| 31601 |
EFTA01375687.txt |
RM0082289 Daily Deposit Report 20180927 |
|
suspicious |
none |
2018-09-27 |
report |
dataset_10 |
|
This document is a daily deposit report from September 27, 2018, listing balances for various... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 31602 |
EFTA01375688.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
09/26/18 |
report |
dataset_10 |
|
This document is a report listing account names and balances, including those of individuals,... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 31603 |
EFTA01375689.txt |
Alan is out the |
Stewart Oldfield |
none |
none |
2018-11-28 |
email |
dataset_10 |
|
Stewart Oldfield sent an email to Richard Kahn inquiring about the status of someone named Alan.... |
Employment/staffingBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0071252 |
gemini-2.0-flash-001 |
| 31604 |
EFTA01375690.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a fragment of a page, possibly from a legal document, containing an... |
|
— |
DB-SDNY-0071254 |
gemini-2.0-flash-001 |
| 31605 |
EFTA01375691.txt |
RE: Booth to sell IC) |
Liam Osullivan |
none |
none |
2019-02-11 |
email |
dataset_10 |
|
Liam O'Sullivan sent an email to Richard Kahn providing indicative bids for bonds from BPL, DB,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0071255 |
gemini-2.0-flash-001 |
| 31606 |
EFTA01375692.txt |
Boods to sell |
Richard Kahn |
none |
none |
2019-02-11 |
email |
dataset_10 |
|
Richard Kahn emailed Liam Osullivan requesting pricing to sell fixed income positions in several... |
Financial transactions/money flowBusiness dealings |
Liam Osullivan |
DB-SDNY-0071256 |
gemini-2.0-flash-001 |
| 31607 |
EFTA01375693.txt |
IIIMMIleport |
|
suspicious |
none |
2019-04-16 |
report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various accounts as of... |
Financial transactions/money flow |
— |
82289 |
gemini-2.0-flash-001 |
| 31608 |
EFTA01375694.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document lists financial amounts associated with Ashley Distribution Services LTD and Ashley... |
|
— |
DB-SDNY-0071258, SDNY_GM_00217442 |
gemini-2.0-flash-001 |
| 31609 |
EFTA01375695.txt |
Re: Updates |
Stewart Oldfield |
none |
none |
2019-04-17 |
email |
dataset_10 |
|
Stewart Oldfield thanks Richard Kahn for his help and understanding regarding account updates.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0071259 |
gemini-2.0-flash-001 |
| 31610 |
EFTA01375696.txt |
FW: ref: Business Internet Banking rejected cases created between 2017- April 2019 III |
Haim Laczny |
none |
none |
2019-05-07 |
email |
dataset_10 |
|
Haim Laczny sent an email regarding rejected Business Internet Banking wire transfer cases from... |
Financial transactions/money flowBusiness dealings |
S Ivia Jun, hardt |
None |
gemini-2.0-flash-001 |
| 31611 |
EFTA01375697.txt |
Business Internet Banking - Wire |
ilalinu Laczny, Assistant Vice-President I WM Operations Americas I Oversight & Control |
suspicious |
none |
None |
report |
dataset_10 |
|
This document is a report listing rejected wire transfers. One of the rejected transfers was to... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 31612 |
EFTA01375698.txt |
RM0082289 Daily Deposit Report 20190508 |
|
none |
none |
2019-05-08 |
report |
dataset_10 |
|
This document is a daily deposit report from May 8, 2019, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 31613 |
EFTA01375699.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
05/07/19 |
report |
dataset_10 |
|
This report lists large, zero, and negative balances for various accounts associated with Ashley... |
Financial transactions/money flow |
— |
DB-SDNY-0071263 |
gemini-2.0-flash-001 |
| 31614 |
EFTA01375700.txt |
LARGE, ZERO AND NEGATIVE BALA |
|
none |
none |
05/07/19 |
Report |
dataset_10 |
|
This document lists accounts with large balances under various names and entities, including... |
Financial transactions/money flow |
— |
82289 |
gemini-2.0-flash-001 |
| 31615 |
EFTA01375701.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
05/07/19 |
report |
dataset_10 |
|
This document is a report listing accounts with large balances, zero balances, and negative... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 31616 |
EFTA01375702.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document lists financial amounts associated with various Ashley entities and Gabrielle E.... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 31617 |
EFTA01375703.txt |
FW: Butterfly Trust [SC) |
Stewart Oldfield |
suspicious |
possible |
2019-07-16 |
email |
dataset_10 |
|
Stewart Oldfield informs Kimberly Hart that the beneficiaries of the Butterfly Trust account are... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Kimberly Hart |
DB-SDNY-0071267 |
gemini-2.0-flash-001 |
| 31618 |
EFTA01375704.txt |
Option Prices |
Daniel Sabba |
none |
none |
2016-11-16 |
other |
dataset_10 |
|
This document lists call and put strike prices for options expiring on November 16, 2016, and... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071270 |
gemini-2.0-flash-001 |
| 31619 |
EFTA01375705.txt |
Inactive/Dormant Accounts |
Anna-Sofiya Lupolover |
none |
none |
2016-06-23 |
email |
dataset_10 |
|
Anna-Sofiya Lupolover informs Stewart Oldfield about inactive and dormant accounts at Deutsche... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield I |
DB-SDNY-0071271 |
gemini-2.0-flash-001 |
| 31620 |
EFTA01375706.txt |
coup panning- ie |
Stewart Oldfield |
none |
none |
2016-07-20 |
email |
dataset_10 |
|
This email chain discusses account planning for Southern Financial, Elysium, Third Lake, and... |
Business dealingsCommunications/correspondence |
Manish Pahlaja |
DB-SDNY-0071272 |
gemini-2.0-flash-001 |
| 31621 |
EFTA01375707.txt |
Global Account Planning Exercise |
Andrew Gallivan |
none |
none |
2016-07-25 |
email |
dataset_10 |
|
Andrew Gallivan of Deutsche Bank informs banker teams about a global account planning exercise... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0071273 |
gemini-2.0-flash-001 |
| 31622 |
EFTA01375708.txt |
Southern Financial Relationship - YTD 2018 Brokerage Revenues ICI |
Davide-A Sferrazza |
none |
none |
2018-02-20 |
email |
dataset_10 |
|
Davide Sferrazza from Deutsche Bank sent an email to Stewart Oldfield and others, providing an... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield, Xavier Avila, Martin Zeman, Joshua... |
DB-SDNY-0071278 |
gemini-2.0-flash-001 |
| 31623 |
EFTA01375709.txt |
Financial Transactions |
pbrd admin@list.db.com |
none |
none |
2007-2017 |
other |
dataset_10 |
|
This document lists financial transactions or account balances for various LLCs, trusts, and... |
Financial transactions/money flow |
— |
DB-SDNY-0071281 |
gemini-2.0-flash-001 |
| 31624 |
EFTA01375710.txt |
Daily Deposit Report 20180327 |
|
suspicious |
none |
2018-03-27 |
report |
dataset_10 |
|
This document is a daily deposit report from March 27, 2018, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 31625 |
EFTA01375711.txt |
Daily Deposit Report 20180407 |
|
suspicious |
none |
2018-04-07 |
report |
dataset_10 |
|
This document is a daily deposit report from April 7, 2018, listing large, zero, and negative... |
Financial transactions/money flow |
— |
DB-SDNY-0071283 |
gemini-2.0-flash-001 |
| 31626 |
EFTA01375712.txt |
Daily Deposit Report 20170609 |
|
none |
none |
2017-06-09 |
report |
dataset_10 |
|
This document is a daily deposit report from June 9, 2017, listing account balances for various... |
Financial transactions/money flow |
— |
DB-SDNY-0071284 |
gemini-2.0-flash-001 |
| 31627 |
EFTA01375713.txt |
Re: trading meeting |
Richard Kahn |
none |
none |
2017-07-07 |
email |
dataset_10 |
|
Richard Kahn confirms a trading meeting with Stewart Oldfield for Tuesday, July 25th at 11 am.... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart Oldfield |
DB-SDNY-0071285 |
gemini-2.0-flash-001 |
| 31628 |
EFTA01375714.txt |
pipeline Elysium/Leon Black Lending |
Stewart Oldfield |
none |
none |
2017-09-25 |
email |
dataset_10 |
|
Stewart Oldfield sent an email to Bradley SiDin providing an update on the lending pipeline,... |
Financial transactions/money flowBusiness dealings |
Bradley SiDin |
DB-SDNY-0071287 |
gemini-2.0-flash-001 |
| 31629 |
EFTA01375715.txt |
RM0082289 Daily Deposit Report 20171020 |
|
suspicious |
none |
2017-10-20 |
report |
dataset_10 |
|
This document is a daily deposit report from October 20, 2017, listing accounts with large,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 31630 |
EFTA01375716.txt |
Southern Financial Trade Report - Week of 10/30/17 ICI |
Davide-A Sferrazza |
none |
none |
2017-11-06 |
email |
dataset_10 |
|
Davide Sferrazza from Deutsche Bank sends Stewart Oldfield a trade report for Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0071289 |
gemini-2.0-flash-001 |
| 31631 |
EFTA01375717.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a cover page indicating it was produced in native format and is confidential... |
|
— |
DB-SONY-0071290, SDNY GM 00217474 |
gemini-2.0-flash-001 |
| 31632 |
EFTA01375718.txt |
Daily Deposit Report 20180120 |
|
suspicious |
none |
2018-01-20 |
report |
dataset_10 |
|
This document is a daily deposit report from January 20, 2018, listing account names and... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 31633 |
EFTA01375719.txt |
EMS/080518265329: Check Referrals: 42953424 - 1114[I) |
stewart.oldfield@db.com |
suspicious |
none |
2018-05-08 |
email |
dataset_10 |
|
This email from Stewart Oldfield at DB.com requests a pay/no pay decision on a check referral... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
— |
EMS/080518265329, 42953424 |
gemini-2.0-flash-001 |
| 31634 |
EFTA01375720.txt |
1/3 deposit |
Neptune, LLC |
none |
none |
4/30/2018 |
check |
dataset_10 |
|
This document is a check from Neptune, LLC to Paver & Marble Professionals for $6,133.00,... |
Financial transactions/money flow |
— |
USV1008024346 |
gemini-2.0-flash-001 |
| 31635 |
EFTA01375721.txt |
CDD form for Prytanee - please complete and return |
Stewart Oldfield |
none |
none |
2018-06-05 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank requests Darren Indyk to complete a CDD form for Prytanee as... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Darren Indyk |
DB-SDNY-0071294 |
gemini-2.0-flash-001 |
| 31636 |
EFTA01375722.txt |
Certification Regarding Beneficial Owners Of Legal Entity Customers |
|
suspicious |
none |
051816 |
form |
dataset_10 |
|
This document is a form and instructions for identifying the beneficial owners of legal... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM189666 |
gemini-2.0-flash-001 |
| 31637 |
EFTA01375723.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018 |
form |
dataset_10 |
|
This document is a certification form for beneficial owners of a legal entity opening an... |
Financial transactions/money flowLegal matters/litigation |
— |
WM189666 026819.0.5101S |
gemini-2.0-flash-001 |
| 31638 |
EFTA01375724.txt |
Re: Nicholas Ribis check 1148 |
Richard Kahn |
none |
none |
2018-07-03 |
email |
dataset_10 |
|
Richard Kahn is following up with Stewart Oldfield regarding a check for Nicholas Ribis and a... |
Financial transactions/money flowCommunications/correspondence |
Stewart 0ldfieId I, Stewart Oldfield, Bradley Gillin,... |
DB-SDNY-0071297 |
gemini-2.0-flash-001 |
| 31639 |
EFTA01375725.txt |
Fwd: Nicholas Ribis check 1148 |
Stewart Oldfield |
none |
none |
2018-07-03 |
email |
dataset_10 |
|
The email chain discusses the deposit of a check belonging to Nicholas Ribis. Richard Kahn... |
Financial transactions/money flowCommunications/correspondence |
Michele-M Qua |
|
gemini-2.0-flash-001 |
| 31640 |
EFTA01375726.txt |
Nicholas Ribis check 1148 |
Bella Klein |
none |
none |
2018-06-29 |
email |
dataset_10 |
|
Bella Klein sent an email to Richard Kahn regarding check number 1148 for Nicholas Ribis. The... |
Financial transactions/money flowCommunications/correspondence |
Richard Kahn |
DB-SDNY-0071299 |
gemini-2.0-flash-001 |
| 31641 |
EFTA01375727.txt |
Follow-up |
Nadean Novogratz |
none |
none |
2018-07-26 |
email |
dataset_10 |
|
Nadean Novogratz from Deutsche Bank Securities follows up with Paul Barrett regarding... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
DB-SDNY-0071300
CONFIDENTIAL
SDNY_GM_00217484 |
gemini-2.0-flash-001 |
| 31642 |
EFTA01375728.txt |
STANDARD OPTIONS AGREEMENT |
Deutsche Bank Securities Inc |
none |
none |
AUG15 |
agreement |
dataset_10 |
|
This is a standard options agreement between Deutsche Bank Securities Inc. and a customer,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0071302
SDNY_GM_00217486 |
gemini-2.0-flash-001 |
| 31643 |
EFTA01375729.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an agreement between a client and Deutsche Bank Securities Inc. (DBSI)... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071303, SDNY_GM_00217487 |
gemini-2.0-flash-001 |
| 31644 |
EFTA01375730.txt |
New Account Options Questionnaire / Data Update |
|
none |
none |
None |
Questionnaire |
dataset_10 |
|
This document is a New Account Options Questionnaire/Data Update form. It collects information... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071304, SDNY_GM_00217488 |
gemini-2.0-flash-001 |
| 31645 |
EFTA01375731.txt |
RM0082289 Daily Deposit Report 20180731 |
|
suspicious |
none |
2018-07-31 |
report |
dataset_10 |
|
This document is a daily deposit report from July 31, 2018, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 31646 |
EFTA01375732.txt |
Financial Transactions |
|
none |
none |
2015 |
other |
dataset_10 |
|
This document lists financial transactions or account balances associated with various trusts... |
Financial transactions/money flow |
— |
DB-SDNY-0071306, SDNY_GM_00217490 |
gemini-2.0-flash-001 |
| 31647 |
EFTA01375733.txt |
FW: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCIS
), Epstein, Jeffrey E.
(GCISM3) and Zorro Management, LLC (GCISIMI) under the SOUTHERN FINANCIAL RELATIONSHIP |
Vijay-A Sawantill |
suspicious |
none |
2018-07-31 |
email |
dataset_10 |
|
Vijay Sawant from Deutsche Bank is requesting confirmation and documentation from Bradley Gillin... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Bradley Gillin, Stewart Oldfield |
GCISa, GCIS1a |
gemini-2.0-flash-001 |
| 31648 |
EFTA01375734.txt |
Review of high-risk accounts for remediation |
|
suspicious |
possible |
08/3112018 |
other |
dataset_10 |
|
This document is a review of high-risk accounts associated with Jeffrey Epstein and related... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0071308 |
gemini-2.0-flash-001 |
| 31649 |
EFTA01375735.txt |
None |
Vijay Sawant, KYC Case Representative, Deutsche Bank Group |
none |
none |
None |
other |
dataset_10 |
|
This document is a closing salutation from Vijay Sawant, a KYC Case Representative at Deutsche... |
|
— |
DB-SDNY-0071309, SDNY_GM_00217493 |
gemini-2.0-flash-001 |
| 31650 |
EFTA01375736.txt |
RE: Clarification Required on CDD Form - Section C |
Morgan Trichel |
suspicious |
none |
2018-07-30 |
email |
dataset_10 |
|
Vijay-A Sawan seeks clarification from Morgan Trichel regarding the appropriate address to use... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Vijay-A Sawan |
EFTA01375736 |
gemini-2.0-flash-001 |
| 31651 |
EFTA01375737.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a header page containing contact information for a KYC Case Representative at... |
|
— |
DB-SDNY-0071311, SDNY_GM_00217495 |
gemini-2.0-flash-001 |
| 31652 |
EFTA01375738.txt |
FinCen query - address fields |
vinita Advani |
none |
none |
2018-07-25 |
email |
dataset_10 |
|
Vinita Advani from Deutsche Bank is seeking clarification from Kshitij Golani and Derek... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Kshitij Golani, Derek St-Hilaire |
DB-SDNY-0071313 |
gemini-2.0-flash-001 |
| 31653 |
EFTA01375739.txt |
Re: Southern Financial - Client Confirmation [CI |
Richard Kahn |
none |
none |
2018-03-30 |
email |
dataset_10 |
|
Richard Kahn responds to Xavier Avila's email confirming the finalization of KYC for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila |
DB-SDNY-0071316 |
gemini-2.0-flash-001 |
| 31654 |
EFTA01375740.txt |
RE: Southern Financial - Client Confirmation [C] |
Richard Kahn |
suspicious |
none |
2018-03-29 |
email |
dataset_10 |
|
Richard Kahn confirms the accuracy of information related to Southern Financial, including... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila |
None |
gemini-2.0-flash-001 |
| 31655 |
EFTA01375741.txt |
Southern Financial LLC and Southern Trust Company Inc. Financials |
Xavier Avila, Managing Director I Key Clients Partners, Wealth Management Americas, Deutsche Bank Securities Inc |
none |
none |
2017-06 |
other |
dataset_10 |
|
This document summarizes Jeffery Epstein's financial career, including his time at Bear Stearns... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0071318 |
gemini-2.0-flash-001 |
| 31656 |
EFTA01375742.txt |
RE: Rothschild [CI |
Delores Rubin |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
This email exchange discusses Deutsche Bank's potential involvement in a financial transaction... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield, Tazia Smit |
DB-SDNY-0071320 |
gemini-2.0-flash-001 |
| 31657 |
EFTA01375743.txt |
RE: Rothschild [C] |
Tazia Smith |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
This email chain discusses the possibility of trading Rothschild stock for Richard Kahn through... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin, Richard Kahn |
DB-SDNY-0071321 |
gemini-2.0-flash-001 |
| 31658 |
EFTA01375744.txt |
Re: Rothschild [C] |
Richard Kahn |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Richard Kahn is inquiring about the bid/ask price for 100k of Rothschild stock. Tazia Smith is... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0071322 |
gemini-2.0-flash-001 |
| 31659 |
EFTA01375745.txt |
Re: Rothschild [C] |
Richard Kahn |
suspicious |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn and Tazia Smith are discussing Rothschild stock performance and aftermarket... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0071323 |
gemini-2.0-flash-001 |
| 31660 |
EFTA01375746.txt |
Fwd: Rothschild |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn requests bid ask information for Rothschild & Co SCA shares from Vahe Stepanian and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith, Vahe Stepanian |
DB-SDNY-0071324 |
gemini-2.0-flash-001 |
| 31661 |
EFTA01375747.txt |
Rothschild interday |
Richard Kahn |
none |
none |
2017-05-22 |
other |
dataset_10 |
|
This document is a transmittal from Richard Kahn of HBRK Associates Inc. containing a file named... |
|
— |
DB-SDNY-0071325 |
gemini-2.0-flash-001 |
| 31662 |
EFTA01375748.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality disclaimer and legal notice from Deutsche Bank. It... |
|
— |
DB-SDNY-0071326, SDNY_GM_00217510 |
gemini-2.0-flash-001 |
| 31663 |
EFTA01375749.txt |
Re: Rothschild - Being shown an offer! [C] |
Richard Kahr |
none |
none |
2017-06-01 |
email |
dataset_10 |
|
Richard Kahr is seeking inventory for a potential buyer interested in a large quantity (100k) of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin |
DB-SDNY-0071328 |
gemini-2.0-flash-001 |
| 31664 |
EFTA01375750.txt |
RE: Rothschild - Being shown an offer! (C] |
Vahe Stepanian |
none |
none |
2017-06-01 |
email |
dataset_10 |
|
Delores Rubin informs Vahe Stepanian and Richard Kahn about the seller's impatience regarding an... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin, Richard Kahn |
DB-SDNY-0071329 |
gemini-2.0-flash-001 |
| 31665 |
EFTA01375751.txt |
RE: Rothschild - Being shown an offer! [C] |
Delores Rubin |
none |
none |
2017-05-31 |
email |
dataset_10 |
|
This email exchange between Delores Rubin of DB Securities and Richard Kahn of HBRK Associates... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0071330 |
gemini-2.0-flash-001 |
| 31666 |
EFTA01375752.txt |
RE: Rothschild [Cl |
Delores Rubin |
none |
none |
2017-05-31 |
email |
dataset_10 |
|
Delores Rubin informs Richard Kahn about a seller offering 25,000 shares of Rothschild stock at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0071331 |
gemini-2.0-flash-001 |
| 31667 |
EFTA01375753.txt |
Re: Rothschild IC) |
Richard Kahn |
none |
none |
2017-05-30 |
email |
dataset_10 |
|
This email exchange between Delores Rubin and Richard Kahn discusses the possibility of working... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin |
DB-SDNY-0071332 |
gemini-2.0-flash-001 |
| 31668 |
EFTA01375754.txt |
Re: Rothschild (Cl |
Richard Kahn |
none |
none |
2017-05-30 |
email |
dataset_10 |
|
This email exchange between Richard Kahn and Delores Rubin discusses a potential offer related... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin |
DB-SDNY-0071333, SDNY_GM_00217517 |
gemini-2.0-flash-001 |
| 31669 |
EFTA01375755.txt |
Re: Rot sc C |
Richard Kahn |
none |
none |
2017-05-30 |
email |
dataset_10 |
|
Richard Kahn of HBRK Associates Inc. is inquiring with Delores Rubin of DB Securities Inc. about... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin |
DB-SDNY-0071334 |
gemini-2.0-flash-001 |
| 31670 |
EFTA01375756.txt |
Rothschild stock update |
Delores Rubin |
none |
none |
2017-05-30 |
email |
dataset_10 |
|
Delores Rubin from Deutsche Bank provides Richard and Tazia with an update on Rothschild stock... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard, Tazia |
DB-SDNY-0071335, SDNY_GM_00217519 |
gemini-2.0-flash-001 |
| 31671 |
EFTA01375757.txt |
RE: Rothschild |
Delores Rubin |
none |
none |
2017-05-24 |
email |
dataset_10 |
|
Delores Rubin provides an update on Rothschild trading activity, noting limited activity and the... |
Financial transactions/money flowBusiness dealings |
Tazia Smith, Sim, Davide-A Sferrazza |
DB-SDNY-0071336 |
gemini-2.0-flash-001 |
| 31672 |
EFTA01375758.txt |
RE: Rothschild |
Tazia Smith |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Tazia Smith informs Richard Kahn that there is no current market for 100k of Rothschild stock... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0071337 |
gemini-2.0-flash-001 |
| 31673 |
EFTA01375759.txt |
Re: Rothschild [C] |
Richard Kahn |
suspicious |
possible |
2017-05-23 |
email |
dataset_10 |
|
Richard Kahn informs Tazia Smith that Jeffrey Epstein is not ready to place an order related to... |
Financial transactions/money flowBusiness dealings |
Tazia Smith |
|
gemini-2.0-flash-001 |
| 31674 |
EFTA01375760.txt |
Closing the loop on today's trading |
Rich |
none |
none |
N/A |
other |
dataset_10 |
|
The document is a trading update from Rich, detailing the closing price and volume for ROTH FP,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071339 |
gemini-2.0-flash-001 |
| 31675 |
EFTA01375761.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document fragment discusses market activity related to a large quantity of shares (100k)... |
Financial transactions/money flow |
— |
DB-SDNY-0071342 |
gemini-2.0-flash-001 |
| 31676 |
EFTA01375762.txt |
None |
Delore Rubin |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
This is an email sent from Delore Rubin to Richard Kahn and Tazia Smith, with Stewart Oldfield... |
|
Richard Kahn, Tazia Smith |
DB-SDNY-0071343 |
gemini-2.0-flash-001 |
| 31677 |
EFTA01375763.txt |
RE: Rothschild |
Vahe Stepani an; Blatt Glassm an |
none |
none |
None |
email |
dataset_10 |
|
Vahe Stepani from DB is responding to Richard's inquiry about Rothschild trading activity. The... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard |
DB-SDNY-0071344 |
gemini-2.0-flash-001 |
| 31678 |
EFTA01375764.txt |
None |
Delores Rubin |
none |
none |
None |
other |
dataset_10 |
|
Delores Rubin provides an update on a stock, noting its current price and trading volume. She... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071345 |
gemini-2.0-flash-001 |
| 31679 |
EFTA01375765.txt |
None |
Richard Kahn mailto: |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
This document is an email header from Richard Kahn to Delores Rubin. It includes Delores Rubin's... |
|
— |
DB-SDNY-0071346 |
gemini-2.0-flash-001 |
| 31680 |
EFTA01375811.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains a standard confidentiality notice and legal disclaimer. It prohibits... |
|
— |
DB-SDNY-0071427, SDNY_GM_00217611 |
gemini-2.0-flash-001 |
| 31681 |
EFTA01375812.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard disclaimer from Deutsche Bank regarding confidentiality, and stating... |
|
— |
DB-SDNY-0071428, SDNY_GM_00217612 |
gemini-2.0-flash-001 |
| 31682 |
EFTA01375813.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains standard confidentiality and legal disclaimers from Deutsche Bank. It... |
|
— |
DB-SDNY-0071431 |
gemini-2.0-flash-001 |
| 31683 |
EFTA01375814.txt |
|
Richard Kahn |
none |
none |
2017-07-13 |
email |
dataset_10 |
|
Richard Kahn emailed Vahe Stepanian to inquire about their ability to sell puts. The email... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0071433 |
gemini-2.0-flash-001 |
| 31684 |
EFTA01375815.txt |
Epstein trading meeting - NOTE TIME CHANGE, breakfast served |
Stewart Oldfield |
none |
none |
2017-09-18 |
email |
dataset_10 |
|
Stewart Oldfield sent an email to Liam Osullivan to notify him of a time change for a trading... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Liam Osullivan |
DB-SDNY-0071434 |
gemini-2.0-flash-001 |
| 31685 |
EFTA01375816.txt |
RE: Message in format validation- RFK :-13430439 T:01849166 II) |
Cynthia Rodriguez |
none |
none |
2017-10-25 |
email |
dataset_10 |
|
Cynthia Rodriguez is inquiring about a cancelled wire transfer and insists that it be sent out... |
Financial transactions/money flowCommunications/correspondence |
Ankit-Kumar Sharma, Stewart Oldfield, William-M Finn,... |
RFK :-13430439 T:01849166 |
gemini-2.0-flash-001 |
| 31686 |
EFTA01375817.txt |
Message in format validation- RFK :-13430439 |
Shri Lakshmi On Behalf Of swift fin |
none |
none |
2017-10-25 |
email |
dataset_10 |
|
An email from Shri Lakshmi of swift fin informs the team about a failed message due to format... |
Financial transactions/money flowCommunications/correspondence |
Don Delcher, Kathryn J Stanfield, GTO-PWM-Banking... |
13430439 |
gemini-2.0-flash-001 |
| 31687 |
EFTA01375818.txt |
Payment Details |
DEUTSCHE BANK TRUST COMPANY AMERICA |
none |
none |
2017-10-25 |
other |
dataset_10 |
|
This document details a credit transaction of 169.20 USD from Deutsche Bank Trust Company... |
Financial transactions/money flow |
— |
13430439 |
gemini-2.0-flash-001 |
| 31688 |
EFTA01375819.txt |
RM0082289 Daily Deposit Report 20171117 |
pbrd_admin@list.db.com |
suspicious |
none |
2017-11-17 |
report |
dataset_10 |
|
This document is a daily deposit report from November 17, 2017, listing accounts with large,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 31689 |
EFTA01375820.txt |
CDD Forms |
Bebe Avdiu |
suspicious |
none |
2018-06-06 |
email |
dataset_10 |
|
Bebe Avdiu sent an email to Stewart on June 6, 2018, attaching completed CDD forms for several... |
Financial transactions/money flowBusiness dealings |
Stewart |
DB-SDNY-0071441, SDNY_GM_00217625, EFTA01375820 |
gemini-2.0-flash-001 |
| 31690 |
EFTA01375821.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
|
— |
DB-SDNY-0071442, SDNY_GM_00217626 |
gemini-2.0-flash-001 |
| 31691 |
EFTA01375822.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0071445, SDNY_GM_00217629 |
gemini-2.0-flash-001 |
| 31692 |
EFTA01375823.txt |
Certification of beneficial owner(s) |
|
none |
none |
Unknown |
Certification Form |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
|
— |
DB-SDNY-0071446, SDNY_GM_00217630 |
gemini-2.0-flash-001 |
| 31693 |
EFTA01375824.txt |
Certification of beneficial owner(s) |
|
none |
none |
2016 |
Certification Form |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0071447, SDNY_GM_00217631 |
gemini-2.0-flash-001 |
| 31694 |
EFTA01375825.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0071448 |
gemini-2.0-flash-001 |
| 31695 |
EFTA01375826.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018 |
form |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0071449 |
gemini-2.0-flash-001 |
| 31696 |
EFTA01375827.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018-02-22 |
Certification |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0071450 |
gemini-2.0-flash-001 |
| 31697 |
EFTA01375828.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018 |
legal filing |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0071451, SDNY_GM_00217635 |
gemini-2.0-flash-001 |
| 31698 |
EFTA01375829.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a certification form for beneficial owners of a legal entity opening an... |
|
— |
DB-SDNY-0071452, SDNY_GM_00217636 |
gemini-2.0-flash-001 |
| 31699 |
EFTA01375830.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018-05-25 |
legal filing |
dataset_10 |
|
This document is a certification of beneficial ownership for a legal entity opening an account.... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0071454 |
gemini-2.0-flash-001 |
| 31700 |
EFTA01375831.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
Certification Form |
dataset_10 |
|
This document is a certification form for identifying beneficial owners of a legal entity... |
|
— |
DB-SDNY-0071455, SDNY_GM_00217639 |
gemini-2.0-flash-001 |