| 49401 |
EFTA01399069.txt |
RE: Initial thou hts |
Kimberly Hart |
suspicious |
possible |
2019-07-15 |
email |
dataset_10 |
|
This email discusses the need to review client cases where prior decisions were relied upon,... |
Business dealingsCommunications/correspondenceAllegations/complaints |
Wolfram Lange |
None |
gemini-2.0-flash-001 |
| 49402 |
EFTA01399074.txt |
RE: Southern Financial LLC update [I] |
Martin Zeman |
suspicious |
possible |
2017-10-02 |
email |
dataset_10 |
|
This email exchange discusses Jeffrey Epstein's accounts at Deutsche Bank, highlighting the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Kimberly Hart |
|
gemini-2.0-flash-001 |
| 49403 |
EFTA01399147.txt |
RE: EEA Client Notation in dbForce |
Janice Franklin |
none |
none |
2018-11-28 |
email |
dataset_10 |
|
This email from Janice Franklin to Sylvia Escobar and Derek St-Hilaire discusses the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Sylvia Escobar, Derek St-Hilaire |
EFTA01399147 |
gemini-2.0-flash-001 |
| 49404 |
EFTA01399148.txt |
Monthly Reverse Solicitation Review |
|
suspicious |
none |
3/2019 |
other |
dataset_10 |
|
This document outlines the monthly review process for reverse solicitation of EEA accounts with... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 49405 |
EFTA01399150.txt |
MIFID II & EEA Domiciled Clients |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines Deutsche Bank's procedures for handling clients domiciled in the EEA,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 49406 |
EFTA01399155.txt |
RE: EEA Client Notation in dbForce |
Derek St-Hilaire |
none |
none |
2018-11-27 |
email |
dataset_10 |
|
This email exchange discusses the identification of EEA clients in dbForce and the updating of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sylvia Escobar, Janice Franklin |
|
gemini-2.0-flash-001 |
| 49407 |
EFTA01399156.txt |
New EEA Accounts and MIFID II Regulations |
|
none |
none |
2018-10-01 |
Procedure |
dataset_10 |
|
This document outlines the procedures for opening accounts for EEA clients, focusing on... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
EFTA01399156.txt, EFTA01399157, EFTA01399158, EFTA01399159, EFTA01399160 |
gemini-2.0-flash-001 |
| 49408 |
EFTA01399163.txt |
FW: SII Closure [I] |
Sylvia Escobar |
none |
none |
2019-04-11 |
email |
dataset_10 |
|
Sylvia Escobar forwards an email from Karen Cohen approving the closure of SII GFMS 90-017/2019... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Robert-B Chen |
GFMS 90-017/2019 # 43 (dbTrack2407699) |
gemini-2.0-flash-001 |
| 49409 |
EFTA01399164.txt |
Change Domicile Checklist |
|
none |
none |
None |
checklist |
dataset_10 |
|
The document is a checklist for changing domicile to a non-US country, focusing on EEA countries... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 49410 |
EFTA01399165.txt |
EEA Retain — Project Documentation |
|
none |
none |
None |
Project Documentation |
dataset_10 |
|
This document outlines the EEA Retain project, which aimed to analyze and manage accounts with... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 49411 |
EFTA01399170.txt |
FW: EEA Changes [I] |
Julie Cataudella |
none |
none |
2019-04-10 |
email |
dataset_10 |
|
This email forwards information regarding EEA changes, including an attached Excel file. The... |
Financial transactions/money flowCommunications/correspondence |
Sylvia Escobar |
None |
gemini-2.0-flash-001 |
| 49412 |
EFTA01399175.txt |
Re: |
Wolfram Lange |
suspicious |
possible |
2019-07-17 |
email |
dataset_10 |
|
Wolfram Lange updates Fabrizio Campelli on the progress of a client review process at Deutsche... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Fabrizio Campelli |
None |
gemini-2.0-flash-001 |
| 49413 |
EFTA01399181.txt |
KYC |
Julie Cataudella |
none |
none |
2019-07-10 |
email |
dataset_10 |
|
This email is from Julie Cataudella, a Director at Deutsche Bank, to Kimberly Hart. The subject... |
Business dealingsCommunications/correspondence |
Kimberly Hart |
EFTA01399181 |
gemini-2.0-flash-001 |
| 49414 |
EFTA01399263.txt |
FW: New Business Initiatives Audit deck [C] |
Oliver Esslinger |
none |
none |
2019-01-04 |
email |
dataset_10 |
|
Oliver Esslinger forwarded an email from Melanie Keefe containing an audit deck related to New... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Melanie Keefe, zia Memon |
None |
gemini-2.0-flash-001 |
| 49415 |
EFTA01399438.txt |
Reputational Risk Memorandum — CAF — NAVARRO Sponsorship and referral |
|
suspicious |
none |
2018-03-06 (implied) |
memorandum |
dataset_10 |
|
This memorandum assesses the reputational risks associated with providing a credit facility to... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
Andrew Gallivan, Kim Hart |
|
gemini-2.0-flash-001 |
| 49416 |
EFTA01399449.txt |
FW: February 2015 AML/KYC Escalation Reports [I] |
Kimberly Hart |
none |
none |
2015-03-17 |
email |
dataset_10 |
|
Kimberly Hart forwards an email from Melisa Venegas containing the February 2015 AML/KYC... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Andrea Tapia |
|
gemini-2.0-flash-001 |
| 49417 |
EFTA01399451.txt |
Re: Past due KYC temporary exception [I] |
Kimberly Hart |
none |
none |
2013-12-03 |
email |
dataset_10 |
|
This email exchange between Kimberly Hart and Amanda Kirby concerns a past due KYC (Know Your... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Amanda Kirby |
01133377 |
gemini-2.0-flash-001 |
| 49418 |
EFTA01399454.txt |
RE: Steering Committee Presentation [C] [I] |
Oliver Esslinger |
none |
none |
2019-01-15 |
email |
dataset_10 |
|
This email chain discusses the preparation of a Steering Committee Presentation, focusing on... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Justin Crook |
|
gemini-2.0-flash-001 |
| 49419 |
EFTA01399465.txt |
Fwd: Combined KYC list and priorities [I] |
Kimberly Hart |
none |
none |
2011-02-21 |
email |
dataset_10 |
|
Kimberly Hart forwards an email chain regarding an updated KYC list and priorities to Funda... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Funda Bozkurt |
|
gemini-2.0-flash-001 |
| 49420 |
EFTA01399467.txt |
Re: Initial thou hts |
Wolfram Lange |
suspicious |
possible |
2019-07-15 |
email |
dataset_10 |
|
Wolfram Lange is emailing Kimberly Hart and others to discuss potential solutions for... |
Business dealingsCommunications/correspondenceAllegations/complaints |
Kimberly Hart |
|
gemini-2.0-flash-001 |
| 49421 |
EFTA01399470.txt |
FW: Combined KYC list and riorities [I] |
Funda Bozkurt |
suspicious |
none |
2019-02-27 |
email |
dataset_10 |
|
Funda Bozkurt emailed Ian Salters regarding KYC results obtained from a friend's check,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Ian Salters |
EFTA01399470 |
gemini-2.0-flash-001 |
| 49422 |
EFTA01399475.txt |
Managed Exit account handlin |
Oliver Esslinger |
none |
none |
2019-06-03 |
email |
dataset_10 |
|
This email from Oliver Esslinger to several recipients explains the Managed Exit process for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Funda Bozkurt, Bill King, Janice Franklin, Ian Salters,... |
None |
gemini-2.0-flash-001 |
| 49423 |
EFTA01399486.txt |
Managed Exit account handlin |
Oliver Esslinger |
none |
none |
2019-05-29 |
email |
dataset_10 |
|
This email from Oliver Esslinger to several recipients explains the 'Managed Exit' process for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Ian Salters, Funda Bozkurt, Bill King, Kimberly Hart,... |
EFTA01399486 |
gemini-2.0-flash-001 |
| 49424 |
EFTA01399488.txt |
RE: Butterfly brokerage [C] [I] |
Zbynek Kozelsky <ffi |
suspicious |
possible |
2018-10-11 |
email_chain |
dataset_10 |
|
This email chain discusses whether a new account (Butterfly brokerage), linked to Jeffrey... |
Business dealingsFinancial transactions/money flowCompliance issues |
Kimberly Hart, Coley Jellin haus |
None |
gemini-2.0-flash-001 |
| 49425 |
EFTA01399500.txt |
Managed Exit account handlin |
Oliver Esslinger |
none |
none |
2019-05-24 |
email |
dataset_10 |
|
This email from Oliver Esslinger to several recipients defines terms related to the 'Managed... |
Business dealings |
Ian Salters, Funda Bozkurt, Bill King, Kimberly Hart,... |
EFTA01399500 |
gemini-2.0-flash-001 |
| 49426 |
EFTA01399501.txt |
Re: Exce tion Re uired I] |
Zia Memon < |
suspicious |
possible |
2013-10-24 |
email |
dataset_10 |
|
Amanda Kirby requests an exception from Zia Memon for a wire transfer request for Jeffrey... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Amanda Kirby, Irina Yablochnik < |
None |
gemini-2.0-flash-001 |
| 49427 |
EFTA01399504.txt |
Re: Past due KYC temporary exception [I] |
Amanda Kirby |
suspicious |
none |
2013-12-03 |
email |
dataset_10 |
|
This email exchange discusses a past due KYC temporary exception for Darren Indyke at Deutsche... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Kimberly Hart |
KYC 01133377 |
gemini-2.0-flash-001 |
| 49428 |
EFTA01399507.txt |
RE: Epstein |
Kimberly Hart |
suspicious |
none |
2019-07-08 |
email |
dataset_10 |
|
Kimberly Hart provides Patrick Campion with information regarding Jeffrey Epstein's client... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Patrick Campion |
EFTA01399507.txt |
gemini-2.0-flash-001 |
| 49429 |
EFTA01399510.txt |
RE: DB Force - Client types [I] |
Julie Cataudella |
none |
none |
2019-05-03 |
email |
dataset_10 |
|
The email summarizes a discussion regarding changes to the DBforce system, specifically the... |
Business dealingsCommunications/correspondence |
Funda Bozkurt, Ian Salters |
|
gemini-2.0-flash-001 |
| 49430 |
EFTA01399516.txt |
Re: Butterfly |
Daniel-E Kaiser |
suspicious |
possible |
2018-10-31 |
email |
dataset_10 |
|
This email exchange discusses scheduling a meeting between Daniel-E Kaiser and Kimberly Hart. It... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Kimberly Hart |
|
gemini-2.0-flash-001 |
| 49431 |
EFTA01399520.txt |
Fwd: Butterfl Trust - new KCP brokerage |
Daniel-E Kaiser |
suspicious |
possible |
2018-11-27 |
email |
dataset_10 |
|
Daniel Kaiser forwards an email from Stewart Oldfield to Kimberly Hart, inquiring if they need... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Kimberly Hart |
|
gemini-2.0-flash-001 |
| 49432 |
EFTA01399522.txt |
JE - KYC related approvals |
Kimberly Hart |
none |
none |
2019-07-16 |
email |
dataset_10 |
|
Kimberly Hart sent Patrick Campion an email containing KYC related approvals for JE accounts.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Patrick Campion |
EFTA01399522 |
gemini-2.0-flash-001 |
| 49433 |
EFTA01399523.txt |
RE: APPROVAL NEEDED: High Risk RUSH KYC Case 01696913 |
Cynthia Rodriguez |
suspicious |
possible |
2016-12-15 |
email |
dataset_10 |
|
Cynthia Rodriguez is requesting approval for a high-risk KYC case for Zorro Management, LLC,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Patrick Campion |
01696913 |
gemini-2.0-flash-001 |
| 49434 |
EFTA01399526.txt |
RE: Epstein |
Patrick Campion |
suspicious |
possible |
2019-07-08 |
email |
dataset_10 |
|
Patrick Campion inquires about the reason for exiting the relationship with Jeffrey Epstein.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Kimberly Hart |
EFTA01399526.txt |
gemini-2.0-flash-001 |
| 49435 |
EFTA01399528.txt |
STC Brokers e: Position Maturing |
Jj Litchford |
none |
none |
2015-10-21 |
email |
dataset_10 |
|
JJ Litchford from Deutsche Bank notifies Richard Kahn about a maturing position in STC's... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 49436 |
EFTA01399530.txt |
RE: Jeffrey Epstein / Southern Financial [I] |
Keith Buckholz <la |
suspicious |
none |
2017-09-29 |
email |
dataset_10 |
|
Keith Buckholz informs Kimberly Hart about KCP's interest in re-engaging Jeffrey... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Kimberly Hart |
None |
gemini-2.0-flash-001 |
| 49437 |
EFTA01399533.txt |
Authorization to give Harry Beller signing authority |
Jeffrey Epstein |
none |
none |
2013-09-30 |
letter |
dataset_10 |
|
This letter, dated September 30, 2013, is from Jeffrey Epstein to Amanda Kirby at Deutsche Bank,... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 49438 |
EFTA01399534.txt |
Authorization for Asset Movement |
|
suspicious |
none |
2013-10-23 |
form |
dataset_10 |
|
This document is an authorization form for Deutsche Bank Alex, Brown to move assets from Jeffrey... |
Financial transactions/money flow |
— |
10-PWM-0177S (12/10) |
gemini-2.0-flash-001 |
| 49439 |
EFTA01399537.txt |
Fwd: Butterfly Trust account |
Daniel-E Kaiser |
suspicious |
none |
2018-10-31 |
email |
dataset_10 |
|
Daniel Kaiser forwards an email from Stewart Oldfield to Kimberly Hart regarding concerns about... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Kimberly Hart |
|
gemini-2.0-flash-001 |
| 49440 |
EFTA01399539.txt |
Re: AW: N |
Michael Off |
suspicious |
none |
2019-07-12 |
email |
dataset_10 |
|
This email from Michael Off to Wolfram Lange discusses KYC review processes and suggests... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Wolfram Lange |
None |
gemini-2.0-flash-001 |
| 49441 |
EFTA01399548.txt |
Re: Initial thou hts |
Wolfram Lange |
suspicious |
possible |
2019-07-15 |
email |
dataset_10 |
|
This email chain discusses potential solutions for identifying and reviewing client cases with... |
Business dealingsCommunications/correspondenceAllegations/complaints |
Kimberly Hart |
None |
gemini-2.0-flash-001 |
| 49442 |
EFTA01399557.txt |
Re: Butterfly Trust account |
Daniel-E Kaiser |
suspicious |
possible |
2018-10-31 |
email |
dataset_10 |
|
This email chain discusses the opening of new accounts related to the Butterfly Trust account at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Kimberly Hart, Stewart Oldfield, Andrew Gallivan |
|
gemini-2.0-flash-001 |
| 49443 |
EFTA01399563.txt |
Fw: wire 11-1-2013 |
Amanda Kirby <E |
none |
none |
2013-11-12 |
email |
dataset_10 |
|
Amanda Kirby from Deutsche Bank sent an email to Kimberly Hart forwarding a previous email chain... |
Financial transactions/money flowCommunications/correspondence |
kimberly.hart@db.com |
None |
gemini-2.0-flash-001 |
| 49444 |
EFTA01399565.txt |
Case # 01215369: has been assigned to you. |
Kim Hart <kimberly.hart+external@db.com> |
none |
none |
2014-04-11 |
email |
dataset_10 |
|
This email is a notification to Amanda Kirby that she has been assigned a new case regarding... |
Business dealings |
Amanda Kirby < |
01215369 |
gemini-2.0-flash-001 |
| 49445 |
EFTA01399566.txt |
Re: Past due KYC temporary exception [I] |
Amanda Kirby < |
suspicious |
none |
2013-12-03 |
email |
dataset_10 |
|
Amanda Kirby provides an update to Kimberly Hart regarding a past due KYC temporary exception... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Kimberly Hart < |
KYC 01133377 |
gemini-2.0-flash-001 |
| 49446 |
EFTA01399568.txt |
None |
Kimberly Hart |
none |
none |
2019-07-16 |
email |
dataset_10 |
|
This is an email from Kimberly Hart, a Managing Director at Deutsche Bank, to Patrick Campion.... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Patrick Campion |
EFTA01399568 |
gemini-2.0-flash-001 |
| 49447 |
EFTA01399572.txt |
Fw: October 2014 AML/KYC Escalation Reports (I] |
Kimberly Hart |
suspicious |
none |
2014-11-05 |
email |
dataset_10 |
|
Kimberly Hart forwarded an email from Melisa Venegas containing the October 2014 AML/KYC... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
— |
EFTA01399572.txt |
gemini-2.0-flash-001 |
| 49448 |
EFTA01399581.txt |
Fw: JE WT to RB |
Kimberly Hart < |
suspicious |
possible |
2014-09-29 |
email |
dataset_10 |
|
This email chain discusses the coordination of a wire transfer request, potentially involving... |
Financial transactions/money flowCommunications/correspondence |
Aracely Sanchez < |
|
gemini-2.0-flash-001 |
| 49449 |
EFTA01399585.txt |
Fw: October 2014 AML/KYC Escalation Reports (I] |
Kimberly Hart |
suspicious |
none |
2014-11-04 |
email |
dataset_10 |
|
Kimberly Hart is forwarding an email regarding October 2014 AML/KYC escalation reports and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Armen Brash |
None |
gemini-2.0-flash-001 |
| 49450 |
EFTA01399587.txt |
RE: Client OTC derivatives trading with CIB [I] |
Ian Salters |
suspicious |
none |
2019-02-15 |
email_chain |
dataset_10 |
|
This email chain discusses the remediation plan for WM clients trading OTC derivatives with CIB,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Funda Bozkurt, Thomas Klemm |
2416374 |
gemini-2.0-flash-001 |
| 49451 |
EFTA01399591.txt |
Fw: October 2014 AML/KYC Escalation Reports [I] |
Kimberly Hart |
suspicious |
none |
2014-11-05 |
email |
dataset_10 |
|
Kimberly Hart forwarded an email from Melisa Venegas containing the October 2014 AML/KYC... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Kimberly Hart |
EFTA01399591 |
gemini-2.0-flash-001 |
| 49452 |
EFTA01399593.txt |
RE: ACTION REQUIRED: Issue related to ACUs [I] |
Jj Litchford |
suspicious |
none |
2016-03-08 |
email |
dataset_10 |
|
The email chain discusses an issue in Deutsche Bank's dbforce system where high-risk clients are... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Melisa Venegas |
None |
gemini-2.0-flash-001 |
| 49453 |
EFTA01399596.txt |
Re: October 2014 AML/KYC Escalation Reports [I] |
Kimberly Hart |
none |
none |
2014-11-04 |
email |
dataset_10 |
|
Kimberly Hart responds to Melisa Venegas' email about the October 2014 AML/KYC escalation... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
— |
EFTA01399596.txt |
gemini-2.0-flash-001 |
| 49454 |
EFTA01399598.txt |
KCP RELATIONSHIPS DEC 19 2018 (002).xlsx [I] |
Funda Bozkurt |
none |
none |
2019-02-07 |
email |
dataset_10 |
|
Funda Bozkurt emailed Kimberly Hart to provide an update on the status of KCP package signatures... |
Business dealingsCommunications/correspondence |
Kimberly Hart |
EFTA01399598 |
gemini-2.0-flash-001 |
| 49455 |
EFTA01399599.txt |
RE: Cases with negative media risk [C] |
Emily Craig |
suspicious |
possible |
2019-07-15 |
email_thread |
dataset_10 |
|
This email thread discusses the need to review Deutsche Bank's client files for potential... |
Financial transactions/money flowLegal matters/litigationEmployment/staffing |
Kimberly Hart, Thomas Klemm |
None |
gemini-2.0-flash-001 |
| 49456 |
EFTA01399604.txt |
RE: Jeepers transfer [C] |
Vahe Stepanian |
suspicious |
none |
2016-04-05 |
email |
dataset_10 |
|
This email chain discusses the transfer of $100,000 between Jeepers accounts and requests for... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield, Paul Morris |
EFTA01399604.txt |
gemini-2.0-flash-001 |
| 49457 |
EFTA01399608.txt |
AML/KYC Escalation Reports [I] |
Andrea Tapia |
none |
none |
2015-03-30 |
email |
dataset_10 |
|
Andrea Tapia from Deutsche Bank sends Melisa Venegas AML/KYC escalation reports with comments on... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Melisa Venegas |
EFTA01399608 |
gemini-2.0-flash-001 |
| 49458 |
EFTA01399621.txt |
KYC Data [I] |
Emily Craig |
none |
none |
2016-03-02 |
email |
dataset_10 |
|
Emily Craig emails Kimberly Hart and Danielle Demetriou to review the process of combining KYC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Kimberly Hart, Danielle Demetriou |
EFTA01399621 |
gemini-2.0-flash-001 |
| 49459 |
EFTA01399624.txt |
He : (I) |
Jacqueline Lightbody/db/dbcom |
suspicious |
possible |
2013-12-04 |
email |
dataset_10 |
|
This email chain discusses the AML compliance clearance process for a beneficiary of a trust... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Andrew Kisz/db/ |
|
gemini-2.0-flash-001 |
| 49460 |
EFTA01399644.txt |
Re: Initial thou hts |
Wolfram Lange |
suspicious |
possible |
2019-07-15 |
email |
dataset_10 |
|
This email discusses potential solutions for identifying and reviewing client cases with... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Kimberly Hart |
None |
gemini-2.0-flash-001 |
| 49461 |
EFTA01399650.txt |
Fw: August 2014 AML/KYC Escalation Reports |
Kimberly Hart < |
suspicious |
none |
2014-09-30 |
email |
dataset_10 |
|
Kimberly Hart forwarded an email from Melisa Venegas containing monthly AML/KYC escalation... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
— |
EFTA01399650 |
gemini-2.0-flash-001 |
| 49462 |
EFTA01399652.txt |
Butterfly Trust Transactions |
Julie Cataudella |
none |
none |
2019-07-11 |
email |
dataset_10 |
|
This email from Julie Cataudella at Deutsche Bank to Kimberly Hart concerns transactions related... |
Financial transactions/money flow |
Kimberly Hart |
EFTA01399652 |
gemini-2.0-flash-001 |
| 49463 |
EFTA01399657.txt |
Butterfly Trust Transactions |
Julie Cataudella |
none |
none |
2019-07-11 |
email |
dataset_10 |
|
This email from Julie Cataudella at Deutsche Bank Trust Company Americas to Kimberly Hart... |
Financial transactions/money flow |
Kimberly Hart |
EFTA01399657 |
gemini-2.0-flash-001 |
| 49464 |
EFTA01399662.txt |
Negative |
Emily Craig |
none |
none |
2019-07-16 |
email |
dataset_10 |
|
Emily Craig sent an email with the subject 'Negative' to Thomas Klemm, with Kimberly Hart CC'd.... |
Communications/correspondence |
Thomas Klemm |
EFTA01399662 |
gemini-2.0-flash-001 |
| 49465 |
EFTA01399663.txt |
Re: KPMG Request - PWM Deposit Confirmations [I] |
Kimberly Hart |
none |
none |
2014-02-11 |
email |
dataset_10 |
|
This email exchange discusses KPMG's request for PWM deposit confirmations from Deutsche Bank... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Green SR, Julie Cataudella, Kimberly Hart |
None |
gemini-2.0-flash-001 |
| 49466 |
EFTA01399667.txt |
Audit of financial statements of Deutsche Bank Trust Company Americas as of December 31, 2012 |
Margie Edwards, Director, Banking Products |
none |
none |
2013-02-15 |
letter |
dataset_10 |
|
Deutsche Bank is requesting confirmation from Matt Donadio regarding the balance of his deposit... |
Financial transactions/money flowLegal matters/litigation |
Mr. Matt Donadio |
014328 021413 |
gemini-2.0-flash-001 |
| 49467 |
EFTA01399668.txt |
Money market deposit balance verification |
Margie Edwards, Director, Banking Products |
none |
none |
2013-02-15 |
letter |
dataset_10 |
|
This letter from Deutsche Bank to Mr. and Mrs. Edel requests verification of their money market... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Mr. & Mrs. Edel |
014328 021413 |
gemini-2.0-flash-001 |
| 49468 |
EFTA01399669.txt |
Short-Term Commercial Paper Investment account audit confirmation |
Alan May, VP — Global Cash Management Business Control, Deutsche Bank |
none |
none |
2014-01-23 |
letter |
dataset_10 |
|
This letter from Deutsche Bank requests confirmation of a Short-Term Commercial Paper Investment... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
None |
gemini-2.0-flash-001 |
| 49469 |
EFTA01399670.txt |
IWP/CapMkts client list completion - SII finding closure |
Oliver Esslingen |
none |
none |
2019-07-16 |
email |
dataset_10 |
|
The email from Oliver Esslingen to several recipients discusses the completion of a client list... |
Business dealingsFinancial transactions/money flowEmployment/staffing |
Nina Tona, Kimberly Hart, Olivier Poncet, Ian Salters,... |
EFTA01399670 |
gemini-2.0-flash-001 |
| 49470 |
EFTA01399671.txt |
IWP/CapMkts client list completion - SII finding |
Oliver Esslingen |
none |
none |
2019-07-16 |
email |
dataset_10 |
|
Oliver Esslingen sent an email to schedule a discussion about completing a client list due to an... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Nina Tona, Kimberly Hart, Olivier Poncet, Ian Salters,... |
EFTA01399671 |
gemini-2.0-flash-001 |
| 49471 |
EFTA01399672.txt |
Onboarding tracker [I] |
Ian Salters <~e~> |
none |
none |
2019-02-15 |
email |
dataset_10 |
|
Ian Salters from Deutsche Bank Wealth Management sent an email to Todd Stevens, Daniel-E Kaiser,... |
Employment/staffingBusiness dealingsCommunications/correspondence |
Todd Stevens, Daniel-E Kaiser, Alan Brody |
|
gemini-2.0-flash-001 |
| 49472 |
EFTA01399674.txt |
RE: Please advise if we need to retain [I] |
Alan Brody |
suspicious |
none |
2019-01-16 |
email |
dataset_10 |
|
The email chain discusses the retention of client accounts at Deutsche Bank and the assignment... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Billy Obregon, Nina Tona, Davide-A Sferrazza, Joshua... |
EFTA01399674.txt |
gemini-2.0-flash-001 |
| 49473 |
EFTA01399684.txt |
FW: OTC Derivative tradin with CIB [I] |
Ian Salters |
none |
none |
2019-03-01 |
email |
dataset_10 |
|
Ian Salters provides an update on OTC Derivative trading with CIB, noting that JAX inadvertently... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza, Daniel-E Kaiser, Alan Brody |
None |
gemini-2.0-flash-001 |
| 49474 |
EFTA01399688.txt |
FW: Cnh trade [C] |
Paul Morris |
none |
none |
2015-08-11 |
email |
dataset_10 |
|
This email exchange discusses a CNH option trade involving Mr. Epstein, with Richard Kahn... |
Financial transactions/money flowBusiness dealings |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 49475 |
EFTA01399698.txt |
FW: IWP activation of onboarded clients [I] |
Ian Salters |
none |
none |
2019-02-25 |
email |
dataset_10 |
|
This email thread discusses the status of IWP client onboarding and activation, highlighting the... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Alan Brody |
None |
gemini-2.0-flash-001 |
| 49476 |
EFTA01399714.txt |
RE: Southern Financial Rates trades |
Xavier Avila |
none |
none |
2018-01-12 |
email |
dataset_10 |
|
This email chain discusses a recent trade with Southern Financial, highlighting the challenges... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Todd Stevens |
None |
gemini-2.0-flash-001 |
| 49477 |
EFTA01399718.txt |
Souther Financial Online Banking [I] |
Jj Litchford |
none |
none |
2015-09-11 |
email |
dataset_10 |
|
Jj Litchford informs Paul Morris about the arrival of 6 wires and that Melinda Roy will assist... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Morris <a>, Stewart Oldfield 5 |
EFTA01399718 |
gemini-2.0-flash-001 |
| 49478 |
EFTA01399719.txt |
Combined KYC list and riorities [I] |
Ian Salters |
suspicious |
none |
2019-02-15 |
email |
dataset_10 |
|
Ian Salters informs Daniel-E Kaiser about the KYC remediation process resulting from the Brexit... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Daniel-E Kaiser |
EFTA01399719 |
gemini-2.0-flash-001 |
| 49479 |
EFTA01399720.txt |
EMS/221217280526: Check referrals: |
|
suspicious |
none |
2017-12-22 |
email |
dataset_10 |
|
This email requests a pay/no pay decision on a transaction and provides instructions for... |
Financial transactions/money flowCommunications/correspondenceAllegations/complaints |
— |
EMS/221217280526 |
gemini-2.0-flash-001 |
| 49480 |
EFTA01399721.txt |
Check Information |
|
none |
none |
None |
other |
dataset_10 |
|
The document displays check information, including the amount of $50,000.00. It notes a 'high... |
Financial transactions/money flow |
— |
EFTA01399721 |
gemini-2.0-flash-001 |
| 49481 |
EFTA01399722.txt |
RE: Follow up: Checl(Refer -al -Acctr [I] |
Cynthia Rodriguez |
suspicious |
none |
2016-09-29 |
email |
dataset_10 |
|
This email thread discusses a check referral with a signature irregularity and requests a pay/no... |
Financial transactions/money flowCommunications/correspondence |
sigver dbgps, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 49482 |
EFTA01399725.txt |
RE: Check Referral |
Cynthia Rodriguez |
suspicious |
none |
2016-11-04 |
email |
dataset_10 |
|
This email chain discusses a check referral due to a signature irregularity and requests a... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
sigver dbgps, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 49483 |
EFTA01399727.txt |
RE: Cinq Case 161109 601042 / 161108 603545 CQ ; DbForce teas case # 01668504 [I] |
Naveen Bagaria |
none |
none |
2016-11-09 |
email |
dataset_10 |
|
This email chain discusses issues with a wire transfer payment that was returned due to missing... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield, Brianna Fowler, Bradley Gillin,... |
01668504 |
gemini-2.0-flash-001 |
| 49484 |
EFTA01399741.txt |
JE wire to Russia |
Bella Klein < |
suspicious |
none |
2016-11-18 |
email |
dataset_10 |
|
Bella Klein emailed Cynthia Rodriguez to follow up on a wire transfer to Russia that the... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez .c, l> |
EFTA01399741 |
gemini-2.0-flash-001 |
| 49485 |
EFTA01399742.txt |
RE: Check Referral |
Cynthia Rodriguez |
suspicious |
none |
2017-01-18 |
email |
dataset_10 |
|
This email is a request for a pay/no pay decision regarding a check referral with a signature... |
Financial transactions/money flowCommunications/correspondence |
sigver dbgps, Stewart Oldfield |
|
gemini-2.0-flash-001 |
| 49486 |
EFTA01399744.txt |
Researches |
PWM BIS-Research <I=M
MIl
t |
none |
none |
2017-01-30 |
email |
dataset_10 |
|
Cynthia Rodriguez requests research on individuals, likely for KYC purposes, and Prachi from PWM... |
Communications/correspondenceEmployment/staffingBusiness dealings |
Cynthia Rodriguez < |
None |
gemini-2.0-flash-001 |
| 49487 |
EFTA01399938.txt |
RE: Check referral; Account no: ; Amount: 37500 [I] |
sigver dbgps cffi |
suspicious |
none |
2016-07-28 |
email |
dataset_10 |
|
This email chain discusses a check referral for 37500 [I] where the signature is not on file and... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
EFTA01399938.txt |
gemini-2.0-flash-001 |
| 49488 |
EFTA01399941.txt |
Scan from Lexmark MFP with •Mail to Me" |
|
none |
none |
2017-01-24 |
email |
dataset_10 |
|
This email is an automated notification from a Deutsche Bank MFP indicating that a scanned... |
Communications/correspondence |
— |
EFTA01399941 |
gemini-2.0-flash-001 |
| 49489 |
EFTA01399945.txt |
Re: Transaction Information Required [I] |
Bella Klein |
suspicious |
none |
2017-03-21 |
email |
dataset_10 |
|
This email exchange between Bella Klein and Cynthia Rodriguez concerns transaction information... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
None |
gemini-2.0-flash-001 |
| 49490 |
EFTA01399952.txt |
Scan from Lexmark MFP with "Mail to Me" |
|
none |
none |
2017-05-02 |
email |
dataset_10 |
|
This email is an automated notification from a Deutsche Bank MFP indicating that a document has... |
Communications/correspondence |
— |
EFTA01399952 |
gemini-2.0-flash-001 |
| 49491 |
EFTA01399953.txt |
EMS/150517642923: Check Referral - Acct |
|
suspicious |
none |
2017-05-15 |
email |
dataset_10 |
|
This email requests a pay/no pay decision on a check referral due to a missing signature. It... |
Financial transactions/money flowCommunications/correspondenceAllegations/complaints |
— |
EMS/150517642923 |
gemini-2.0-flash-001 |
| 49492 |
EFTA01399954.txt |
Re: Dispersion Call Option [C] |
Richard Kahn |
suspicious |
none |
2015-12-07 |
email |
dataset_10 |
|
Richard Kahn requests and confirms information regarding a dispersion call option from Ariane... |
Financial transactions/money flowBusiness dealings |
Ariane Dwyer |
EFTA01399954.txt |
gemini-2.0-flash-001 |
| 49493 |
EFTA01399959.txt |
CRP Certification |
Cynthia Rodriguez |
none |
none |
2016-06-01 |
email |
dataset_10 |
|
Cynthia Rodriguez assigned Andrea Wheeler a task related to CRP Certification for The 2007... |
Financial transactions/money flowBusiness dealings |
Andrea Wheeler |
None |
gemini-2.0-flash-001 |
| 49494 |
EFTA01399960.txt |
Scan from Lexmark MFP with •Mail to Me" |
|
none |
none |
2016-06-02 |
email |
dataset_10 |
|
This email was sent from a Deutsche Bank MFP to deliver a scanned document. It includes a... |
Communications/correspondence |
— |
EFTA01399960 |
gemini-2.0-flash-001 |
| 49495 |
EFTA01399961.txt |
DELIVERY FAILURE: Error transferring to nyjinsmpll-i.us.DB.COM; SMTP Protocol Returned a Pe
manent Error 550 5.1.1 |
mailer-daemon@db.com |
none |
none |
2017-05-24 |
email |
dataset_10 |
|
This email is an automated delivery failure notification from mailer-daemon@db.com to Cynthia... |
Communications/correspondence |
Cynthia Rodriguez G |
EMS/240517721746 |
gemini-2.0-flash-001 |
| 49496 |
EFTA01399962.txt |
RE: Dispersion Call Option [C] |
Vahe Stepanian |
suspicious |
none |
2015-12-07 |
email |
dataset_10 |
|
This email exchange details the unwinding and execution of a dispersion call option trade.... |
Financial transactions/money flowBusiness dealings |
Richard Kahn, Ariane Dwyer |
EFTA01399962 |
gemini-2.0-flash-001 |
| 49497 |
EFTA01399970.txt |
Certified Check |
Darren K. Indyke |
none |
none |
None |
letter |
dataset_10 |
|
Darren K. Indyke is requesting Cynthia Rodriguez at Deutsche Bank to issue a certified check for... |
Financial transactions/money flowLegal matters/litigation |
Cynthia Rodriguez |
None |
gemini-2.0-flash-001 |
| 49498 |
EFTA01399971.txt |
Scan from Lexmark MFP with "Mail to Me" |
|
none |
none |
2017-03-03 |
email |
dataset_10 |
|
This email is an automated notification indicating a document has been scanned from a Lexmark... |
Communications/correspondence |
— |
EFTA01399971 |
gemini-2.0-flash-001 |
| 49499 |
EFTA01399975.txt |
Check Information |
|
suspicious |
none |
None |
other |
dataset_10 |
|
The document displays check information, including a high dollar amount and a note that the... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 49500 |
EFTA01399976.txt |
Re: Jeepers transfer [C] |
Stewart Oldfield |
suspicious |
none |
2016-04-05 |
email |
dataset_10 |
|
This email exchange discusses the transfer of $100,000 from a 'Jeepers' account to a private... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Paul Morris |
|
gemini-2.0-flash-001 |