| 38601 |
EFTA01383777.txt |
Purchaser Information |
|
none |
none |
2013-05-16 |
other |
dataset_10 |
|
This document provides the professional background of Brian M. Krzanich, who serves as a manager... |
Employment/staffingBusiness dealings |
— |
DB-SDNY-0083600, SDNY GM_00229784 |
gemini-2.0-flash-001 |
| 38602 |
EFTA01383778.txt |
Offer Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides information to shareholders about an offer to purchase shares. It... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0083602, SDNY GM_00229786 |
gemini-2.0-flash-001 |
| 38603 |
EFTA01383779.txt |
RE: MBLY Tender [C] [II |
Chris Harvey |
none |
none |
2017-05-12 |
email |
dataset_10 |
|
Chris Harvey informs Vahe Stepanian about the details of the MBLY tender offer, including... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
None |
gemini-2.0-flash-001 |
| 38604 |
EFTA01383780.txt |
FW: MBLY Tender [C] [I] |
Stewart Oldfield |
none |
none |
2017-05-12 |
email |
dataset_10 |
|
This email chain discusses a tender offer for Mobileye, N.V. shares held by Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Joshua Shoshan |
DB-SDNY-0083606 |
gemini-2.0-flash-001 |
| 38605 |
EFTA01383781.txt |
Tax Declaration Form |
Vahe Stepanian |
none |
none |
2017-06-16 |
email |
dataset_10 |
|
This email from Vahe Stepanian of Deutsche Bank Securities Inc. provides instructions for... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0083607, SDNY_GM_00229791 |
gemini-2.0-flash-001 |
| 38606 |
EFTA01383782.txt |
None |
Richard Kahn, HBRK Associates Inc. |
none |
none |
None |
letter |
dataset_10 |
|
This document is a letterhead from Richard Kahn of HBRK Associates Inc. It includes contact... |
|
— |
DB-SDNY-0083609, SDNY_GM_00229793 |
gemini-2.0-flash-001 |
| 38607 |
EFTA01383783.txt |
RE: Rothschild ICI |
Tazia Smith |
suspicious |
none |
2017-05-22 |
email |
dataset_10 |
|
Tazia Smith is communicating with Stewart Oldfield and Richard Kahn regarding Rothschild stock... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield, Richard Kahn |
SDNY_GM_00229794 |
gemini-2.0-flash-001 |
| 38608 |
EFTA01383784.txt |
Fwd: Rothschild |
Richard Kahn |
none |
none |
2017-05-02 |
email |
dataset_10 |
|
Richard Kahn requests bid ask information for Rothschild & Co SCA shares from Vahe Stepanian and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0083611, SDNY_GM_00229795 |
gemini-2.0-flash-001 |
| 38609 |
EFTA01383785.txt |
Re: CDD Forms and Prytanee certificate of good standing |
Darren Indyke |
none |
none |
2018-07-16 |
email |
dataset_10 |
|
Darren Indyke emailed Stewart Oldfield to follow up on CDD forms and a Prytanee certificate of... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0083614 |
gemini-2.0-flash-001 |
| 38610 |
EFTA01383786.txt |
RM0082289 Daily Deposit Report 20180612 |
|
suspicious |
possible |
2018-06-12 |
report |
dataset_10 |
|
This document is a daily deposit report from June 12, 2018, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 38611 |
EFTA01383787.txt |
Fwd: |
Richard Kahn < |
suspicious |
none |
2018-07-05 |
email |
dataset_10 |
|
Richard Kahn forwards an email chain to an unnamed recipient, requesting confirmation that an... |
Financial transactions/money flowCommunications/correspondence |
|
DB-SDNY-0083619 |
gemini-2.0-flash-001 |
| 38612 |
EFTA01383788.txt |
Re: did nick ribbis check bounce? |
jeffrey E. leevacation@gmail.com |
none |
none |
2018-07-05 |
email |
dataset_10 |
|
Jeffrey E. emailed Bella Klein to inquire if a check from Nick Ribbis had bounced. Bella Klein... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein |
EFTA01383788 |
gemini-2.0-flash-001 |
| 38613 |
EFTA01383789.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains standard confidentiality and attorney-client privilege disclaimers. It... |
|
— |
DB-SDNY-0083621 |
gemini-2.0-flash-001 |
| 38614 |
EFTA01383790.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a disclaimer from Deutsche Bank stating that the information provided is not... |
|
— |
DB-SDNY-0083622, SDNY_GM_00229806 |
gemini-2.0-flash-001 |
| 38615 |
EFTA01383791.txt |
MTCH /SQ (Cl |
Vahe Stepanian |
none |
none |
2015-11-19 |
email |
dataset_10 |
|
This email from Vahe Stepanian at Deutsche Bank informs Jeffrey Epstein of his allocation of 200... |
Financial transactions/money flowCommunications/correspondence |
Jeffrey Epstein (jeevacation@gmail.corni, Daniel Sabba,... |
DB-SDNY-0083623 |
gemini-2.0-flash-001 |
| 38616 |
EFTA01383792.txt |
RE: Epstein (I) |
Stewart Oldfield |
suspicious |
none |
2019-05-17 |
email |
dataset_10 |
|
Stewart Oldfield and Brigid Macias are corresponding about closing Jeffrey Epstein's accounts at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Brigid Macias, Natalie Barak |
DB-SDNY-0083624 |
gemini-2.0-flash-001 |
| 38617 |
EFTA01383793.txt |
None |
Stewart Oldfield |
none |
none |
None |
other |
dataset_10 |
|
The document contains the contact information for Stewart Oldfield, who works at Deutsche Bank... |
|
— |
DB-SDNY-0083625, SDNY_GM_00229809 |
gemini-2.0-flash-001 |
| 38618 |
EFTA01383794.txt |
Hyperion Air, LLC has been changed to an Inactive Prospect in DB Force |
Relational Junction |
none |
none |
2019-07-09 |
email |
dataset_10 |
|
This email from Relational Junction informs the recipient that Hyperion Air, LLC has been... |
Business dealings |
— |
DB-SDNY-0083627 |
gemini-2.0-flash-001 |
| 38619 |
EFTA01383795.txt |
Wed 29 Aug 2018 10:03:05 Conversation 149567714 |
|
none |
none |
2018-08-29 |
email |
dataset_10 |
|
This email documents a conversation from August 29, 2018. The email includes a question about... |
Communications/correspondence |
— |
DB-SDNY-0083628 |
gemini-2.0-flash-001 |
| 38620 |
EFTA01383796.txt |
RE: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP |
Vijay-A Sawant |
suspicious |
none |
2018-08-31 |
email |
dataset_10 |
|
This email provides an update on the periodic review of Mort, Inc and Gratitude America Ltd... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Stewart Oldfield I, Richard larossi |
KYC CaseN01977700 |
gemini-2.0-flash-001 |
| 38621 |
EFTA01383797.txt |
FW: Gratitude COGS |
Stewart Oldfield |
none |
none |
2018-08-29 |
email |
dataset_10 |
|
Stewart Oldfield forwards an email from Bella Klein to Vijay-A Sawant regarding certificates of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vijay-A Sawant |
DB-SDNY-0083631 |
gemini-2.0-flash-001 |
| 38622 |
EFTA01383798.txt |
CERTIFICATiON OF GOOD STANDING |
Denise Jo annes, Director, Division of Corporations and Trademarks |
none |
none |
2018-07-09 |
certificate |
dataset_10 |
|
This document is a Certificate of Good Standing issued by the Virgin Islands Office of the... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0083632, SDNY_GM_00229816 |
gemini-2.0-flash-001 |
| 38623 |
EFTA01383799.txt |
please give me a call when you get a chance. Not urgent |
Stewart Oldfield |
suspicious |
none |
2018-09-07 |
email |
dataset_10 |
|
Stewart Oldfield requests a call from Charlie Burrows to discuss a DBNY sweep from brokerage... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Charlie Burrows |
DB-SDNY-0083633 |
gemini-2.0-flash-001 |
| 38624 |
EFTA01383800.txt |
RE: reminder to send Butterfly docs. Thanks ICI |
osullivan |
suspicious |
none |
2018-09-25 |
email |
dataset_10 |
|
The email chain discusses sending 'Butterfly docs' and clarifies that Paul is not authorized on... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0083634 |
gemini-2.0-flash-001 |
| 38625 |
EFTA01383801.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a cover sheet or header indicating securities are offered through... |
|
— |
DB-SDNY-0083635, SDNY_GM_00229819 |
gemini-2.0-flash-001 |
| 38626 |
EFTA01383802.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
pbrd_admin@list.db.com |
none |
none |
2018-10-02 |
Report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various accounts and... |
Financial transactions/money flow |
— |
DB-SDNY-0083637, SDNY_GM_00229821 |
gemini-2.0-flash-001 |
| 38627 |
EFTA01383803.txt |
NeS wire |
bellaklein |
none |
none |
2016-01-25 |
email |
dataset_10 |
|
Bella Klein sent an email to Paul Morrie requesting him to process an attached wire transfer.... |
Financial transactions/money flowCommunications/correspondence |
Paul Morrie |
DB-SDNY-0083638 |
gemini-2.0-flash-001 |
| 38628 |
EFTA01383804.txt |
RE: Southern Financial - Listed Deny Docs |
Erik Lutkus |
none |
none |
2018-10-05 |
email |
dataset_10 |
|
This email exchange discusses the process of setting up 'listed deny docs' for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nadean Novogratz |
DB-SDNY-0083639 |
gemini-2.0-flash-001 |
| 38629 |
EFTA01383805.txt |
SPY ATM Calls |
Nadean Novogratz |
none |
none |
August 8, 2018 |
email |
dataset_10 |
|
This email from Nadean Novogratz at Deutsche Bank Securities provides information on SPY ATM and... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0083641 |
gemini-2.0-flash-001 |
| 38630 |
EFTA01383806.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains a standard disclaimer from Deutsche Bank regarding legal and tax advice,... |
|
— |
DB-SDNY-0083642 |
gemini-2.0-flash-001 |
| 38631 |
EFTA01383807.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
10/10/18 |
Financial Document |
dataset_10 |
|
This document lists large, zero, and negative balances for various accounts and trusts as of... |
Financial transactions/money flow |
— |
RM CODE 82289 |
gemini-2.0-flash-001 |
| 38632 |
EFTA01383808.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document lists financial amounts associated with Ronald & Joyce Wanek Irrevocable Dyna C and... |
Financial transactions/money flow |
— |
DB-SDNY-0083645, SDNY_GM_00229829 |
gemini-2.0-flash-001 |
| 38633 |
EFTA01383809.txt |
RE: Butterfly Trust [C) [I] |
Stewart Oldfield |
suspicious |
none |
2018-10-11 |
email |
dataset_10 |
|
The email chain discusses the opening of the Butterfly Trust account with the KCP team. Measures... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
ColeyJellinghausI |
DB-SDNY-0083646 |
gemini-2.0-flash-001 |
| 38634 |
EFTA01383810.txt |
None |
Liam O'Sullivan |
none |
none |
None |
other |
dataset_10 |
|
This document is a standard email signature and disclaimer from Liam O'Sullivan, an AVP at DB... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0083647, SDNY_GM_00229831 |
gemini-2.0-flash-001 |
| 38635 |
EFTA01383811.txt |
RM0082289 Daily Deposit Report 20181023 |
|
none |
none |
2018-10-23 |
report |
dataset_10 |
|
This document is a daily deposit report from October 23, 2018, listing the balances of various... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 38636 |
EFTA01383812.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
10/22/18 |
report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various accounts and... |
Financial transactions/money flow |
— |
RM CODE 82289 |
gemini-2.0-flash-001 |
| 38637 |
EFTA01383813.txt |
ASHLEY HOLDINGS INC |
pbrd_admin@list.db.com |
none |
none |
None |
other |
dataset_10 |
|
The document displays financial information related to Ashley Holdings Inc, showing two amounts:... |
Financial transactions/money flow |
— |
DB-SDNY-0083650, SDNY_GM_00229834 |
gemini-2.0-flash-001 |
| 38638 |
EFTA01383814.txt |
THE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3 CHANGE OF BFWEIFICIARIF,5 |
|
none |
none |
2007-11-01 |
legal filing |
dataset_10 |
|
This document is a legal instrument detailing the change of beneficiaries for the 2007 Jeffrey... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0083653, SDNY_GM_00229837 |
gemini-2.0-flash-001 |
| 38639 |
EFTA01383815.txt |
GRANTOR'S REVOCATION OF DESIGNATION OF SUCCESSOR TRUSTEES |
Bradley GRIM, Vice President, Deutsche Bank Wealth Management |
none |
none |
2012-12-02 |
legal filing |
dataset_10 |
|
This document is a revocation of the designation of successor trustees for THE 2007 JEFFREY E.... |
Financial transactions/money flowLegal matters/litigation |
JEFFREY |
None |
gemini-2.0-flash-001 |
| 38640 |
EFTA01383816.txt |
Re: 2 bank accounts closing [C] |
Richard Kahn |
none |
none |
2018-11-29 |
email |
dataset_10 |
|
Richard Kahn requests verification of balances in two bank accounts, including one associated... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bella Klein, Bradley Gillin, Stewart Oldfield, Darren... |
DB-SDNY-0083663 |
gemini-2.0-flash-001 |
| 38641 |
EFTA01383817.txt |
RE: Request to close 5 accounts |
Stewart Oldfield |
none |
none |
2019-01-10 |
email |
dataset_10 |
|
Stewart Oldfield forwards an email from Richard Kahn, who in turn forwards an email from Bella... |
Financial transactions/money flowCommunications/correspondence |
Richard Kahn |
DB-SDNY-0083666 |
gemini-2.0-flash-001 |
| 38642 |
EFTA01383818.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality notice and legal disclaimer from Deutsche Bank. It... |
|
— |
DB-SDNY-0083667, SDNY_GM_00229851 |
gemini-2.0-flash-001 |
| 38643 |
EFTA01383819.txt |
No Subject |
Richard Kahn |
none |
none |
2019-02-22 |
email |
dataset_10 |
|
Richard Kahn sent an email to Stewart Oldfield to schedule a meeting or conversation. The email... |
Communications/correspondenceBusiness dealings |
Stewart 0ldfieId I |
DB-SDNY-0083668, SDNY_GM_00229852 |
gemini-2.0-flash-001 |
| 38644 |
EFTA01383820.txt |
Authorization for Asset Movement |
|
none |
none |
01-22.16 |
Authorization Form |
dataset_10 |
|
This document is an authorization form from Deutsche Bank Alex. Brown for asset movement in a... |
Financial transactions/money flow |
— |
LOA 10-FWM-0177S O2/10 |
gemini-2.0-flash-001 |
| 38645 |
EFTA01383821.txt |
Re: Follow Up - Caterpillar Trust |
Bella Klein |
none |
none |
2019-04-05 |
email |
dataset_10 |
|
This email exchange concerns the authorization and processing of a check payable to Leslie from... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Brigid Macias |
DB-SDNY-0083671 |
gemini-2.0-flash-001 |
| 38646 |
EFTA01383822.txt |
None |
|
none |
none |
None |
fax |
dataset_10 |
|
This document is a fax cover sheet or initial page containing standard confidentiality... |
Communications/correspondence |
— |
DB-SDNY-0083672 |
gemini-2.0-flash-001 |
| 38647 |
EFTA01383823.txt |
Haze Trust |
Stewart Oldfield |
none |
none |
2019-04-08 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank sends an email to Mile with an attachment related to the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Mile |
DB-SDNY-0083673 |
gemini-2.0-flash-001 |
| 38648 |
EFTA01383824.txt |
Re: The Haze Trust |
Stewart Oldfield |
none |
none |
2019-04-08 |
letter |
dataset_10 |
|
Stewart Oldfield, Director at Deutsche Bank Wealth Management, states that Deutsche Bank was... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0083674 |
gemini-2.0-flash-001 |
| 38649 |
EFTA01383825.txt |
FW: Haze Trust |
Stewart Oldfield |
none |
none |
2019-04-08 |
email |
dataset_10 |
|
Richard Kahn requests a signed letter related to the Haze Trust. Stewart Oldfield forwards a... |
Business dealingsCommunications/correspondence |
Richard Kahn 11MIMMIIIMIM |
DB-SDNY-0083676, SDNY_GM_00229860 |
gemini-2.0-flash-001 |
| 38650 |
EFTA01383826.txt |
Neptune acc xxxx3424 |
Bella Klein |
suspicious |
none |
2019-04-30 |
email |
dataset_10 |
|
Bella Klein emailed Brigid Macias to investigate a missing $1,200 wire transfer to Wells Fargo... |
Financial transactions/money flowCommunications/correspondence |
Brigid Macias |
SDNY_GM_00229862 |
gemini-2.0-flash-001 |
| 38651 |
EFTA01383827.txt |
RE: Non Post Transactions 05-09-2019 For AC 42953432 [II |
Rishabh Shah |
none |
none |
2019-05-10 |
email |
dataset_10 |
|
Rishabh Shah emailed Rishabh Sharma requesting advice for Brigid Macias regarding non-post... |
Financial transactions/money flowCommunications/correspondence |
Rishabh Sharma |
DB-SDNY-0083680 |
gemini-2.0-flash-001 |
| 38652 |
EFTA01383828.txt |
FUNDS TRANSFER FRM DEP 35269691 |
Rishabh Sharma |
none |
none |
None |
other |
dataset_10 |
|
This document details a funds transfer of $100,000 from Hyperion Air to Manufacturers and... |
Financial transactions/money flow |
— |
REF 1290927L |
gemini-2.0-flash-001 |
| 38653 |
EFTA01383829.txt |
RM0082289 Daily Deposit Report 20160921 |
|
suspicious |
none |
2016-09-21 |
report |
dataset_10 |
|
This document is a daily deposit report from 2016 listing large balances and transactions,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 38654 |
EFTA01383830.txt |
FW: Portfolio Alert |
Stewart Oldfield I |
suspicious |
none |
2016-10-27 |
email |
dataset_10 |
|
Stewart Oldfield forwarded a portfolio alert email from Akash-Kumar Gomesh to Cynthia Rodriguez.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez I |
DB-SDNY-0083685 |
gemini-2.0-flash-001 |
| 38655 |
EFTA01383831.txt |
RE: Epstein |
Stewart Oldfield |
suspicious |
none |
2016-11-17 |
email |
dataset_10 |
|
This email exchange discusses assigning Shoshan to cover Jeffrey Epstein as a client at Deutsche... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Todd Stevens |
DB-SDNY-0083689 |
gemini-2.0-flash-001 |
| 38656 |
EFTA01383833.txt |
DB bank account and CD rates |
Stewart Oldfiel |
none |
none |
2018-02-06 |
email |
dataset_10 |
|
Stewart Oldfiel sent an email on February 6, 2018, detailing the latest interest rates for... |
Financial transactions/money flowBusiness dealings |
— |
SDNY_GM_00229876
DB-SDNY-0083692 |
gemini-2.0-flash-001 |
| 38657 |
EFTA01383834.txt |
None |
Stew |
none |
none |
None |
other |
dataset_10 |
|
This document provides information about Deutsche Bank AG Preferred CDs, including deposit... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0083693, SDNY_GM_00229877 |
gemini-2.0-flash-001 |
| 38658 |
EFTA01383835.txt |
Pricing Sheet and Rate Sheet |
|
none |
none |
2018-02-05 |
other |
dataset_10 |
|
This document contains pricing and rate sheets from Deutsche Bank as of February 5, 2018. It... |
Financial transactions/money flow |
— |
DB-SDNY-0083694, SDNY_GM_00229878 |
gemini-2.0-flash-001 |
| 38659 |
EFTA01383836.txt |
RM0082289 Daily Deposit Report 20170517 |
dwhpbdw-batch@db.com |
suspicious |
none |
2017-05-17 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank, listing account balances for... |
Financial transactions/money flow |
RM0082289@list.db.com |
DB-SDNY-0083697 |
gemini-2.0-flash-001 |
| 38660 |
EFTA01383837.txt |
can you email my current pipeline? Might be easier to just do this via email. Thanks [I] |
Stewart Oldfield |
none |
none |
2017-05-25 |
email |
dataset_10 |
|
Stewart Oldfield requests Bradley Gillin's current business pipeline via email. Bradley Gillin... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin |
DB-SDNY-0083698 |
gemini-2.0-flash-001 |
| 38661 |
EFTA01383838.txt |
FW: Alice IPO [II |
Vahe Stepanian |
none |
none |
2017-06-20 |
email |
dataset_10 |
|
Vahe Stepanian forwards an email to Joshua Shoshan regarding Southern Financial's interest in... |
Financial transactions/money flowBusiness dealings |
Joshua Shoshan |
DB-SDNY-0083700 |
gemini-2.0-flash-001 |
| 38662 |
EFTA01383839.txt |
Re: trading meeting |
Stewart Oldfield |
none |
none |
2017-07-11 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Richard Kahn is about scheduling a trading... |
Business dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0083702 |
gemini-2.0-flash-001 |
| 38663 |
EFTA01383840.txt |
Re: Meeting |
Stewart Oldfield |
none |
none |
2017-07-07 |
email |
dataset_10 |
|
Stewart Oldfield is confirming availability to meet with Rich and his new trader the week of... |
Business dealingsCommunications/correspondence |
Rich |
DB-SDNY-0083703 |
gemini-2.0-flash-001 |
| 38664 |
EFTA01383841.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains a standard disclaimer from Deutsche Bank regarding legal and tax advice,... |
|
— |
DB-SDNY-0083705, SDNY_GM_00229889 |
gemini-2.0-flash-001 |
| 38665 |
EFTA01383842.txt |
RE: trading meeting |
Stewart Oldfield |
suspicious |
possible |
2017-07-19 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Richard Kahn discusses a trading meeting,... |
Business dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0083706 |
gemini-2.0-flash-001 |
| 38666 |
EFTA01383843.txt |
Re: trading meeting |
Richard Kahn |
none |
none |
2017-07-19 |
email |
dataset_10 |
|
This email chain discusses the scheduling and potential rescheduling of a trading meeting... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0083707 |
gemini-2.0-flash-001 |
| 38667 |
EFTA01383871.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a header/footer of a confidential communication, containing... |
|
— |
DB-SDNY-0083754, SDNY_GM_00229938 |
gemini-2.0-flash-001 |
| 38668 |
EFTA01383872.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a page containing a confidentiality notice and legal disclaimer. It... |
|
— |
DB-SDNY-0083755
SDNY_GM_00229939 |
gemini-2.0-flash-001 |
| 38669 |
EFTA01383873.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document contains standard confidentiality and legal disclaimers from Deutsche Bank. It also... |
|
— |
DB-SDNY-0083758, SDNY_GM_00229942 |
gemini-2.0-flash-001 |
| 38670 |
EFTA01383874.txt |
RE: Deposit Return - A/c # 35269691 *** Query for pwm return Item [C] |
Joy E Mitchell |
none |
none |
2017-09-28 |
email |
dataset_10 |
|
This email chain discusses the process for handling returned checks within Deutsche Bank Wealth... |
Financial transactions/money flowCommunications/correspondence |
Julian 1 Leff, Bradley Gillin, Pugh, Pamela A,... |
DB-SDNY-0083761 |
gemini-2.0-flash-001 |
| 38671 |
EFTA01383875.txt |
Re: ACATS for Southern Financial/Trust II) |
Paul Morris |
none |
none |
2013-09-10 |
email |
dataset_10 |
|
This email exchange discusses the process of transferring assets (ACATS) for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0083772 |
gemini-2.0-flash-001 |
| 38672 |
EFTA01383876.txt |
Re: ACATS for southern Financial/Trust [I] |
Amanda Kirby |
none |
none |
2013-09-09 |
email |
dataset_10 |
|
This email exchange between Amanda Kirby and Jay Lipman concerns the transfer of accounts... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jay Lipman |
DB-SDNY-0083773 |
gemini-2.0-flash-001 |
| 38673 |
EFTA01383877.txt |
ACATS for Southern Financial/Trust [I] |
Amanda Kirby/db/dbcom |
none |
none |
2013-09-09 |
email |
dataset_10 |
|
Amanda Kirby emailed Jay Lipman to follow up on ACATS transfers for Southern Financial/Trust and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jay Lipman/db/dbcomODBAMERICAS |
DB-SDNY-0083774 |
gemini-2.0-flash-001 |
| 38674 |
EFTA01383878.txt |
RE: USA Patriot Act Customer Identification Program Notification |
Stewart oldfield |
suspicious |
none |
2018-06-11 |
email |
dataset_10 |
|
This email exchange discusses a USA Patriot Act Customer Identification Program Notification.... |
Financial transactions/money flowTravel/logisticsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0083778 |
gemini-2.0-flash-001 |
| 38675 |
EFTA01383879.txt |
Notification regarding U.S. regulations under section 311 of the USA PATRIOT Act and Regulation GG |
Client Data Services, Deutsche Bank USA Core Corporation |
none |
none |
None |
other |
dataset_10 |
|
Deutsche Bank is notifying its clients about regulations under the USA PATRIOT Act and UIGEA,... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
DB-SDNY-0083780, SDNY GM_00229984 |
gemini-2.0-flash-001 |
| 38676 |
EFTA01383880.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a header/footer from Deutsche Bank containing contact information and legal... |
|
— |
DB-SDNY-0083781, SDNY_GM_00229965 |
gemini-2.0-flash-001 |
| 38677 |
EFTA01383881.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains a disclaimer from Deutsche Bank stating that it does not render legal or... |
Legal matters/litigation |
— |
DB-SDNY-0083782 |
gemini-2.0-flash-001 |
| 38678 |
EFTA01383882.txt |
None |
Vijay Sawant |
none |
none |
None |
other |
dataset_10 |
|
Vijay Sawant from Deutsche CM Centre Private limited requests advice to launch KYC for all... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0083784 |
gemini-2.0-flash-001 |
| 38679 |
EFTA01383883.txt |
Confidential Document |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a single page marked as confidential and produced in native format. It includes... |
|
— |
DB-SDNY-0083785, SDNY GM_00229969 |
gemini-2.0-flash-001 |
| 38680 |
EFTA01383884.txt |
Volcker Questionnaire |
|
none |
none |
2015 |
questionnaire |
dataset_10 |
|
This is a Volcker Rule questionnaire from Deutsche Asset & Wealth Management used to classify... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
wirrimi57 022673.i |
gemini-2.0-flash-001 |
| 38681 |
EFTA01383885.txt |
Volcker Rule Compliance |
|
none |
none |
2011-02-26 |
form |
dataset_10 |
|
This document is a form related to Volcker Rule compliance, used to determine if a vehicle is an... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0083787 |
gemini-2.0-flash-001 |
| 38682 |
EFTA01383886.txt |
CONFIDENTIAL |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a cover page indicating that the following document is confidential and was... |
|
— |
DB-SDNY-0083788, SDNY GM 00229972 |
gemini-2.0-flash-001 |
| 38683 |
EFTA01383887.txt |
Certification Regarding Beneficial Owners Of Legal Entity Customers |
|
none |
none |
051816 |
form |
dataset_10 |
|
This document is a form and instructions for identifying beneficial owners of legal entities... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM189666 |
gemini-2.0-flash-001 |
| 38684 |
EFTA01383888.txt |
RM0082289 Daily Deposit Report 20180616 |
|
suspicious |
none |
2018-06-16 |
report |
dataset_10 |
|
This document is a daily deposit report from June 16, 2018, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 38685 |
EFTA01383889.txt |
Financial Data |
|
none |
none |
2015 |
other |
dataset_10 |
|
The document presents financial data, specifically amounts associated with individuals and... |
Financial transactions/money flow |
— |
DB-SDNY-0083792, SDNY_GM_00229976 |
gemini-2.0-flash-001 |
| 38686 |
EFTA01383890.txt |
Re: SIC check verification |
Darren Indyke AOl |
suspicious |
none |
2018-06-19 |
email |
dataset_10 |
|
Stewart Oldfield emailed Darren Indyke to verify the validity of a $50,000 check from STC to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0083793 |
gemini-2.0-flash-001 |
| 38687 |
EFTA01383892.txt |
RE: Account xxxx9691 |
Stewart Oldfield |
suspicious |
none |
2018-07-06 |
email |
dataset_10 |
|
This email chain discusses a deposit check for $158,025.02 that was initially confirmed as... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Bella Klein |
DB-SDNY-0083795 |
gemini-2.0-flash-001 |
| 38688 |
EFTA01383893.txt |
Check Confirmation |
jeffrey E. leevacationeizmail.com |
none |
none |
2018-07-05 |
email |
dataset_10 |
|
Jeffrey E. inquires about whether a check from Nick Ribbis bounced. Bella Klein confirms with... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein |
DB-SDNY-0083797, SDNY GM_00229981, EFTA01383893 |
gemini-2.0-flash-001 |
| 38689 |
EFTA01383894.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a confidentiality notice and disclaimer, likely extracted from an email. It... |
|
— |
DB-SDNY-0083798, SDNY GM_00229982 |
gemini-2.0-flash-001 |
| 38690 |
EFTA01383895.txt |
RM0082289 Daily Deposit Report 20180718 |
dwhpbdw-batch@db.com |
none |
none |
2018-07-18 |
report |
dataset_10 |
|
This document is a daily deposit report from db.com listing accounts with large, zero, and... |
Financial transactions/money flow |
RM0082289@list.db.com |
DB-SDNY-0083799 |
gemini-2.0-flash-001 |
| 38691 |
EFTA01383896.txt |
Financial Data |
|
none |
none |
2015 |
other |
dataset_10 |
|
This document appears to be a financial record listing individuals, trusts, and associated... |
Financial transactions/money flow |
— |
DB-SDNY-0083800, SDNY_GM_00229984 |
gemini-2.0-flash-001 |
| 38692 |
EFTA01383897.txt |
RE: Follow-up |
Paul Barrett |
none |
none |
2018-07-26 |
email |
dataset_10 |
|
Nadean Novogratz follows up with Paul Barrett regarding derivatives offerings from Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nadean Novogratz |
EFTA01383897 |
gemini-2.0-flash-001 |
| 38693 |
EFTA01383898.txt |
Google Alert - Icon black |
Google Alerts igooglealerts-noreply@google.coml |
suspicious |
possible |
2019-07-16 |
email |
dataset_10 |
|
This email is a Google Alert regarding mentions of 'Leon Black' and 'Icon black'. It highlights... |
Political connections/influenceFinancial transactions/money flowPersonal relationships |
— |
DB-SDNY-0083803 |
gemini-2.0-flash-001 |
| 38694 |
EFTA01383899.txt |
RE: 2018 Periodic Review of accts Mort, Inc (GCISK487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP |
Stewart Oldfield |
none |
none |
2018-08-31 |
email |
dataset_10 |
|
Stewart Oldfield requests Vijay-A Sawant to separate the cases for Mort, Inc and Gratitude... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vijay-A Sawant |
GCISK487266, GCIS#499760, 01977700 |
gemini-2.0-flash-001 |
| 38695 |
EFTA01383900.txt |
Re: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP |
Stewart Oldfield |
suspicious |
none |
2018-08-31 |
email |
dataset_10 |
|
Stewart Oldfield inquires about pending KYC documentation for Mort Inc and Gratitude America... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vijay-A Sawant, Bradley Gillin |
GCIS#487266, GCIS#499760, KYC Case#01977700 |
gemini-2.0-flash-001 |
| 38696 |
EFTA01383901.txt |
RE: Assistance Required in solving rejection points on KYC Case#01946825 |
Bradley Gitlin |
suspicious |
none |
2018-08-01 |
email |
dataset_10 |
|
Bradley Gitlin from Deutsche Bank is seeking assistance from Vijay-A Sawant to resolve KYC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vijay-A Sawant |
DB-SDNY-0083810 |
gemini-2.0-flash-001 |
| 38697 |
EFTA01383902.txt |
RE: Assistance Required in solving rejection points on KYC Casc#01946825 [II |
Vijay-A Sawant |
suspicious |
none |
2018-08-01 |
email |
dataset_10 |
|
Vijay-A Sawant is requesting assistance from Bradley Gitlin and Stewart Oldfield to resolve... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gitlin |
Case#01946825 |
gemini-2.0-flash-001 |
| 38698 |
EFTA01383903.txt |
RE: Assistance Required in solving rejection points on KYC Case#01946825 [II |
Vijay-A Smartt |
suspicious |
none |
2018-07-17 |
email |
dataset_10 |
|
This email discusses a rejected KYC (Know Your Customer) case for Prytanee, LLC, and requests... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gitlin |
01946825 |
gemini-2.0-flash-001 |
| 38699 |
EFTA01383904.txt |
RE: Assistance Required in solving rejection points on KYC CasaIII |
Bradley Gitlin |
none |
none |
2018-07-12 |
email |
dataset_10 |
|
This email exchange discusses the challenges of obtaining a Certificate of Good Standing (COGS)... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Vijay-A Sawant, Stewart Oldfield |
DB-SDNY-0083813
SDNY GM_00229997 |
gemini-2.0-flash-001 |
| 38700 |
EFTA01383905.txt |
RE: |
Vijay-A Sawant |
suspicious |
none |
2018-07-06 |
email |
dataset_10 |
|
This email discusses Jeffrey Epstein's financial activities, including his art investments with... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0083815 |
gemini-2.0-flash-001 |