| 32401 |
EFTA01376659.txt |
RM0082289 Daily Deposit Report 20190202 |
|
suspicious |
none |
2019-02-02 |
report |
dataset_10 |
|
This document is a daily deposit report from 2019 listing large, zero, and negative balances for... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 32402 |
EFTA01376660.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
02/01/19 |
report |
dataset_10 |
|
This document is a financial report listing large, zero, and negative balances for various... |
Financial transactions/money flow |
— |
DB-SDNY-0072998 |
gemini-2.0-flash-001 |
| 32403 |
EFTA01376661.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
02/08/19 |
report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various accounts and... |
Financial transactions/money flow |
— |
DB-SDNY-0073002 |
gemini-2.0-flash-001 |
| 32404 |
EFTA01376662.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
02/08/19 |
Report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various accounts as of... |
Financial transactions/money flow |
— |
82289 |
gemini-2.0-flash-001 |
| 32405 |
EFTA01376663.txt |
Financial Transactions |
pbrd_admin@list.db.com |
suspicious |
none |
2015 |
financial_record |
dataset_10 |
|
The document lists financial holdings and transactions associated with individuals and entities... |
Financial transactions/money flow |
— |
DB-SDNY-0073004, SDNY_GM_00219188 |
gemini-2.0-flash-001 |
| 32406 |
EFTA01376664.txt |
RM0082289 Daily Deposit Report 20190309 |
|
none |
none |
2019-03-09 |
report |
dataset_10 |
|
This document is a daily deposit report from March 8, 2019, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 32407 |
EFTA01376665.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
03/08/19 |
report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various accounts as of... |
Financial transactions/money flow |
— |
DB-SDNY-0073006 |
gemini-2.0-flash-001 |
| 32408 |
EFTA01376666.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
suspicious |
none |
03/08/19 |
report |
dataset_10 |
|
This document lists large balances associated with various individuals, trusts, and LLCs as of... |
Financial transactions/money flow |
— |
82289 |
gemini-2.0-flash-001 |
| 32409 |
EFTA01376667.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
03/08/19 |
other |
dataset_10 |
|
This document lists large, zero, and negative balances for various trusts and companies as of... |
Financial transactions/money flow |
— |
DB-SDNY-0073008, SDNY_GM_00219192 |
gemini-2.0-flash-001 |
| 32410 |
EFTA01376668.txt |
Daily Deposit Repo |
|
none |
none |
2019-03-20 |
report |
dataset_10 |
|
This document is a daily deposit report from March 20, 2019, listing account balances for... |
Financial transactions/money flow |
— |
DB-SDNY-0073009 |
gemini-2.0-flash-001 |
| 32411 |
EFTA01376669.txt |
Account Balances |
|
none |
none |
03/20/19 |
report |
dataset_10 |
|
This document is a report listing account names and balances as of March 20, 2019. It includes... |
Financial transactions/money flow |
— |
DB-SDNY-0073010 |
gemini-2.0-flash-001 |
| 32412 |
EFTA01376670.txt |
Need New Signature |
Cynthia Rodriguez |
suspicious |
none |
2016-05-25 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is requesting Stewart Oldfield to re-sign a CRP form for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0073013 |
gemini-2.0-flash-001 |
| 32413 |
EFTA01376671.txt |
RE: (No Subject) (I) |
Vahe Stepanian |
none |
none |
2016-06-07 |
email |
dataset_10 |
|
This email chain discusses margin release on securities and preferred stocks. Vahe Stepanian... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfiel, Joseph Dursi, Andrew King, Daniel... |
DB-SDNY-0073014 |
gemini-2.0-flash-001 |
| 32414 |
EFTA01376672.txt |
|
Richard Kahn |
none |
none |
2016-06-07 |
email |
dataset_10 |
|
Richard Kahn from HBRK Associates Inc. requests information on a basket of preferred stocks via... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0073015 |
gemini-2.0-flash-001 |
| 32415 |
EFTA01376673.txt |
RE: Returned Wire |
Bradley Gillin |
none |
none |
2016-06-10 |
email |
dataset_10 |
|
Bradley Gillin informs Stewart Oldfield about a returned wire transfer of $42,455.00 to the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0073016 |
gemini-2.0-flash-001 |
| 32416 |
EFTA01376674.txt |
None |
Bradley Galin, Vice President, Deutsche Bank Wealth Management |
none |
none |
None |
other |
dataset_10 |
|
This document is a letterhead or contact information for Bradley Galin, a Vice President at... |
|
— |
DB-SDNY-0073017, SDNY_GM_00219201 |
gemini-2.0-flash-001 |
| 32417 |
EFTA01376675.txt |
Approval Needed - List of Preferreds |
Andrew King |
none |
none |
2016-06-10 |
email |
dataset_10 |
|
Andrew King from Deutsche Bank is seeking approval to send a list of preferred equities to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zbynek Kozelsky |
DB-SDNY-0073019 |
gemini-2.0-flash-001 |
| 32418 |
EFTA01376676.txt |
Re: meet [C] |
Paul Morris |
none |
none |
2014-10-27 |
email |
dataset_10 |
|
This email exchange discusses scheduling a meeting between Paul Morris of Deutsche Bank and... |
Business dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0073021 |
gemini-2.0-flash-001 |
| 32419 |
EFTA01376677.txt |
Re: Meeting |
Richard Kahn |
none |
none |
2014-10-20 |
email |
dataset_10 |
|
Richard Kahn is responding to Paul Morris's email to reschedule a meeting due to a conflict with... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Paul Morris |
DB-SDNY-0073023 |
gemini-2.0-flash-001 |
| 32420 |
EFTA01376678.txt |
RE: MBS Factor Adjustment II] |
Stewart Oldfield |
none |
none |
2016-06-21 |
email |
dataset_10 |
|
Andrew King sent an email to Stewart Oldfield and Brianna Fowler regarding the MBS Factor... |
Financial transactions/money flowBusiness dealings |
Andrew King |
DB-SDNY-0073025 |
gemini-2.0-flash-001 |
| 32421 |
EFTA01376679.txt |
FW: Southern Financial - IA Request [I] |
Vahe Stepanian |
none |
none |
2016-06-28 |
email |
dataset_10 |
|
Vahe Stepanian emailed Stewart Oldfield with an update on the pricing request for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0073028 |
gemini-2.0-flash-001 |
| 32422 |
EFTA01376680.txt |
RE: Southern Financial - IA Request [I] |
Andrew Xu |
suspicious |
none |
2016-06-28 |
email |
dataset_10 |
|
This email exchange discusses an Investment Advisor (IA) request for Southern Financial. The... |
Financial transactions/money flowBusiness dealings |
Vahe Stepanian, Roddy Moore |
N4G023804, N46024943, N4G023812, N4G024935 |
gemini-2.0-flash-001 |
| 32423 |
EFTA01376681.txt |
RE: Southern Financial - IA Request [I] |
Andrew Xu |
none |
none |
2016-06-28 |
email |
dataset_10 |
|
The email chain discusses Southern Financial's Immaterial Adverse Change (IA) request and their... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Roddy Moore |
DB-SDNY-0073030 |
gemini-2.0-flash-001 |
| 32424 |
EFTA01376682.txt |
RE: Southern Financial - IA Request [I] |
Vahe Stepanian |
none |
none |
2016-06-28 |
email |
dataset_10 |
|
Vahe Stepanian from Deutsche Bank is requesting information from Roddy Moore and Andrew Xu... |
Financial transactions/money flowBusiness dealings |
Roddy Moore, Andrew Xu |
DB-SDNY-0073031 |
gemini-2.0-flash-001 |
| 32425 |
EFTA01376683.txt |
FW: pipeline [II |
Stewart Oldfield |
none |
none |
2016-07-01 |
email |
dataset_10 |
|
Stewart Oldfield forwarded an email from Brianna Fowler to Terri Sohrab. The email's subject is... |
Business dealingsCommunications/correspondence |
Terri Sohrab |
DB-SDNY-0073032 |
gemini-2.0-flash-001 |
| 32426 |
EFTA01376684.txt |
OF - Your Client List - Details To Be Confirmed (Urgent) Ill |
Robert McKay |
none |
none |
2018-01-08 |
email |
dataset_10 |
|
Robert McKay is requesting Stewart Oldfield to review his client list to ensure accurate... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0073034 |
gemini-2.0-flash-001 |
| 32427 |
EFTA01376685.txt |
RE: Ziggy - see below. Can you confirm that Southern Financial can trade listed options? Thank you. [II |
Zbynek Kozelsky |
none |
none |
2017-07-12 |
email |
dataset_10 |
|
Zbynek Kozelsky confirms that Southern Financial can trade listed options and instructs Vahe... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0073036 |
gemini-2.0-flash-001 |
| 32428 |
EFTA01376686.txt |
None |
Vahe Stepanian |
none |
none |
None |
email |
dataset_10 |
|
This email from Vahe Stepanian of Deutsche Bank Securities Inc.'s Key Client Partners introduces... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
— |
None |
gemini-2.0-flash-001 |
| 32429 |
EFTA01376687.txt |
Canceled: Epstein - new trader meeting |
Stewart 0ldfield |
none |
none |
2017-07-13 |
email |
dataset_10 |
|
This email notifies recipients of the cancellation of a meeting with Epstein that was scheduled... |
Business dealingsCommunications/correspondence |
Todd Stevens, Daniel-E Kaiser, ) (avier Avila |
DB-SDNY-0073038 |
gemini-2.0-flash-001 |
| 32430 |
EFTA01376688.txt |
DB Force |
Stewart Oldfield |
none |
none |
2017-09-20 |
email |
dataset_10 |
|
The email chain involves Stewart Oldfield requesting the addition of Paul S. Barrett and Alpha... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Bradley Gill in |
DB-SDNY-0073039 |
gemini-2.0-flash-001 |
| 32431 |
EFTA01376689.txt |
Re: trading mtg reschedule - wk of 9/18 |
Richard Kahn |
none |
none |
2017-09-20 |
email |
dataset_10 |
|
Richard Kahn confirms that Wednesday, September 20th works for the trading meeting and requests... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart Oldfielc |
DB-SDNY-0073040 |
gemini-2.0-flash-001 |
| 32432 |
EFTA01376690.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains standard confidentiality and legal disclaimers from Deutsche Bank,... |
|
— |
DB-SDNY-0073041 |
gemini-2.0-flash-001 |
| 32433 |
EFTA01376691.txt |
Sanctions List Search |
OFAC (Office of Foreign Assets Control) |
none |
none |
3/16/2017 |
Sanctions List Search Result |
dataset_10 |
|
This document is a sanctions list search result from the Office of Foreign Assets Control... |
Legal matters/litigationPolitical connections/influence |
— |
DB-SDNY-0073042 |
gemini-2.0-flash-001 |
| 32434 |
EFTA01376692.txt |
RE: AAVL Trade Report 4/20/2015 [C] |
Paul Morris |
none |
none |
2015-05-05 |
email |
dataset_10 |
|
This email exchange involves a trade report for Jeffrey Epstein's account at Deutsche Bank. Paul... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0073044, SDNY_GM_00219228 |
gemini-2.0-flash-001 |
| 32435 |
EFTA01376693.txt |
Swaps Protoco |
Paul Barrett |
none |
none |
2017-10-12 |
email |
dataset_10 |
|
Paul Barrett of Alpha Group Capital LLC sent an email to Martin Zeman with Richard Kahn in CC,... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Martin Zeman |
DB-SDNY-0073045 |
gemini-2.0-flash-001 |
| 32436 |
EFTA01376694.txt |
SWAPS PROTOCOL |
|
none |
none |
2014-01-29 |
other |
dataset_10 |
|
This document is a Swaps Protocol from Deutsche Bank AG's Asset & Wealth Management Division,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0073046 |
gemini-2.0-flash-001 |
| 32437 |
EFTA01376695.txt |
Swaps Protocol |
|
none |
none |
July 2012 |
other |
dataset_10 |
|
This document is a Swaps Protocol from Deutsche Bank AG explaining the compliance requirements... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0073047 |
gemini-2.0-flash-001 |
| 32438 |
EFTA01376696.txt |
Swaps Protocol |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the Swaps Protocol from DB, instructing clients on how to complete and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0073048 |
gemini-2.0-flash-001 |
| 32439 |
EFTA01376697.txt |
REPORTING CONSENT |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a reporting consent agreement outlining the terms for disclosing transaction... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0073049 |
gemini-2.0-flash-001 |
| 32440 |
EFTA01376698.txt |
US PERSON CERTIFICATION |
|
none |
none |
lc)/ -21e1- |
legal filing |
dataset_10 |
|
This document is a US Person Certification form for a client swap vehicle. It determines whether... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0073050 |
gemini-2.0-flash-001 |
| 32441 |
EFTA01376699.txt |
Client Information |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines client information and representations related to swap agreements with... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0073052, SDNY_GM_00219236 |
gemini-2.0-flash-001 |
| 32442 |
EFTA01376700.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the terms and conditions related to swap agreements, focusing on... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0073053, SDNY_GM_00219237 |
gemini-2.0-flash-001 |
| 32443 |
EFTA01376701.txt |
NO RECOMMENDATIONS |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the representations and warranties made by a client to DB in connection... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0073054, SDNY_GM_00219238 |
gemini-2.0-flash-001 |
| 32444 |
EFTA01376702.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the terms and conditions for swaps trading between a client and DB,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0073055
SDNY_GM_00219239 |
gemini-2.0-flash-001 |
| 32445 |
EFTA01376703.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the agreement between DB and a client regarding cleared and uncleared... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0073056 |
gemini-2.0-flash-001 |
| 32446 |
EFTA01376704.txt |
SWAP DOCUMENTATION |
DB |
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the agreement between DB and Client regarding swap transactions,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Client |
DB-SDNY-0073057, SDNY_GM_002 19241 |
gemini-2.0-flash-001 |
| 32447 |
EFTA01376705.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions related to disclosures for swap transactions... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0073059, SDNY_GM_00219243 |
gemini-2.0-flash-001 |
| 32448 |
EFTA01376706.txt |
OTHER REGULATORY NOTIFICATIONS, CONFIDENTIALITY |
DB |
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the regulatory notifications and confidentiality agreements between DB... |
Legal matters/litigationFinancial transactions/money flowCommunications/correspondence |
Client |
DB-SDNY-0073060, SDNY_GM_00219244 |
gemini-2.0-flash-001 |
| 32449 |
EFTA01376707.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the terms of agreement between a client and DB regarding... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0073061, SDNY_GM_00219245 |
gemini-2.0-flash-001 |
| 32450 |
EFTA01376708.txt |
Addendum regarding swap transactions |
Deutsche Bank AG (DB) |
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an addendum outlining the terms and conditions for swap transactions between... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Client |
DB-SDNY-0073062, SDNY_GM_00219246 |
gemini-2.0-flash-001 |
| 32451 |
EFTA01376709.txt |
Addendum to Agreement |
DB |
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an addendum to an existing agreement between DB and a client, modifying the... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
Client |
DB-SDNY-0073063, SDNY_GM_00219247 |
gemini-2.0-flash-001 |
| 32452 |
EFTA01376710.txt |
Addendum |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an addendum to an agreement between Swap Whitt and Deutsche Bank AG. It... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0073065, SDNY_GM_00219249 |
gemini-2.0-flash-001 |
| 32453 |
EFTA01376711.txt |
SWAP ADDENDUM ANNEX CLIENT INFORMATION |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Swap Addendum Annex used to collect client information, including legal name,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0073066 |
gemini-2.0-flash-001 |
| 32454 |
EFTA01376712.txt |
End-User Exception Self-Certification |
|
none |
none |
None |
Self-Certification |
dataset_10 |
|
This document is a self-certification form for a client to claim the End-User Exception for swap... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0073069 |
gemini-2.0-flash-001 |
| 32455 |
EFTA01376713.txt |
Exemption from mandatory clearing and trading requirements |
|
none |
none |
May t |
other |
dataset_10 |
|
The document is a legal form related to an exemption from mandatory clearing and trading... |
Legal matters/litigation |
— |
DB-SDNY-0073070, SDNY_GM_00219254 |
gemini-2.0-flash-001 |
| 32456 |
EFTA01376714.txt |
EURUSD Option confirmation |
Martin Zeman |
none |
none |
2017-11-22 |
email |
dataset_10 |
|
This email confirms a EURUSD option trade between Deutsche Bank and Paul Barrett. The trade... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
DB-SDNY-0073072 |
gemini-2.0-flash-001 |
| 32457 |
EFTA01376715.txt |
Re: Happy Thanksgiving, Rich! Hope all is well |
Richard Kah |
none |
none |
2017-11-21 |
email |
dataset_10 |
|
This is an email exchange between Richard Kahn and Stewart Oldfield, where they exchange... |
Communications/correspondenceBusiness dealings |
Stewart 0ldfield |
DB-SDNY-0073073 |
gemini-2.0-flash-001 |
| 32458 |
EFTA01376716.txt |
Trade Details -0,06/01/2018 (C) |
Liam Osullivan |
none |
none |
2018-06-01 |
email |
dataset_10 |
|
This email from Liam O'Sullivan of DB Securities Inc informs Paul Barrett of recent trade... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
|
gemini-2.0-flash-001 |
| 32459 |
EFTA01376717.txt |
RE: pls sell VWAP on Monday IC) |
Liam Osullivan |
none |
none |
2018-06-11 |
email |
dataset_10 |
|
Liam O'Sullivan from DB Securities Inc. sends an email to Paul Barrett and others, detailing the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn, Martin Zeman, Davide-A... |
DB-SDNY-0073077 |
gemini-2.0-flash-001 |
| 32460 |
EFTA01376718.txt |
TRADE |
Liam O'Sullivan |
none |
none |
2018-06-11 |
other |
dataset_10 |
|
This document is a trade confirmation from DB Securities Inc, detailing several sell... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0073079 |
gemini-2.0-flash-001 |
| 32461 |
EFTA01376719.txt |
RE: pls sell VWAP on Monday [CI |
Liam Osullivan |
suspicious |
none |
2018-06-08 |
email |
dataset_10 |
|
Liam Osullivan confirms positions with Martin Zeman and Davide-A Sferrazza for VWAP trades to be... |
Financial transactions/money flowBusiness dealings |
Paul Barrett |
None |
gemini-2.0-flash-001 |
| 32462 |
EFTA01376720.txt |
None |
Paul Barrett, Alpha Group Capital LLC |
none |
none |
None |
other |
dataset_10 |
|
The document is a list of companies with associated numerical values and stock symbols, likely a... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 32463 |
EFTA01376721.txt |
Frieze nominations |
Stewart 0ldfield |
none |
none |
2018-06-29 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank sent an email to Sarah Raffe with an attachment related to... |
Business dealings |
Sarah Raffe |
DB-SDNY-0073082 |
gemini-2.0-flash-001 |
| 32464 |
EFTA01376722.txt |
FW: Our Data Integrity--Total Wealth of our Clients [i] |
Stewart Oldfield |
none |
none |
2018-08-08 |
email |
dataset_10 |
|
Stewart Oldfield forwards an email from Ashok Eastman to Bradley Gill regarding a project to... |
Business dealingsCommunications/correspondence |
Bradley Gill |
None |
gemini-2.0-flash-001 |
| 32465 |
EFTA01376723.txt |
Our Data Integrity---Total Wealth of our Clients [II |
Patrick Campion |
none |
none |
YYYY-MM-DD |
email |
dataset_10 |
|
Patrick Campion is requesting his team's assistance in enhancing data related to client wealth... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Julia-C Vetter |
DB-SDNY-0073085 |
gemini-2.0-flash-001 |
| 32466 |
EFTA01376724.txt |
Deutsche Bank AG Preferred CD Client Rates |
JJ Litchford |
none |
none |
2015-09-28 |
other |
dataset_10 |
|
This document outlines the preferred CD client rates offered by Deutsche Bank AG as of September... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0073088, SDNY_GM_00219272 |
gemini-2.0-flash-001 |
| 32467 |
EFTA01376725.txt |
RM0082289 Daily Deposit Report 20180811 |
|
suspicious |
none |
2018-08-11 |
report |
dataset_10 |
|
This document is a daily deposit report from August 11, 2018, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 32468 |
EFTA01376726.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
08/10/18 |
report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various accounts as of... |
Financial transactions/money flow |
— |
RM CODE 82289 |
gemini-2.0-flash-001 |
| 32469 |
EFTA01376727.txt |
RE: 2018 Periodic Review of Accts NES, LLC , Plan D, LLC ( I, The Haze Trust & The 2007 Jeffrey E. Epstein Insurance TrustN3 ) under the SOUTHERN FINANCIAL RELATIONSHIP III |
Vijay-A Sawant |
suspicious |
none |
2018-08-14 |
email |
dataset_10 |
|
This email discusses the periodic review of financial accounts under the 'Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gitlin |
DB-SDNY-0073091 |
gemini-2.0-flash-001 |
| 32470 |
EFTA01376728.txt |
RELATIONSHIP Importance: High |
|
suspicious |
none |
2018-08/09 |
email |
dataset_10 |
|
This email requests confirmation regarding material changes in high-risk accounts associated... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Brad, Stewart |
None |
gemini-2.0-flash-001 |
| 32471 |
EFTA01376729.txt |
KYC for account |
Vijay Sawant |
none |
none |
None |
email |
dataset_10 |
|
Vijay Sawant from Deutsche Bank is requesting updated KYC documentation from Richard Kahn,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0073093 |
gemini-2.0-flash-001 |
| 32472 |
EFTA01376730.txt |
Please confirm that both wires recalled. |
Bella Klein |
none |
none |
2019-05-03 |
email |
dataset_10 |
|
Bella Klein requests confirmation that two wire transfers from Neptune LLC have been recalled... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Team |
DB-SDNY-0073095 |
gemini-2.0-flash-001 |
| 32473 |
EFTA01376731.txt |
Neptune_ 1200 |
Bella Klein |
none |
none |
2019-05-02 |
email |
dataset_10 |
|
Bella Klein requests Natalie Barak's assistance in locating funds related to 'Neptune_1200'.... |
Financial transactions/money flowCommunications/correspondence |
Natalie Barak |
DB-SDNY-0073096 |
gemini-2.0-flash-001 |
| 32474 |
EFTA01376732.txt |
RE: Epstein [I] |
Brigid Macias |
suspicious |
none |
2019-05-17 |
email |
dataset_10 |
|
Brigid Macias confirms to Stewart Oldfield and Natalie Barak that Jeffrey Epstein's accounts at... |
Financial transactions/money flowBusiness dealings |
Stewart 0ldfield, Natalie Barak |
DB-SDNY-0073098 |
gemini-2.0-flash-001 |
| 32475 |
EFTA01376733.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a header page marked as confidential, related to securities offered through... |
|
— |
DB-SDNY-0073099, SDNY_GM_00219283 |
gemini-2.0-flash-001 |
| 32476 |
EFTA01376734.txt |
FW: Southern financial ICI |
Stewart oldfield |
suspicious |
none |
2019-06-03 |
email |
dataset_10 |
|
The email discusses the proper mapping of Southern Financial revenues in Stewart Oldfield's... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew Gallivan |
DB-SDNY-0073100, SDNY GM_00219284 |
gemini-2.0-flash-001 |
| 32477 |
EFTA01376735.txt |
Wealth Management |
|
none |
none |
None |
letter |
dataset_10 |
|
This document is a letterhead from Deutsche Bank AG's Wealth Management division in New York. It... |
Financial transactions/money flow |
— |
DB-SDNY-0073101 |
gemini-2.0-flash-001 |
| 32478 |
EFTA01376736.txt |
RE: Re: Account Inquiry [I] |
Stewart Oldfield |
none |
none |
2019-06-25 |
email |
dataset_10 |
|
Lisa-M Ramos asks Stewart Oldfield for permission to destroy financial statements for a closed... |
Financial transactions/money flowCommunications/correspondence |
Lisa-M Ramo |
DB-SDNY-0073102 |
gemini-2.0-flash-001 |
| 32479 |
EFTA01376737.txt |
M10082289 Daily Deposit Report 20190703 |
dwhpbdw-batch@db.com |
none |
none |
2019-07-03 |
report |
dataset_10 |
|
This document is a daily deposit report from db.com, listing account names and balances as of... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 32480 |
EFTA01376738.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
07/02/19 |
report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various accounts and... |
Financial transactions/money flow |
— |
DB-SDNY-0073104 |
gemini-2.0-flash-001 |
| 32481 |
EFTA01376739.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
07/02/19 |
report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various trusts and... |
Financial transactions/money flow |
— |
DB-SDNY-0073106, SDNY_GM_00219290 |
gemini-2.0-flash-001 |
| 32482 |
EFTA01376740.txt |
daily Deposit Report |
|
suspicious |
none |
2018-09-21 |
report |
dataset_10 |
|
This document is a daily deposit report from September 20, 2018, listing large, zero, and... |
Financial transactions/money flow |
— |
DB-SDNY-0073110 |
gemini-2.0-flash-001 |
| 32483 |
EFTA01376741.txt |
RE: incoming wires [IJ |
Paul Morris |
suspicious |
none |
2015-10-14 |
email |
dataset_10 |
|
The email informs recipients about incoming wires totaling $520MM to STC and Gratitude America... |
Financial transactions/money flowCommunications/correspondence |
Jj Litchford, Stewart Oldfield |
DB-SDNY-0073112 |
gemini-2.0-flash-001 |
| 32484 |
EFTA01376742.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a list extracted from a photograph with poor OCR quality. Due to the... |
|
— |
DB-SDNY-0073113 |
gemini-2.0-flash-001 |
| 32485 |
EFTA01376743.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a scanned list of names and addresses. Due to the poor OCR quality,... |
|
— |
DB-SDNY-0073114, SDNY_GM_00219298 |
gemini-2.0-flash-001 |
| 32486 |
EFTA01376744.txt |
RE: incoming wires [I] |
3j Litchford |
suspicious |
none |
2015-10-14 |
email |
dataset_10 |
|
This email exchange between 3j Litchford and Kathryn 3 Stanfield at Deutsche Bank discusses... |
Financial transactions/money flowCommunications/correspondence |
Kathryn 3 Stanfield |
DB-SDNY-0073116 |
gemini-2.0-flash-001 |
| 32487 |
EFTA01376745.txt |
RE: incoming wires [I] |
Jj Litchford |
none |
none |
2015-10-14 |
email |
dataset_10 |
|
Jj Litchford asks Kathryn Stanfield to check if an incoming wire transfer has been received.... |
Financial transactions/money flowCommunications/correspondence |
Kathryn 3 Stanfield |
DB-SDNY-0073118 |
gemini-2.0-flash-001 |
| 32488 |
EFTA01376746.txt |
incoming wires [I] |
3j Litchford |
none |
none |
2015-10-13 |
email |
dataset_10 |
|
JJ Litchford requests Kathryn Stanfield to check for incoming wire transfers into Gratitude... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Kathryn 3 Stanfield |
DB-SDNY-0073119 |
gemini-2.0-flash-001 |
| 32489 |
EFTA01376747.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a disclaimer from DB Securities Inc, a part of Deutsche Bank Wealth Management,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0073121, SDNY_GM_00219305 |
gemini-2.0-flash-001 |
| 32490 |
EFTA01376748.txt |
Special Statement for Uncovered Option Writers |
|
none |
none |
None |
statement |
dataset_10 |
|
This document is a special statement from Deutsche Bank Wealth Management outlining the risks... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM179363 006418.120617 |
gemini-2.0-flash-001 |
| 32491 |
EFTA01376749.txt |
Option Agreement and Approval Form |
|
none |
none |
010721.051018 |
Form |
dataset_10 |
|
This document is a Deutsche Bank Wealth Management Option Agreement and Approval Form for the... |
Financial transactions/money flowBusiness dealings |
— |
V04189768 |
gemini-2.0-flash-001 |
| 32492 |
EFTA01376750.txt |
Investment Experience of Account Owner(s) |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a form used to assess an account owner's investment experience and risk... |
Financial transactions/money flowBusiness dealings |
— |
WM18,1768 010721.051018 |
gemini-2.0-flash-001 |
| 32493 |
EFTA01376751.txt |
Options Agreement |
|
none |
none |
2018-05-10 |
legal filing |
dataset_10 |
|
This document is an options agreement between DBSI and its customers, outlining the terms and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM189768 010721.051018 |
gemini-2.0-flash-001 |
| 32494 |
EFTA01376752.txt |
Special Statement for Uncovered Option Writers |
|
none |
none |
2017 |
statement |
dataset_10 |
|
This document is a special statement from Deutsche Bank Wealth Management for Jeffrey Epstein... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM179363 006418.120617 |
gemini-2.0-flash-001 |
| 32495 |
EFTA01376753.txt |
Option Agreement and Approval Form |
|
none |
none |
2019-01-07 |
form |
dataset_10 |
|
This document is an Option Agreement and Approval Form for Jeffrey Epstein's account at Deutsche... |
Financial transactions/money flowBusiness dealings |
— |
W14189768 010721.051018 |
gemini-2.0-flash-001 |
| 32496 |
EFTA01376754.txt |
Investment Experience of Account Owner(s) |
|
none |
none |
1988 |
form |
dataset_10 |
|
This document is a form used to assess the investment experience and risk tolerance of an... |
Financial transactions/money flowBusiness dealings |
— |
WM18,1768 010771.051018 |
gemini-2.0-flash-001 |
| 32497 |
EFTA01376755.txt |
Risks, Prohibitions and General Information Concerning Option Trading |
|
none |
none |
None |
other |
dataset_10 |
|
This document is an appendix outlining the risks, prohibitions, and general information... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0073130 |
gemini-2.0-flash-001 |
| 32498 |
EFTA01376756.txt |
Options Agreement |
|
none |
none |
2018 |
legal filing |
dataset_10 |
|
This document is an options agreement between DBSI and its customers, outlining the terms and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM189768 010721.051018 |
gemini-2.0-flash-001 |
| 32499 |
EFTA01376757.txt |
Re: Butterfly brokerage [CI |
Richard Kahn |
none |
none |
2018-10-26 |
email |
dataset_10 |
|
Richard Kahn is requesting assistance from Liam Osullivan and Stewart Oldfield to expedite the... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Liam Osullivan |
DB-SDNY-0073132 |
gemini-2.0-flash-001 |
| 32500 |
EFTA01376758.txt |
Re: |
Stewart Oldfield |
none |
none |
2018-10-25 |
email |
dataset_10 |
|
Stewart Oldfield informs Rich that his account will be traded by the KCP team and that Liam is... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Rich |
DB-SDNY-0073133 |
gemini-2.0-flash-001 |