| 49301 |
EFTA01394954.txt |
FW: ISDA Amendment [C] |
Stewart Oldfield |
none |
none |
2018-12-13 |
email |
dataset_10 |
|
Stewart Oldfield forwarded an email from Martin Zeman to Paul Barrett regarding an ISDA... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 49302 |
EFTA01394956.txt |
RE: Non Post Transactions 05-09-2019 For AC 42953432 [I] |
Ankit-Kumar Sharma <ankit-kumar.sharma@db.com> |
suspicious |
none |
2019-05-10 |
email |
dataset_10 |
|
This email thread discusses a non-posted transaction for account 42953432 at Deutsche Bank,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Brigid Macias, Bhavesh Chandani |
EFTA01394956 |
gemini-2.0-flash-001 |
| 49303 |
EFTA01394964.txt |
AW: Haze Tr t |
Lukic Mile |
suspicious |
none |
2019-04-09 |
email |
dataset_10 |
|
Mile Lukic from LGT Bank requests specific financial information (SWIFT message or bank... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 49304 |
EFTA01394967.txt |
Fw: RDC ALERT - Neptune, LLC [I] |
Amanda Kirby |
suspicious |
none |
2013-10-02 |
email |
dataset_10 |
|
Amanda Kirby from Deutsche Bank sent an email to PWMUS AMLKYC regarding an RDC Alert associated... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
PWMUS AMLKYC |
EFTA01394967 |
gemini-2.0-flash-001 |
| 49305 |
EFTA01394969.txt |
Butterfly Trust - new brokerage account docs |
Stewart Oldfield |
none |
none |
2018-09-25 |
email |
dataset_10 |
|
Stewart Oldfield sent an email to Richard Kahn with brokerage account documents for the... |
Financial transactions/money flowBusiness dealings |
Richard Kahn |
|
gemini-2.0-flash-001 |
| 49306 |
EFTA01394971.txt |
Image Metadata |
|
none |
none |
|
other |
dataset_10 |
|
This document contains metadata for a GIF image file named pic20839.gif. It includes technical... |
|
— |
EFTA01394971 |
gemini-2.0-flash-001 |
| 49307 |
EFTA01394972.txt |
Re: Balances [C] |
Richard Kahn <MIE |
none |
none |
2019-02-07 |
email |
dataset_10 |
|
Richard Kahn responds to Liam Osullivan's email providing updated balances for the Foundation... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Liam Osullivan |
EFTA01394972 |
gemini-2.0-flash-001 |
| 49308 |
EFTA01394979.txt |
FW: Epstein ISDA/GMRA Docs [I] |
Martin Zeman |
suspicious |
none |
2017-09-21 |
email |
dataset_10 |
|
Martin Zeman sends Keith Buckholz documents related to Southern Financial and Southern Trust,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz |
EFTA01394979 |
gemini-2.0-flash-001 |
| 49309 |
EFTA01394981.txt |
Image Metadata |
|
none |
none |
None |
other |
dataset_10 |
|
The document contains metadata for a GIF image file named pic09303.gif, detailing its technical... |
|
— |
EFTA01394981 |
gemini-2.0-flash-001 |
| 49310 |
EFTA01394982.txt |
RE: MTA Coverage and Glendower Requests |
Frank DeBenedittis |
none |
none |
2018-05-09 |
email |
dataset_10 |
|
This email chain discusses the distribution of marketing materials for Glendower Capital to... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Andrew King, Stewart Old |
None |
gemini-2.0-flash-001 |
| 49311 |
EFTA01394988.txt |
iCapital Advisors, LLC Form ADV Part 2A and 2B |
|
suspicious |
none |
2018-03-30 |
Form ADV Part 2A and 2B (Brochure and Brochure Supplement) |
dataset_10 |
|
This document is iCapital Advisors, LLC's Form ADV Part 2A and 2B, providing information about... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
GLDUS183 |
gemini-2.0-flash-001 |
| 49312 |
EFTA01395049.txt |
Watch List Alert - SEAPRIDE |
|
suspicious |
none |
2013-10-02 |
report |
dataset_10 |
|
This document is an alert from Deutsche Bank Private Bank regarding the vessel SEAPRIDE, which... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
6851799 |
gemini-2.0-flash-001 |
| 49313 |
EFTA01395090.txt |
GLENDOWER ACCESS SECONDARY OPPORTUNITIES IV (U.S.), L.P. AN "ACCESS FUND" INTO GLENDOWER CAPITAL SECONDARY OPPORTUNITIES FUND IV, LP (For Investors referred by Deutsche Bank Securities Inc.) OFFERING OF LIMITED PARTNER INTERESTS |
Dimension Capital Management |
suspicious |
possible |
April 2018 |
Memorandum Supplement |
dataset_10 |
|
This document is a supplement to a private placement memorandum for Glendower Access Secondary... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
GLDUS183 |
gemini-2.0-flash-001 |
| 49314 |
EFTA01395101.txt |
Form ADV Part 2A and 2B: iCapital Advisors, LLC |
|
none |
none |
2018-03-30 |
brochure |
dataset_10 |
|
This document is iCapital Advisors, LLC's Form ADV Part 2A and 2B, providing information about... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
GLDUS143 |
gemini-2.0-flash-001 |
| 49315 |
EFTA01395714.txt |
Case # 01133377: has been |
Amanda Kirby |
none |
none |
2013-10-03 |
email |
dataset_10 |
|
Amanda Kirby sent an email to Paul Morris notifying him of a new case assignment for Darren... |
Business dealingsCommunications/correspondence |
Paul Morris |
01133377 |
gemini-2.0-flash-001 |
| 49316 |
EFTA01395755.txt |
Letter of Authorization for Fund Investment |
Deutsche Bank |
none |
none |
None |
letter |
dataset_10 |
|
This document is a letter of authorization from Deutsche Bank to Henry Nicholas, seeking consent... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
Henry Nicholas |
GLDUS143 |
gemini-2.0-flash-001 |
| 49317 |
EFTA01396100.txt |
Re: Fw: RDC ALERT - |
Amanda Kirby <amanda.kirby@db.com> |
suspicious |
possible |
2013-11-05 |
email |
dataset_10 |
|
Amanda Kirby is following up on an RDC alert and clarifies that the alert subject is a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Amanda Kirby |
EFTA01396100.txt |
gemini-2.0-flash-001 |
| 49318 |
EFTA01396261.txt |
Form ADV Part 2A and 2B: iCapital Advisors, LLC |
|
suspicious |
none |
2018-03-30 |
brochure |
dataset_10 |
|
This document is Form ADV Part 2A and 2B for iCapital Advisors, LLC, providing information about... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 49319 |
EFTA01396920.txt |
Letter of Authorization for Fund Investment |
|
none |
none |
None |
letter |
dataset_10 |
|
This document is a letter of authorization from Deutsche Bank to a client, seeking permission to... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
GLDUS126 |
gemini-2.0-flash-001 |
| 49320 |
EFTA01396923.txt |
GLENDOWER ACCESS SECONDARY OPPORTUNITIES IV (U.S.), L.P. - AN "ACCESS FUND" INTO GLENDOWER CAPITAL SECONDARY OPPORTUNITIES FUND IV, LP (For Investors referred by Deutsche Bank Securities Inc.) OFFERING OF LIMITED PARTNER INTERESTS |
|
suspicious |
possible |
April 2018 |
Supplement to Confidential Private Placement Memorandum |
dataset_10 |
|
This document is a supplement to a private placement memorandum for Glendower Access Secondary... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
GLDUS126 |
gemini-2.0-flash-001 |
| 49321 |
EFTA01396934.txt |
iCapital Advisors, LLC Form ADV Part 2A and 2B |
|
none |
none |
2018-03-30 |
Form ADV Part 2A and 2B (Brochure and Brochure Supplement) |
dataset_10 |
|
This document is iCapital Advisors, LLC's Form ADV Part 2A and 2B, providing information about... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
GLDUS127 |
gemini-2.0-flash-001 |
| 49322 |
EFTA01397593.txt |
Letter of Authorization for Fund Investment |
Deutsche Bank |
none |
none |
None |
Letter of Authorization |
dataset_10 |
|
This document is a letter of authorization from Deutsche Bank to a client, seeking consent to... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
GLDUS127 |
gemini-2.0-flash-001 |
| 49323 |
EFTA01397596.txt |
Glendower Access Secondary Opportunities IV (U.S.), L.P. - Supplement to the Confidential Private Placement Memorandum |
|
suspicious |
possible |
April 2018 |
Memorandum Supplement |
dataset_10 |
|
This document is a supplement to the Confidential Private Placement Memorandum for Glendower... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
GLDUS127 |
gemini-2.0-flash-001 |
| 49324 |
EFTA01397607.txt |
iCapital Advisors, LLC Form ADV Part 2A and 2B |
|
suspicious |
possible |
2018-03-30 |
Form ADV Part 2A and 2B (Brochure and Brochure Supplement) |
dataset_10 |
|
This document is iCapital Advisors, LLC's Form ADV Part 2A and 2B, providing information about... |
Business dealingsFinancial transactions/money flowEmployment/staffing |
— |
GLDUS141 |
gemini-2.0-flash-001 |
| 49325 |
EFTA01398280.txt |
Epstein [I] |
Natalie Barak <ffi |
suspicious |
none |
2019-07-10 |
email |
dataset_10 |
|
Natalie Barak sends Stewart Oldfield documents related to Epstein and mentions that Janice... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 49326 |
EFTA01398281.txt |
Fwd: Darren Indyke shared "Invioce Document.pdf" with you |
Stewart Oldfield |
none |
none |
2019-02-14 |
email |
dataset_10 |
|
Stewart Oldfield forwards an email notification from Dropbox indicating that Darren Indyke... |
Communications/correspondenceBusiness dealingsFinancial transactions/money flow |
Liam Osullivan, Bri id Macias |
|
gemini-2.0-flash-001 |
| 49327 |
EFTA01398285.txt |
Oldfield Materials [C] |
Brianna Fowler |
none |
none |
2016-08-09 |
email |
dataset_10 |
|
This is an email from Brianna Fowler to Stewart Oldfield, with Anna Fowler included in the... |
|
Stewart Oldfield |
EFTA01398285 |
gemini-2.0-flash-001 |
| 49328 |
EFTA01398286.txt |
FW: Account openin docs [SC] |
Stewart Oldfield |
suspicious |
none |
2019-07-18 |
email |
dataset_10 |
|
This email chain discusses the opening of accounts for Jeffrey Epstein and Jeepers Inc at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Kimberly Hart, Daphne Cales |
|
gemini-2.0-flash-001 |
| 49329 |
EFTA01398289.txt |
RE: Cases for this Week - 6/21 [I] |
Oliver Esslinger |
none |
none |
2019-06-20 |
email |
dataset_10 |
|
This email chain discusses the KYC remediation process for various Deutsche Bank clients,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Ellenoi Jarvis, Jamaal Bushara, Joseph Harlest, Nina... |
None |
gemini-2.0-flash-001 |
| 49330 |
EFTA01398320.txt |
RE: New Derivatives account. [I] |
Paolo De-Leon |
none |
none |
2018-02-06 |
email |
dataset_10 |
|
This email chain discusses the process of setting up new derivatives accounts for Wealth... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Teresa Metallo |
None |
gemini-2.0-flash-001 |
| 49331 |
EFTA01398382.txt |
Counterparty Name, Trade Description, Revenue |
|
none |
none |
2019 |
report |
dataset_10 |
|
This document is a financial report detailing swap and unwind transactions for various... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 49332 |
EFTA01398390.txt |
RE: New Derivatives account. [I] |
Paolo De-Leon |
none |
none |
2018-01-17 |
email_chain |
dataset_10 |
|
This email chain discusses the process of setting up a new derivatives account for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sachiva Gupta, Abhijit Mukherjee |
None |
gemini-2.0-flash-001 |
| 49333 |
EFTA01398415.txt |
RE: New Derivatives account. [I] |
Paolo De-Leon |
none |
none |
2018-01-10 |
email_chain |
dataset_10 |
|
This email chain discusses the process of obtaining KYC documentation for setting up a new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz |
None |
gemini-2.0-flash-001 |
| 49334 |
EFTA01398435.txt |
RE: Southern Financial LLC [I] |
Paolo De-Leon |
none |
none |
2018-02-27 |
email |
dataset_10 |
|
Paolo De-Leon requests Abhijit Mukherjee to add Southern Financial LLC to the DDR and provides... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz |
None |
gemini-2.0-flash-001 |
| 49335 |
EFTA01398437.txt |
RE: New Derivatives account. [I] |
Diana Canter |
none |
none |
2018-01-09 |
email_chain |
dataset_10 |
|
This email chain discusses the process of obtaining KYC documentation and setting up collateral... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz |
EFTA01398437.txt |
gemini-2.0-flash-001 |
| 49336 |
EFTA01398455.txt |
FW: Credit Approval Request Created. Credit Request ID:CRE-75489 Legal Name: Southern Financial, LLC [I] |
Jissel Cortes <a |
none |
none |
2018-04-02 |
email |
dataset_10 |
|
This email from Jissel Cortes at Deutsche Bank informs recipients about a credit approval... |
Financial transactions/money flowBusiness dealings |
Keith Buckholz <, Jason Wang, Paolo De-Leon |
CRE-75489 |
gemini-2.0-flash-001 |
| 49337 |
EFTA01398521.txt |
RE: KCP Collateral Flow [I] |
Paolo De-Leon < |
none |
none |
2018-02-22 |
email |
dataset_10 |
|
This email thread discusses the process of gathering KYC, PCR, and RDC documents for new KCP... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz <, Xavier Avila, Davide-A Sferrazza <davide- |
None |
gemini-2.0-flash-001 |
| 49338 |
EFTA01398525.txt |
RE: Southern Financial LLC [I] |
Paolo De-Leon |
none |
none |
2018-02-27 |
email |
dataset_10 |
|
This email exchange discusses the onboarding of Southern Financial LLC as a client at Deutsche... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz |
EFTA01398525 |
gemini-2.0-flash-001 |
| 49339 |
EFTA01398528.txt |
RE: New Derivatives account. [I] |
Paolo De-Leon |
none |
none |
2018-01-11 |
email_chain |
dataset_10 |
|
This email chain discusses the process of obtaining KYC documentation for Southern Financial LLC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Teresa Metallo |
None |
gemini-2.0-flash-001 |
| 49340 |
EFTA01398583.txt |
RE: Southern Financial LLC [I] |
Paolo De-Leon |
none |
none |
2018-03-06 |
email |
dataset_10 |
|
This email exchange details the process of onboarding Southern Financial LLC as a client at... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
CUSTOMERBUILD BLO, Abhijit Mukherjee |
None |
gemini-2.0-flash-001 |
| 49341 |
EFTA01398588.txt |
FW: Southern Financial LLC [I] |
Keith Buckholz |
none |
none |
2018-02-28 |
email |
dataset_10 |
|
Keith Buckholz forwards an email from Paolo De-Leon of Deutsche Bank to Ellenoi Jarvis. The... |
Financial transactions/money flowBusiness dealings |
Ellenoi Jarvis |
|
gemini-2.0-flash-001 |
| 49342 |
EFTA01398595.txt |
RE: KCP Collateral Flow I |
Davide-A Sferrazza |
none |
none |
2018-02-26 |
email |
dataset_10 |
|
This email exchange revolves around the documentation needed to onboard new clients (The Lamia... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leon |
None |
gemini-2.0-flash-001 |
| 49343 |
EFTA01398599.txt |
RE: New Derivatives account. [I] |
Sachiva Gupta |
suspicious |
none |
2018-01-17 |
email |
dataset_10 |
|
This email chain discusses the process of setting up a new derivatives account for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leon, Abhijit Mukherjee |
None |
gemini-2.0-flash-001 |
| 49344 |
EFTA01398625.txt |
RE: Southern Financial LLC [I] |
Paolo De-Leon <a |
none |
none |
2018-02-27 |
email |
dataset_10 |
|
This email exchange discusses the onboarding process for Southern Financial LLC at Deutsche... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz |
|
gemini-2.0-flash-001 |
| 49345 |
EFTA01398628.txt |
RE: New Derivatives account. [I] |
Paolo De-Leon |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
This email chain discusses the process of setting up a new derivatives account for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Diana Canter, Teresa Metallo |
None |
gemini-2.0-flash-001 |
| 49346 |
EFTA01398653.txt |
RE: Southern Financial LLC |
Paolo De-Leon |
none |
none |
2018-02-28 |
email |
dataset_10 |
|
Paolo De-Leon from Deutsche Bank requests the Collateral Admin team to add Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Collateral Admin-NY, Abhijit Mukherj |
EFTA01398653 |
gemini-2.0-flash-001 |
| 49347 |
EFTA01398655.txt |
RE: Epstein Summary [I] |
Keith Buckholz |
suspicious |
none |
2019-07-11 |
email |
dataset_10 |
|
This email provides a summary of Deutsche Bank's relationship with entities associated with... |
Financial transactions/money flowBusiness dealings |
Arjun Nagarkatti |
None |
gemini-2.0-flash-001 |
| 49348 |
EFTA01398657.txt |
Fw: JEE WT to SK (I] |
Vahe Stepanian |
none |
none |
2014-05-08 |
email |
dataset_10 |
|
Vahe Stepanian forwarded an email regarding an international wire transfer in US dollars to... |
Financial transactions/money flowCommunications/correspondence |
Margaux Mcgrath |
EFTA01398657 |
gemini-2.0-flash-001 |
| 49349 |
EFTA01398658.txt |
Apr 2016 AML/KYC Escalation Re orts [I] |
Melisa Venegas |
none |
none |
2016-04-06 |
email |
dataset_10 |
|
This email from Melisa Venegas at Deutsche Bank Wealth Management distributes the monthly... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
Armen Brash a>, Andrew Gallivan <=IS>, Michael S Jacoby,... |
None |
gemini-2.0-flash-001 |
| 49350 |
EFTA01398659.txt |
None |
JEFFREY E. EPSTEIN |
suspicious |
none |
2014-05-08 |
memorandum |
dataset_10 |
|
This memorandum from Jeffrey Epstein instructs Amanda Kirby and Dairen K Indyke to wire $665 to... |
Financial transactions/money flow |
Amanda Kirby, Dairen K Indyke |
None |
gemini-2.0-flash-001 |
| 49351 |
EFTA01398663.txt |
FW: Oldfield [I] |
Daphne Cales |
none |
none |
2017-10-03 |
email |
dataset_10 |
|
This email chain discusses the KYC status of Stewart Oldfield's accounts at Deutsche Bank. The... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew Gallivan |
None |
gemini-2.0-flash-001 |
| 49352 |
EFTA01398705.txt |
Oct 2016 AML/KYC Escalation Reports [I] |
Melisa Venegas |
none |
none |
2016-11-03 |
email |
dataset_10 |
|
This email from Melisa Venegas to Armen Brash and others at Deutsche Bank includes the monthly... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Armen Brash, Andrew Gallivan, Michael S Jacob, Lee... |
None |
gemini-2.0-flash-001 |
| 49353 |
EFTA01398707.txt |
KYCs - DB as Trustee [I] |
Samantha Harmon |
none |
none |
2017-09-12 |
email |
dataset_10 |
|
Samantha Harmon from Deutsche Bank Trust Company Americas sends Andrew Gallivan a file regarding... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew Gallivan |
EFTA01398707 |
gemini-2.0-flash-001 |
| 49354 |
EFTA01398708.txt |
May 2015 |
Melisa Venegas |
none |
none |
2015-06-04 |
email |
dataset_10 |
|
Melisa Venegas from Deutsche Bank sent an email to Andrew Galliva, Kimberly Hart, Michael-J... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Andrew Galliva, Kimberly Hart, Michael-J Davis, Michael S Jacoby |
EFTA01398708 |
gemini-2.0-flash-001 |
| 49355 |
EFTA01398718.txt |
RE: APPROVAL NEEDED: Hi h Risk RUSH KYC Case 01696913 [C] |
Kimberly Hart |
suspicious |
none |
2016-12-15 |
email |
dataset_10 |
|
This email chain discusses the approval process for a high-risk KYC case involving Jeffrey... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Patrick Campion, Andrew Gallivan |
01696913 |
gemini-2.0-flash-001 |
| 49356 |
EFTA01398724.txt |
April 2017 AML/KYC Escalation Re orts [I] |
Melisa Venegas |
suspicious |
none |
2017-05-08 |
email |
dataset_10 |
|
This email from Melisa Venegas at Deutsche Bank distributes the April 2017 AML/KYC escalation... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Andrew Gallivan, Michael S Jacob, Lee Flutter, Mark LaRoe |
None |
gemini-2.0-flash-001 |
| 49357 |
EFTA01398726.txt |
US-Onshore HRIPM Due2017, US-Onshore HRIPM PastDue, US-Onshore TempExceptDue, US-Onshore_TmpExcptOver, Acct opening exceptions |
|
suspicious |
possible |
2017 |
report |
dataset_10 |
|
This report details client information, HRIPM status, and temporary exceptions for US-Onshore... |
Business dealingsLegal matters/litigationFinancial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 49358 |
EFTA01398734.txt |
RUSH KYC approval [I] |
Jj Litchford <Ifl |
suspicious |
none |
2015-10-05 |
email |
dataset_10 |
|
This email chain discusses a rush KYC approval for George Lindemann Family LP and the clearance... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Kimberly Hart, Andrew Gallivan |
01469735 |
gemini-2.0-flash-001 |
| 49359 |
EFTA01398740.txt |
Sept - 2017 AML/KYC Escalation Reports [I] |
Melisa Venegas |
suspicious |
none |
2017-10-10 |
email |
dataset_10 |
|
Melisa Venegas from Deutsche Bank Wealth Management sent an email distributing the monthly... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Andrew Gallivan, Michael S Jacob, Lee Flutter, Mark... |
None |
gemini-2.0-flash-001 |
| 49360 |
EFTA01398752.txt |
May 2016 AML/KYC Escalation Reports [I] |
Melisa Venegas |
none |
none |
2016-05-04 |
email |
dataset_10 |
|
This email from Melisa Venegas at Deutsche Bank Wealth Management distributes the monthly... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
Armen Brash, Andrew Gallivan, Michael S Jacoby, Lee... |
None |
gemini-2.0-flash-001 |
| 49361 |
EFTA01398754.txt |
Days Overdue |
Melisa Venegas |
none |
none |
8/1/2014 |
report |
dataset_10 |
|
This report from Deutsche Bank Private Bank lists customers with overdue accounts, categorizing... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 49362 |
EFTA01398756.txt |
Oct - 2017 AML/KYC Escalation Re orts [I] |
Melisa Venegas |
suspicious |
none |
2017-11-06 |
email |
dataset_10 |
|
This email from Melisa Venegas at Deutsche Bank Wealth Management distributes the monthly... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Andrew Gallivan dfl, Michael S Jacob, Lee Flutter, Mark... |
None |
gemini-2.0-flash-001 |
| 49363 |
EFTA01398757.txt |
US-Onshore HRIPM, US-Onshore_HRIPM_PastDue, US-Onshore_TempExceptDue, US-Onshore_impExcptOver, Acct Opening Exceptions |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a report detailing customer information, including names, primary officers, and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 49364 |
EFTA01398836.txt |
February 2015 AML/KYC Escalation Reports [I] |
Melisa Venegas < |
none |
none |
2015-03-02 |
email |
dataset_10 |
|
Melisa Venegas from Deutsche Bank sent an email distributing the February 2015 AML/KYC... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Andrew Gallivan, Kimberly Hart <, Ja>, Michael-3 Davis... |
None |
gemini-2.0-flash-001 |
| 49365 |
EFTA01398837.txt |
Re: Fw: JE WT |
Aracely Sanchez |
suspicious |
possible |
2014-09-29 |
email |
dataset_10 |
|
Aracely Sanchez from Deutsche Bank is requesting wire transfer instructions, referencing a wire... |
Financial transactions/money flowCommunications/correspondence |
Bella- |
EFTA01398837 |
gemini-2.0-flash-001 |
| 49366 |
EFTA01398898.txt |
Dec 2015 AML/KYC Escalation Re orts [I] |
Melisa Venegas |
none |
none |
2015-12-02 |
email |
dataset_10 |
|
Melisa Venegas from Deutsche Bank sent an email distributing the monthly AML/KYC escalation... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Armen Brash a>, Andrew Gallivan, Michael S Jacob, Lee... |
None |
gemini-2.0-flash-001 |
| 49367 |
EFTA01398899.txt |
RE: MD Approval for ACUs for High Risk Clients [I] |
Andrew Gallivan < |
suspicious |
none |
2016-12-01 |
email |
dataset_10 |
|
This email exchange documents the process of obtaining approval for Annual Client Updates (ACUs)... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vaishali-P Mehta < |
EFTA01398899.txt |
gemini-2.0-flash-001 |
| 49368 |
EFTA01398914.txt |
ACU Material Changes Main |
|
suspicious |
none |
2014 |
report |
dataset_10 |
|
This document is a report detailing ACU material changes for various customers, including... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
EFTA01398914.txt |
gemini-2.0-flash-001 |
| 49369 |
EFTA01398916.txt |
Temporary Exceptions Overdue / Temporary Exceptions Coming Due |
|
suspicious |
none |
2014-04-01 |
report |
dataset_10 |
|
This document is a report on temporary exceptions for customer accounts, listing overdue and... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 49370 |
EFTA01398919.txt |
April 2014 AML KYC Escalation Reports [I] |
Melisa Venegas |
none |
none |
2014-05-06 |
email |
dataset_10 |
|
Melisa Venegas sent an email to Andrew Galliva, Kimberly Hart, Michael-J Davis, and Michael S... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Andrew Galliva, Kimberly Hart, Michael-J Davis, Michael S Jacob |
|
gemini-2.0-flash-001 |
| 49371 |
EFTA01398920.txt |
Temporary Exceptions |
|
suspicious |
none |
2009-12-02 |
report |
dataset_10 |
|
This document is a report on temporary exceptions granted to various clients and prospects,... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 49372 |
EFTA01398923.txt |
Nov 2015 AML/KYC Escalation Reports [I] |
Melisa Venegas |
none |
none |
2015-11-03 |
email |
dataset_10 |
|
Melisa Venegas from Deutsche Bank sent an email to several recipients with the monthly AML/KYC... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Armen Brash -a, Andrew Gallivan, Michael S J, Lee... |
None |
gemini-2.0-flash-001 |
| 49373 |
EFTA01398924.txt |
US-Onshore HRIPM PastDue, US-Onshore_HRIPM_Due2016, US-Onshore_TempExceptDue, US-Onshore_impExcptOver, US-Onshore_ACUwMatChngs, acct opening |
|
suspicious |
none |
None |
report |
dataset_10 |
|
This document is a report detailing client information, account statuses, and compliance updates... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 49374 |
EFTA01398934.txt |
Sept 2015 AML/KYC Escalation Reports [I] |
Melisa Venegas |
none |
none |
2015-10-05 |
email |
dataset_10 |
|
Melisa Venegas from Deutsche Bank sent an email to Andrew Gallivan and others, distributing the... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Andrew Gallivan |
None |
gemini-2.0-flash-001 |
| 49375 |
EFTA01398935.txt |
FW: Apr 2016 AML/KYC Escalation Re orts [I] |
Andrew Gallivan |
suspicious |
none |
2016-04-06 |
email |
dataset_10 |
|
This email contains an AML/KYC escalation report from Melisa Venegas at Deutsche Bank Wealth... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Armen Brash <a. |
None |
gemini-2.0-flash-001 |
| 49376 |
EFTA01398943.txt |
None |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a client list or report, likely from a financial or legal firm. It details... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 49377 |
EFTA01398948.txt |
Customer List |
|
none |
none |
2017 |
list |
dataset_10 |
|
This document is a customer list that includes client names, risk levels (High or Moderate),... |
Business dealings |
— |
EFTA01398948 |
gemini-2.0-flash-001 |
| 49378 |
EFTA01398963.txt |
None |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a client list that includes risk assessments, exemption reasons, annual update... |
Business dealings |
— |
EFTA01398963 |
gemini-2.0-flash-001 |
| 49379 |
EFTA01398964.txt |
Customer Information |
|
none |
none |
2017-07-07 |
other |
dataset_10 |
|
The document is a customer information sheet listing Granite 1717 Hotel LLC, Harry Gross, and... |
|
— |
None |
gemini-2.0-flash-001 |
| 49380 |
EFTA01398965.txt |
None |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a client list that includes customer names, types, risk levels (high or... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 49381 |
EFTA01398967.txt |
None |
Gonzalez |
none |
none |
None |
Client List |
dataset_10 |
|
This document is a client list, likely for internal use, containing information such as client... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 49382 |
EFTA01398969.txt |
None |
Kimble |
none |
none |
None |
list |
dataset_10 |
|
This document is a client list managed by Malcolm Kimble, indicating customer risk levels,... |
Business dealingsFinancial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 49383 |
EFTA01398970.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a client list with risk assessments, annual update due dates, and client... |
|
— |
None |
gemini-2.0-flash-001 |
| 49384 |
EFTA01398995.txt |
RE: June 2016 AML/KYC Escalation Reports [I] |
Melisa Venegas |
suspicious |
none |
2016-07-03 |
email |
dataset_10 |
|
Melisa Venegas from Deutsche Bank Wealth Management sent an email distributing the monthly... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Armen Brash, Andrew Gallivan, Michael S Jar, Lee... |
None |
gemini-2.0-flash-001 |
| 49385 |
EFTA01398997.txt |
Re: Fw: Cinq Case Number 131213 604222 case 01163801 |
Aracely Sanchez |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
Aracely Sanchez from Deutsche Bank is seeking assistance from Deepak Ramchandani and his team to... |
Financial transactions/money flowCommunications/correspondence |
Deepak Ramchandani |
131213 604222 case 01163801 |
gemini-2.0-flash-001 |
| 49386 |
EFTA01399002.txt |
Re: TRS on AAPL - creatin synthetic long exposure [C] |
Daniel Sabba |
none |
none |
2014-10-28 |
email |
dataset_10 |
|
Daniel Sabba from Deutsche Bank sent an email to Jeffrey, Paul Morris, and others, providing... |
Financial transactions/money flowBusiness dealings |
Paul Morris |
|
gemini-2.0-flash-001 |
| 49387 |
EFTA01399004.txt |
Re: Fw: Cinq Case Number 131213 604222 case 01163801 |
Deepak Ramchandani |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
This email chain discusses an amendment to a Cinq case within Deutsche Bank and the need for... |
Financial transactions/money flowCommunications/correspondenceBusiness dealings |
GTO-PWM-Banking Exception-Check-Processing |
131213 604222 case 01163801 |
gemini-2.0-flash-001 |
| 49388 |
EFTA01399012.txt |
Re: Fw: Cinq Case Number 131213 604222 case 01163801 |
Deepak Ramchandani |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
This email exchange discusses the processing of a Cinq case amendment within Deutsche Bank and a... |
Financial transactions/money flowCommunications/correspondence |
Aracely Sanchez |
131213 604222 case 01163801 |
gemini-2.0-flash-001 |
| 49389 |
EFTA01399017.txt |
Re: Fw: Cinq Case Number 131213 604222 case 01163801
*******urgent ********** [I] |
Aracely Sanchez <1......a> |
none |
none |
2013-12-27 |
email |
dataset_10 |
|
This email chain discusses a wire transfer issue within Deutsche Bank. Aracely Sanchez is trying... |
Financial transactions/money flowCommunications/correspondence |
Hemant-Kumar Rathore |
131213 604222 case 01163801 |
gemini-2.0-flash-001 |
| 49390 |
EFTA01399025.txt |
Re: Fw: Cinq Case Number 131213 604222 case 01163801 [I] |
Aracely Sanchez |
none |
none |
2013-12-26 |
email_chain |
dataset_10 |
|
This email chain revolves around a Cinq case amendment and a wire transfer issue. Aracely... |
Financial transactions/money flowCommunications/correspondence |
Paul Morris, Deepak Ramchandani, Arpit Pathak, Raunak... |
131213 604222 case 01163801 |
gemini-2.0-flash-001 |
| 49391 |
EFTA01399030.txt |
Re: Fw: JE WT to RB [I] |
Jj Litchford |
suspicious |
none |
2014-09-29 |
email |
dataset_10 |
|
This email chain discusses a wire transfer from Jeffrey Epstein to RB, with Bella Klein... |
Financial transactions/money flowCommunications/correspondence |
Mile> |
EFTA01399030 |
gemini-2.0-flash-001 |
| 49392 |
EFTA01399032.txt |
Re: Fw: Cin Case Number 131213 604222 case 01163801 [I] |
Paul Morris |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
This email chain involves Deutsche Bank employees discussing the processing of a Cinq case... |
Financial transactions/money flowCommunications/correspondence |
Aracely Sanchez |
131213 604222 case 01163801 |
gemini-2.0-flash-001 |
| 49393 |
EFTA01399037.txt |
Re: Fw: Cinq Case Number 131213 604222 case 01163801 [I] |
Aracely Sanchez |
none |
none |
2013-12-26 |
email |
dataset_10 |
|
Aracely Sanchez is forwarding an email chain regarding a wire transfer and requesting that... |
Financial transactions/money flowCommunications/correspondence |
Deepak Ramchandani |
131213 604222 case 01163801 |
gemini-2.0-flash-001 |
| 49394 |
EFTA01399039.txt |
Re: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C] [I] |
Chip Packard |
suspicious |
possible |
2016-01-20 |
email_chain |
dataset_10 |
|
This email chain discusses the internal approval process at Deutsche Bank for opening a new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Todd Stevens |
EFTA01399039.txt |
gemini-2.0-flash-001 |
| 49395 |
EFTA01399044.txt |
FW: Market Purit Work Sho [C] |
Oliver Esslinger |
suspicious |
none |
2018-05-14 |
email |
dataset_10 |
|
Oliver Esslinger is requesting Armen Brash and Julie Cataudella to review a list of clients with... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Armen Brash, Julie Cataudella |
None |
gemini-2.0-flash-001 |
| 49396 |
EFTA01399047.txt |
Managed Exit account handling |
Oliver Esslingen |
none |
none |
2019-05-30 |
email |
dataset_10 |
|
This email from Oliver Esslingen explains the Managed Exit process for offboarding client... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Ian Salters e, Funda Bozkurt, Bill King, Kimberly Hart... |
None |
gemini-2.0-flash-001 |
| 49397 |
EFTA01399049.txt |
Re: Exce tion Re uired I] |
Zia Memon < |
suspicious |
possible |
2013-10-24 |
email |
dataset_10 |
|
This email discusses a wire transfer request for Jeffrey Epstein at Deutsche Bank. Amanda Kirby... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Amanda Kirby |
EFTA01399049.txt |
gemini-2.0-flash-001 |
| 49398 |
EFTA01399051.txt |
RE: Initial thou hts [I] |
Michael Off |
suspicious |
possible |
2019-07-15 |
email |
dataset_10 |
|
This email exchange discusses concerns about Deutsche Bank's client clearance processes,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Kimberly Hart |
EFTA01399051.txt |
gemini-2.0-flash-001 |
| 49399 |
EFTA01399057.txt |
Re: FIM Relationships and FIMs - KYC Tracker [I] |
Kimberly Hart |
suspicious |
none |
2018-10-15 |
email |
dataset_10 |
|
This email exchange discusses the status of KYC compliance for various FIM relationships at... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Oliver Ess, Emily Craig, Melisa Venegas, Jonathan Groom |
EFTA01399057.txt |
gemini-2.0-flash-001 |
| 49400 |
EFTA01399065.txt |
RE: October 2014 AML/KYC Escalation Reports [I] |
Andrea Tapia |
none |
none |
2014-11-06 |
email |
dataset_10 |
|
Andrea Tapia sends Melisa Venegas a list of ACUs to be removed from the October 2014 AML/KYC... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Melisa Venegas |
None |
gemini-2.0-flash-001 |