| 31701 |
EFTA01375832.txt |
Confidential Legal Communication |
Bebe Aediu, Legal Assistant |
none |
none |
2018 |
other |
dataset_10 |
|
This document is a confidentiality notice and disclaimer from the law firm Darren K Indyke PLLC.... |
Legal matters/litigationCommunications/correspondence |
— |
DB-SDNY-0071457, SDNY_GM_00217641 |
gemini-2.0-flash-001 |
| 31702 |
EFTA01375833.txt |
USA PATRIOT Act Section 326 Customer Identification Program & Regulation GG |
|
none |
none |
2003-10-01 |
letter |
dataset_10 |
|
This letter informs Southern Financial, LLC about the requirements of the USA PATRIOT Act and... |
Legal matters/litigationFinancial transactions/money flowCompliance issues |
Client - Southern Financial, LLC |
DB-SDNY-0071459, SDNY_GM_00217643 |
gemini-2.0-flash-001 |
| 31703 |
EFTA01375834.txt |
Restricted Transactions |
Client Data Services, Deutsche Bank USA Core Corporation |
none |
none |
None |
other |
dataset_10 |
|
This document is a communication from Deutsche Bank USA Core Corporation's Client Data Services... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
DB-SDNY-0071460 |
gemini-2.0-flash-001 |
| 31704 |
EFTA01375835.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a disclaimer from Deutsche Bank stating that it does not provide legal or tax... |
|
— |
DB-SDNY-0071461, SDNY_GM_00217645 |
gemini-2.0-flash-001 |
| 31705 |
EFTA01375836.txt |
Business Continuity Management Program |
Deutsche Bank |
none |
none |
May 2017 |
letter |
dataset_10 |
|
This letter from Deutsche Bank informs clients about their Business Continuity Management... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0071462 |
gemini-2.0-flash-001 |
| 31706 |
EFTA01375837.txt |
Audit and Regulatory Obligations |
Information & Resilience Risk Management, Deutsche Bank |
none |
none |
None |
other |
dataset_10 |
|
The document outlines Deutsche Bank's Business Continuity Management (BCM) program's audit... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0071464 |
gemini-2.0-flash-001 |
| 31707 |
EFTA01375838.txt |
Potential Conflicts of Interest |
|
none |
none |
None |
letter |
dataset_10 |
|
This letter from Deutsche Bank informs clients about the breadth of their activities and... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0071465 |
gemini-2.0-flash-001 |
| 31708 |
EFTA01375839.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document from Deutsche Bank discloses information about its prime finance unit, trading... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0071466, SDNY_GM_00217650 |
gemini-2.0-flash-001 |
| 31709 |
EFTA01375840.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the Bank's order handling practices, risk management techniques, and... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0071467 |
gemini-2.0-flash-001 |
| 31710 |
EFTA01375841.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines DBSI's order execution practices, financing rates, and securities lending... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0071468 |
gemini-2.0-flash-001 |
| 31711 |
EFTA01375842.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document informs customers of the risks associated with securities loans, rehypothecation,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0071469 |
gemini-2.0-flash-001 |
| 31712 |
EFTA01375843.txt |
None |
M. Batty Bausat, Thomas Patrick |
none |
none |
2012-02-03 |
letter |
dataset_10 |
|
This letter from Deutsche Bank Securities Inc. to a client confirms their commitment to service... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0071470, SDNY_GM_00217654 |
gemini-2.0-flash-001 |
| 31713 |
EFTA01375844.txt |
IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT
USA PATRIOT Act Section 326 Customer Identification Program |
Deutsche Bank |
none |
none |
2003-10-01 |
letter |
dataset_10 |
|
This document from Deutsche Bank outlines the procedures for opening a new account in compliance... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
DB-SDNY-0071472 |
gemini-2.0-flash-001 |
| 31714 |
EFTA01375845.txt |
U.S. dollar transaction invoking directly or indirectly Internet gambling activity |
Client Data Services Deutsche Bank USA Core Corporation |
none |
none |
None |
email |
dataset_10 |
|
This email from Deutsche Bank's Client Data Services informs recipients to avoid submitting U.S.... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
— |
DB-SDNY-0071473 |
gemini-2.0-flash-001 |
| 31715 |
EFTA01375846.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a disclaimer from Deutsche Bank stating that it does not render legal or tax... |
Legal matters/litigation |
— |
DB-SDNY-0071474, SDNY_GM_00217658 |
gemini-2.0-flash-001 |
| 31716 |
EFTA01375847.txt |
Clarification Required on CDD Form - Section C |
Vijay Sawant |
suspicious |
none |
None |
email |
dataset_10 |
|
Vijay Sawant from Deutsche Bank is seeking clarification from Morgan regarding the legal address... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Morgan |
DB-SDNY-0071478 |
gemini-2.0-flash-001 |
| 31717 |
EFTA01375848.txt |
None |
Vijay Sawant |
suspicious |
none |
None |
email |
dataset_10 |
|
This email from Vijay Sawant at Deutsche Bank requests updated KYC documentation, including... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0071480 |
gemini-2.0-flash-001 |
| 31718 |
EFTA01375849.txt |
Certificate of Limited Liability Company Resolutions in favor of Deutsche Bank Trust Company Americas |
|
none |
none |
03112 |
Certificate of Limited Liability Company Resolutions |
dataset_10 |
|
This document is a Certificate of Limited Liability Company Resolutions for NES, LLC,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
12-PWM-0180 |
gemini-2.0-flash-001 |
| 31719 |
EFTA01375850.txt |
Corporate Resolutions |
|
none |
none |
23 — |
legal filing |
dataset_10 |
|
This document is a Certificate of Corporate Resolutions, authorizing Jeffrey Epstein and Darren... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
11-PWRI-0893 1111111
008700.112111 |
gemini-2.0-flash-001 |
| 31720 |
EFTA01375851.txt |
Certificate of Limited Liability Company Resolutions in favor of Deutsche Bank Trust Company Americas |
|
none |
none |
03/12 |
Certificate of Limited Liability Company Resolutions |
dataset_10 |
|
This document is a Certificate of Limited Liability Company Resolutions for Plan 0, LLC,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
12•PWM-0100 |
gemini-2.0-flash-001 |
| 31721 |
EFTA01375852.txt |
KYC/NCA: PART A VA |
|
suspicious |
possible |
2018-08-02 |
KYC |
dataset_10 |
|
This KYC document details the relationship between Southern Financial and Deutsche Bank, noting... |
Financial transactions/money flowBusiness dealings |
— |
01790820 |
gemini-2.0-flash-001 |
| 31722 |
EFTA01375853.txt |
Account Ownership Summary |
|
suspicious |
none |
2018-08-02 |
KYC Print |
dataset_10 |
|
This KYC document outlines the account ownership summary for Zorro Management, LLC, identifying... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071490 |
gemini-2.0-flash-001 |
| 31723 |
EFTA01375854.txt |
KYC Print - Account Ownership Summary |
|
none |
none |
2018-08-02 |
other |
dataset_10 |
|
This document is a KYC (Know Your Customer) printout summarizing the account ownership for Mort,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071493 |
gemini-2.0-flash-001 |
| 31724 |
EFTA01375855.txt |
Account Ownership Summary |
|
suspicious |
none |
2018-08-02 |
KYC Print |
dataset_10 |
|
This KYC document outlines the account ownership summary for Jeepers Inc., identifying Jeffrey... |
Financial transactions/money flowBusiness dealings |
— |
N4G024935 |
gemini-2.0-flash-001 |
| 31725 |
EFTA01375856.txt |
Account Ownership Summary - Hyperion Air, LLC - Deposit |
|
none |
none |
2018-08-02 |
KYC Print |
dataset_10 |
|
This KYC document summarizes the account ownership for Hyperion Air, LLC, including its purpose,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071495 |
gemini-2.0-flash-001 |
| 31726 |
EFTA01375857.txt |
Account Ownership Summary |
|
suspicious |
none |
2018-08-02 |
KYC Print |
dataset_10 |
|
This KYC document outlines the ownership and financial details of Plan D LLC, including Jeffrey... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071496 |
gemini-2.0-flash-001 |
| 31727 |
EFTA01375858.txt |
Account Ownership Summary |
|
none |
none |
2018-08-02 |
KYC Print |
dataset_10 |
|
This KYC document outlines the account ownership summary for 3EGE LLC, including its purpose,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071497 |
gemini-2.0-flash-001 |
| 31728 |
EFTA01375859.txt |
Account Ownership Summary |
|
none |
none |
2018-08-02 |
form |
dataset_10 |
|
This document is an Account Ownership Summary for JEGE Inc - Deposits, outlining the account's... |
Financial transactions/money flowBusiness dealings |
— |
42953459 |
gemini-2.0-flash-001 |
| 31729 |
EFTA01375860.txt |
KYC Print - Darren Indyke |
|
none |
none |
2018-08-02 |
KYC Print |
dataset_10 |
|
This document is a KYC (Know Your Customer) form for Darren Indyke, providing details about his... |
Financial transactions/money flowEmployment/staffing |
— |
DB-SDNY-0071499, SDNY_GM_00217683 |
gemini-2.0-flash-001 |
| 31730 |
EFTA01375861.txt |
KYC Print |
|
none |
none |
2018-08-02 |
other |
dataset_10 |
|
This is a page from a KYC document requesting information about an individual's financial... |
|
— |
DB-SDNY-0071500, SDNY_GM_00217684 |
gemini-2.0-flash-001 |
| 31731 |
EFTA01375862.txt |
Individual Details (for all parties) |
|
none |
none |
8/2/2018 |
KYC Print |
dataset_10 |
|
This document is a KYC (Know Your Customer) form for Gordon, Bnce M., providing details about... |
Financial transactions/money flowEmployment/staffing |
— |
DB-SDNY-0071503 |
gemini-2.0-flash-001 |
| 31732 |
EFTA01375863.txt |
KYC Print |
|
none |
none |
2018-08-02 |
other |
dataset_10 |
|
This document is a page from a KYC (Know Your Customer) report, potentially related to a legal... |
|
— |
DB-SDNY-0071504, SDNY_GM_00217688 |
gemini-2.0-flash-001 |
| 31733 |
EFTA01375864.txt |
Account Ownership Summary |
|
none |
none |
2018-08-02 |
KYC Print |
dataset_10 |
|
This document is a KYC (Know Your Customer) printout detailing information about Harry Beller,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071505 |
gemini-2.0-flash-001 |
| 31734 |
EFTA01375865.txt |
KYC Print |
|
none |
none |
2018-08-02 |
other |
dataset_10 |
|
This document is a page from a KYC form, requesting information about the individual's family... |
Financial transactions/money flow |
— |
DB-SDNY-0071506, SDNY_GM_00217690 |
gemini-2.0-flash-001 |
| 31735 |
EFTA01375866.txt |
Individual Details (for all parties) |
|
suspicious |
possible |
2017-06-28 |
KYC Print |
dataset_10 |
|
This KYC document outlines personal and professional details for Jeffrey E. Epstein, including... |
Financial transactions/money flowPolitical connections/influenceBusiness dealings |
— |
DB-SDNY-0071507 |
gemini-2.0-flash-001 |
| 31736 |
EFTA01375867.txt |
KYC Print |
|
none |
none |
2018-08-02 |
other |
dataset_10 |
|
This document is a page from a KYC (Know Your Customer) form, used to gather information about a... |
Financial transactions/money flow |
— |
DB-SDNY-0071508, SDNY_GM_00217692 |
gemini-2.0-flash-001 |
| 31737 |
EFTA01375868.txt |
Individual Details (for all parties) |
|
none |
none |
2018-08-02 |
KYC Print |
dataset_10 |
|
This KYC document outlines the individual details of Jean Anne Brennan Wiebracht, including her... |
Financial transactions/money flowEmployment/staffing |
— |
DB-SDNY-0071509 |
gemini-2.0-flash-001 |
| 31738 |
EFTA01375869.txt |
Legal Entity Details - Zorro Management, LLC |
|
none |
none |
2018-08-02 |
KYC Print |
dataset_10 |
|
This KYC print details information about Zorro Management, LLC, including its ownership by... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071510 |
gemini-2.0-flash-001 |
| 31739 |
EFTA01375870.txt |
LSJE, LLC - a real estate holding company |
|
none |
none |
2018-08-02 |
KYC Print |
dataset_10 |
|
This KYC document details the structure and financial information of LSJE, LLC, a real estate... |
Real estate/propertiesFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071511 |
gemini-2.0-flash-001 |
| 31740 |
EFTA01375871.txt |
LSJE, LLC and Mort, Inc KYC Information |
|
suspicious |
none |
2018-08-02 |
KYC Print |
dataset_10 |
|
This KYC document outlines the details of LSJE, LLC and Mort, Inc, both entities connected to... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071512 |
gemini-2.0-flash-001 |
| 31741 |
EFTA01375872.txt |
KYC Information for Jeepers, Inc. |
|
none |
none |
2018-08-02 |
KYC Print |
dataset_10 |
|
This KYC document outlines the details of Jeepers, Inc., an investment holding company owned by... |
Financial transactions/money flowBusiness dealings |
— |
00000486423 |
gemini-2.0-flash-001 |
| 31742 |
EFTA01375873.txt |
KYC Information for Plan D, LLC |
|
none |
none |
2018-08-02 |
KYC Print |
dataset_10 |
|
This KYC document outlines the details of Plan D, LLC, a company owned by Jeffrey Epstein and... |
Financial transactions/money flowBusiness dealings |
— |
00000487219 |
gemini-2.0-flash-001 |
| 31743 |
EFTA01375874.txt |
JEGE, LLC - 00000487216 KYC Information |
|
none |
none |
2018-08-02 |
KYC Print |
dataset_10 |
|
This KYC document outlines the details of JEGE, LLC, a single-member LLC owned by Jeffrey... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071516 |
gemini-2.0-flash-001 |
| 31744 |
EFTA01375875.txt |
KYC Information for JEGE, Inc - 00000987294 |
|
suspicious |
none |
2018-08-02 |
KYC Print |
dataset_10 |
|
This KYC document outlines the details of JEGE, Inc., a company owned by Jeffrey Epstein and... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071517 |
gemini-2.0-flash-001 |
| 31745 |
EFTA01375876.txt |
KYC Information for an Entity |
|
none |
none |
2018-08-02 |
KYC Print |
dataset_10 |
|
This KYC document outlines the details of an entity owned by Jeffrey Epstein, stating its... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071518, SDNY_GM_00217702 |
gemini-2.0-flash-001 |
| 31746 |
EFTA01375877.txt |
DB PWM GLOBAL KYC/NCA: US/LatAm/Int'I PART B |
|
suspicious |
none |
8/2/2018 |
KYC Print |
dataset_10 |
|
This document is a KYC (Know Your Customer) form from Deutsche Bank, assessing the risk... |
Financial transactions/money flowLegal matters/litigationCompliance |
— |
DB-SDNY-0071519 |
gemini-2.0-flash-001 |
| 31747 |
EFTA01375878.txt |
KYC Print |
|
suspicious |
possible |
2018-08-02 |
document |
dataset_10 |
|
This KYC document page assesses special risk factors associated with an account, including... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0071520, SDNY_GM_00217704 |
gemini-2.0-flash-001 |
| 31748 |
EFTA01375879.txt |
KYC Print, Private Wealth Management Policy Statement |
|
none |
none |
2018-08-02 |
other |
dataset_10 |
|
This document is a KYC print outlining Deutsche Bank's Private Wealth Management policy... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0071522, SDNY GM_00217706 |
gemini-2.0-flash-001 |
| 31749 |
EFTA01375880.txt |
RM0082289 Daily Deposit Report 20180119 |
dwhpbdw-batch@db.com |
none |
none |
2018-01-19 |
report |
dataset_10 |
|
This document is a daily deposit report for RM code 82289, listing the account balances for... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 31750 |
EFTA01375881.txt |
RE: Rothschild - Being shown an offer! ICI |
Delores Rubin |
none |
none |
2017-06-01 |
email |
dataset_10 |
|
This email exchange between Delores Rubin and Richard Kahn concerns an offer related to... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Richard Kah, Vahe Ste anian, Tazia Smith, Stewart Oldfield |
DB-SDNY-0071527 |
gemini-2.0-flash-001 |
| 31751 |
EFTA01375882.txt |
RE: Rothschild - Being shown an offer! (C] |
Delores Rubin |
none |
none |
2017-06-01 |
email |
dataset_10 |
|
Delores Rubin informs Vahe Stepanian and Richard Kahn that the seller of Rothschild shares is... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Richard Kahn |
DB-SDNY-0071529 |
gemini-2.0-flash-001 |
| 31752 |
EFTA01375883.txt |
RE: Rothschild - Being shown an offer! [C] |
Delores Rubin |
none |
none |
2017-05-31 |
email |
dataset_10 |
|
This email exchange between Delores Rubin of DB Securities and Richard Kahn of HBRK Associates... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Tazia Smith, Vahe Stepanian |
DB-SDNY-0071530 |
gemini-2.0-flash-001 |
| 31753 |
EFTA01375884.txt |
RE: Rothschild [C] |
Delores Rubin |
none |
none |
2017-05-31 |
email |
dataset_10 |
|
Delores Rubin informs Richard Kahn about a seller offering 25,000 shares of Rothschild stock and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0071531 |
gemini-2.0-flash-001 |
| 31754 |
EFTA01375885.txt |
Re: Rothschild IC) |
Richard Kahn |
none |
none |
2017-05-30 |
email |
dataset_10 |
|
Delores Rubin from DB Securities Inc is following up with Richard Kahn regarding a potential... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin |
DB-SDNY-0071532 |
gemini-2.0-flash-001 |
| 31755 |
EFTA01375886.txt |
Re: Rothschild [C] |
Richard Kahn |
none |
none |
2017-05-30 |
email |
dataset_10 |
|
Richard Kahn emailed Delores Rubin seeking information on crossing a 100,000 share block of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin |
DB-SDNY-0071534 |
gemini-2.0-flash-001 |
| 31756 |
EFTA01375887.txt |
Rothschild Stock Update |
Delores Rubin |
none |
none |
2017-05-30 |
email |
dataset_10 |
|
Delores Rubin from Deutsche Bank provides Richard and Tazia with an update on Rothschild stock... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard, Tazia |
DB-SDNY-0071535, SDNY_GM_00217719 |
gemini-2.0-flash-001 |
| 31757 |
EFTA01375888.txt |
RE: Rothschild |
Delores Rubin |
none |
none |
2017-05-24 |
email |
dataset_10 |
|
Delores Rubin updates Richard Kahn on the limited activity regarding Rothschild trading. She... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith, Richard Kahn |
DB-SDNY-0071536 |
gemini-2.0-flash-001 |
| 31758 |
EFTA01375889.txt |
RE: Rothschild |
Tazia Smith |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Tazia Smith informs Richard Kahn that there is no market for 100k shares of Rothschild stock and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0071537
SDNY_GM_00217721 |
gemini-2.0-flash-001 |
| 31759 |
EFTA01375890.txt |
Re: Rothschild [C] |
Richard Kahn |
suspicious |
none |
2017-05-23 |
email |
dataset_10 |
|
Richard Kahn informs Tazia Smith that Mr. Epstein is not yet ready to place an order with... |
Financial transactions/money flowBusiness dealings |
Tazia Smith |
DB-SDNY-0071538
SDNY_GM_00217722 |
gemini-2.0-flash-001 |
| 31760 |
EFTA01375891.txt |
Closing the loop on today's trading |
|
none |
none |
N/A |
other |
dataset_10 |
|
The document summarizes the day's trading activity, noting that ROTH FP closed at 28 EUR on... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071539 |
gemini-2.0-flash-001 |
| 31761 |
EFTA01375892.txt |
RE: Rothschild [C] |
Tazia Smith |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Tazia Smith emailed Delores Rubin and Richard Kahn, requesting Richard to call Delores directly... |
Business dealingsCommunications/correspondence |
Delores Rubin, Richard Kahn |
DB-SDNY-0071541 |
gemini-2.0-flash-001 |
| 31762 |
EFTA01375893.txt |
None |
Delore Rubin |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
This is an email sent from Delore Rubin to Richard Kahn and Tazia Smith, with Stewart Oldfield... |
|
Richard Kahn, Tazia Smith |
DB-SDNY-0071543 |
gemini-2.0-flash-001 |
| 31763 |
EFTA01375894.txt |
RE: Rothschild [C] |
Vahe Stepani an |
none |
none |
None |
email |
dataset_10 |
|
Vahe Stepani an is responding to Richard's inquiry about Rothschild stock trading activity. He... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard |
DB-SDNY-0071544 |
gemini-2.0-flash-001 |
| 31764 |
EFTA01375895.txt |
None |
Delores Rubin |
none |
none |
None |
email |
dataset_10 |
|
Delores Rubin provides an update on a stock, noting its current price and trading volume. She... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071545, SDNY_GM_00217729 |
gemini-2.0-flash-001 |
| 31765 |
EFTA01375896.txt |
Wealth Management |
Richard Kahn |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
This document is an email sent by Richard Kahn on May 23, 2017. It appears to include contact... |
Business dealingsCommunications/correspondenceEmployment/staffing |
— |
DB-SDNY-0071546 |
gemini-2.0-flash-001 |
| 31766 |
EFTA01375897.txt |
Re: Rothschild [C] |
Richar d Kahn |
none |
none |
None |
email |
dataset_10 |
|
Richard Kahn sent an email inquiring about an update on a bid ask for 100k Rothschild. The email... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia, Stewart Oldfield, Vahe Stepan( an, Matt Glassm... |
DB-SDNY-0071547 |
gemini-2.0-flash-001 |
| 31767 |
EFTA01375934.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a confidentiality notice indicating that the communication may contain... |
|
— |
DB-SDNY-0071626, SDNY_GM_00217810 |
gemini-2.0-flash-001 |
| 31768 |
EFTA01375935.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains standard confidentiality and legal disclaimers from Deutsche Bank. It... |
|
— |
DB-SDNY-0071629 |
gemini-2.0-flash-001 |
| 31769 |
EFTA01375936.txt |
RE: (CJ |
Vahe Stepanian |
suspicious |
none |
2017-07-13 |
email |
dataset_10 |
|
This email exchange discusses the possibility of selling put options in SFL through Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
EFTA01375936 |
gemini-2.0-flash-001 |
| 31770 |
EFTA01375937.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains standard confidentiality and legal disclaimers from Deutsche Bank. It... |
|
— |
DB-SDNY-0071633, SDNY_GM_00217817 |
gemini-2.0-flash-001 |
| 31771 |
EFTA01375938.txt |
RE: Epstein mtg - reschedule [I] |
Stewart Oldfield |
none |
none |
2017-08-23 |
email |
dataset_10 |
|
This email chain discusses rescheduling a meeting with Jeffrey Epstein. The participants are... |
Business dealingsCommunications/correspondence |
Jo ce Tsoi, Vahe Ste anian, Daniel-E Kaiser, Martin... |
DB-SDNY-0071634
SDNY_GM_00217818 |
gemini-2.0-flash-001 |
| 31772 |
EFTA01375939.txt |
FW: Thursday meeting |
Stewart Oldfield |
none |
none |
2017-08-07 |
email |
dataset_10 |
|
Richard Kahn cancelled a meeting due to a consultant's unexpected travel and proposed... |
Business dealingsCommunications/correspondence |
Daniel-8 Kaiser |
DB-SDNY-0071635 |
gemini-2.0-flash-001 |
| 31773 |
EFTA01375940.txt |
RE: trading meeting |
Stewart Oldfield |
none |
none |
2017-08-25 |
email |
dataset_10 |
|
This email exchange discusses scheduling a trading meeting and arranging for trading authority... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Richard Kahn, Vahe Stepanian |
DB-SDNY-0071637 |
gemini-2.0-flash-001 |
| 31774 |
EFTA01375941.txt |
Re: trading meeting |
Richard Kahn |
none |
none |
2017-07-24 |
email |
dataset_10 |
|
Richard Kahn is trying to schedule a trading meeting with Stewart Oldfield's team for early... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0071638 |
gemini-2.0-flash-001 |
| 31775 |
EFTA01375942.txt |
Re: trading meeting |
Stewart Oldfield |
none |
none |
2017-07-20 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Richard Kahn is about scheduling a trading... |
Business dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0071639 |
gemini-2.0-flash-001 |
| 31776 |
EFTA01375943.txt |
Re: trading meeting |
Richard Kahn |
none |
none |
2017-07-12 |
email |
dataset_10 |
|
This email is a brief exchange between Richard Kahn and Stewart Oldfield to schedule a trading... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0071640 |
gemini-2.0-flash-001 |
| 31777 |
EFTA01375944.txt |
Re: Date Availability |
Richard Kahn |
none |
none |
2017-07-12 |
email |
dataset_10 |
|
Richard Kahn and Stewar Oldfiel d are exchanging emails to find a suitable date for a meeting or... |
Communications/correspondence |
Stewar Oldfiel d |
DB-SDNY-0071641 |
gemini-2.0-flash-001 |
| 31778 |
EFTA01375945.txt |
Re: trading meeting |
Richard Kahn |
none |
none |
2017-07-12 |
email |
dataset_10 |
|
Richard Kahn confirms that August 3rd is the best date for a trading meeting with Stewart... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0071642 |
gemini-2.0-flash-001 |
| 31779 |
EFTA01376001.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a disclaimer from Deutsche Bank stating they do not render legal or tax advice... |
|
— |
DB-SDNY-0071730
SDNY_GM_00217914 |
gemini-2.0-flash-001 |
| 31780 |
EFTA01376002.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality disclaimer from Deutsche Bank. It outlines the... |
|
— |
DB-SDNY-0071731 |
gemini-2.0-flash-001 |
| 31781 |
EFTA01376003.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document contains standard confidentiality and legal disclaimers from Deutsche Bank. It also... |
|
— |
DB-SDNY-0071732, SDNY_GM_00217916 |
gemini-2.0-flash-001 |
| 31782 |
EFTA01376004.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains standard disclaimers and confidentiality notices from Deutsche Bank,... |
|
— |
DB-SDNY-0071733, SDNY_GM_00217917 |
gemini-2.0-flash-001 |
| 31783 |
EFTA01376005.txt |
Daily Deposit Report 20171019 |
|
suspicious |
none |
2017-10-19 |
report |
dataset_10 |
|
This document is a daily deposit report from October 19, 2017, listing large, zero, and negative... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 31784 |
EFTA01376006.txt |
RE: SOF IV names |
Stewart Oldfield |
suspicious |
none |
2018-04-30 |
email |
dataset_10 |
|
This email from Stewart Oldfield to Andrew King discusses how to present feeder vs. master fund... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew King |
DB-SDNY-0071735 |
gemini-2.0-flash-001 |
| 31785 |
EFTA01376007.txt |
RM0082289 Daily Deposit Report 20180511 |
|
none |
none |
2018-05-11 |
report |
dataset_10 |
|
This document is a daily deposit report from May 11, 2018, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 31786 |
EFTA01376008.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document lists names associated with financial amounts, possibly related to grants or... |
|
— |
DB-SDNY-0071740, SDNY_GM_00217924 |
gemini-2.0-flash-001 |
| 31787 |
EFTA01376009.txt |
Conversation M6669994 |
microsoftuC |
suspicious |
none |
2016-05-16 |
email |
dataset_10 |
|
The email discusses a fraud issue on a MicrosoftUC account. Paul is assigned to resolve the issue. |
Financial transactions/money flowCommunications/correspondenceAllegations/complaints |
— |
DB-SDNY-0071741 |
gemini-2.0-flash-001 |
| 31788 |
EFTA01376010.txt |
RE: Entity Se |
Stewart Oldfield |
none |
none |
2016-05-25 |
email |
dataset_10 |
|
This email chain involves Stewart Oldfield, Richard Kahn, Paul V Morris, and Bebe Avdiu and... |
Business dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0071742 |
gemini-2.0-flash-001 |
| 31789 |
EFTA01376011.txt |
Confidentiality Notice |
Bebe Avdiu, Legal Assistant, DARKEN K 1NDYKE, PLLC |
none |
none |
2016 |
other |
dataset_10 |
|
This document is a standard confidentiality notice from Darren K. Indyke, PLLC and Deutsche... |
Legal matters/litigationCommunications/correspondence |
— |
DB-SDNY-0071743, SDNY_GM_00217927 |
gemini-2.0-flash-001 |
| 31790 |
EFTA01376012.txt |
RE: Reinsurance deal [C] |
Stewart Oldfield |
none |
none |
2015-02-05 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Ariane Dwyer concerns a reinsurance deal. They... |
Business dealingsCommunications/correspondence |
Mane Dwyer, Stewart Oldfield, Tazia Smith, Paul Morris,... |
DB-SDNY-0071744 |
gemini-2.0-flash-001 |
| 31791 |
EFTA01376013.txt |
Re: Reinsurance deal [C) |
Stewart Oldfield |
none |
none |
2015-02-04 |
email |
dataset_10 |
|
This email chain discusses the distribution of a teaser for a reinsurance deal to various... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Tazia Smith, Paul Morris, Matt Glassman, Ariane Dwyer |
DB-SDNY-0071745 |
gemini-2.0-flash-001 |
| 31792 |
EFTA01376014.txt |
E-H [I) |
Amanda Kirby |
none |
none |
2016-05-24 |
email |
dataset_10 |
|
Amanda Kirby from Deutsche Bank sent an email to Stewart Oldfield with a large number of contact... |
Communications/correspondence |
Stewart 0ldfield istewart.oldfield@db.comi |
DB-SDNY-0071746
SDNY_GM_00217930 |
gemini-2.0-flash-001 |
| 31793 |
EFTA01376015.txt |
Contact Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains the contact information for Jean Marie Echemendia, who was introduced by... |
Personal relationships |
— |
DB-SDNY-0071748 |
gemini-2.0-flash-001 |
| 31794 |
EFTA01376016.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides the contact information for Ed Hyman and his executive assistant,... |
|
— |
DB-SDNY-0071749, SDNY_GM_00217933 |
gemini-2.0-flash-001 |
| 31795 |
EFTA01376017.txt |
Edgar Bronfman Contact Information |
|
none |
none |
None |
other |
dataset_10 |
|
The document provides contact information for Edgar Bronfman, including his name, company... |
|
— |
DB-SDNY-0071750, SDNY_GM_00217934 |
gemini-2.0-flash-001 |
| 31796 |
EFTA01376018.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains the contact information for Eileen Alexanderson, who works at Elysium... |
|
— |
DB-SDNY-0071752, SDNY_GM_00217936 |
gemini-2.0-flash-001 |
| 31797 |
EFTA01376019.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document contains personal information about Elizabeth E. Jacoby, including her full name,... |
|
— |
None |
gemini-2.0-flash-001 |
| 31798 |
EFTA01376020.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains contact information for Howard Ellin, who works at Skadden Arps, and his... |
|
— |
DB-SDNY-0071758, SDNY_GM_00217942 |
gemini-2.0-flash-001 |
| 31799 |
EFTA01376021.txt |
Contact Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains the contact information for Marcus R. Epprecht, including his name,... |
|
— |
DB-SDNY-0071762, SDNY_GM_00217946 |
gemini-2.0-flash-001 |
| 31800 |
EFTA01376022.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains the contact information for Eran Schreiber, who is associated with the... |
|
— |
DB-SDNY-0071763, SDNY_GM_00217947 |
gemini-2.0-flash-001 |