| 45101 |
EFTA01390605.txt |
ITALIAN ANNEX Supplemental terms and conditions for transactions In Italian Domestic Purchased Securities or Italian Bonds |
|
none |
none |
2015-01-07 |
legal filing |
dataset_10 |
|
This document is an annex to a Global Master Repurchase Agreement between Deutsche Bank AG and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095148, SDNY_GM_00241332 |
gemini-2.0-flash-001 |
| 45102 |
EFTA01390606.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions of repurchase transactions, including procedures... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095149 |
gemini-2.0-flash-001 |
| 45103 |
EFTA01390607.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the terms of a securities transaction, specifically addressing the... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095150, SDNY_GM_00241334 |
gemini-2.0-flash-001 |
| 45104 |
EFTA01390608.txt |
Agreement (Tax Event) |
|
none |
none |
1996-04-01 |
legal filing |
dataset_10 |
|
This document defines the application of a tax event in relation to Italian Bonds, specifying... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SONY-0095152, SDNY_GM_00241336 |
gemini-2.0-flash-001 |
| 45105 |
EFTA01390609.txt |
Supplemental term and conditions for transaction be equities |
|
none |
none |
January 7, 2015 |
legal filing |
dataset_10 |
|
This document is a supplemental annex to a repurchase agreement between Deutsche Bank AG and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
SDNY_GM_00241337 |
gemini-2.0-flash-001 |
| 45106 |
EFTA01390610.txt |
Income Payments |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines the terms related to income payments for securities in transactions,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095154, SDNY_GM_00241338 |
gemini-2.0-flash-001 |
| 45107 |
EFTA01390611.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the terms and conditions for securities transactions, specifically... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0095155 |
gemini-2.0-flash-001 |
| 45108 |
EFTA01390612.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions for securities transactions, including the... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095156, SDNY_GM_00241340 |
gemini-2.0-flash-001 |
| 45109 |
EFTA01390613.txt |
2002 MASTER AGREEMENT |
|
none |
none |
2013-10-28 |
agreement |
dataset_10 |
|
This document is a 2002 Master Agreement between Deutsche Bank AG and Southern Financial, LLC,... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095157 |
gemini-2.0-flash-001 |
| 45110 |
EFTA01390614.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
The document details the conditions precedent for payment obligations, procedures for changing... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 45111 |
EFTA01390615.txt |
Tax Indemnification and Representations |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the tax indemnification agreement between parties X and Y, detailing... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 45112 |
EFTA01390616.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the legal obligations and representations between parties involved in an... |
Legal matters/litigation |
— |
DB-SDNY-0095160, SDNY_GM_00241344 |
gemini-2.0-flash-001 |
| 45113 |
EFTA01390617.txt |
Master Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions of a Master Agreement, including obligations... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 45114 |
EFTA01390618.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines events of default related to credit support and specified transactions... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0095162 |
gemini-2.0-flash-001 |
| 45115 |
EFTA01390619.txt |
Cross-Default and Bankruptcy clauses |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines 'Cross-Default' and 'Bankruptcy' events within a legal agreement,... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0095163, SDNY_GM_00241347 |
gemini-2.0-flash-001 |
| 45116 |
EFTA01390620.txt |
Merger Without Assumption, Termination Events |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines conditions under which a merger can occur without assumption of... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0095164, SDNY_GM_00241348 |
gemini-2.0-flash-001 |
| 45117 |
EFTA01390621.txt |
Master Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines termination events, illegality, and force majeure events within a Master... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 45118 |
EFTA01390622.txt |
Early Termination; Close-Out Netting |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the procedures for early termination and close-out netting in financial... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0095167 |
gemini-2.0-flash-001 |
| 45119 |
EFTA01390623.txt |
Mid-Market Events, Adjustment for Bankruptcy, Adjustment for Illegality or Force Majeure Event, Pre-Estimate, Set-Off |
|
none |
none |
2002 |
legal filing |
dataset_10 |
|
This legal document defines the procedures for calculating and adjusting early termination... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095170 |
gemini-2.0-flash-001 |
| 45120 |
EFTA01390624.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of an agreement, focusing on obligations, transfer conditions,... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 45121 |
EFTA01390625.txt |
Interest and Compensation |
|
none |
none |
2002 |
legal filing |
dataset_10 |
|
This document defines the terms of interest and compensation related to defaulted or deferred... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095173 |
gemini-2.0-flash-001 |
| 45122 |
EFTA01390626.txt |
Interest Calculation |
|
none |
none |
2002 |
legal filing |
dataset_10 |
|
This legal document defines the terms for interest calculation and compensation in financial... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095174 |
gemini-2.0-flash-001 |
| 45123 |
EFTA01390627.txt |
Offices; Multibranch Parties, Expenses, Notices |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines the terms and conditions related to offices, multibranch parties,... |
Legal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 45124 |
EFTA01390628.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the governing law, jurisdiction, and service of process for an agreement.... |
Legal matters/litigation |
— |
DB-SDNY-0095176 |
gemini-2.0-flash-001 |
| 45125 |
EFTA01390629.txt |
Definitions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document provides definitions for terms used within a legal agreement, specifically... |
Legal matters/litigationFinancial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 45126 |
EFTA01390630.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines financial terms related to early termination amounts and applicable... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095178, SDNY_GM_00241362 |
gemini-2.0-flash-001 |
| 45127 |
EFTA01390631.txt |
Close-out Amount Determination |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines the process for determining the Close-out Amount for terminated... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 45128 |
EFTA01390632.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document provides definitions for terms used in a legal agreement, likely related to... |
Legal matters/litigation |
— |
DB-SDNY-0095180, SDNY_GM_00241364 |
gemini-2.0-flash-001 |
| 45129 |
EFTA01390633.txt |
Definitions within an agreement |
|
none |
none |
2002 |
Legal Document |
dataset_10 |
|
This document defines various terms related to tax, business days, and financial agreements. It... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0095181 |
gemini-2.0-flash-001 |
| 45130 |
EFTA01390634.txt |
Definitions within a legal agreement |
|
none |
none |
2002 |
legal filing |
dataset_10 |
|
This document defines key terms such as 'Payee', 'Payer', 'Event of Default', 'Relevant... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095182 |
gemini-2.0-flash-001 |
| 45131 |
EFTA01390635.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document appears to be part of a legal agreement, possibly related to financial obligations... |
Legal matters/litigationFinancial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 45132 |
EFTA01390636.txt |
2002 ISDA Master Agreement |
|
none |
none |
2013-10-28 |
agreement |
dataset_10 |
|
This document is a schedule to the 2002 ISDA Master Agreement between Deutsche Bank AG and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095186, SDNY_GM_00241370 |
gemini-2.0-flash-001 |
| 45133 |
EFTA01390637.txt |
Tax Representations |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document defines termination events based on Party B's financial condition and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095188, SDNY_GM_00241372 |
gemini-2.0-flash-001 |
| 45134 |
EFTA01390638.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the required documents and notices for an agreement between Party A and... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095189 |
gemini-2.0-flash-001 |
| 45135 |
EFTA01390639.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement between Party A and Party B, specifying process agents,... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095190, SDNY_GM_00241374 |
gemini-2.0-flash-001 |
| 45136 |
EFTA01390640.txt |
Employee Retirement Income Security Act of 1974 |
|
none |
none |
1974 |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions of an agreement between Party A and Party B,... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095192 |
gemini-2.0-flash-001 |
| 45137 |
EFTA01390641.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of a financial agreement between Party A and Party B, detailing... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095194, SDNY GM 00241378 |
gemini-2.0-flash-001 |
| 45138 |
EFTA01390642.txt |
Master Representations, Eligible Contract Participant Representation, US Person Classification |
|
none |
none |
2012-08-13 |
legal filing |
dataset_10 |
|
This document amends representations related to ERISA, the Code, and other regulations. It also... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095197 |
gemini-2.0-flash-001 |
| 45139 |
EFTA01390643.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a signature page from Deutsche Bank AG, likely part of a legal filing. It... |
|
— |
DB-SDNY-0095198, SDNY_GM_00241382 |
gemini-2.0-flash-001 |
| 45140 |
EFTA01390644.txt |
Credit Support Obligations |
|
none |
none |
1994 |
legal filing |
dataset_10 |
|
This document defines the credit support obligations between a Pledgor and a Secured Party,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095200 |
gemini-2.0-flash-001 |
| 45141 |
EFTA01390645.txt |
Holding and Using Posted Winters! |
|
none |
none |
1994 |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions for holding and using posted collateral between... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095202 |
gemini-2.0-flash-001 |
| 45142 |
EFTA01390646.txt |
Pfedgor's Rights and Remedies |
|
none |
none |
1994 |
legal filing |
dataset_10 |
|
This legal document defines the rights and remedies of a Pledger and Secured Party concerning... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0095204 |
gemini-2.0-flash-001 |
| 45143 |
EFTA01390647.txt |
Expenses, Miscellaneous |
|
none |
none |
1994 |
legal filing |
dataset_10 |
|
This document outlines the financial responsibilities of the Pledgor and Secured Party regarding... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095205 |
gemini-2.0-flash-001 |
| 45144 |
EFTA01390648.txt |
Defiaitioos |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document provides definitions for terms used in a financial annex, including 'Cash,' 'Ora... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095206 |
gemini-2.0-flash-001 |
| 45145 |
EFTA01390649.txt |
Definitions related to credit support |
|
none |
none |
1994 |
legal filing |
dataset_10 |
|
This document defines key terms related to credit support agreements, including 'Minimising... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095207, SDNY_GM_00241391 |
gemini-2.0-flash-001 |
| 45146 |
EFTA01390650.txt |
Elections and Variables |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is part of a legal agreement between Deutsche Bank AG and Southern Financial, LLC,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095208 |
gemini-2.0-flash-001 |
| 45147 |
EFTA01390651.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the terms and conditions related to security entitlements and obligations... |
Financial transactions/money flow |
— |
DB-SDNY-0095209 |
gemini-2.0-flash-001 |
| 45148 |
EFTA01390652.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines key terms and conditions related to valuation, timing, and conditions... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0095210, SDNY_GM_00241394 |
gemini-2.0-flash-001 |
| 45149 |
EFTA01390653.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document defines financial terms and limits for transactions between Party A and Party B.... |
Financial transactions/money flow |
— |
DB-SDNY-0095213 |
gemini-2.0-flash-001 |
| 45150 |
EFTA01390654.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines financial terms and ratios related to foreign exchange (FX) and currency... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095214, SDNY_GM_00241398 |
gemini-2.0-flash-001 |
| 45151 |
EFTA01390655.txt |
Credit Support Annex Definitions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines financial terms related to FX and Currency Option Transactions within a... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095215 |
gemini-2.0-flash-001 |
| 45152 |
EFTA01390656.txt |
Additional Termination Events |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines additional termination events related to FX and currency option... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095216 |
gemini-2.0-flash-001 |
| 45153 |
EFTA01390657.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document amends an existing agreement between a Pledgor and a Secured Party,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095217 |
gemini-2.0-flash-001 |
| 45154 |
EFTA01390658.txt |
Agreement as to Single Secured Party and Pledgor; Changes to Net Open Position |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an agreement between Party A and Party B concerning the roles of secured party... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095218; SDNY_GM_00241402 |
gemini-2.0-flash-001 |
| 45155 |
EFTA01390659.txt |
Eligible Account |
|
none |
none |
None |
exhibit |
dataset_10 |
|
This document is an exhibit defining Deutsche Bank Securities Inc. as an eligible account for a... |
Financial transactions/money flow |
— |
DB-SDNY-0095219, SDNY_GM_00241403 |
gemini-2.0-flash-001 |
| 45156 |
EFTA01390660.txt |
Securities Account Control Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Securities Account Control Agreement outlining the rights and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095221 |
gemini-2.0-flash-001 |
| 45157 |
EFTA01390661.txt |
Securities Account Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Securities Account Agreement outlining the legal terms between the Debtor,... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095223 |
gemini-2.0-flash-001 |
| 45158 |
EFTA01390662.txt |
Agreement regarding Securities Account |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement between an Intermediary, a Debtor, and a Secured Party... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
4810533 |
gemini-2.0-flash-001 |
| 45159 |
EFTA01390663.txt |
Securities Account Control Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Securities Account Control Agreement between Southern Financial, LLC... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095225, SDNY_GM_00241409, 451053v3 |
gemini-2.0-flash-001 |
| 45160 |
EFTA01390664.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a signature page for an agreement between SOUTHE, IAL, LLC, and DEUT. It... |
Legal matters/litigation |
— |
DB-SDNY-0095227, SDNY_GM_00241411 |
gemini-2.0-flash-001 |
| 45161 |
EFTA01390665.txt |
Notice of Sole Control for Securities Account No. |
[NAME OF SECURED PARTY] |
none |
none |
[Date] |
letter |
dataset_10 |
|
This is a letter from a Secured Party to an intermediary, notifying them of the Secured Party's... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
[NAME AND ADDRESS OF THE INTERMEDIARY] |
DB-SDNY-0095229 |
gemini-2.0-flash-001 |
| 45162 |
EFTA01390666.txt |
Termination of Agreement |
[NAME OF SECURED PARTY] |
none |
none |
[Date] |
letter |
dataset_10 |
|
This letter notifies an intermediary that an agreement with a secured party is terminated and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
[NAME AND ADDRESS OF THE INTERMEDIARY] |
4810$3v3 072452.0101 |
gemini-2.0-flash-001 |
| 45163 |
EFTA01390667.txt |
RM0082289 Daily Deposit Report 20190420 |
|
suspicious |
none |
2019-04-20 |
report |
dataset_10 |
|
This document is a daily deposit report from April 20, 2019, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 45164 |
EFTA01390668.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
04/19/19 |
Report |
dataset_10 |
|
This document is a report listing accounts with large, zero, and negative balances as of April... |
Financial transactions/money flow |
— |
RM CODE 82289 |
gemini-2.0-flash-001 |
| 45165 |
EFTA01390669.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
suspicious |
none |
04/19/19 |
report |
dataset_10 |
|
This document is a report listing accounts with large, zero, and negative balances as of April... |
Financial transactions/money flow |
— |
DB-SDNY-0095234 |
gemini-2.0-flash-001 |
| 45166 |
EFTA01390670.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a receipt or label from Ashley Global Retail, LLC, possibly... |
|
— |
DB-SDNY-0095235 |
gemini-2.0-flash-001 |
| 45167 |
EFTA01390671.txt |
Re: Returned wire [CI |
Stewart Oldfield |
none |
none |
2016-06-10 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Bradley Gillin concerns a returned wire... |
Financial transactions/money flowCommunications/correspondence |
Bradley Gillin |
DB-SDNY-0095236 |
gemini-2.0-flash-001 |
| 45168 |
EFTA01390672.txt |
Daily Deposit Report 20190404 |
|
none |
none |
2019-04-04 |
report |
dataset_10 |
|
This document is a daily deposit report from April 3, 2019, listing large, zero, and negative... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 45169 |
EFTA01390673.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a fragment of a page, possibly from a legal document, containing a thank you... |
|
— |
DB-SDNY-0095239 |
gemini-2.0-flash-001 |
| 45170 |
EFTA01390674.txt |
Daily Deposit Report 20181128 |
|
suspicious |
none |
2018-11-28 |
report |
dataset_10 |
|
This document is a daily deposit report from November 28, 2018, listing account balances,... |
Financial transactions/money flow |
— |
DB-SDNY-0095241 |
gemini-2.0-flash-001 |
| 45171 |
EFTA01390675.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a cover page or header, possibly from a legal document, marked as... |
|
— |
DB-SDNY-0095243, SDNY_GM_00241427 |
gemini-2.0-flash-001 |
| 45172 |
EFTA01390676.txt |
Re: indication on WTI risk reversals |
Richard Kahn |
none |
none |
2016-05-31 |
email |
dataset_10 |
|
Richard Kahn requests Daniel Sabha and Vahe Stepanian to refresh the attached quote on WTI risk... |
Financial transactions/money flowBusiness dealings |
Daniel Sabha, Vahe Stepanian |
DB-SDNY-0095245 |
gemini-2.0-flash-001 |
| 45173 |
EFTA01390677.txt |
WTI futures references |
Daniel Sabba |
none |
none |
2016-05-20 |
email |
dataset_10 |
|
This email from Daniel Sabba to Richard Kahn provides indications for WTI futures references and... |
Financial transactions/money flowBusiness dealings |
Richard Kahn |
DB-SDNY-0095246 |
gemini-2.0-flash-001 |
| 45174 |
EFTA01390678.txt |
Strike: 51 |
Daniel Sabba, Deutsche Bank Securities Inc. |
none |
none |
None |
other |
dataset_10 |
|
This document is a header or cover page from Deutsche Bank Securities Inc., containing contact... |
|
— |
DB-SDNY-0095247 |
gemini-2.0-flash-001 |
| 45175 |
EFTA01390679.txt |
None |
|
none |
none |
2016-02-06 |
email |
dataset_10 |
|
This is a delivery failure notification email indicating that a message could not be sent to... |
Communications/correspondence |
Cynthia Rodriquez |
DB-SDNY-0095248 |
gemini-2.0-flash-001 |
| 45176 |
EFTA01390680.txt |
FW: Signature Card for Account |
Paul Morris |
none |
none |
2016-06-02 |
email |
dataset_10 |
|
This email chain discusses obtaining signatures from Jeffrey and Darren for a signature card... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodrigue |
DB-SDNY-0095250 |
gemini-2.0-flash-001 |
| 45177 |
EFTA01390681.txt |
Signature Card |
Deutsche Bank Trust Company Americas |
none |
none |
None |
Signature Card |
dataset_10 |
|
This document is a signature card from Deutsche Bank Trust Company Americas, identifying Jeffrey... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 45178 |
EFTA01390682.txt |
RE: MTA Coverage and Glendower Requests |
Frank DeBenedittis |
none |
none |
2018-05-09 |
email |
dataset_10 |
|
Frank DeBenedittis sends an email to Andrew King and others with information and approved email... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew King, Stewart Oldtiel |
EFTA01390682 |
gemini-2.0-flash-001 |
| 45179 |
EFTA01390683.txt |
MTA Coverage arid Glendower Requests |
Andrew King |
none |
none |
None |
email |
dataset_10 |
|
Andrew King informs Stewart Oldfield that Frank DeBenedittis will cover for him during his MTA... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart Oldfield |
DB-SDNY-0095253 |
gemini-2.0-flash-001 |
| 45180 |
EFTA01390684.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a header page from Deutsche Bank Securities Inc. and Deutsche Bank Wealth... |
|
— |
DB-SDNY-0095254, SDNY_GM_00241438 |
gemini-2.0-flash-001 |
| 45181 |
EFTA01390685.txt |
iCapital Advisors, LLC Form ADV Part 2A |
|
none |
none |
2018-03-30 |
brochure |
dataset_10 |
|
This document is Form ADV Part 2A for iCapital Advisors, LLC, providing information about the... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095255 |
gemini-2.0-flash-001 |
| 45182 |
EFTA01390686.txt |
iCapital Advisors, LLC Form ADV Part 2A Item 2: Material Changes |
|
none |
none |
2018 |
Form ADV Part 2A |
dataset_10 |
|
This document is iCapital Advisors' Form ADV Part 2A, providing an annual update to their... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095256 |
gemini-2.0-flash-001 |
| 45183 |
EFTA01390687.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is Form ADV Part 2A for iCapital Advisors, LLC, outlining the investment advisory... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095257, SDNY_GM_00241441 |
gemini-2.0-flash-001 |
| 45184 |
EFTA01390688.txt |
iCapital Advisors, LLC Form ADV Part 2A |
|
none |
none |
2017-12-31 |
Form ADV Part 2A |
dataset_10 |
|
This document is iCapital Advisors, LLC's Form ADV Part 2A, providing information about the... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095258 |
gemini-2.0-flash-001 |
| 45185 |
EFTA01390689.txt |
iCapital Advisors, LLC Form ADV Part 2A |
|
none |
none |
None |
report |
dataset_10 |
|
This document outlines iCapital Advisors' due diligence process for selecting investment... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095263 |
gemini-2.0-flash-001 |
| 45186 |
EFTA01390690.txt |
iCapital Advisors, LLC Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is part of iCapital Advisors' Form ADV Part 2A, which outlines the risks... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095264 |
gemini-2.0-flash-001 |
| 45187 |
EFTA01390691.txt |
iCapital Advisors, LLC Form ADV Part 2A |
|
none |
none |
None |
other |
dataset_10 |
|
This document is part of iCapital Advisors' Form ADV Part 2A and outlines the risks and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095265 |
gemini-2.0-flash-001 |
| 45188 |
EFTA01390692.txt |
iCapital Advisors, LLC Form ADV Part 2A |
|
none |
none |
None |
other |
dataset_10 |
|
This document is part of iCapital Advisors' Form ADV Part 2A, outlining the terms and risks... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095266, SDNY_GM_00241450 |
gemini-2.0-flash-001 |
| 45189 |
EFTA01390693.txt |
iCapital Advisors, LLC |
|
none |
none |
None |
Form ADV Part 2A |
dataset_10 |
|
This document is a Form ADV Part 2A from iCapital Advisors, LLC, outlining the risks and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095267 |
gemini-2.0-flash-001 |
| 45190 |
EFTA01390694.txt |
iCapital Advisors, LLC Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is part of iCapital Advisors' Form ADV Part 2A and describes the terms related to... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095268 |
gemini-2.0-flash-001 |
| 45191 |
EFTA01390695.txt |
iCapital Advisors, LLC Form ADV Part 2A |
|
none |
none |
None |
other |
dataset_10 |
|
This document is part of iCapital Advisors' Form ADV Part 2A and outlines the risks associated... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 45192 |
EFTA01390696.txt |
iCapital Advisors, LLC Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is part of iCapital Advisors, LLC's Form ADV Part 2A and describes the risks... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095270 |
gemini-2.0-flash-001 |
| 45193 |
EFTA01390697.txt |
Form ADV Part 2A |
|
none |
none |
None |
other |
dataset_10 |
|
This document is Form ADV Part 2A from iCapital Advisors, LLC, and it outlines the risks... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095275 |
gemini-2.0-flash-001 |
| 45194 |
EFTA01390698.txt |
iCapital Advisors, LLC - Form ADV Part 2A |
|
none |
none |
None |
Form ADV Part 2A |
dataset_10 |
|
This document is a Form ADV Part 2A for iCapital Advisors, LLC, detailing its business... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0095276 |
gemini-2.0-flash-001 |
| 45195 |
EFTA01390699.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is Form ADV Part 2A for iCapital Advisors, LLC, and it discloses potential... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0095277 |
gemini-2.0-flash-001 |
| 45196 |
EFTA01390700.txt |
iCapital Advisors, LLC Form ADV Part 2A |
|
suspicious |
none |
None |
other |
dataset_10 |
|
This document is Form ADV Part 2A for iCapital Advisors, LLC, outlining the company's Code of... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0095278 |
gemini-2.0-flash-001 |
| 45197 |
EFTA01390701.txt |
Brokerage Practices, Review of Accounts, Client Referrals and Other Compensation |
|
none |
none |
None |
Form ADV Part 2A |
dataset_10 |
|
This document is Form ADV Part 2A from iCapital Advisors, LLC, detailing their brokerage... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0095280 |
gemini-2.0-flash-001 |
| 45198 |
EFTA01390702.txt |
iCapital Advisors, LLC |
|
none |
none |
None |
Form ADV Part 2A |
dataset_10 |
|
This document is Form ADV Part 2A for iCapital Advisors, LLC. It describes the firm's fees,... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0095281 |
gemini-2.0-flash-001 |
| 45199 |
EFTA01390703.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is part of iCapital Advisors' Form ADV Part 2A, detailing their voting policies... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095282 |
gemini-2.0-flash-001 |
| 45200 |
EFTA01390704.txt |
Form ADV Part 2B - Eileen Duff Blalock |
|
none |
none |
None |
other |
dataset_10 |
|
This document is part of iCapital Advisors' Form ADV Part 2B and provides information about... |
Employment/staffingBusiness dealingsFinancial transactions/money flow |
— |
DB-SDNY-0095284 |
gemini-2.0-flash-001 |