| 39501 |
EFTA01384720.txt |
GENERAL ELIGIBILITY REPRESENTATIONS |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the eligibility requirements for an investor to be classified as a... |
Financial transactions/money flowLegal matters/litigation |
— |
DOC ID - 9978674.66 |
gemini-2.0-flash-001 |
| 39502 |
EFTA01384721.txt |
GENERAL ELIGIBILITY REPRESENTATIONS |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the eligibility requirements for investors in the Hudson Bay Fund LP. It... |
Financial transactions/money flowBusiness dealings |
— |
DOC ID - 9978674.66 |
gemini-2.0-flash-001 |
| 39503 |
EFTA01384722.txt |
GENERAL ELIGIBILITY REPRESENTATIONS |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the eligibility requirements for investors to participate in profits and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
9978674.66 |
gemini-2.0-flash-001 |
| 39504 |
EFTA01384723.txt |
GENERAL ELIGIBILITY REPRESENTATIONS |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal filing outlining general eligibility representations for investors,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DOC ID - 9978674.66 |
gemini-2.0-flash-001 |
| 39505 |
EFTA01384724.txt |
HUDSON BAY FUND LP SUBSCRIPTION AGREEMENT SIGNATURE PAGES |
|
none |
none |
20 |
legal filing |
dataset_10 |
|
This document is a subscription agreement signature page for the Hudson Bay Fund LP. It outlines... |
Financial transactions/money flowLegal matters/litigation |
— |
9978674.66 |
gemini-2.0-flash-001 |
| 39506 |
EFTA01384725.txt |
HUDSON BAY FUND LP LIMITED PARTNERSHIP AGREEMENT SIGNATURE PAGE |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a signature page for the Limited Partnership Agreement of Hudson Bay Fund LP.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DOC ID 9978674 66 |
gemini-2.0-flash-001 |
| 39507 |
EFTA01384726.txt |
NOTARIZATION ACKNOWLEDGMENT |
|
none |
none |
20 |
other |
dataset_10 |
|
This document is a notarization acknowledgment for a Limited Partnership Agreement Signature... |
|
— |
DOC ID 9978674 |
gemini-2.0-flash-001 |
| 39508 |
EFTA01384727.txt |
ADDITIONAL SUBSCRIPTION FORM |
|
none |
none |
None |
form |
dataset_10 |
|
This is an additional subscription form for Hudson Bay Fund LP, allowing investors to make... |
Financial transactions/money flow |
— |
9978674.66 |
gemini-2.0-flash-001 |
| 39509 |
EFTA01384728.txt |
Alpha Group Capital - 4% Excess Withdrawal Request |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a form for a Limited Partner of Alpha Group Capital to request an excess... |
Financial transactions/money flow |
— |
DOC II) - 9978674.66 |
gemini-2.0-flash-001 |
| 39510 |
EFTA01384729.txt |
Withdrawal Request |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the process for a Limited Partner to request a withdrawal from Alpha... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DOC II) - 9978674.66 |
gemini-2.0-flash-001 |
| 39511 |
EFTA01384730.txt |
INVESTOR ANTI-MONEY LAUNDERING DECLARATION - SUPPLEMENT FORM |
|
none |
none |
None |
form |
dataset_10 |
|
This is an Investor Anti-Money Laundering Declaration form for Alpha Group Capital. It outlines... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SONY-0085205 |
gemini-2.0-flash-001 |
| 39512 |
EFTA01384731.txt |
AUTHORIZATION REQUIREMENTS: IDENTIFICATION |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the identification requirements for financial institutions to combat... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0085206 |
gemini-2.0-flash-001 |
| 39513 |
EFTA01384733.txt |
Simplified Customer Due Diligence |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a simplified customer due diligence form from Alpha Group Capital. It outlines... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SONY-0085210 |
gemini-2.0-flash-001 |
| 39514 |
EFTA01384734.txt |
Alpha Group Capital - SECTION B - Introducers |
|
suspicious |
none |
None |
other |
dataset_10 |
|
This document outlines the AML compliance requirements for entities introducing nominee... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SONY-0085211, SDNY_GM_00231395 |
gemini-2.0-flash-001 |
| 39515 |
EFTA01384735.txt |
Alpha Group Capital - Individuals: Full Documentary Evidence |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a form outlining the required documentary evidence for individual investors in... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SONY-0085212, SDNY_GM_00231396 |
gemini-2.0-flash-001 |
| 39516 |
EFTA01384736.txt |
Alpha Group Capital - Partnerships |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a form from Alpha Group Capital outlining the required information and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0085215, SDNY_GM_00231399 |
gemini-2.0-flash-001 |
| 39517 |
EFTA01384737.txt |
Alpha Group Capital - Collective Investment Scheme |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the requirements for a Collective Investment Scheme application with... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SONY-0085217, SDNY_GM_00231401 |
gemini-2.0-flash-001 |
| 39518 |
EFTA01384738.txt |
Alpha Group Capital - Entities, continued - Trusts and Non-Charitable Foundations |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a form from Alpha Group Capital outlining the required documentation for trusts... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 39519 |
EFTA01384739.txt |
Schedule of Officers and Directors |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a form for listing the officers and directors of Kptia Group Capital. It... |
Business dealings |
— |
DB-SDNY-0085229, SDNY_GM_00231413 |
gemini-2.0-flash-001 |
| 39520 |
EFTA01384740.txt |
Supplement |
|
none |
none |
20 |
legal filing |
dataset_10 |
|
This document is a supplement outlining the representations and warranties of the Benefit Plan... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
9978674 |
gemini-2.0-flash-001 |
| 39521 |
EFTA01384742.txt |
Request for Taxpayer Identification Number and Certification |
|
none |
none |
November 2017 |
Form |
dataset_10 |
|
This document is a Form W-9, Request for Taxpayer Identification Number and Certification,... |
Financial transactions/money flowLegal matters/litigation |
— |
MINSP•40110101IVIOS |
gemini-2.0-flash-001 |
| 39522 |
EFTA01384743.txt |
Form W-9 |
|
none |
none |
2017-11 |
form |
dataset_10 |
|
This document is a Form W-9 instruction sheet, providing information on backup withholding... |
Financial transactions/money flowLegal matters/litigation |
— |
DOC ID-9978674.66 |
gemini-2.0-flash-001 |
| 39523 |
EFTA01384744.txt |
Form W-9 |
|
none |
none |
11-2017 |
Form |
dataset_10 |
|
This document is a description of the IRS Form W-9, including instructions for U.S. persons and... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
None |
gemini-2.0-flash-001 |
| 39524 |
EFTA01384745.txt |
Form W-9 Instructions |
|
none |
none |
2017-11 |
form |
dataset_10 |
|
This document provides instructions for completing Form W-9, Request for Taxpayer Identification... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0085246 |
gemini-2.0-flash-001 |
| 39525 |
EFTA01384746.txt |
Form W-9 |
|
none |
none |
2017-11 |
form |
dataset_10 |
|
This document is a Form W-9 instruction sheet, providing guidance on completing the form and... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 39526 |
EFTA01384747.txt |
W-9 Form Information and Privacy Notice |
|
none |
none |
2017-11 |
other |
dataset_10 |
|
This document is an IRS notice providing information about identity theft prevention, the... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0085249 |
gemini-2.0-flash-001 |
| 39527 |
EFTA01384748.txt |
Question |
Paul Barrett |
none |
none |
2018-09-07 |
email |
dataset_10 |
|
Paul Barrett from Alpha Group Capital LLC sent an email to Stewart Oldfield and Martin Zema,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield, Martin Zema |
None |
gemini-2.0-flash-001 |
| 39528 |
EFTA01384749.txt |
Dodd-Frank Title VII Regulation: Annual Notice of Right to CFTC Segregation of Initial Margin for Uncleared Swaps ("IM") |
Deutsche Bank AG |
none |
none |
2018 |
letter |
dataset_10 |
|
Deutsche Bank is notifying counterparties of their right to segregate initial margin for... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0085251 |
gemini-2.0-flash-001 |
| 39529 |
EFTA01384750.txt |
Neptune LLC Corp Resolution Query - KYC#01977698 |
Vijay-A Sawan |
none |
none |
2018-09-18 |
email |
dataset_10 |
|
Vijay Sawan emailed Bradley Grim and Richard Larossi to discuss corporate resolutions for... |
Business dealingsCommunications/correspondence |
Bradley GRIM, ichard larossi |
KYC#01977698 |
gemini-2.0-flash-001 |
| 39530 |
EFTA01384751.txt |
Certificate of LLC Resolutions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Certificate of LLC Resolutions, identifying Jeffrey Epstein and Darren Indyke... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
11401PAS0110 MIS
0107004)0612 |
gemini-2.0-flash-001 |
| 39531 |
EFTA01384752.txt |
Certificate of Limited Liability Company Resolutions in favor of Deutsche Bank Trust Company Americas |
|
none |
none |
None |
Certificate of Limited Liability Company Resolutions |
dataset_10 |
|
This document is a Certificate of Limited Liability Company Resolutions authorizing Deutsche... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
12-PWM-0180 |
gemini-2.0-flash-001 |
| 39532 |
EFTA01384753.txt |
Corporate Resolutions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document certifies corporate resolutions and identifies Jeffrey Epstein and Darren Indyke... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0085256, SDNY GM_00231440 |
gemini-2.0-flash-001 |
| 39533 |
EFTA01384754.txt |
Certificate of LLC Resolutions |
|
none |
none |
3 - |
legal filing |
dataset_10 |
|
This document is a Certificate of LLC Resolutions, identifying Jeffrey Epstein and Darren Indyke... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
11401PAS0110 MIS
0107004)0612 |
gemini-2.0-flash-001 |
| 39534 |
EFTA01384755.txt |
FW: 2018 Perio is eview o ccts outhern Financial LLC (GCIS*1483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP (I) |
Stewart Oldfield |
suspicious |
none |
2018-09-21 |
email |
dataset_10 |
|
This email chain discusses a periodic review of accounts for Southern Financial LLC and LSJE,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Liam Osulliva |
DB-SDNY-0085258, SDNY_GM_00231442 |
gemini-2.0-flash-001 |
| 39535 |
EFTA01384756.txt |
FW: 2018 Periodic Review of Accts Southern Financial LLC ) & LSJE, LLC ( ) under the SOUTHERN FINANCIAL RELATIONSHIP [I) |
Vijay-A Sawant |
none |
none |
2018-08-24 |
email |
dataset_10 |
|
Vijay Sawant emails Richard larossi regarding the periodic review of Southern Financial LLC and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard larossi |
KYCCase#01977703 |
gemini-2.0-flash-001 |
| 39536 |
EFTA01384757.txt |
Review of Account Information and Required Documentation |
Vijay Sawant, KYC Case Representative, Deutsche CIS Centre Private Limited - Deutsche Bank Group |
suspicious |
none |
None |
other |
dataset_10 |
|
Vijay Sawant from Deutsche Bank is requesting updated documentation, including Certificates of... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0085260, SDNY_GM_00231444 |
gemini-2.0-flash-001 |
| 39537 |
EFTA01384758.txt |
Gratitude |
Stewart Oldfield |
none |
none |
2018-09-25 |
email |
dataset_10 |
|
Stewart Oldfield sent an email to Richard Kahn, with Bradley Gillin CC'd, following up on a... |
Communications/correspondenceBusiness dealings |
Richard Kahn |
DB-SDNY-0085262 |
gemini-2.0-flash-001 |
| 39538 |
EFTA01384759.txt |
RE: Butterfly brokerage |
Stewart Oldfield |
suspicious |
none |
2018-09-25 |
email |
dataset_10 |
|
This email chain discusses the opening of a brokerage account for a trust with Jeffrey Epstein's... |
Financial transactions/money flowBusiness dealings |
Coleyiellinghaus |
DB-SDNY-0085263 |
gemini-2.0-flash-001 |
| 39539 |
EFTA01384760.txt |
RE: Butterfly brokerage |
Stewart Oldfield |
none |
none |
2018-09-25 |
email |
dataset_10 |
|
This email chain discusses the process of opening a brokerage account at Butterfly brokerage for... |
Financial transactions/money flowBusiness dealings |
Coley Jellinghau, Bradley Gitlin |
DB-SDNY-0085264 |
gemini-2.0-flash-001 |
| 39540 |
EFTA01384761.txt |
RE: wiring limit |
Stewart Oldfield |
suspicious |
none |
2018-10-02 |
email |
dataset_10 |
|
Richard Kahn requests Stewart Oldfield to increase the daily wiring limit from 10mm to 15mm or... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
|
gemini-2.0-flash-001 |
| 39541 |
EFTA01384762.txt |
EMS/031018348970: Check Referrals:42953475, 4296355001 |
Uplabdhi |
suspicious |
none |
2018-03-10 |
email |
dataset_10 |
|
This email requests a pay/no pay decision on check referrals and emphasizes the importance of... |
Financial transactions/money flowCommunications/correspondenceAllegations/complaints |
All |
EMS/031018348970 |
gemini-2.0-flash-001 |
| 39542 |
EFTA01384763.txt |
None |
BLOOD-HORSE Ll..O |
none |
none |
2018-09-28 |
check |
dataset_10 |
|
The document is an image of a check from BLOOD-HORSE Ll..O to THOROUGHBRED OWNERS AND BREEDERS... |
Financial transactions/money flow |
— |
004269 |
gemini-2.0-flash-001 |
| 39543 |
EFTA01384764.txt |
RM0082289 Daily Deposit Report 20181004 |
dwhpbdw-batch@db.com |
suspicious |
possible |
2018-10-04 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank listing large, zero, and negative... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 39544 |
EFTA01384765.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
10/03/18 |
other |
dataset_10 |
|
This document lists large, zero, and negative balances as of October 3, 2018, for various... |
Financial transactions/money flow |
— |
DB-SDNY-0085271, SDNY_GM_00231455 |
gemini-2.0-flash-001 |
| 39545 |
EFTA01384766.txt |
Standing Instruction |
Ankit Kumar Sharma |
none |
none |
2018-10-01 |
other |
dataset_10 |
|
The document outlines standing instructions related to Jeffrey Epstein, assigned to Vikas Dave.... |
Financial transactions/money flowBusiness dealings |
— |
1071 |
gemini-2.0-flash-001 |
| 39546 |
EFTA01384767.txt |
None |
Vijay Sawant |
suspicious |
possible |
None |
other |
dataset_10 |
|
This document is a KYC/AML compliance inquiry regarding Jeffrey Epstein and related entities,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 39547 |
EFTA01384768.txt |
RE: Gratitude |
Stewart Oldfield |
suspicious |
possible |
2018-10-25 |
email |
dataset_10 |
|
Stewart Oldfield is working on KYC reviews for Richard Kahn's accounts and needs to discuss the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0085277 |
gemini-2.0-flash-001 |
| 39548 |
EFTA01384769.txt |
Re: |
Stewart Oldfield |
none |
none |
2018-09-25 |
email |
dataset_10 |
|
Stewart Oldfield follows up with Richard Kahn regarding a previous inquiry or discussion. The... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Richard Kahn |
DB-SDNY-0085278 |
gemini-2.0-flash-001 |
| 39549 |
EFTA01384770.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality and legal disclaimer from Deutsche Bank. It outlines... |
|
— |
DB-SDNY-0085279, SDNY_GM_00231463 |
gemini-2.0-flash-001 |
| 39550 |
EFTA01384771.txt |
Re: Butterfly Trust account |
Daniel-E Kaiser |
suspicious |
none |
2018-10-31 |
email |
dataset_10 |
|
Daniel Kaiser informs Stewart Oldfield that the opening of the Butterfly Trust account is on... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 39551 |
EFTA01384772.txt |
None |
Stewart Oldfield |
none |
none |
None |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank requests a discussion about an unspecified matter. The email... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0085281 |
gemini-2.0-flash-001 |
| 39552 |
EFTA01384773.txt |
RE: Epstein III |
Kathryn 1Stanfield |
suspicious |
none |
2018-11-09 |
email |
dataset_10 |
|
Kathryn Stanfield is coordinating with Bradley Giffin and others regarding the handling of a... |
Financial transactions/money flow |
&adlev Giffin |
DB-SDNY-0085282 |
gemini-2.0-flash-001 |
| 39553 |
EFTA01384774.txt |
Void a deposit |
Firdaus Madiar |
none |
none |
None |
email |
dataset_10 |
|
Firdaus Madiar informs recipients about a request from Bella to void a $1,000,0000 deposit.... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0085283 |
gemini-2.0-flash-001 |
| 39554 |
EFTA01384775.txt |
FW: Epstein - negative media DJ [C] |
Stewart Oldfield |
suspicious |
possible |
2018-11-13 |
email |
dataset_10 |
|
This email chain discusses the dismissal of a lawsuit related to Jeffrey Epstein and negative... |
Political connections/influenceFinancial transactions/money flowLegal matters/litigation |
Vijay-A Sawant, Mayur Rathod, Alka Babu, Andrew... |
DB-SDNY-0085285 |
gemini-2.0-flash-001 |
| 39555 |
EFTA01384776.txt |
None |
|
none |
none |
None |
email |
dataset_10 |
|
This document is an email header indicating securities offered through Deutsche Bank Securities... |
|
— |
DB-SDNY-0085288 |
gemini-2.0-flash-001 |
| 39556 |
EFTA01384777.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains a standard confidentiality notice and disclaimer regarding the privacy of... |
Communications/correspondence |
— |
DB-SDNY-0085290
SDNY_GM_00231474 |
gemini-2.0-flash-001 |
| 39557 |
EFTA01384778.txt |
RE: Butterfly Trust - new brokerage account needed III |
Stewart Oldfield |
suspicious |
none |
2018-09-06 |
email |
dataset_10 |
|
This email chain discusses the opening of a new brokerage account for 'Jeffrey' under the... |
Financial transactions/money flowBusiness dealings |
Davide-A Sferrazza II, Martin Zeman, Liam Osullivan |
DB-SDNY-0085291 |
gemini-2.0-flash-001 |
| 39558 |
EFTA01384779.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a confidential cover sheet related to securities offered through Deutsche Bank... |
|
— |
DB-SDNY-0085292, SDNY_GM_00231476 |
gemini-2.0-flash-001 |
| 39559 |
EFTA01384780.txt |
RE: Epstein Cash [CI |
Liam Osullivan |
none |
none |
2018-09-06 |
email |
dataset_10 |
|
Liam O'Sullivan sent an email to Stewart Oldfield providing information about the yields of DWGI... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0085294 |
gemini-2.0-flash-001 |
| 39560 |
EFTA01384781.txt |
RE: Assistance Required in Resolving rejection points - KYC Case#01983253 Ili |
Bradley Gill in |
suspicious |
none |
10/12/2018 |
email |
dataset_10 |
|
This email requests assistance in resolving KYC rejection points for Mort. Inc, owned by Jeffrey... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Mayur Rathod, Vijay-A Sawant |
KYC Caset101983253 |
gemini-2.0-flash-001 |
| 39561 |
EFTA01384782.txt |
RE: Assistance Required in Resolving rejection points |
Mayur Rathod |
none |
none |
2018-10-12 |
email |
dataset_10 |
|
Mayur Rathod is following up with Bradley Gilli and Stewart Oldfie regarding rejection points.... |
Financial transactions/money flowCommunications/correspondence |
Bradley Gilli |
DB-SDNY-0085298 |
gemini-2.0-flash-001 |
| 39562 |
EFTA01384783.txt |
KYC Case#01983253 for Mort. Inc under the SOUTHERN FINANCIAL RELATIONSHIP |
Vijay Sawant, KYC Case Representative, Deutsche CIB Centre Private Limited - Deutsche Bank Group |
suspicious |
none |
None |
other |
dataset_10 |
|
This document is a KYC request from Deutsche Bank seeking clarification on the source of funds... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
KYC Case#01983253 |
gemini-2.0-flash-001 |
| 39563 |
EFTA01384784.txt |
RE: Epstein - negative media [II |
Richard larossi |
suspicious |
possible |
2018-10-22 |
email |
dataset_10 |
|
Richard larossi is seeking approval from Kimberly Hart at Deutsche Bank to continue the KYC... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Kimberly Hart |
DB-SDNY-0085300 |
gemini-2.0-flash-001 |
| 39564 |
EFTA01384785.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a cover page or header from Deutsche Bank, containing confidentiality notices... |
|
— |
DB-SDNY-0085302, SDNY_GM_00231486 |
gemini-2.0-flash-001 |
| 39565 |
EFTA01384786.txt |
Certificate of Service |
|
none |
none |
2018-10-05 |
legal filing |
dataset_10 |
|
This is a Certificate of Service filed by Hillary M. Nappi, Esq., counsel for Marvin Gerber and... |
Legal matters/litigation |
— |
Case 1:18-cv-07580-JPO |
gemini-2.0-flash-001 |
| 39566 |
EFTA01384787.txt |
Southern Financial LLC update III |
Martin Zeman |
suspicious |
possible |
None |
email |
dataset_10 |
|
Martin Zeman from Deutsche Bank is following up with Kimberly Hart about a discussion regarding... |
Financial transactions/money flowBusiness dealings |
Kimberly Hart, Stewart Oldfield, Xavier Avila |
DB-SDNY-0085306 |
gemini-2.0-flash-001 |
| 39567 |
EFTA01384788.txt |
Fwd: Assistance required in resolving points - |
Bradley Gill |
suspicious |
possible |
2018-10-24 |
email |
dataset_10 |
|
This email discusses KYC remediation efforts required for several accounts associated with... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfiel |
01977694 |
gemini-2.0-flash-001 |
| 39568 |
EFTA01384789.txt |
None |
Alka Babu |
suspicious |
possible |
None |
other |
dataset_10 |
|
Alka Babu from Deutsche Bank is requesting assistance in clarifying inconsistencies in KYC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
None |
gemini-2.0-flash-001 |
| 39569 |
EFTA01384790.txt |
Southern Financial/Epstein KYC Remediation Ilj |
Brad
Bradley Gitlin |
suspicious |
none |
None |
email |
dataset_10 |
|
Brad Gitlin from Deutsche Bank is requesting confirmation from Vijay regarding the requirements... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Vijay |
DB-SDNY-0085310 |
gemini-2.0-flash-001 |
| 39570 |
EFTA01384791.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018-07-24 |
Form/Certification |
dataset_10 |
|
This document is a certification form identifying Jeffrey Epstein as the President of Southern... |
Financial transactions/money flowBusiness dealings |
— |
WM189665 026815%05131S |
gemini-2.0-flash-001 |
| 39571 |
EFTA01384792.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018-07-24 |
form |
dataset_10 |
|
The document is a certification form identifying Jeffrey E. Epstein as the sole member of... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0085313
SDNY_GM_00231497 |
gemini-2.0-flash-001 |
| 39572 |
EFTA01384793.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018-07-24 |
legal filing |
dataset_10 |
|
This document is a certification of beneficial ownership for J. Epstein Virgin Islands... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0085314, SDNY_GM_00231498 |
gemini-2.0-flash-001 |
| 39573 |
EFTA01384794.txt |
Certification of beneficial owner(S) |
|
none |
none |
2018-07-24 |
Legal Document |
dataset_10 |
|
This document is a certification of beneficial ownership for JEGE, LLC, identifying Jeffrey E.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0085317, SDNY_GM_00231501 |
gemini-2.0-flash-001 |
| 39574 |
EFTA01384795.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018-07-24 |
legal filing |
dataset_10 |
|
This document is a certification of beneficial ownership for LSJE, LLC, identifying Jeffrey E.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0085318, SDNY_GM_00231502 |
gemini-2.0-flash-001 |
| 39575 |
EFTA01384796.txt |
Certification of beneficial owner(s) |
|
suspicious |
none |
2018-11-24 |
Legal Filing |
dataset_10 |
|
This document is a certification of beneficial ownership, identifying Jeffrey Epstein as the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0085320 |
gemini-2.0-flash-001 |
| 39576 |
EFTA01384797.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018-07-24 |
Certification |
dataset_10 |
|
This document is a certification form identifying Jeffrey E. Epstein as the sole member of NES,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0085321 |
gemini-2.0-flash-001 |
| 39577 |
EFTA01384798.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018-07-24 |
legal filing |
dataset_10 |
|
This document is a certification of beneficial ownership for PLAN 0, LLC, identifying Jeffrey E.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0085322, SDNY_GM 00231506 |
gemini-2.0-flash-001 |
| 39578 |
EFTA01384799.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018-07-24 |
legal filing |
dataset_10 |
|
This document is a certification of beneficial ownership for Southern Financial, LLC,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-OO85323 |
gemini-2.0-flash-001 |
| 39579 |
EFTA01384800.txt |
RE: Southern Financial ill |
Bradley Gillin |
suspicious |
none |
2018-09-26 |
email |
dataset_10 |
|
Bradley Gillin from Deutsche Bank provides information about the purpose and financial details... |
Financial transactions/money flowBusiness dealings |
Vijay-A Sawant, Stewart Oldfield |
DB-SDNY-0085326 |
gemini-2.0-flash-001 |
| 39580 |
EFTA01384801.txt |
RE: Southern Financial |
Vijay-A Sawant |
suspicious |
possible |
2018-09-26 |
email |
dataset_10 |
|
Vijay Sawant from Deutsche Bank informs Stewart Oldfie about the approval of some high-risk... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfie |
|
gemini-2.0-flash-001 |
| 39581 |
EFTA01384802.txt |
Southern mancia |
Stewart OldfieId |
none |
none |
None |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank is inquiring about the status of KYC submissions for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vijay-A Saw ant |
DB-SDNY-0085328 |
gemini-2.0-flash-001 |
| 39582 |
EFTA01384803.txt |
Significant |
Priyanka Sharma, Research Analyst |
none |
none |
10/01/2018 |
report |
dataset_10 |
|
This document is a due diligence report prepared by BIS-RESEARCH on a subject named 'Plan D,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0085330 |
gemini-2.0-flash-001 |
| 39583 |
EFTA01384804.txt |
OFAC RESULTS |
|
none |
none |
2018-03-07 |
report |
dataset_10 |
|
This document presents the OFAC compliance results for Plan D, LLC, showing no matches were... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
KYC 01977694 |
gemini-2.0-flash-001 |
| 39584 |
EFTA01384805.txt |
SmartLinx Comprehensive Business Report for Plan D, LLC |
|
none |
none |
2018-10-01 |
Report |
dataset_10 |
|
This document is a SmartLinx Comprehensive Business Report for Plan D, LLC, created by... |
Business dealings |
— |
EFTA01384805 |
gemini-2.0-flash-001 |
| 39585 |
EFTA01384806.txt |
Business Profile: PLAN D LLC, PLAN O, LLC |
|
none |
none |
2006-10-20 |
report |
dataset_10 |
|
This document is a business profile for PLAN D LLC and PLAN O, LLC. It includes information on... |
Business dealings |
— |
2793446 |
gemini-2.0-flash-001 |
| 39586 |
EFTA01384807.txt |
RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP (Ij |
Mayur Rathod |
suspicious |
none |
2018-10-31 |
email |
dataset_10 |
|
Mayur Rathod follows up on pending KYC rejection items for the SOUTHERN FINANCIAL RELATIONSHIP,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard larossi |
|
gemini-2.0-flash-001 |
| 39587 |
EFTA01384808.txt |
RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP |
Stewart Oldfield |
suspicious |
possible |
2018-10-25 |
email |
dataset_10 |
|
This email from Deutsche Bank requests outstanding documentation and information related to KYC... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Vijay-A Sawant |
N4G024950 |
gemini-2.0-flash-001 |
| 39588 |
EFTA01384809.txt |
Awaiting responses to attached emails |
Vijay Sawant |
none |
none |
2018 |
email |
dataset_10 |
|
Vijay Sawant from Deutsche Bank is following up with Stewart regarding responses to attached... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart |
DB-SDNY-0085340, SDNY_GM_00231524 |
gemini-2.0-flash-001 |
| 39589 |
EFTA01384810.txt |
RE: Epstein - negative media [I] |
Richard larossi |
suspicious |
none |
2018-10-18 |
email |
dataset_10 |
|
Richard Larossi seeks approval from Kimberly Hart to proceed with KYC remediation for Southern... |
Legal matters/litigationFinancial transactions/money flowCommunications/correspondence |
Kimberly Hart |
DB-SDNY-0085343 |
gemini-2.0-flash-001 |
| 39590 |
EFTA01384811.txt |
Epstein - negative media |
Stewart Oldfield |
suspicious |
none |
Oc |
email |
dataset_10 |
|
Stewart Oldfield informs Kimberly Hart about negative media related to Epstein surfacing in KYC... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Kimberly Hart |
DB-SDNY-0085344 |
gemini-2.0-flash-001 |
| 39591 |
EFTA01384812.txt |
RM0082289 Daily Deposit Report 20181214 |
|
suspicious |
none |
2018-12-14 |
report |
dataset_10 |
|
This document is a daily deposit report from December 14, 2018, listing large, zero, and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 39592 |
EFTA01384813.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
12/13/18 |
List |
dataset_10 |
|
This document lists large, zero, and negative balances for various accounts as of December 13,... |
Financial transactions/money flow |
— |
RM CODE 82289 |
gemini-2.0-flash-001 |
| 39593 |
EFTA01384814.txt |
Grat Trust and Holdings |
|
none |
none |
2015 |
other |
dataset_10 |
|
The document lists financial amounts associated with Todd R Wanek and Ronald & Joyce Wanek... |
Financial transactions/money flow |
— |
DB-SDNY-0085352, SDNY_GM_00231536 |
gemini-2.0-flash-001 |
| 39594 |
EFTA01384815.txt |
Re: pipeline question (II |
Stewart Oldfield |
none |
none |
2018-12-17 |
email |
dataset_10 |
|
Daniel Eisenberg inquires about the possibility of funding two potential deposits before the end... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daniel Eisenberg |
DB-SDNY-0085353 |
gemini-2.0-flash-001 |
| 39595 |
EFTA01384816.txt |
Discontinuation of relationships |
Stewart Oldfield and Armen Brash |
suspicious |
possible |
2018-12-21 |
letter |
dataset_10 |
|
Deutsche Bank is discontinuing its relationships with Jeffrey Epstein, Darren Indyke, and... |
Financial transactions/money flowBusiness dealings |
Jeffrey Epstein, Darren Indyke, Richard Kahn |
DB-SDNY-0085356 |
gemini-2.0-flash-001 |
| 39596 |
EFTA01384817.txt |
RE: FORMAT VALIDATION FAILED FILED 20 : 15248111, T: 02049845 fl] |
PWMITUS ProductionSupport |
none |
none |
2019-02-05 |
email |
dataset_10 |
|
This email thread discusses a format validation failure (FILED 20 : 15248111, T: 02049845). The... |
Communications/correspondence |
Shanu GLiaria, Rishabh Sharma I, Stewart Oldfield, Bradt... |
DB-SDNY-0085357 |
gemini-2.0-flash-001 |
| 39597 |
EFTA01384818.txt |
FW: FORMAT VALIDATION FAILED FILED 20 : 152481 11, T: 02049845 111 |
Vipul Jain On Behalf Of swift fin |
none |
none |
2019-02-05 |
email |
dataset_10 |
|
This email informs recipients about a wire transfer that was rejected due to a format validation... |
Financial transactions/money flowCommunications/correspondence |
Don Delcher, Kathryn J Stanfield, GTO-PWM-Banking Exce •... |
DB-SDNY-0085358 |
gemini-2.0-flash-001 |
| 39598 |
EFTA01384819.txt |
Format Validation Failed |
OS |
suspicious |
none |
2019-02-05 |
email |
dataset_10 |
|
An email informs the team about a failed wire transfer due to a format validation error. The... |
Financial transactions/money flow |
— |
DB-SDNY-0085359 |
gemini-2.0-flash-001 |
| 39599 |
EFTA01384820.txt |
Can you PLEASE help? |
Brigid Macias |
none |
none |
2019-03-18 |
email |
dataset_10 |
|
Brigid Macias urgently requests Firdaus Madiar's assistance in obtaining signer information for... |
Financial transactions/money flowCommunications/correspondence |
Firdaus Madiar, Nicole Perskawiec |
DB-SDNY-0085362 |
gemini-2.0-flash-001 |
| 39600 |
EFTA01384821.txt |
The 2017 Caterpillar Trust 2 accounts |
Bella |
none |
none |
2017 |
email |
dataset_10 |
|
Bella sends an email to Brigid, requesting the closure of The 2017 Caterpillar Trust account.... |
Financial transactions/money flow |
Bradley Gitlin, Richard Kahn, Darren Indyke, Brigid |
DB-SDNY-0085383 |
gemini-2.0-flash-001 |