| 30401 |
EFTA01374205.txt |
Important information Supplemental Disclosure by Deutsche Bank Securities Inc. and Deutsche Bank Trust Company Americas |
|
none |
none |
2017-10-09 |
document |
dataset_10 |
|
This document is a supplemental disclosure from Deutsche Bank Securities Inc. regarding a fund,... |
Financial transactions/money flowBusiness dealings |
— |
026414 100917 |
gemini-2.0-flash-001 |
| 30402 |
EFTA01374206.txt |
RM0082289 Daily Deposit Report 20160910 |
|
suspicious |
none |
2016-09-10 |
report |
dataset_10 |
|
This document is a daily deposit report from September 10, 2016, highlighting large balances and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30403 |
EFTA01374207.txt |
RE: (C) |
Darlene Zong |
none |
none |
2016-10-14 |
email |
dataset_10 |
|
This email exchange involves Darlene Zong providing Richard Kahn with indicative levels for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
EFTA01374207 |
gemini-2.0-flash-001 |
| 30404 |
EFTA01374208.txt |
|
Richard Kahn |
none |
none |
2016-10-07 |
email |
dataset_10 |
|
Richard Kahn emails Vahe Stepanian and Daniel Sabba, requesting bid ask prices for Bank of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Daniel Sabba |
DB-SDNY-0068785 |
gemini-2.0-flash-001 |
| 30405 |
EFTA01374209.txt |
just tried calling you. Getting a busy signal |
Stewart Oldfield |
none |
none |
2016-11-21 |
email |
dataset_10 |
|
Stewart Oldfield emailed Richard Kahn to let him know he tried calling and got a busy signal.... |
Communications/correspondenceBusiness dealings |
Richard Kahn |
DB-SDNY-0068787 |
gemini-2.0-flash-001 |
| 30406 |
EFTA01374210.txt |
Check Referral - |
Kavish Sharma on behalf of sigver dbgps |
suspicious |
none |
2016-12-27 |
email |
dataset_10 |
|
Kavish Sharma from sigver dbgps sent an email requesting a pay/no pay decision on a check... |
Financial transactions/money flowCommunications/correspondence |
Stewart 0ldfield, Muhammad J Uddin, Joy E, Mitchel,... |
1094 |
gemini-2.0-flash-001 |
| 30407 |
EFTA01374211.txt |
Payment to Insurance Office of Central Ohio |
Jeffrey Epstein |
none |
none |
12/162016 |
check |
dataset_10 |
|
This document is a check from Jeffrey Epstein's Deutsche Bank account to the Insurance Office of... |
Financial transactions/money flow |
— |
Invoice if 217444 |
gemini-2.0-flash-001 |
| 30408 |
EFTA01374212.txt |
RM0082289 Daily Deposit Report 20170126 |
|
suspicious |
none |
2017-01-26 |
report |
dataset_10 |
|
This document is a daily deposit report from January 26, 2017, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30409 |
EFTA01374213.txt |
RE: indication on WTI risk reversals ICI |
Vahe Stepanian |
none |
none |
2016-06-07 |
email |
dataset_10 |
|
Vahe Stepanian sends Richard Kahn refreshed indications on WTI risk reversals, noting that the... |
Financial transactions/money flowBusiness dealings |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 30410 |
EFTA01374214.txt |
WTI Premium Neutral Risk Reversals - Indications |
Daniel Sabba, Deutsche Bank Securities Inc. |
none |
none |
2016-08-17 |
other |
dataset_10 |
|
This document from Daniel Sabba at Deutsche Bank Securities Inc. provides indications for... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0068794 |
gemini-2.0-flash-001 |
| 30411 |
EFTA01374215.txt |
Customer Reference |
Naveen Bagaria |
none |
none |
2016-06-09 |
other |
dataset_10 |
|
This document is a customer reference for a banking transaction involving SUSPENSE ACCOUNT... |
Financial transactions/money flowBusiness dealings |
— |
11531444 |
gemini-2.0-flash-001 |
| 30412 |
EFTA01374216.txt |
RE: Approval Needed - List of Preferreds |
Zbynek Kozelsky |
none |
none |
2016-06-14 |
email |
dataset_10 |
|
This email exchange discusses the delay in sending a list of preferreds to a client. Stewart... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0068799 |
gemini-2.0-flash-001 |
| 30413 |
EFTA01374217.txt |
FW: Leon [CI |
Brianna Fowler |
none |
none |
2016-06-24 |
email |
dataset_10 |
|
This email chain involves Brianna Fowler forwarding a document related to Leon Black to Samantha... |
Communications/correspondence |
Samantha Harmon |
DB-SDNY-0068801 |
gemini-2.0-flash-001 |
| 30414 |
EFTA01374218.txt |
Client Briefing - Leon Black |
|
none |
none |
June 28, 2016 |
Client Briefing |
dataset_10 |
|
This document is a client briefing prepared by Deutsche Bank Wealth Management for a meeting... |
Business dealingsFinancial transactions/money flowEmployment/staffing |
— |
SDNY_GM_00214986
DB-SDNY-0068802 |
gemini-2.0-flash-001 |
| 30415 |
EFTA01374219.txt |
Elysium Family Office - Leon Black |
|
none |
none |
2014 |
meeting notes |
dataset_10 |
|
Deutsche Bank is seeking to become a major investment provider for Leon Black's family office,... |
Business dealingsFinancial transactions/money flowPolitical connections/influence |
— |
SDNY_GM_00214987
DB-SDNY-0068803 |
gemini-2.0-flash-001 |
| 30416 |
EFTA01374220.txt |
Re: Southern Financial revs [il |
Stewart Oldfield |
none |
none |
2016-07-06 |
email |
dataset_10 |
|
Stewart Oldfield is requesting assistance from Vahe Stepanian and Mathew Negus to reconcile... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Mathew Negus |
DB-SDNY-0068805 |
gemini-2.0-flash-001 |
| 30417 |
EFTA01374221.txt |
None |
Stewart Oldfield |
none |
none |
None |
other |
dataset_10 |
|
This document provides the contact information for Stewart Oldfield, a Director at Deutsche Bank... |
|
— |
DB-SDNY-0068806, SDNY_GM_00214990 |
gemini-2.0-flash-001 |
| 30418 |
EFTA01374222.txt |
Pipeline II) |
Stewart Oldfield |
none |
none |
2016-07-11 |
email |
dataset_10 |
|
Stewart Oldfield sends Andrew Gallivan a high probability pipeline document. Brianna Fowler is... |
Business dealingsCommunications/correspondence |
Andrew Gallivan |
DB-SDNY-0068807 |
gemini-2.0-flash-001 |
| 30419 |
EFTA01374223.txt |
None |
Stewart Oldfield |
none |
none |
None |
other |
dataset_10 |
|
This document provides contact information for Stewart Oldfield, a Director at Deutsche Bank... |
|
— |
DB-SDNY-0068808, SDNY_GM_00214992 |
gemini-2.0-flash-001 |
| 30420 |
EFTA01374224.txt |
RM0082289 Daily Deposit Report 20161012 |
|
suspicious |
none |
2016-10-12 |
report |
dataset_10 |
|
This document is a daily deposit report from 2016 listing large balances and transactions,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30421 |
EFTA01374225.txt |
RE: Haze N4G024943 IC] |
Darlene Zong |
none |
none |
2016-10-25 |
email |
dataset_10 |
|
This email chain discusses a wire transfer of $6,000,000 expected by Richard Kahn of HBRK... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
N4G024943 |
gemini-2.0-flash-001 |
| 30422 |
EFTA01374226.txt |
RM0082289 Daily Deposit Report 20161202 |
|
suspicious |
none |
2016-12-02 |
report |
dataset_10 |
|
This document is a daily deposit report from December 1, 2016, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30423 |
EFTA01374227.txt |
RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] |
Courteney B Fornal |
none |
none |
2015-01-05 |
email |
dataset_10 |
|
Courteney Fornal is inquiring about the delay in the EDD package for Southern Financial LLC.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Dmitri Saks, Anastasia Pringle |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30424 |
EFTA01374228.txt |
RE: EDD package for the RID : |
Anastasia Pringle |
none |
none |
2014-12-22 |
email |
dataset_10 |
|
This email exchange discusses an Enhanced Due Diligence (EDD) package for Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Courteney B Fornal, US-CB S-AML, Mark Whyman |
DB-SDNY-0068816 |
gemini-2.0-flash-001 |
| 30425 |
EFTA01374229.txt |
RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] |
Anastasia Pringle |
none |
none |
2014-12-22 |
email |
dataset_10 |
|
This email exchange discusses the AML compliance process for onboarding Southern Financial LLC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
US-CB S-AML, Courteney B Fornal, Mark Whyman |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30426 |
EFTA01374230.txt |
RE: EDD package Sr the RID: ONB-120902 UCYCUS-3443 Party name : Southern Financial LLC II] |
Anastasia PnngleMbIdbcomODBC0EX |
none |
none |
2014-12-19 |
email |
dataset_10 |
|
Anastasia Pringle from Deutsche Bank is requesting an update from Dmitri Saksidbidbcom on the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Marikandan MuralslharandbAbcom@DBAPAC, Dmitri... |
ONB-120902 UCYCUS-3443 |
gemini-2.0-flash-001 |
| 30427 |
EFTA01374231.txt |
Fw: EDD package for the RID : |
Manikandan Muralidharan |
none |
none |
2014-12-19 |
email |
dataset_10 |
|
Manikandan Muralidharan emailed Dmitri Saks regarding an EDD package for Southern Financial LLC... |
Financial transactions/money flowCommunications/correspondence |
Dmitri Saks, Ged Account-Opening, US-CB 5-AML, Anastasia Prin le |
DB-SDNY-0068820 |
gemini-2.0-flash-001 |
| 30428 |
EFTA01374232.txt |
RDC hit received on 'Richard K |
Manikandan Muralidhararklb/dbcom |
none |
none |
2014-12-19 |
email |
dataset_10 |
|
The email discusses alerts related to Richard Kahn and indicates that they are false positives.... |
Financial transactions/money flowCommunications/correspondence |
CAGNY NCARHYdbcomaDBArnericas |
DB-SDNY-0068821 |
gemini-2.0-flash-001 |
| 30429 |
EFTA01374233.txt |
Fw EDD package for the RID ONB-120902 LKYCUS-3443 Party name Southern Financial LLC - RDC alert Review - Very Urgent (I) |
Manikandan Muralidharanfdbrdbcom@DBCOEX |
suspicious |
none |
2014-12-19 |
email |
dataset_10 |
|
The email forwards an alert regarding Richard Kahn, a board member of Southern Trust Company... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
DMItIlSaks/dbrdbcom., Ged... |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30430 |
EFTA01374234.txt |
RE: ED0 package for the RID : 0NB-120602 LKYCUS-3443 Party name : Southern Financial LLC (lJ OS-CB |
Dmitri Saks/db/ |
none |
none |
2014-12-17 |
email |
dataset_10 |
|
This email discusses a compliance issue regarding the documentation for Southern Financial LLC.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jofin Varghese/, Anastasia Ptingle/dbabcom, Kumud... |
0NB-120602 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30431 |
EFTA01374235.txt |
RE: EDD package for the RID ; Party name : Southern Financial LW [II |
Dmitri Saks |
suspicious |
possible |
2014-12-17 |
email |
dataset_10 |
|
Dmitri Saks is providing feedback on an EDD package for Southern Financial LW [II, highlighting... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
John |
DB-SDNY-0068827 |
gemini-2.0-flash-001 |
| 30432 |
EFTA01374236.txt |
Re: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] |
Jofin Varghese |
none |
none |
2014-12-16 |
email |
dataset_10 |
|
The email discusses the verification of the UBO document for Southern Financial LLC and seeks... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
US-CB S-AML |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30433 |
EFTA01374237.txt |
Re: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] |
|
none |
none |
1916 day o March 901 |
other |
dataset_10 |
|
The document is a consent form to be filed with the minutes of the Board of Directors of... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-00613829, SDNY_GM_00215013 |
gemini-2.0-flash-001 |
| 30434 |
EFTA01374238.txt |
Fw: DB deposits IC] |
Stewart Oldfield |
none |
none |
2017-02-01 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield, Richard Kahn, and Vahe Stepanian concerns... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0068833 |
gemini-2.0-flash-001 |
| 30435 |
EFTA01374239.txt |
Credit Overview_Dec.pdf |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a cover page from Deutsche Bank for a "Credit Overview_Dec.pdf" document. It is... |
Financial transactions/money flow |
— |
DB-SDNY-0068835 |
gemini-2.0-flash-001 |
| 30436 |
EFTA01374240.txt |
JE/Southern Financial |
Stewart Oldfield |
suspicious |
none |
2017-02-02 |
email |
dataset_10 |
|
This email provides an update on Jeffrey Epstein's plans to open accounts at AG and maintain a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Arthur Tremblay, Robert Dicerbo |
DB-SDNY-0068836 |
gemini-2.0-flash-001 |
| 30437 |
EFTA01374241.txt |
can you tell me what interest rate we are paying on JE's accounts? [I] |
Stewart Oldfield |
suspicious |
none |
2017-01-04 |
email |
dataset_10 |
|
Stewart Oldfield requests Cynthia Rodriguez to provide information on the interest rates and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0068837 |
gemini-2.0-flash-001 |
| 30438 |
EFTA01374242.txt |
RM0082289 Daily Deposit Report 20170325 |
|
suspicious |
possible |
2017-03-25 |
report |
dataset_10 |
|
This document is a daily deposit report from March 25, 2017, listing large balances and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30439 |
EFTA01374243.txt |
None |
Shalini Goyal |
none |
none |
None |
email |
dataset_10 |
|
The email from Shalini Goyal requests information on payment authorization, overdraft fee... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0068841 |
gemini-2.0-flash-001 |
| 30440 |
EFTA01374244.txt |
OVERDRAFT |
DEUTSCHE BANK TRUST CO. AMERICAS |
none |
none |
2017-06-02 |
NOTICE |
dataset_10 |
|
This document is a notice from Deutsche Bank Trust Co. Americas informing an account holder of... |
Financial transactions/money flow |
— |
R-3100 SET-009 |
gemini-2.0-flash-001 |
| 30441 |
EFTA01374246.txt |
Issue with FIS file transmission |
PWMITUS Production Support |
none |
none |
2017-06-21 |
other |
dataset_10 |
|
This document is a notification about a technical issue preventing transaction posting to... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0068847 |
gemini-2.0-flash-001 |
| 30442 |
EFTA01374247.txt |
Escalation Contacts: |
HCL on behalf of Deutsche Bank |
none |
none |
None |
email |
dataset_10 |
|
This document is an email footer from HCL on behalf of Deutsche Bank, providing escalation... |
|
— |
DB-SDNY-0068848
SDNY_GM_00215032 |
gemini-2.0-flash-001 |
| 30443 |
EFTA01374248.txt |
CONFIDENTIAL |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a cover page indicating that the following document is confidential and... |
|
— |
DB-SDNY-0068849, SDNY_GM_00215033 |
gemini-2.0-flash-001 |
| 30444 |
EFTA01374249.txt |
Re: ATUS Allocation ICI |
Richard Kah |
none |
none |
2017-06-22 |
email |
dataset_10 |
|
This email confirms the allocation of 500 ATUS shares to Southern Financial at $30.00 per share.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0068850 |
gemini-2.0-flash-001 |
| 30445 |
EFTA01374250.txt |
FW: Southern Trust Company, Inc. and Southern Financial, LLC [C) |
Stewart Oldfield |
none |
none |
2017-09-14 |
email |
dataset_10 |
|
The email chain documents the process of terminating ISDA and GMRA agreements related to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman |
DB-SDNY-0068852 |
gemini-2.0-flash-001 |
| 30446 |
EFTA01374251.txt |
Re: EDD package for the RID : |
Ted Gonedes |
suspicious |
possible |
2015-01-06 |
email |
dataset_10 |
|
This email exchange discusses the potential reputational risks associated with onboarding... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Michael Koplowitz |
DB-SDNY-0068853 |
gemini-2.0-flash-001 |
| 30447 |
EFTA01374252.txt |
RE: EDD package kir the RID: ONB-120902 LXYCUS-3443 Party name : Southern Financial LLC [II |
Anastasia Pringle |
none |
none |
2014-12-22 |
email |
dataset_10 |
|
Anastasia Pringle from Deutsche Bank Securities Inc. is requesting an update on the EDD package... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
— |
ONB-120902 LXYCUS-3443 |
gemini-2.0-flash-001 |
| 30448 |
EFTA01374253.txt |
Re: Fw EDD package for the RID: ONB-120902 LKYCUS-3443 Party name : 6ol4tlern Financial LLC ROC alert Review - Very Urgent (1) |
Syed-Anzar Ahmed |
suspicious |
none |
2014-12-19 |
email |
dataset_10 |
|
This email discusses the review of ROC alerts for Richard Kahn and 6ol4tlern Financial LLC,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
All |
DB-SDNY-0068859 |
gemini-2.0-flash-001 |
| 30449 |
EFTA01374254.txt |
EDD package for the RID: ONB-120902 UrYCUS-3443 Party name . Southern Financial LLC ROC alert Review - Very Urgent (II |
Manikandan Muralidharan/dbidbcom |
suspicious |
none |
2014-12-19 |
email |
dataset_10 |
|
The email requests an urgent review of a Risk and Compliance (ROC) hit received on Richard Kahn,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
ONB-120902 UrYCUS-3443 |
gemini-2.0-flash-001 |
| 30450 |
EFTA01374255.txt |
Ged Account |
Dmitri Saks/dbfdbcorn |
suspicious |
none |
2014-12-19 |
email |
dataset_10 |
|
This email chain discusses the due diligence process for Southern Financial LLC and requests... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
USCBS, Manikandan Muralidharar, Anastasia Pringle |
EFTA01374255 |
gemini-2.0-flash-001 |
| 30451 |
EFTA01374256.txt |
RE: EDD paeloge for the RID ONB-1209M LKYCUS-3443 Party name Southern FrnancIal LLC ilj |
Dmitri Saks |
suspicious |
none |
2014-12-17 |
email |
dataset_10 |
|
Dmitri Saks from Deutsche Bank is requesting documentation to validate the ownership structure... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
lofin |
DB-SDNY-0068864 |
gemini-2.0-flash-001 |
| 30452 |
EFTA01374257.txt |
Consent of the Board of Directors of Southern Trust Company, Inc. |
Jofin Varghese |
none |
none |
2013-03-19 |
Consent Resolution |
dataset_10 |
|
This document is a consent resolution from the Board of Directors of Southern Trust Company,... |
Business dealings |
— |
DB-SDNY-0068867, SDNY_GM_00215051 |
gemini-2.0-flash-001 |
| 30453 |
EFTA01374258.txt |
EDD package tor the RID: ONB-120902 UCYCUS-3443 Party name : $outhern Financial LLC III |
S-AMUdbidbcom@DBAMERICAS |
suspicious |
none |
2014-12-15 |
email |
dataset_10 |
|
This email discusses the escalation of an Enhanced Due Diligence (EDD) package for Southern... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Team |
ONB-120902 UCYCUS-3443 |
gemini-2.0-flash-001 |
| 30454 |
EFTA01374259.txt |
TERMINATION AGREEMENT |
|
none |
none |
2016-12-07 |
agreement |
dataset_10 |
|
This document is a Termination Agreement between Deutsche Bank AG and Southern Financial LLC,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0068871, SDNY_GM_00215055 |
gemini-2.0-flash-001 |
| 30455 |
EFTA01374260.txt |
Amendment Agreement |
|
none |
none |
N/A |
legal filing |
dataset_10 |
|
This document is a signed Amendment Agreement between SOU 1NANCIAL LLC and DEUTSCHE BANK AG. It... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0068872, SDNY_GM_002 15056 |
gemini-2.0-flash-001 |
| 30456 |
EFTA01374261.txt |
TERMINATION AGREEMENT |
|
none |
none |
2016-12-07 |
agreement |
dataset_10 |
|
This document is a Termination Agreement between Deutsche Bank AG and Southern Trust Company,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0068873, SDNY_GM_002 15057 |
gemini-2.0-flash-001 |
| 30457 |
EFTA01374262.txt |
Amendment Agreement |
|
none |
none |
N/A |
legal filing |
dataset_10 |
|
This document is an execution copy of an Amendment Agreement between South Company, IN and... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0068874, SDNY_GM_00215058 |
gemini-2.0-flash-001 |
| 30458 |
EFTA01374263.txt |
TERMINATION AGREEMENT |
|
none |
none |
2016-12-07 |
agreement |
dataset_10 |
|
This document is a Termination Agreement between Deutsche Bank AG and Southern Trust Company,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 30459 |
EFTA01374264.txt |
Amendment Agreement |
|
none |
none |
N/A |
legal filing |
dataset_10 |
|
This document is an execution version of an Amendment Agreement, signed by representatives from... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0068878, SDNY_GM_00215062 |
gemini-2.0-flash-001 |
| 30460 |
EFTA01374265.txt |
RM0082289 Daily Deposit Report 20180215 |
|
suspicious |
none |
2018-02-15 |
report |
dataset_10 |
|
This document is a daily deposit report from February 15, 2018, listing large, zero, and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30461 |
EFTA01374266.txt |
Fwd: Southern Financial Relationship - YTD 2018 Brokerage Revenues [C] |
Stewart Oldfield |
none |
none |
2018-02-20 |
email |
dataset_10 |
|
Stewart Oldfield forwarded an email from Davide-A Sferrazza to Bradley Gitlin regarding the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gitlin |
DB-SDNY-0068880 |
gemini-2.0-flash-001 |
| 30462 |
EFTA01374268.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a letterhead or contact information for Davide Sterrazza, associated... |
|
— |
DB-SDNY-0068882, SDNY_GM_00215066 |
gemini-2.0-flash-001 |
| 30463 |
EFTA01374269.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a header or footer page containing document control information. It... |
|
— |
DB-SDNY-0068883, SDNY GM 00215067 |
gemini-2.0-flash-001 |
| 30464 |
EFTA01374270.txt |
AML Risk Assessment - PRIME DATA NEEDED |
Wayne Salit |
none |
none |
2016-01-20 |
email |
dataset_10 |
|
Kimberly Hart requests data on Domestic PEP Accounts, Foreign PEP Accounts, and High Risk... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Kimberly Hart, Julie Cataudella, Armen Brash, Vaishali-P... |
DB-SDNY-0068886 |
gemini-2.0-flash-001 |
| 30465 |
EFTA01374271.txt |
RM0082289 Daily Deposit Report 20180315 |
|
suspicious |
possible |
2018-03-15 |
report |
dataset_10 |
|
This document is a daily deposit report from March 15, 2018, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30466 |
EFTA01374272.txt |
RM0082289 Daily Deposit Report 20180322 |
|
suspicious |
none |
2018-03-22 |
report |
dataset_10 |
|
This document is a daily deposit report from March 22, 2018, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30467 |
EFTA01374273.txt |
Annual Review |
Cynthia Rodriguez |
suspicious |
none |
2017-08-17 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is requesting KYC information for beneficiaries of several... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Bella Mei |
DB-SDNY-0068889 |
gemini-2.0-flash-001 |
| 30468 |
EFTA01374274.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains a disclaimer from Deutsche Bank stating that it does not provide legal or... |
|
— |
DB-SDNY-0068890, SDNY_GM_00215074 |
gemini-2.0-flash-001 |
| 30469 |
EFTA01374275.txt |
Southern Financial LLC -> LEI |
Martin Zeman |
none |
none |
2017-10-17 |
email |
dataset_10 |
|
Martin Zeman instructs Paul Barrett to reactivate the lapsed LEI number for Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
None |
gemini-2.0-flash-001 |
| 30470 |
EFTA01374276.txt |
RE: PRIIPs Client Notification ill |
Sylvia Escoba |
none |
none |
2017-12-18 |
email |
dataset_10 |
|
This email exchange discusses the PRIIPs Client Notification process at Deutsche Bank. Gbenga... |
Financial transactions/money flowCommunications/correspondence |
Gbenga Omosuyi, Anna-Sofiya Lupolover, Cynthia Rodriguez |
N4G024943 |
gemini-2.0-flash-001 |
| 30471 |
EFTA01374277.txt |
FW: PRIIPs Client Notification [I] |
Anna-Sofiya Lupolover |
suspicious |
none |
2017-12-18 |
email |
dataset_10 |
|
This email chain discusses a trust set up by Jeffrey Epstein, clarifying that it resides in the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Stewart Oldfield |
DB-SDNY-0068893 |
gemini-2.0-flash-001 |
| 30472 |
EFTA01374278.txt |
PRIIPs Client Notification Ill |
Anna-Sofiya Lupolover |
none |
none |
2017-12-18 |
email |
dataset_10 |
|
Anna-Sofiya Lupolover informs Stewart Oldfield about the PRIIPs regulation and its impact on EEA... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Stewart Oldfield |
DB-SDNY-0068894 |
gemini-2.0-flash-001 |
| 30473 |
EFTA01374279.txt |
None |
Samantha Harmon |
none |
none |
None |
other |
dataset_10 |
|
This document provides the contact information for Samantha Harmon, a Sales Support Analyst at... |
|
— |
DB-SDNY-0068896, SDNY_GM_00215080 |
gemini-2.0-flash-001 |
| 30474 |
EFTA01374280.txt |
Trade Details --> 5/16/2018 ICI |
Liam Osullivan |
none |
none |
2018-05-16 |
email |
dataset_10 |
|
Liam O'Sullivan from DB Securities Inc. informs Paul Barrett about a trade execution of 37,122... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn, Martin Zeman, Xavier Avila,... |
DB-SDNY-0068897 |
gemini-2.0-flash-001 |
| 30475 |
EFTA01374281.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a disclaimer from Deutsche Bank regarding EU corporate and regulatory... |
Legal matters/litigation |
— |
DB-SDNY-0068898, SDNY_GM_00215082 |
gemini-2.0-flash-001 |
| 30476 |
EFTA01374282.txt |
DepositReport 20180620 |
|
suspicious |
none |
2018-06-20 |
report |
dataset_10 |
|
This document is a deposit report from June 20, 2018, listing large, zero, and negative balances... |
Financial transactions/money flow |
— |
DB-SDNY-0068899 |
gemini-2.0-flash-001 |
| 30477 |
EFTA01374283.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document lists names of individuals and entities, along with a financial amount. It appears... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 30478 |
EFTA01374285.txt |
Payment to Nicholas Ribis |
|
none |
none |
06-17 |
other |
dataset_10 |
|
The document is a scanned image of a check made out to Nicholas Ribis. It appears to be a record... |
Financial transactions/money flow |
— |
DB-SDNY-0068905, SDNY_GM_00215089 |
gemini-2.0-flash-001 |
| 30479 |
EFTA01374287.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains administrative information, including document IDs and... |
|
— |
DB-SDNY-0068907, SDNY GM 00215091 |
gemini-2.0-flash-001 |
| 30480 |
EFTA01374288.txt |
Fwd: DB tech conference - Sep. 12/13 Las Vegas [I] |
Stewart Oldfield |
none |
none |
2018-07-31 |
email |
dataset_10 |
|
Stewart Oldfield forwards an email from Nina-X Nevidzanska regarding the registration process... |
Business dealingsCommunications/correspondenceTravel/logistics |
Terri Sohrab I, Bradley Gillin |
DB-SDNY-0068908
SDNY_GM_002 15092 |
gemini-2.0-flash-001 |
| 30481 |
EFTA01374289.txt |
KW: DB tech confenmee - Sep. 12/13 Las Vegas Ill |
Nina-X Nosidzanska |
none |
none |
2018-07-27 |
email |
dataset_10 |
|
Nina-X Nosidzanska emails Stewart Oldlidd to coordinate the guest list for the DB tech... |
Business dealingsCommunications/correspondence |
Stewart Oldlidd |
DB-SDNY-0068911 |
gemini-2.0-flash-001 |
| 30482 |
EFTA01374291.txt |
DB tech confetence - Sep. 12-'13 Las Vegas |
Steuart Oldfield |
none |
none |
2018-07-23 |
email |
dataset_10 |
|
Steuart Oldfield sent an email to Alan Romikoff informing him that registration is open for a... |
Business dealingsCommunications/correspondence |
Alan Romikoff |
DB-SDNY-0068914
SDNY_GM_00215098 |
gemini-2.0-flash-001 |
| 30483 |
EFTA01374292.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a letterhead from Stewart Oldfield at Deutsche Bank Wealth Management. It... |
|
— |
DB-SDNY-0068916 |
gemini-2.0-flash-001 |
| 30484 |
EFTA01374293.txt |
EVENT ATTENDEE ACKNOWLEDGEMENT |
|
none |
none |
None |
other |
dataset_10 |
|
This document is an event attendee acknowledgement form from Deutsche Bank Securities Inc. It... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0068917 |
gemini-2.0-flash-001 |
| 30485 |
EFTA01374294.txt |
Terms and Conditions related to an Event |
|
none |
none |
1974 |
other |
dataset_10 |
|
This document outlines the terms and conditions for attending an event hosted by DBSI, including... |
Legal matters/litigationBusiness dealingsFinancial transactions/money flow |
— |
DB-SDNY-0068918 |
gemini-2.0-flash-001 |
| 30486 |
EFTA01374295.txt |
Signature, Name of Authorized Signatory, Title, Date |
|
none |
none |
N/A |
other |
dataset_10 |
|
This document is a placeholder for a signature, name, title, and date. It includes document IDs... |
|
— |
DB-SDNY-0068919, SDNY_GM_00215103 |
gemini-2.0-flash-001 |
| 30487 |
EFTA01374296.txt |
ACU with Material Changes as of 10.31.14.xlsx |
PetirriOwitr |
none |
none |
2014-10-31 |
email |
dataset_10 |
|
The email from PetirriOwitr to ifOrin contains an attached file named ACU with Material Changes... |
Financial transactions/money flowCommunications/correspondence |
ifOrin |
DB-SDNY-0068921 |
gemini-2.0-flash-001 |
| 30488 |
EFTA01374297.txt |
File Corruption Notice |
|
none |
none |
None |
other |
dataset_10 |
|
This document indicates that a file is corrupted and cannot be produced. The file is labeled as... |
|
— |
SDNY_GM_00215106 |
gemini-2.0-flash-001 |
| 30489 |
EFTA01374298.txt |
FW: RUSH EXCO Approval Needed: KYC Case 01898372 [I] |
Dana Ponzio |
suspicious |
none |
2018-03-14 |
email |
dataset_10 |
|
This email chain discusses the request for EXCO approval for a new account opening for Jeffrey... |
Financial transactions/money flowBusiness dealings |
Stewart Oldfield |
01898372 |
gemini-2.0-flash-001 |
| 30490 |
EFTA01374299.txt |
High Risk Relationship - Jeffrey Epstein |
Cynthia Rodriguez |
concerning |
possible |
2004-04-22 |
other |
dataset_10 |
|
This document outlines the high-risk relationship between Deutsche Bank and Jeffrey Epstein,... |
Financial transactions/money flowLegal matters/litigationPolitical connections/influence |
— |
DB-SDNY-0068926 |
gemini-2.0-flash-001 |
| 30491 |
EFTA01374300.txt |
Automatic reply: Southern financial - Client Confirmation [C] |
Stewart Oldfield |
none |
none |
2018-03-30 |
email |
dataset_10 |
|
This is an automatic out-of-office email from Stewart Oldfield to Richard Kahn, indicating his... |
Communications/correspondence |
Richard Kahn |
DB-SDNY-0068928 |
gemini-2.0-flash-001 |
| 30492 |
EFTA01374301.txt |
RM0082289 Daily Deposit Report 20180410 |
dwhpbdw-batch@db.com |
suspicious |
none |
2018-04-10 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank, listing accounts with large,... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 30493 |
EFTA01374302.txt |
RM0082289 Daily Deposit Report 20161018 |
|
suspicious |
none |
2016-10-18 |
report |
dataset_10 |
|
This document is a daily deposit report from October 18, 2016, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30494 |
EFTA01374303.txt |
RM0082289 Daily Deposit Report 20161029 |
|
suspicious |
none |
2016-10-29 |
report |
dataset_10 |
|
This document is a daily deposit report from October 29, 2016, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30495 |
EFTA01374304.txt |
RE: High Risk KYC Request: Southern Financial, LLC • CRDS ID: 1007406812 [II |
Todd Stevens |
none |
none |
2016-11-14 |
email |
dataset_10 |
|
This email chain discusses a high-risk KYC request for Southern Financial, LLC. The team is... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Daniel Sabba, Stewart Oldfield |
DB-SDNY-0068932 |
gemini-2.0-flash-001 |
| 30496 |
EFTA01374305.txt |
High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 [I] |
Michael Valencia On Behalf Of kyc outreachteam |
none |
none |
2016-11-09 |
email |
dataset_10 |
|
Michael Valencia from Deutsche Bank's KYC outreach team is requesting Vahe Stepanian to provide... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
1007406812 |
gemini-2.0-flash-001 |
| 30497 |
EFTA01374306.txt |
None |
|
suspicious |
none |
None |
other |
dataset_10 |
|
This document is a questionnaire used by Deutsche Bank to gather information about a client's... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0068934 |
gemini-2.0-flash-001 |
| 30498 |
EFTA01374307.txt |
Confidentiality & Non-Disclosure Agreements (NDA's) |
Michael Valencia |
suspicious |
possible |
None |
other |
dataset_10 |
|
This document is part of Deutsche Bank's KYC process, outlining questions related to... |
Legal matters/litigationBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0068935, SDNY_GM_00215119 |
gemini-2.0-flash-001 |
| 30499 |
EFTA01374308.txt |
M10082289 Daily Deposit Report 20161210 |
|
suspicious |
none |
2016-12-10 |
report |
dataset_10 |
|
This document is a daily deposit report from 2016 listing large, zero, and negative balances,... |
Financial transactions/money flow |
— |
M10082289 |
gemini-2.0-flash-001 |
| 30500 |
EFTA01374309.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains administrative information, including document IDs and... |
|
— |
DB-SDNY-0068938, SDNY GM 00215122 |
gemini-2.0-flash-001 |