Self-Certification Form, specifically Appendix 1, which identifies... |
Financial transactions/money flowLegal matters/litigation |
— |
WIA161679 023111.041516 |
gemini-2.0-flash-001 |
| 27194 |
EFTA01370193.txt |
Confidentiality Notice |
Bac Avdiu, Legal Assistant, D.ARREN K. INDVI.M, PLLC |
none |
none |
2016 |
other |
dataset_10 |
|
This document is a confidentiality notice from the law firm D.ARREN K. INDVI.M, PLLC. It states... |
Legal matters/litigationCommunications/correspondence |
— |
DB-SDNY-0062842, SDNY_GM_00209026 |
gemini-2.0-flash-001 |
| 27195 |
EFTA01370194.txt |
Refreshed Indications - WTI Options |
Vahe Stepanian |
none |
none |
2016-05-31 |
email |
dataset_10 |
|
Vahe Stepanian sends Richard Kahn refreshed indications for WTI options, including strike prices... |
Financial transactions/money flowBusiness dealings |
Rich |
DB-SDNY-0062844, SDNY_GM_00209028 |
gemini-2.0-flash-001 |
| 27196 |
EFTA01370195.txt |
Re: indication on WTI risk reversals |
Richard Kahn |
none |
none |
2016-05-31 |
email |
dataset_10 |
|
Richard Kahn requests an updated quote on WTI risk reversals from Daniel Sabba and Vahe... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daniel Sabba, Vahe Stepanian |
EFTA01370195 |
gemini-2.0-flash-001 |
| 27197 |
EFTA01370196.txt |
Options Strike Prices |
Daniel Sabba, Deutsche Bank Securities Inc. |
none |
none |
15Feb17 |
other |
dataset_10 |
|
The document lists put and call strike prices for options expiring on 15Feb17, with a future... |
Financial transactions/money flow |
— |
DB-SDNY-0062846, SDNY_GM_00209030 |
gemini-2.0-flash-001 |
| 27198 |
EFTA01370197.txt |
RE: indication on‘PRMII |
Stewart Oldfield |
none |
none |
2016-06-08 |
email |
dataset_10 |
|
Stewart Oldfield responds to Vahe Stepanian's inquiry regarding WTI risk reversals and preferred... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0062847 |
gemini-2.0-flash-001 |
| 27199 |
EFTA01370198.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a header/footer page from Deutsche Bank containing confidentiality notices and... |
|
— |
DB-SDNY-0062852, SDNY_GM_00209036 |
gemini-2.0-flash-001 |
| 27200 |
EFTA01370199.txt |
FW: indication on WTI risk reversals [C] |
Andrew King |
none |
none |
2016-06-09 |
email |
dataset_10 |
|
This email chain discusses potential investment strategies related to WTI risk reversals and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0062853 |
gemini-2.0-flash-001 |